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Corporate Action Updates

Keywords: Corporate, Action, Merger, Delisting, Split

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Written by Stockpile Support
Updated today

We track mandatory corporate actions for you and provide the list here.  Where we can, we add the details that we have received.  Please note that many of these actions evolve over time and additional details will be added as we receive them.

December 2, 2024

DBV Technologies S.A. (DBVT) 1-for-5 reverse split. Fractions retained

Vroom, Inc. (VRM) demotion to OTC Markets, symbol change to VRMMQ

November 27, 2024

Select Medical Holdings Corporation (SEM) spinoff of Concentra Group Holdings Parent, Inc. (CON). Holders keep their SEM shares, will receive an additional 0.806971 share CON for every SEM share.

Tradr 2x Short Innovation Daily ETF (SARK) 1-for-3 reverse split. Fractions retained

U-BX Technology Ltd. (UBXG) 1-for-16 reverse split. Fractions rounded up to the next whole share

Vista Outdoor, Inc. (VSTO) delisting - acquisition / cash & stock merger into Revelyst, Inc. (GEAR). Holders will receive 1 share GEAR and $25.75 cash for each share of VSTO.

November 25, 2024

Hyperscale Data, Inc. (GPUS) 1-for-35 reverse split. Fractions retained

November 22, 2024

Dragonfly Energy Holdings Corp. (DFLI) 1-for-9 reverse split. Fractions rounded up to the next whole share

Haynes International, Inc. (HAYN) delisting - cash merger / buyout at $61.00 per share

Marathon Oil Corp. (MRO) delisting - acquisition / stock merger into ConocoPhillips Co. (COP) at 0.255 COP for every MRO share

November 21, 2024

Luminar Technologies, Inc. (LAZR) 1-for-15 reverse split. Fractions retained

Perimeter Solutions S.A. (PRM) redomicile to U.S. from Luxembourg, now Perimeter Solutions, Inc. No symbol change

November 20, 2024

Grayscale Bitcoin Mini Trust (BTC) 1-for-5 reverse split. Fractions retained

Grayscale Ethereum Mini Trust (ETH) 1-for-10 reverse split. Fractions retained

R1 RCM, Inc. (RCM) delisting - cash merger / buyout at $14.30 per share

November 19, 2024

Polar Power, Inc. (POLA) 1-for-7 reverse split. Allocation date and fractional share treatment TBD

Spirit Airlines, Inc. (SAVE) demotion to OTC Markets, symbol change to SAVEQ

SOS Limited (SOS) 1-for-15 reverse split. Fractions retained

November 18, 2024

Axonics Modulation Technologies, Inc. (AXNX) delisting - cash merger / buyout at $71.00 per share

November 14, 2024

Akanda Corp. (AKAN) 1-for-2 reverse split. Fractions dropped to 5 decimal places

Thoughtworks Holding, Inc. (TWKS) delisting - cash merger / buyout at $4.40 per share

November 13, 2024

Danimer Scientific, Inc. (DNMR) 1-for-40 reverse split. Fractions retained

Nationwide Risk-Managed Income ETF (NUSI) sponsor company change to NEOS Investments, now the NEOS Nasdaq-100 Hedged Equity Income ETF. Symbol remains NUSI

Instructure Holdings, Inc. (INST) delisting - cash merger / buyout at $23.60 per share

Primo Water Corporation (PRMW) delisting - merger with BlueTriton Brands, Inc. to form Primo Brands Corporation (PRMB)

November 11, 2024

FuelCell Energy, Inc. (FCEL) 1-for-30 reverse split. Fractions retained

SVB Financial Group (SIVBQ) delisting - bankruptcy restructuring, positions removed as worthless

Volcon, Inc. (VLCN) 1-for-8 reverse split, fractions rounded up to the next whole share

November 8, 2024

Sonendo, Inc. (SONX) 1-for-200 reverse split. Fractions retained

November 7, 2024

ProShares Short Bitcoin Strategy ETF (BITI) 1-for-5 reverse split. Fractions retained

ProShares UltraPro Short (-3x) Dow30 (SDOW) 1-for-5 reverse split. Fractions retained

ProShares Short S&P500 (SH) 1-for-4 reverse split. Fractions retained

ProShares UltraPro Short (-3x) QQQ (SQQQ) 1-for-5 reverse split. Fractions retained

ProShares UltraShort (-2x) Russell2000 (TWM) 1-for-5 reverse split. Fractions retained

ProShares Short-Term VIX Futures ETF (VIXY) 1-for-4 reverse split. Fractions retained

November 6, 2024

Lilium N.V. (LILM) demotion to OTC Markets, symbol change to LILMF

Lilium N.V. warrants (LILMW) demotion to OTC Markets, symbol change to LILWF

Novo Integrated Sciences, Inc. (NVOS) demotion to OTC Markets, no symbol change

Update: ClearBridge Focus Value ETF (CFCV) final distribution:

Principal Distribution: $37.021942

Short-Term Capital Gains Distribution: $0.263500

Long-Term Capital Gains Distribution: $0.845340

Total Payout Rate: $38.130782

November 5, 2024

Aqua Metals, Inc. (AQMS) 1-for-20 reverse split. Fractions retained

Qualigen Therapeutics, Inc. (QLGN) 1-for-50 reverse split. Fractions retained

Stericycle, Inc. (SRCL) delisting - cash merger / buyout at $62.00 per share

November 4, 2024

Direxion Daily FTSE China Bear 3X ETF (YANG) 1-for-20 reverse split. Fractions retained

November 1, 2024

MDU Resources Group, Inc. (MDU) spin-off of construction services division into Everus Construction Group, Inc. (ECG). Holders will receive 1 ECG for every 4 shares of MDU.

October 31, 2024

NuZee, Inc. (NUZE) company name & symbol change to CIMG, Inc. (IMG)

Vicinity Motor Corp. (VEV) demotion to OTC Markets, symbol change to VEVMQ

October 30, 2024

ClearBridge Focus Value ETF (CFCV) delisting - pending fund liquidation at rate TBD

Terran Orbital Corp. (LLAP) delisting - cash merger / buyout at $0.25 per share

October 28, 2024

Amyris, Inc. escrow shares ("A064240") delisting - cash out at $0.0089 per share

Ashford Hospitality Trust, Inc. (AHT) 1-for-10 reverse split. Fractions retained

New York Community Bancorp, Inc. (NYCB) company name & symbol change to Flagstar Financial, Inc. (FLG)

PETIQ, Inc. (PETQ) delisting - cash merger / buyout at $31.00 per share

Zapata Computing Holdings, Inc. (ZPTA) demotion to OTC Markets, symbol remains ZPTA

October 25, 2024

Seaport Entertainment Group, Inc. rights (SEG-RT) delisting - rights expired, positions removed as worthless

October 24, 2024

Nebius Group N.V. (NBIS) Exchange suspension lifted, back to trading as normal

VictoryShares Nasdaq Next 50 ETF (QQQN) delisting - pending fund liquidation at $31.27903194 per share

October 23, 2024

Sharecare, Inc. (SHCR) delisting - cash merger / buyout at $1.43 per share

October 22, 2024

Gritstone Oncology, Inc. (GRTS) demotion to OTC Markets. Symbol change to GRTSQ

Kintara Therapeutics, Inc. (KTRA) delisting - acquisition / merger into TuHURA Biosciences, Inc. (HURA) then 1-for-35 reverse split. Fractions rounded up to next whole share

October 21, 2024

Fisker, Inc. (FSRNQ) delisting from OTC Markets, further details TBD

The Gabelli Utility Trust rights (GUT-RT) expired - positions removed as worthless

Orgenesis, Inc. (ORGS) demotion to OTC Markets. Symbol remains ORGS

October 18, 2024

Alpine 4 Holdings, Inc. (ALPP) demotion to OTC Markets. Symbol remains ALPP

Biora Therapeutics, Inc. (BIOR) 1-for-10 reverse split. Fractions retained

Orange S.A. (ORAN) demotion to OTC Markets. Symbol change to ORANY

October 17, 2024

Squarespace, Inc. (SQSP) delisting - pending cash merger / acquisition at $46.50 per share

October 16, 2024

Dolphin Entertainment, Inc. (DLPN) 1-for-2 reverse split. Fractions rounded up to next whole share

23andMe Holding Co. (ME) 1-for-20 reverse split. Fractions rounded up to next whole share

October 15, 2024

SMART Global Holdings, Inc. (SGH) company name & symbol change to Penguin Solutions, Inc. (PENG)

AgEagle Aerial Systems, Inc. (UAVS) 1-for-50 reverse split. Fractions retained

October 14, 2024

NV5 Global, Inc. (NVEE) 4-for-1 split

October 11, 2024

Schwab Fundamental US Small Company ETF (FNDA) 2-for-1 split

Schwab Fundamental US Large Company ETF (FNDX) 2-for-1 split

Schwab US Small-Cap ETF (SCHA) 2-for-1 split

Schwab US Broad Market ETF (SCHB) 3-for-1 split

Schwab US Dividend Equity ETF (SCHD) 3-for-1 split

Schwab US Large-Cap Growth ETF (SCHG) 4-for-1 split

Schwab US Mid-Cap ETF (SCHM) 3-for-1 split

Schwab Short-Term US Treasury ETF (SCHO) 2-for-1 split

Schwab US TIPS ETF (SCHP) 2-for-1 split

Schwab US Large-Cap Value ETF (SCHV) 3-for-1 split

Sharing Services Global Corp. (SHRGD) symbol change back to SHRG

Pacer BioThreat Strategy ETF (VIRS) delisting - pending fund liquidation. Terms: $39.97457 cash and $0.0519 dividends per share

October 9, 2024

Maxeon Solar Technologies, Ltd. (MAXN) 1-for-100 reverse split. Fractions retained

Sony Group Corporation (SONY) 5-for-1 split

Sequans Communications S.A. (SQNS) 1-for-2.5 reverse split. Fractions retained

Tellurian, Inc. (TELL) delisting - cash merger / buyout at $1.00 per share

October 8, 2024

Agrify Corp. (AGFY) 1-for-15 reverse split. Fractions retained

Safe & Green Development Corp. (SGD) 1-for-20 reverse split. Fractions retained

Trevena, Inc. (TRVN) demotion to OTC Markets, symbol remains TRVN

Vision Marine Technologies, Inc. (VMAR) 1-for-9 reverse split. Fractions rounded up to next whole share

Vertex Energy, Inc. (VTNR) demotion to OTC Markets, symbol change to VTNRQ

October 7, 2024

Calliditas Therapeutics AB (CALT) delisting - cash merger / buyout at $39.52228 per share. Allocation date TBD

Defiance Next Gen H2 ETF (HDRO) 1-for-8 reverse split. Fractions retained

Enviva Partners, LP (EVA) demotion to OTC Markets, symbol change to EVVAQ

Vector Group Ltd. (VGR) delisting - cash merger / buyout at $15.00 per share

October 4, 2024

Aaron's, Inc. (AAN) delisting - cash merger / buyout at $10.10 per share

Sify Technologies Limited (SIFY) 1-for-6 reverse split. Fractional treatment TBD

October 3, 2024

BIOLASE, Inc. (BIOL) demotion to OTC Markets, symbol change to BIOLQ

Eagle Pharmaceuticals, Inc. (EGRX) demotion to OTC Markets, symbol remains EGRX

Lam Research Corp. (LRCX) 10-for-1 split

Perficient, Inc. (PRFT) delisting - cash merger / buyout at $76.00 per share

October 2, 2024

BlackRock, Inc. (BLK) completed acquisition of Global Infrastructure Partners to form "new" BlackRock. Old shares will be automatically converted on a 1-for-1 basis, symbol remains BLK

Chesapeake Energy Corp. (CHK) company name / symbol change to Expand Energy Corporation (EXE)

SoFi Select 500 ETF (SFY) 1-for-5 reverse split. Fractions retained

Yamaha Corp. (YAMCY) 3-for-1 split

October 1, 2024

Audacy, Inc. (AUDAQ) delisting from OTC Markets, pending removal as worthless

PowerSchool Holdings, Inc. (PWSC) delisting - cash merger / buyout at $22.80 per share

Super Micro Computer, Inc. (SMCI) 10-for-1 split

Southwestern Energy Co. (SWN) delisting - acquisition / stock merger into Chesapeake Energy Corp. (CHK) at 0.0867 CHK for every SWN share

Teekay Corporation (TK) corporate reorganization / CUSIP change. Symbol remains TK

September 30, 2024

Fangdd Network Group Ltd. (DUO) termination of ADR facility, 1-for-1 exchange into Nasdaq-listed shares. Symbol remains DUO

Ecofin Global Water ESG Fund (EBLU) company name / symbol change to Tortoise Global Water ESG Fund (TBLU)

Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-8 reverse split. Fractions retained

September 27, 2024

Bayerische Motoren Werkes AG (a.k.a. BMW Automotive - BMWYY) delisting - pending ADR termination, further details TBD

Doma Holdings, Inc. (DOMA) delisting - cash merger / buyout at $6.29 per share

September 25, 2024

Orgenesis, Inc. (ORGS) 1-for-10 reverse split. Fractions retained

September 24, 2024

E-Home Household Service Holdings Ltd. (EJH) 1-for-10 reverse split. Fractions rounded up to next whole share

September 23, 2024

Bowflex, Inc. (BFXXQ) delisting from OTC Markets, positions removed as worthless

Burgerfi International, LLC (BFI) demotion to OTC Markets, symbol change to BFICQ

Vertical Aerospace Ltd. (EVTL) 1-for-10 reverse split. Fractions retained

MultiPlan Corp. (MPLN) 1-for-40 reverse split. Fractions retained

Ontrak, Inc. (OTRK) 1-for-15 reverse split. Fractions rounded up to next whole share

VapoTherm, Inc. (VAPO) delisting - cash merger / buyout at $2.18 per share

September 19, 2024

Bright Green Corporation (BGXX) demotion to OTC Markets, symbol remains BGXX

G1 Therapeutics, Inc. (GTHX) delisting - cash merger / buyout at $7.15 per share

Hawaiian (Airlines) Holdings, Inc. (HA) delisting - cash merger / buyout at $18.00 per share

Markforged Holding Corp. (MKFG) 1-for-10 reverse split. Fractions rounded up to next whole share

Silvergate Capital Corp. (SICP) demotion to OTC Markets, symbol change to SICPQ

September 18, 2024

Edgio, Inc. (EGIO) demotion to OTC Markets, symbol change to EGIOQ

Silk Road Medical, Inc. (SILK) delisting - cash merger / buyout at $27.50 per share

Chord Energy Corp. warrants (WLLBW) expired, positions removed as worthless

September 17, 2024

Alimera Sciences, Inc. (ALIM) delisting - merger / acquisition by Ani Pharmaceuticals, Inc. Holders will receive $5.50 cash and one non-tradable contingent value right per share of ALIM held. Further information HERE

Deckers Outdoor Corp. (DECK) 6-for-1 split

Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share

Nuvve Holding Corp. (NVVE) 1-for-10 reverse split. Fractions rounded up to next whole share

September 16, 2024

iSpecimen, Inc. (ISPC) 1-for-20 reverse split. Fractions rounded up to next whole share

Knightscope, Inc. (KSCP) 1-for-50 reverse split. Fractions retained

2U, Inc. (TWOUQ) delisting from OTC Markets. Further details TBD

September 13, 2024

Digital Media Solutions, Inc. (DMSL) demotion to OTC Markets, symbol change to DMSLQ

Sharing Services Global Corporation (SHRG) symbol change to SHRGD. 1-for-1400 reverse split , fractions rounded up to next whole share

September 12, 2024

Cintas Corp. (CTAS) 4-for-1 split

Solaris Oilfield Infrastructure, Inc. (SOI) company name / symbol change to Solaris Energy Infrastructure, Inc. (SEI)

September 11, 2024

Hyzon Motors, Inc. (HYZN) 1-for-50 reverse split. Fractions retained

UTime Ltd. (WTO) 1-for-25 reverse split. Fractions rounded up to next whole share

Velo3D, Inc. (VLD) demotion to OTC Markets, symbol change to VLDX

September 10, 2024

Ault Alliance, Inc. (AULT) company name / symbol change to Hyperscale Data, Inc. (GPUS)

Big Lots, Inc. (BIG) demotion to OTC Markets, symbol change to BIGGQ

Liberty Media SiriusXM Series A (LSXMA) delisting - merger into new Sirius XM Holdings, Inc. (SIRI) at 0.8375 SIRI for each LSXMA share

Liberty Media SiriusXM Series C (LXSMK) delisting - merger into new Sirius XM Holdings, Inc. (SIRI) at 0.8375 SIRI for each LSXMK share

Sirius XM Holdings, Inc. (SIRI) 1-for-10 reverse split. Fractions retained

September 9, 2024

BlackSky Technology, Inc. (BKSY) 1-for-8 reverse split. Fractions retained

Tetra Tech, Inc. (TTEK) 5-for-1 split

September 6, 2024

Brookfield Reinsurance Ltd. (BNRE) delisting - corporate reorganization / company name change to Brookfield Wealth Solutions Ltd. (BNT)

Amplify Emerging Markets FinTech ETF (EMFQ) delisting - pending fund liquidation at rate TBD

Amplify Treatments, Testing and Advancements ETF (GERM) delisting - pending fund liquidation at rate TBD

September 5, 2024

Allbirds, Inc. (BIRD) 1-for-20 reverse split. Fractions retained

Draganfly Innovations, Inc. (DPRO) 1-for-25 reverse split. Fractions retained

Natura &Co Holding S.A. (NTCOY) - update - ADS termination, payout at $5.043659 per share

September 4, 2024

Diamond Offshore Drilling (DO) delisting - cash & stock merger into Noble Corporation (NE) at $5.65 cash and 0.2316 NE for each DO share

Rite Aid Corporation (RADCQ) delisting - bankruptcy restructuring, shares removed as worthless

The Container Store Group, Inc. (TCS) 1-for-15 reverse split. Fractions retained

September 3, 2024

Ebix, Inc. (EBIXQ) delisting from OTC Markets, shares removed as worthless

August 29, 2024

Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol change to FRBKQ

Independence Contract Drilling, Inc. (ICD) demotion to OTC Markets, symbol change to ICDI

August 28, 2024

Acorda Therapeutics, Inc. (ACORQ) delisting - bankruptcy restructuring, positions removed as worthless

August 26, 2024

Allego N.V. (ALLG) symbol change to ALLGF

Capital Product Partners L.P. (CPLP) company name / symbol change to Capital Clean Energy Carriers Corp. (CCEC)

ESS Tech, Inc. (GWH) 1-for-15 reverse split. Fractions retained

BiomX, Inc. (PHGE) 1-for-10 reverse split. Fractions rounded up to next whole share

August 24, 2024

Allego N.V. (ALLG) symbol change to ALLGF

Capital Product Partners L.P. (CPLP) company name / symbol change to Capital Clean Energy Carriers Corp. (CCEC)

ESS Tech, Inc. (GWH) 1-for-15 reverse split. Fractions retained

BiomX, Inc. (PHGE) 1-for-10 reverse split. Fractions rounded up to next whole share

August 23, 2024

Allego N.V. (ALLG) voluntary delisting from U.S. exchanges, further details TBD

August 22, 2024

Asensus Surgical, Inc. (ASXC) delisting - cash merger / buyout at $0.35 per share

BioCardia, Inc. Warrants (BCDAW) expired, positions removed as worthless

Gap, Inc. (GPS) symbol change to GAP

Vision Marine Technologies, Inc. (VMAR) 1-for-15 reverse split. Fractions rounded up to next whole share

August 21, 2024

Meta Materials, Inc. (MMAT) demotion to OTC Markets, symbol change to MMATQ

Yandex N.V. (YNDX) delisting - European company has divested Russian assets. Company name / symbol change to Nebius Group N.V. (NBIS). Stock remains suspended currently by U.S. exchanges, placeholder symbol "Y003650".

August 20, 2024

Ginkgo Bioworks Holdings, Inc. (DNA) 1-for-40 reverse split. Fractions retained

August 19, 2024

Collective Audience, Inc. (CAUD) demotion to OTC Markets, symbol remains CAUD

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-40 reverse split. Fractions rounded up to next whole share

Surf Air Mobility, Inc. (SRFM) 1-for-7 reverse split. Fractions retained

August 16, 2024

Collective Audience, Inc. (CAUD) demotion to OTC Markets, symbol remains CAUD

Genius Group Ltd. (GNS) 1-for-20 reverse split. Fractions dropped

Grindrod Shipping Holdings, Ltd. (GRIN) delisting - pending cash merger / buyout at $14.25 per share

Invitae Corporation (NVTAQ) delisting - bankruptcy restructuring, positions removed as worthless

EightCo Holdings, Inc. (OCTO) 1-for-5 reverse split. Fractions retained

SunPower Corporation (SPWR) demotion to OTC Markets, symbol change to SPWRQ

August 13, 2024

Trevena, Inc. (TRVN) 1-for-25 reverse split. Fractions retained

August 12, 2024

iShares Robotics and AI Multisector ETF (IRBO) delisting - fund name & symbol change to iShares Future AI & Tech ETF (ARTY)

August 9, 2024

Casa Systems, Inc. (CASSQ) delisting from OTC Markets, positions removed as worthless

August 8, 2024

Camber Energy, Inc. (CEI) demotion to OTC Markets, symbol change to CEIN

International Media Acquisition Corp. (IMAQ) demotion to OTC Markets, symbol remains IMAQ

MicroStrategy, Inc. (MSTR) 10-for-1 split

Natura &Co Holding S.A. (NTCOY) delisting - corporate reorganization, further details TBD

Sunshine Biopharma, Inc. (SBFM) 1-for-20 reverse split. Fractions rounded up to next whole share

VBI Vaccines, Inc. (VBIV) demotion to OTC Markets, symbol change to VBIVQ

August 7, 2024

Spectaire Holdings, Inc. (SPEC) demotion to OTC Markets, symbol remains SPEC

2U, Inc. (TWOU) demotion to OTC Markets, symbol change to TWOUQ

August 6, 2024

Conn's, Inc. (CONN) demotion to OTC Markets, symbol change to CONNQ

Whole Earth Brands, Inc. (FREE) delisting - cash merger / buyout at $4.875 per share

United Community Banks, Inc. (UCBI) symbol change to UCB

August 5, 2024

Greenlane Holdings, Inc. (GNLN) 1-for-11 reverse split. Fractions rounded up to next whole share

MorphoSys AG (MOR) delisting - pending merger / acquisition, further details TBD

PNM Resources, Inc. (PNM) company name & symbol change to TXNM Energy, Inc. (TXNM)

August 2, 2024

Scorpius Holdings, Inc. (SCPXD) re-listing up to NYSE exchange, symbol change to SCPX

August 1, 2024

Ferguson PLC (FERG) corporate reorganization into Ferguson Enterprises, Inc. Symbol remains FERG

Howard Hughes Holdings, Inc. (HHH) spinoff of new Seaport Entertainment Group, Inc. (SEG) at 1 SEG for every 9 HHH shares held

U.S. Silica Holdings, Inc. (SLCA) delisting - cash merger / buyout at $15.50 per share

Summit Midstream Partners, LP (SMLP) delisting - corporate reorganization into Summit Midstream Corporation (SMC)

July 30, 2024

Grayscale Bitcoin Trust (GBTC) spinoff of Grayscale Bitcoin Mini Trust (BTC) at 1-for-1

July 26, 2024

Ashford, Inc. (AINC) delisting - company will no longer be SEC-reporting, cash out current holders at $5.00 per share

Finance of America Equity Capital LLC (FOA) 1-for-10 reverse split. Fractions retained

Hibbett Sports, Inc. (HIBB) delisting - cash merger / buyout at $87.50 per share

July 25, 2024

Evogene Ltd. (EVGN) 1-for-10 reverse split. Resulting fractions 0.5+ rounded up to next whole share

Spark Networks SE (LOVLQ) delisting from OTC Markets, positions removed as worthless

July 24, 2024

MyMD Pharmaceuticals, Inc. (MYMD) company name / symbol change to TNF Pharmaceuticals, Inc. (TNFA)

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split. Fractions retained

July 23, 2024

CURO Group Holdings Corp. (CUROQ) delisting - bankruptcy restructuring complete, holders will receive one contingent value right for each share held (placeholder symbol "C142626")

Grayscale Ethereum Trust (ETHE) spinoff of Grayscale Ethereum Mini Trust (ETH). Holders will receive 1 ETH for every ETHE share.

July 22, 2024

Equitrans Midstream Corporation (ETRN) delisting - acquisition / stock merger into EQT Corporation (EQT) at 0.3504 EQT for every ETRN share

Defiance 5G Next Gen Connectivity ETF (FIVG) fund name / symbol change to Defiance Connective Technologies ETF (SIXG)

The Gabelli Multimedia Trust, Inc. rights (GGTRT) expired - positions removed as worthless

Direxion Moonshot Innovators ETF (MOON) delisting - pending fund liquidation at $10.33444 per share, anticipated allocation date TBD

July 19, 2024

Astra Space, Inc. (ASTR) delisting - cash merger / buyout at $0.50 per share


Benson Hill, Inc. (BHIL) 1-for-35 reverse split. Fractions retained


Sify Technologies Ltd. rights (SIFYR) expired - positions removed as worthless

July 18, 2024

Scorpius Holdings, Inc. (SCPX) 1-for-200 reverse split. Fractions retained. Also demotion to OTC Markets, symbol change to SCPXD

Sonim Technologies, Inc. (SONM) 1-for-10 reverse split. Fractions rounded up to next whole share

July 17, 2024

Shapeways, Inc. (SHPW) demotion to OTC Markets. Symbol change to SHPWQ

July 15, 2024

Broadcom, Inc. (AVGO) 10-for-1 split

Euronav N.V. (EURN) delisting - company name / symbol change to CMB.TECH (CMBT)

Monterey Capital Acquisition Corp. (MCAC) delisting - stock merger into ConnectM Technology Solutions, Inc. (CNTM) at 1-for-1

United States Lime & Minerals, Inc. (USLM) 5-for-1 split

Catheter Precision, Inc. (VTAK) 1-for-10 reverse split. Fractions retained

July 12, 2024

Farfetch Limited (FTCHF) demotion to OTC Markets. Symbol change to FTCHQ

New York Community Bancorp, Inc. (NYCB) 1-for-3 reverse split. Fractions retained

July 11, 2024

American Well Corp. (AMWL) 1-for-20 reverse split. Fractions retained

Calumet Specialty Products Partners, LP (CLMT) corporate reorganization into a C-corp. (Calumet, Inc.) Symbol remains CLMT

Ideanomics, Inc. (IDEX) demotion to OTC Markets. Symbol remains IDEX

W. R. Berkley Corporation (WRB) 3-for-2 split

July 10, 2024

AFC Gamma, Inc. (AFCG) spinoff of commercial real estate portfolio into new Sunrise Realty Trust, Inc. (SUNS). Holders will receive 1 SUNS for every 3 AFCG shares.

Pulse Biosciences, Inc. (PLSE) rights expired - positions removed as worthless

July 9, 2024

Williams-Sonoma, Inc. (WSM) 2-for-1 split

July 8, 2024

WestRock Co. (WRK) delisting - cash & stock merger with Smurfit Kappa into Smurfit Westrock plc (SW). Holders will receive $5.00 cash and 1 share SW for each WRK share.

July 3, 2024

CorEnergy Infrastructure Trust, Inc. (CORRQ) bankruptcy restructuring, positions removed as worthless

Chicken Soup for the Soul Entertainment, Inc. (CSSE) demotion to OTC Markets, symbol change to CSSEQ

Everbridge, Inc. (EVBG) delisting - cash merger / buyout at $35.00 per share

Encore Wire Corp. (WIRE) delisting - cash merger / buyout at $290.00 per share

July 2, 2024

Cano Health, Inc. (CANOQ) delisted from OTC Markets, final outcome TBD

Cedar Fair, LP (FUN) acquisition / stock merger into new Six Flags Entertainment Corp. (FUN) at 1-for-1

Delta Apparel, Inc. (DLA) demotion to OTC Markets, symbol change to DLAPQ

Six Flags Entertainment Corp. (SIX) delisting - merger with Cedar Fair, LP (FUN) into new corporate entity. Holders will receive 0.58 new FUN for each SIX share.

July 1, 2024

Direxion Daily Jr. Gold Miners Bear 3x ETF (JDST) 1-for-10 reverse split. Fractions retained

Kore Group Holdings, Inc. (KORE) 1-for-5 reverse split. Fractions rounded up to next whole share

Powerfleet, Inc. (PWFL) symbol change to AIOT

June 28, 2024

Apartment Income REIT Corp (AIRC) delisting - cash merger / buyout at $39.12 per share

HireRight Holdings Corp. (HRT) delisting - cash merger / buyout at $14.35 per share

iPath Bloomberg Coffee Subindex Total Return ETN (JJOFF) delisting - fund liquidation at $24.2546 per share

Kiniksa Pharmaceuticals, Ltd. (KNSA) corporate reorganization & CUSIP change, symbol remains KNSA

NanoString Technologies, Inc. (NSTGQ) delisting - bankruptcy reorganization into escrow shares (placeholder symbol "N017440")

June 27, 2024

Fortuna Silver Mines, Inc. (FSM) corporate reorg. into Fortuna Mining Corp. Symbol remains FSM

DermTech, Inc. (DMTK) demotion to OTC Markets, symbol change to DMTKQ

June 26, 2024

Chipotle Mexican Grill, Inc. (CMG) 50-for-1 stock split

Staffing 360 Solutions, Inc. (STAF) 1-for-10 reverse split. Fractions rounded up to next whole share

June 25, 2024

Crown ElectroKinetics Corp. (CRKN) 1-for-150 reverse split. Fractions rounded up to next whole share

Illumina, Inc. (ILMN) spinoff of GRAIL, LLC (GRAL) at 1 GRAL for every 6 shares ILMN. Cash-in-lieu of fractional shares

IMV, Inc. (IMVIQ) symbol change to IMVIF

Nikola Corp. (NKLA) 1-for-30 reverse split. Fractions retained

June 24, 2024

Clockwise Core Equity & Innovation ETF (TIME) primary fund sponsor change from Capitol Series Trust to Tidal ETF Trust II, symbol remains TIME

June 21, 2024

AVROBIO, Inc. (AVRO) 1-for-12 reverse split. Company name / symbol change to Tectonic Therapeutic, Inc. (TECX)

WeWork, Inc. (WEWKQ) bankruptcy restructuring, positions removed as worthless

June 20, 2024

Atara Biotherapeutics, Inc. (ATRA) 1-for-25 reverse split. Fractions retained

BIOLASE, Inc. (BIOL) demotion to OTC Markets, symbol remains BIOL

Fisker, Inc. (FSRN) demotion to OTC Markets, symbol change to FSRNQ

Sify Technologies Limited rights (placeholder symbol "S091572") expired, positions removed as worthless

June 17, 2024

Global X Hydrogen ETF (HYDR) 1-for-5 reverse split. Fractions retained

Scorpius Holdings, Inc. (SCPX) demotion to OTC Markets, symbol remains SCPX

Virgin Galactic Holdings, Inc. (SPCE) 1-for-20 reverse split. Fractions retained

Workhorse Group, Inc. (WKHS) 1-for-20 reverse split. Fractions rounded up to next whole share

June 14, 2024

Barnes & Noble Education rights (placeholder symbol "B119895") delisting - expired, positions removed as worthless

CorEnergy Infrastructure Trust, Inc. (CORRQ) delisting - bankruptcy restructuring, new symbol TBD

2U, Inc. (TWOU)1-for-30 reverse split. Fractions retained

June 13, 2024

Vicarious Surgical, Inc. (RBOT) 1-for-30 reverse split. Fractions retained

Velo3D, Inc. (VLD) 1-for-35 reverse split. Fractions rounded up to next whole share

June 12, 2024

Amphenol Corp. (APH) 2-for-1 split. Fractions retained

Barnes & Noble Education, Inc. (BNED) 1-for-100 reverse split. Fractions retained

BioSig Technologies, Inc. (BSGM) demotion to OTC Markets. Symbol remains BSGM

June 11, 2024

Canadian Natural Resources Ltd. (CNQ) 2-for-1 split. Fractions retained

Desktop Metal, Inc. (DM) 1-for-10 reverse split. Fractions retained

June 10, 2024

SeaStar Medical Holding Corp. (ICU) 1-for-25 reverse split. Fractions rounded up to next whole share

Nvidia Corp. (NVDA) 10-for-1 split. Fractions retained

Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-32 reverse split. Fractions rounded up to next whole share

June 7, 2024

DBV Technologies S.A. (DBVT) 1-for-2 reverse split. Fractions retained


Volcon, Inc. (VLCN) 1-for-100 reverse split. Fractions rounded up to next whole share

June 6, 2024

Cue Health, Inc. (HLTH) demotion to OTC Markets, symbol change to HLTHQ

SilverSun Technologies, Inc. (SSNT) delisting - company name / symbol change to QXO, Inc. (QXO) and 1-for-8 reverse split.

June 5, 2024

CNS Pharmaceuticals, Inc. (CNSP) 1-for-50 reverse split. Fractions rounded up to next whole share

Spark Networks SE (ISUN) demotion to OTC Markets, symbol change to ISUNQ

June 4, 2024

Li-Cycle Holdings Corporation (LICY) 1-for-8 reverse split. Resulting fractional shares dropped.

June 3, 2024

ShockWave Medical, Inc. (SWAV) delisting - cash merger / buyout at $355.00 per share

May 31, 2024

Enerplus Corporation (ERF) delisting - cash / stock merger into Chord Energy Corporation (CHRD) at $1.84 cash and 0.10125 CHRD for every ERF share


Franklin Liberty US Low Volatility ETF (FLLV) name and symbol change to Franklin Income Equity Focus ETF (INCE)

May 30, 2024

BioCardia, Inc. (BCDA) 1-for-15 reverse split. Fractions retained

May 29, 2024

Applied UV, Inc. (AUVI) demotion to OTC Markets, symbol change to AUVIQ

May 28, 2024

View, Inc. (VIEWQ) delisting from OTC Markets, positions removed as worthless

May 23, 2024

Akanda Corp. (AKAN) 1-for-40 reverse split. Fractions retained

Jaguar Health, Inc. (JAGX) 1-for-60 reverse split. Fractions retained

Innovation Shares NextGen Protocol ETF (KOIN) delisting - pending fund liquidation at $33.2822 per share

Spark Networks SE (ISUN) demotion to OTC Markets, symbol remains ISUN

May 22, 2024

Chimera Investment Corp. (CIM) 1-for-3 reverse split. Fractions retained

May 21, 2024

Fathom Digital Manufacturing, Inc. (FATH) delisting - cash merger / buyout at $4.75 per share

Imperalis Holding Corp. (IMHC) company name / symbol change to TurnOnGreen, Inc. (TOGI)

Scinai Immunotherapeutics Ltd. (SCNI) 1-for-10 reverse split. Fractions retained

May 20, 2024

The Baldwin Insurance Group, Inc. (BRP) symbol change to BWIN

CNH Industrial N.V. (CNHI) symbol change to CNH

Global X Next Emerging & Frontier ETF (EMFM) delisting - fund liquidation at $18.6648 per share

Labcorp Holdings, Inc. (LH) corporate reorg. and CUSIP change, symbol remains LH

May 17, 2024

Orchard Therapeutics plc CVR (placeholder symbol "P062774") cash payout at $0.10 per share

May 16, 2024

Lakeland Bancorp, Inc. (LBAI) delisting - acquisition / stock merger into Provident Financial Services, Inc. (PFS) at 0.8319 PFS for every LBAI share

Carrols Restaurant Group, Inc. (TAST) delisting - cash merger / buyout at $9.55 per share

May 15, 2024

Crescent Point Energy Corp. (CPG) company name / symbol change to Veren, Inc. (VRN)

May 14, 2024

Advent Technologies Holdings, Inc. (ADN) 1-for-30 reverse split. Fractions retained

Tian Ruixiang Holdings Ltd. (TIRX) 1-for-5 reverse split. Fractions rounded up to next whole share

May 13, 2024

Cassava Sciences warrants (SAVAW) expired - positions removed as worthless

ContextLogic, Inc. (WISH) symbol change to LOGC

ZeroFox Holdings, Inc. (ZFOX) delisting - cash merger / buyout at $1.14 per share

May 10, 2024

Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, positions removed as worthless

May 9, 2024

Acutus Medical, Inc. (AFIB) demotion to OTC Markets, symbol remains AFIB

Vaxxinity, Inc. (VAXX) demotion to OTC Markets, symbol remains VAXX

May 7, 2024

Charge Enterprises, Inc. (CRGEQ) delisting from OTC Markets, further details TBD

May 6, 2024​

Buzzfeed, Inc. (BZFD) 1-for-4 reverse split. Fractions rounded up to next whole share

IronNet, Inc. (IRNTQ) delisting from OTC Markets, positions removed as worthless

May 3, 2024​

American Equity Investment Life Holding Co. (AEL) delisting - acquisition / merger into Brookfield Asset Mgmt. (BAM) at $38.50 cash and 0.45464 BAM for each AEL share

NuStar Energy LP (NS) delisting - acquisition / merger into Sunoco LP (SUN) at 0.4 SUN for each NS share

Pioneer Natural Resources Co. (PXD) delisting - acquisition / merger into Exxon Mobil Corp. (XOM) at 2.3234 XOM for each PXD share

May 2, 2024​

Endo International Plc (ENDPQ) delisting from OTC Markets, positions removed as worthless

Safe & Green Holdings Corp. (SGBX) 1-for-20 reverse split. Fractions retained

May 1, 2024​

Arcimoto, Inc. (FUV) demotion to OTC Markets, symbol change to FUVV

Joann, Inc. (JOANQ) delisting from OTC Markets, positions removed as worthless

April 29, 2024​

Bakkt Holdings, Inc. (BKKT) 1-for-25 reverse split. Fractions retained

April 25, 2024​

Applied DNA Sciences, Inc. (APDN) 1-for-20 reverse split. Fractions rounded up to next whole share

Sono Group N.V. (SEVCQ) symbol change to SEVCF

April 23, 2024​

Express, Inc. (EXPR) demotion to OTC Markets, symbol change to EXPRQ

ProShares S&P 500 Bond ETF (SPXB) delisting - pending fund liquidation at $73.0323 per share, allocation date TBD

April 22, 2024​

Tritium DCFC Ltd. (DCFC) demotion to OTC Markets, symbol change to DCFCQ

April 19, 2024​

MDC Holdings, Inc. (MDC) delisting - cash merger / buyout at $63.00 per share


Swedish Match AB escrow shares (placeholder symbol "S089553") delisted - positions removed as worthless

April 17, 2024​

Kandi Technologies Group, Inc. (KNDI) trade halt pending corporate redomicile. Anticipated allocation of new shares April 17, 2024

Sunshine Biopharma, Inc. (SBFM) 1-for-100 reverse split. Fractions rounded up to next whole share

April 15, 2024​

Gorilla Technology Group, Inc. (GRRR) 1-for-10 reverse split. Fractions retained

Marin Software, Inc. (MRIN) 1-for-6 reverse split. Fractions retained

Sorrento Therapeutics, Inc. (SRNEQ) symbol change to SRNE

April 12, 2024​

Acorda Therapeutics, Inc. (ACOR) demotion to OTC Markets, symbol change to ACORQ

Agenus, Inc. (AGEN) 1-for-20 reverse split. Fractions retained

Fluent, Inc. (FLNT) 1-for-6 reverse split. Fractions rounded up to next whole share

April 11, 2024​

Eiger BioPharmaceuticals, Inc. (EIGR) demotion to OTC Markets, symbol change to EIGRQ

Sunlight Financial Holdings, Inc. (SUNLQ) delisted from OTC Markets, positions removed as worthless

ProShares Short VIX Short-Term Futures (SVXY) 2-for-1 split

ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-5 reverse split. Fractions retained

April 10, 2024​

ProShares Short QQQ (PSQ) 1-for-5 reverse split. Fractions retained

ProShares UltraShort QQQ (QID) 1-for-5 reverse split. Fractions retained

ProShares UltraPro Short S&P500 (SPXU) 1-for-5 reverse split. Fractions retained

April 9, 2024​

Eagle Bulk Shipping, Inc. (EGLE) delisting - acquisition / stock merger into Star Bulk Carriers Corp. (SBLK) at 2.6211 SBLK for each EGLE share

Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, no further information at this time

Societal CDMO, Inc. (SCTL) delisting - cash merger / buyout at $1.10 per share

April 8, 2024​

Casa Systems, Inc. (CASA) demotion to OTC Markets, symbol change to CASSQ

NGM Biopharmaceuticals, Inc. (NGM) delisting - cash merger / buyout at $1.55 per share

Sarcos Technology and Robotics Corp. (STRC) company name / symbol change to Palladyne AI Corp. (PDYN)

View, Inc. (VIEW) demotion to OTC Markets, symbol change to VIEWQ

April 5, 2024​

Gladstone Capital Corp. (GLAD) 1-for-2 reverse split. Fractions retained

April 4, 2024​

Steakholder Foods Ltd. (STKH) 1-for-10 reverse split. Fractions retained

April 3, 2024​

Waitr Holdings, Inc. (ASAP) demotion to OTC Markets, symbol change to ASAPQ

Rent the Runway, Inc. (RENT) 1-for-20 reverse split. Fractions retained

April 2, 2024​

Tritium DCFC Ltd. (DCFC) 1-for-200 reverse split. Fractions rounded up to next whole share.

Daseke, Inc. (DSKE) delisting - cash merger / buyout at $8.30 per share

General Electric, Inc. (GE) spinoff of GE Vernova, Inc. (GEV). Holders will receive 1 GEV share for every 4 GE shares held.

Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split

Panasonic Holdings Corp. ADR (PCRFY) symbol change to PCRHY

Pennsylvania Real Estate Investment Trust (PRETQ) delisting from OTC Markets, fund liquidation at $0.55624 per share

Suzuki Motor Corp. (SZKMY) 4-for-1 split

April 1, 2024​

3M Corporation (MMM) spinoff of Solventum Corporation (SOLV) at 1 SOLV for every 4 MMM

Panasonic Holdings Corp. ADR (PCRFY) delisting with no further information at this time

Pluri, Inc. (PLUR) 1-for-8 reverse split. Fractions rounded up to next whole share.

Global X Data Center REITs & Digital Infrastructure ETF (VPN) symbol change to DTCR

March 28, 2024​

DouYu International Holdings Ltd. (DOYU) 1-for-10 reverse split. Fractions retained

JOANN, Inc. (JOAN) demotion to OTC Markets, symbol change to JOANQ

Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split

PGT Innovations, Inc. (PGTI) delisting - cash merger / buyout at $42.00 per share

March 27, 2024​

Longeveron, Inc. (LGVN) 1-for-10 reverse split. Fractions rounded up to next whole share.

Electrameccanica Vehicles Corp. (SOLO) delisting - acquisition / stock merger into Xos, Inc. (XOS) at 0.0143739 XOS for every SOLO share

Texas Pacific Land Trust (TPL) 3-for-1 split

March 26, 2024​

Agile Therapeutics, Inc. (AGRX) demotion to OTC Markets, symbol remains AGRX


CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol changed to CUROQ


Digital World Acquisition Corp. (DWAC) delisting - merger into Trump Media & Technology Group, Inc. (DJT)


Fisker, Inc. (FSR) demotion to OTC Markets, symbol changed to FSRN


MiX Telematics Limited (MIXT) delisting - acquisition / stock merger into PowerFleet, Inc. (PWFL) at 3.1905 PWFL for every MIXT share

March 25, 2024​

CymaBay Therapeutics, Inc. (CBAY) delisting - cash merger / buyout at $32.50 per share

FleetCor Technology Inc. (FLT) company name / symbol change to Corpay, Inc. (CPAY)

Interlink Electronics, Inc. (LINK) stock dividend at 0.5 additional shares for every share held

March 22, 2024​

Aterian, Inc. (ATER) 1-for-12 reverse split. Fractions retained

March 21, 2024​

Better Choice Company, Inc. (BTTR) 1-for-44 reverse split. Fractions rounded up to next whole share.

March 20, 2024​

Proterra, Inc. (PTRAQ) delisted from OTC Markets, positions removed as worthless

March 19, 2024​

Aeva Technologies, Inc. (AEVA) 1-for-5 reverse split. Fractions retained

Alteryx, Inc. (AYX) delisting - cash merger / buyout at $48.25 per share

Blackrock Capital Investment Corp. (BKCC) delisting - stock merger into BlackRock TCP Capital Corp. (TCPC) at 0.3834 TCPC for every BKCC share

Karuna Therapeutics, Inc. (KRTX) delisting - cash merger / buyout at $330.00 per share

LianBio (LIAN) demotion to OTC Markets, symbol changed to LIANY

Splunk, Inc. (SPLK) delisting - cash merger / buyout at $157.00 per share

March 18, 2024​

Better Therapeutics, Inc. (BTTX) demotion to OTC Markets, symbol remains BTTX

Yatsen Holding Limited (YSG) 1-for-5 reverse split. Fractions retained

March 15, 2024​

ReWalk Robotics Ltd. dba Lifeward (LFWD) 1-for-7 reverse split. Fractions retained

March 14, 2024​

Bowflex, Inc. (BFX) demotion to OTC Markets, symbol change to BFXXQ

Lordstown Motors Corp. (RIDEQ) company name / symbol change to Nu Ride, Inc. (NRDE)

March 13, 2024​

Sigma Additive Solutions, Inc. (SASI) company name / symbol change to NextTrip, Inc. (NTRP)

Science 37 Holdings, Inc. (SNCE) delisting - cash merger / buyout at $5.75 per share

Sovos Brands, Inc. (SOVO) delisting - cash merger / buyout at $23.00 per share

March 12, 2024​

CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol remains CURO

March 11, 2024​

FaZe Holdings, Inc. (FAZE) delisting - acquisition / stock merger into GameSquare Holdings, Inc. (GAME) at 0.13091 GAME for every FAZE share

March 8, 2024​

Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol change to CRGEQ

Canoo, Inc. (GOEV) 1-for-23 reverse split. Fractions retained

Pagaya Technologies Ltd. (PGY) 1-for-12 reverse split. Fractions retained

March 7, 2024​

Express, Inc. (EXPR) demotion to OTC Markets, symbol remains EXPR

iShares North American Tech ETF (IGM) 6-for-1 split

iShares US Healthcare Providers ETF (IHF) 5-for-1 split

iShares U.S. Transportation ETF (IYT) 4-for-1 split

iShares PHLX Semiconductor ETF (SOXX) 3-for-1 split

March 4, 2024​

The Beachbody Company, Inc. (BODY) rebranding / symbol change to BODI

Healthpeak Properties, Inc. (PEAK) symbol change to DOC

March 1, 2024​

Physicians Realty Trust (DOC) delisting - acquisition / stock merger into Healthpeak Properties, Inc. (PEAK) at 0.674 PEAK for every DOC share

Edgio, Inc. (EGIO) 1-for-40 reverse split. Fractions retained.

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-3 reverse split. Fractions rounded up to next whole share.

Luther Burbank Corp. (LBC) delisting - acquisition / stock merger into WaFd, Inc. (WAFD) at 0.3353 WAFD for every LBC share

Veradigm, Inc. (MDRX) demotion to OTC Markets, symbol remains MDRX

February 29, 2024​

Celularity, Inc. (CELU) 1-for-10 reverse split. Fractions retained


Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol remains CRGE

February 28, 2024​

Landcadia Holdings II, Inc. (LCA) delisting - pending fund liquidation at rate TBD

Rover Group, Inc. (ROVR) delisting - cash merger / buyout at $11.00 per share

February 27, 2024​

CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol change to CORRQ

Phunware, Inc. (PHUN) 1-for-50 reverse split. Fractions rounded up to next whole share.

Timkensteel Corp. (TMST) company name / symbol change to Metallus, Inc. (MTUS)

February 26, 2024​

Apollo Medical Holdings, Inc. (AMEH) company name / symbol change to Astrana Health, Inc. (ASTH)

Wal-Mart, Inc. (WMT) 3-for-1 split

February 22, 2024​

Breakwave Dry Bulk Shipping ETF (BDRY) change of sponsor from ETF Manager's Trust to Amplify ETFs, no symbol change


iShares Core S&P Mid-Cap ETF (IJH) 5-for-1 stock split


AXS Cannabis ETF (THCX) delisting - fund liquidation at $16.71871 per share

February 21, 2024​

Creatd, Inc. (VOCLD) symbol change to CRTD


Esports Entertainment Group, Inc. (GMBL) demotion to OTC Markets, symbol remains GMBL

SoFi Weekly Income ETF (TGIF) delisting - fund liquidation at $97.08926703 & income $0.18582286 per share


SoFi Weekly Dividend ETF (WKLY) delisting - fund liquidation at $49.25082364 & income $0.12167556 per share

February 20, 2024​

Aurora Cannabis, Inc. (ACB) 1-for-10 reverse split. Fractions retained.

Cooper Companies (COO) 4-for-1 stock split

Global X Health & Wellness Thematic ETF (BFIT) delisting - fund liquidation at rate TBD

Global X Cannabis ETF (POTX) delisting - fund liquidation at rate TBD

February 15, 2024​

Invitae Corporation (NVTA) symbol change to NVTAQ

MyMD Pharmaceuticals, Inc. (MYMD) 1-for-30 reverse split. Fractions rounded up to next whole share.

SunWorks, Inc. (SUNW) demotion to OTC Markets, symbol change to SUNWQ

February 14, 2024​

Precision Biosciences, Inc. (DTIL) 1-for-30 reverse split. Fractions retained.

E-Home Household Service Holdings Ltd. (EJH) 1-for-5 reverse split. Fractions rounded up to next whole share.

SharpLink Gaming Ltd. (SBET) corporate reorganization / redomicile from Israel to U.S. SharpLink Gaming, Inc. symbol remains SBET.

Vroom, Inc. (VRM) 1-for-80 reverse split. Fractions retained.

February 13, 2024​

ADDvantage Technologies Group, Inc. (AEY) demotion to OTC Markets, symbol change to AEYGQ

ImmunoGen, Inc. (IMGN) delisting - cash merger / buyout at $31.26 per share

SeaWorld Entertainment, Inc. (SEAS) company name / symbol change to United Parks & Resorts, Inc. (PRKS)

February 12, 2024​

Natura & Co Holding S.A. (NTCO) demotion to OTC Markets, symbol change to NTCOY


Quantum FinTech Acquisition Corp. (QFTA) delisting - stock merger into AtlasClear Holdings, Inc. (ATCH) at 1-for-1

February 9, 2024​

Central Garden & Pet Company (CENT) stock dividend / distribution of 1 class A share (CENTA) for every 4 CENT shares held

Tusimple Holdings, Inc. (TSP) symbol change to TSPH

AgEagle Aerial Systems, Inc. (UAVS) 1-for-20 reverse split. Fractions retained.

February 7, 2024​

Invitae Corporation (NVTA) demotion to OTC Markets, symbol remains NVTA

February 6, 2024​

Cano Health, Inc. (CANO) demotion to OTC Markets, symbol change to CANOQ

NightHawk Biosciences, Inc. (NHWK) delisting - company name / symbol change to Scorpius Holdings, Inc. (SCPX)

February 5, 2024​

Volcon, Inc. (VLCN) 1-for-45 reverse split. Fractions retained

February 2, 2024​

BioSig Technologies, Inc. (BSGM) 1-for-10 reverse split. Fractions rounded up to next whole share.

Genprex, Inc. (GNPX) pending 1-for-40 reverse split. Fractions rounded up to next whole share. Allocation date TBD

February 1, 2024​

Ceridian HCM Holding Inc. (CDAY) delisting - company name change (d/b/a) and symbol change to Dayforce (DAY)

January 31, 2024​

COMSovereign Holding Corp. (COMS) demotion to OTC Markets, symbol remains COMS

January 30, 2024​

Arrival Ltd. (ARVL) delisting - demotion to OTC Markets, symbol change to ARVLF


Qiagen NV (QGEN) share consolidation and return of principal payment - 24.25-for-25 reverse split and $1.28 cash per old share (more information HERE)


ReWalk Robotics Ltd. (RWLK) delisting - company name change (d/b/a) and symbol change to Lifeward (LFWD)

January 29, 2024​

GroupOn, Inc. rights ("G035440") expired - positions removed as worthless

Hub Group, Inc. (HUBG) 2-for-1 stock split

Meta Materials, Inc. (MMAT) 1-for-100 reverse split. Fractions rounded up to next whole share.

Flutter Entertainment plc (PDYPF) exchange update from OTC Markets to NYSE, symbol change to FLUT

The following ETFs have changed sponsors from ETFMG to Amplify ETFs, no symbol change:

  • Amplify AI Powered Equity ETF (AIEQ)

  • Amplify Travel Tech ETF (AWAY)

  • Amplify Etho Climate Leadership U.S. ETF (ETHO)

  • Amplify Video Game Tech ETF (GAMR)

  • Amplify Treatments Testing and Advancements ETF (GERM)

  • Amplify Cybersecurity ETF (HACK)

  • Amplify Mobile Payments ETF (IPAY)

  • Amplify BlueStar Israel Technology ETF (ITEQ)

  • Amplify Alternative Harvest ETF (MJ)

  • Amplify U.S. Alternative Harvest ETF (MJUS)

  • Amplify Junior Silver Miners ETF (SILJ)

January 25, 2024​

Core Scientific, Inc. (CORZQ) delisting - bankruptcy reorganization completed. Holders will receive 0.1 new CORZ stock, 0.253244 CORZW warrant, 0.211037 CORZZ warrant and 1 escrow share for each share of CORZQ

Inovio Pharmaceuticals, Inc. (INO) 1-for-12 reverse split. Fractions retained.

Lizhi, Inc. (LIZI) delisting - company name / symbol change to Sound Group, Inc. (SOGP)

Orchard Therapeutics plc (ORTX) delisting - acquired at $15.90 cash and 10 contingent value rights per share of ORTX

January 24, 2024​

Inseego Corp. (INSG) 1-for-10 reverse split. Fractions retained.

Mirati Therapeutics, Inc. (MRTX) delisting - merger / buyout at $58.00 cash and 1 contingent value right per share of MRTX

United States Natural Gas Fund, LP (UNG) 1-for-4 reverse split. Fractions retained.

Creatd, Inc. (VOCL) symbol change to VOCLD, pending 1-for-500 reverse split

January 22, 2024​

Nuvve Holding Corp. (NVVE) 1-for-40 reverse split. Fractions rounded up to next whole share.

Spirit Realty Capital, Inc. (SRC) delisting - acquisition / stock merger into Realty Income Corporation (O) at 0.762 O for every SRC share held

January 18, 2024​

Pennsylvania Real Estate Investment Trust (PRET) demotion to OTC Markets, symbol change to PRETQ

January 17, 2024​

Ault Alliance, Inc. (AULT) 1-for-25 reverse split. Fractions retained.

Bluegreen Vacations Holding Corp. (BVH) delisting - cash merger / buyout at $75.00 per share

January 10, 2024​

Tremor International Ltd. (TRMR) delisting - company name / symbol change to Nexxen International Ltd. (NEXN)

January 9, 2024​

Audacy, Inc. (AUDA) demotion to OTC Markets, symbol change to AUDAQ

Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at $7.60 per share

Titan Pharmaceuticals, Inc. (TTNP) 1-for-20 reverse split. Fractions rounded up to next whole share. Allocation date TBD

January 8, 2024​

Eiger BioPharmaceuticals, Inc. (EIGR) 1-for-30 reverse split. Fractions retained.

Oncternal Therapeutics, Inc. (ONCT) 1-for-20 reverse split. Fractions retained.

January 5, 2024​

AppHarvest, Inc. (APPHQ) delisted from OTC Markets. Positions removed as worthless

Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at rate TBD

Document Security Systems, Inc. (DSS) 1-for-20 reverse split. Fractions rounded up to next whole share.

Nemaura Medical, Inc. (NMRD) demotion to OTC Markets, symbol remains NMRD

RumbleON rights (placeholder symbol R049447) expired, Positions removed as worthless

January 4, 2024​

Livent Corp. (LTHM) delisting - merger with Allkem Ltd. to form new Arcadium Lithium plc (ALTM) . Holders will receive 2.406 shares ALTM for every LTHM share.

January 3, 2024​

Flex Ltd. (FLEX) spinoff of remaining stake in Nextracker, Inc. (NXT) at rate TBD

January 2, 2024

Dish Network Corp. (DISH) delisting - stock merger into EchoStar Corp. (SATS) at 0.350877 SATS for every DISH share

FREYR Battery (FREY) incorporation redomiciled to the United States from Luxembourg and CUSIP change. Symbol remains FREY

Lazard Ltd. (LAZ) conversion from limited partnership to C-corporation and CUSIP change. Symbol remains LAZ

December 29, 2023

Avalo Therapeutics, Inc. (AVTX) 1-for-240 reverse split. Fractions rounded up to next whole share.

Eneti, Inc. (NETI) delisting - cash merger / buyout at $11.36755 per share

December 28, 2023

Ebix, Inc. (EBIX) demotion to OTC Markets, symbol change to EBIXQ

December 27, 2023

AEye, Inc. (LIDR) 1-for-30 reverse split. Fractions retained.

December 26, 2023

LiveVox Holdings, Inc. (LVOX) delisting - cash merger / buyout at $3.74 per share

December 22, 2023

Dune Acquisition Corp. (DUNE) delisting - stock merger into Global Gas Corporation (HGAS) at 1-for-1

Esports Entertainment Group, Inc. (GMBL) 1-for-400 reverse split. Fractions rounded up to next whole share.

December 21, 2023

Impel Pharmaceuticals, Inc. (IMPL) symbol change to IMPLQ

Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share.

December 20, 2023

Bone Biologics Corp. (BBLG) 1-for-8 reverse split. Fractions retained.

Canopy Growth Corp. (CGC) 1-for-10 reverse split. Resulting fractional shares dropped.

Farfetch Limited (FTCH) demotion to OTC Markets, symbol change to FTCHF

Micromobility.com, Inc. (MCOM) demotion to OTC Markets, symbol remains MCOM

comScore, Inc. (SCOR) 1-for-20 reverse split. Fractions retained.

Sidus Space, Inc. (SIDU) 1-for-100 reverse split. Fractions rounded up to next whole share.

December 19, 2023

Neoleukin Therapeutics, Inc. (NLTX) delisting - 1-for-4 reverse split, then 1-for-1 merger into Neurogene, Inc. (NGNE) and 1 non-tradable CVR

TFF Pharmaceuticals, Inc. (TFFP) 1-for-25 reverse split. Fractions retained.

December 18, 2023

Cyclacel Pharmaceuticals, Inc. (CYCC) 1-for-15 reverse split. Fractions retained.

Impel Pharmaceuticals, Inc. (IMPL) demotion to OTC Markets, symbol remains IMPL

Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) delisting - fund merger into Virtus Stone Harbor Emerging Markets Income Fund (EDF) at 1.153733 EDF for each EDI share

Vapotherm, Inc. (VAPO) demotion to OTC Markets, symbol remains VAPO

17 Education & Technology Group, Inc. (YQ) 1-for-5 reverse split. Fractions retained.

December 15, 2023

Lufax Holding Ltd. (LU) 1-for-4 reverse split. Fractions retained.

December 14, 2023

Arlington Asset Investment Corp. (AAIC) delisting - cash & stock merger at $0.09 cash and 0.3619 share of Ellington Financial, Inc. (EFC) for every AAIC share

Navios Maritime, Inc. (NM) delisting - cash merger / buyout at $2.28 per share

RumbleOn, Inc. rights (placeholder symbol "R049447") expired - positions removed as worthless

Seagen, Inc. (SGEN) delisting - cash merger / buyout at $229.00 per share

December 12, 2023

Applied UV, Inc. (AUVI) 1-for-25 reverse split. Fractions rounded up to next whole share.

UpHealth, Inc. (UPH) demotion to OTC Markets, symbol change to UPHL

December 11, 2023

Aurora Mobile Limited (JG) 1-for-20 reverse split. Fractions retained.

Synchronoss Technologies, Inc. (SNCR) 1-for-9 reverse split. Fractions rounded up to next whole share.

December 8, 2023

BSQUARE Corporation (BSQR) delisting - cash merger / buyout at $1.90 per share

CF Acquisition IV Corp. (CFIV) delisting - fund liquidation at $10.57052954 per share

Science 37 Holdings, Inc. (SNCE) 1-for-20 reverse split. Fractions rounded up to next whole share.

Instil Bio, Inc. (TIL) 1-for-20 reverse split. Fractions retained.

December 7, 2023

PAVmed, Inc. (PAVM) 1-for-15 reverse split. Fractions rounded up to next whole share.

December 6, 2023

Abcam plc (ABCM) delisting - cash merger / buyout at $24.00 per share

Cazoo Group Ltd. (CZOO) 1-for-100 reverse split. Fractions retained.

ContraFect Corporation (CFRX) demotion to OTC Markets, symbol change to CFRXQ

December 4, 2023

CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol remains CORR

Hut 8 Mining Corp. (HUT) 1-for-5 reverse split. Fractions retained.

Direxion Daily S&P Biotech Bull 3X Shares (LABU) 1-for-20 reverse split. Cash in lieu of fractional shares.

Micromobility.com, Inc. (MCOM) 1-for-150 reverse split. Fractions rounded up to next whole share.

Direxion Daily 20+ Yr Treasury Bull 3X ETF (TMF) 1-for-10 reverse split. Fractions retained.

December 1, 2023

Incannex Healthcare Ltd. (IXHL) 1-for-4 reverse split. Fractions retained.

Holly Energy Partners, L.P. (HEP) delisting - merger at 0.315 HF Sinclair Corp. (DINO) and $4.00 cash for every HEP share

Worthington Industries, Inc. (WOR) spinoff of new Worthington Steel, Inc. (WS) at 1-for-1

Kelly CRISPR Gene Editing Technology ETF (XDNA) delisting - pending fund liquidation as $7.2911 per share return of principal and $0.0935 per share income

November 30, 2023

CF Acquisition Corp. VIII (CFFE) delisting - stock merger at 1-for-1 into XBP Europe Holdings, Inc. (XBP)

Ikonics Corporation CVR (symbol "H093205") payout at $0.6833 per share

Veritiv Corp. (VRTV) delisting - cash merger / buyout at $170.00 per share

November 29, 2023

iBio, Inc. (IBIO) 1-for-20 reverse split. Fractions retained.

November 28, 2023

Aeglea BioTherapeutics, Inc. (AGLE) company name / symbol change to Spyre Therapeutics, Inc. (SYRE)

Hersha Hospitality Trust (HT) delisting - cash merger / buyout at $10.00 per share

November 27, 2023

ZIVO Bioscience, Inc. (ZIVO) demotion to OTC Markets. Symbol remains ZIVO

November 24, 2023

Sonendo, Inc. (SONX) demotion to OTC Markets. Symbol remains SONX

November 22, 2023

Acer Therapeutics, Inc. (ACER) delisting - acquisition stock merger into Zevra Therapeutics, Inc. (ZVRA) at 0.121 ZVRA and 1 non-tradable CVR for every ACER share

The Beachbody Company, Inc. (BODY) 1-for-50 reverse split. Fractions retained.

NeuroMetrix, Inc. (NURO) 1-for-8 reverse split. Fractions retained.

November 21, 2023

Spark Networks SE (LOVLY) symbol change to LOVLQ

November 17, 2023

Mallinckrodt PLC (MNKTQ) delisting from OTC Markets, positions removed as worthless

Moxian, Inc. (MOXC) company name / symbol change to Abits Group, Inc. (ABTS)

PetroChina Co. Ltd. (formerly PTRCY) payout on ADS termination at $66.536476 per share, allocation date unknown

Sculptor Capital Management, Inc. (SCU) delisting - cash merger / buyout at $12.70 per share

Trivago N.V. (TRVG) 1-for-5 reverse split. Fractions retained.

November 16, 2023

ADDvantage Technologies Group, Inc. (AEY) 1-for-10 reverse split. Fractions retained.

November 15, 2023

Celsius Holdings, Inc. (CELH) 3-for-1 split

Rail Vision Ltd. (RVSN) 1-for-8 reverse split. Fractions rounded up to next whole share.

Cabana Target Drawdown 5 ETF (TDSA) delisting - pending fund liquidation at rate TBD

November 14, 2023

Blue Apron Holdings, Inc. (APRN) delisting - cash merger / buyout at $13.00 per share​

November 13, 2023

Global X Founder-Run Companies ETF (BOSS) delisting - pending fund liquidation at rate TBD

Party City Holdco Inc. (PRTYQ) delisting from OTC Markets. Positions removed as worthless

Viper Energy Partners LP (VNOM) corporate reorg. and CUSIP change. Symbol remains VNOM

Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) delisting - pending fund liquidation at rate TBD

November 10, 2023

Acer Therapeutics Inc. (ACER) exchange update to OTC Markets, symbol remains ACER

November 9, 2023

ContraFect Corporation (CFRX) exchange update to OTC Markets, symbol remains CFRX

Federated National Holding Co. (FNHCQ) delisting from OTC Markets, final details TBD

HelioGen, Inc. (HLGN) exchange update to OTC Markets, symbol remains HLGN

Intercept Pharmaceuticals, Inc. (ICPT) delisting - cash merger / buyout at $19.00 per share

November 8, 2023

Avid Technology Inc. (AVID) delisting - cash merger / buyout at $27.05 per share

New Relic, Inc. (NEWR) delisting - cash merger / buyout at rate TBD

Hostess Brands, Inc. (TWNK) delisting - pending cash & stock merger at rate TBD

WeWork, Inc. (WE) demotion to OTC Markets, symbol change to WEWKQ

November 7, 2023

Novo Integrated Sciences, Inc. (NVOS) 1-for-10 reverse split. Fractions rounded up to next whole share.

PolyMet Mining Corp. (PLM) delisting - cash merger / buyout at $2.11 per share

November 6, 2023

Overstock.com, Inc. (OSTK) delisting - company name / symbol change to Beyond, Inc. (BYON)

Tabula Rasa Healthcare, Inc. (TRHC) delisting - cash merger / buyout at $10.50 per share

November 3, 2023

Cano Health, Inc. (CANO) 1-for-100 reverse split. Fractions retained.

Crestwood Equity Partners LP (CEQP) delisting - stock merger into Energy Transfer LP (ET) at 2.07 ET for every CEQP share

Logiq, Inc. (LGIQ) spinoff of DLQ, Inc. then DLQ merger with Abri SPAC I, Inc. (ASPA) to form Collective Audience, Inc. (CAUD)

PhaseBio Pharmaceuticals, Inc. (PHAS) demotion to OTC Markets, symbol change to PHASQ

November 2, 2023

Bunge Ltd. (BG) merger with Viterra, Inc. to form Bunge Global SA. Symbol remains BG

Denbury, Inc. (DEN) delisting - acquisition by Exxon Mobil (XOM). Holders will receive 0.84 XOM for every DEN share

WP Carey, Inc. (WPC) spinoff of Net Lease Office Properties (NLOP) at 1 NLOP for every 15 WPC shares

November 1, 2023

Earthstone Energy, Inc. (ESTE) delisting - stock merger into Permian Resources Corp. (PR) at 1.446 PR shares for every ESTE share

Nautilus, Inc. (NLS) company name / symbol change to Bowflex, Inc. (BFX)

Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets, symbol change to SUNLQ

October 31, 2023

Fiesta Restaurant Group, Inc. (FRGI) delisting - cash merger / buyout at $8.50 per share

October 30, 2023

Enthusiast Gaming Holdings Inc. (EGLX) symbol change to EGLXF, exchange update to OTC Markets

October 27, 2023

ZIVO Bioscience, Inc. (ZIVO) 1-for-6 reverse split. Fractions retained.

October 23, 2023

Mueller Industries, Inc. (MLI) 2-for-1 split


WisdomTree Growth Leaders Fund (PLAT) delisting - pending fund liquidation at $30.251576 per share

October 20, 2023

Otonomo Technologies Ltd. (OTMO) delisting - stock merger into Urgent.ly Inc. (ULY) at 0.51756 ULY for each OTMO share held. Fractional shares 0.5+ rounded up to next whole share.

October 19, 2023

Perception Capital Corp. II units (PCCTU) delisting - stock merger into 1 Spectaire Holdings, Inc. (SPEC) and 0.5 Spectaire warrant (SPECW) for each PCCTU share held

Shift Technologies, Inc. (SFT) demotion to OTC Markets, symbol change to SFTGQ

October 18, 2023

Oriental Culture Holding Ltd. (OCG) 1-for-5 reverse split. Fractions rounded up to next whole share.


REE Automotive Ltd. (REE) 1-for-30 reverse split. Fractions rounded up to next whole share.

October 17, 2023

Inspirato, Inc. (ISPO) 1-for-20 reverse split. Cash in lieu of fractional shares

NCR Corporation (NCR) delisting - company name and symbol change to NCR Voyix Corporation (VYX) and spinoff of new NCR Atleos Corporation (NATL) at 0.5 NATL for every VYX share

Rite Aid Corporation (RAD) demotion to OTC Markets, symbol change to RADCQ

October 16, 2023

Activision Blizzard, Inc. (ATVI) delisting - cash merger / buyout at $95.00 per share

AquaBounty Technologies, Inc. (AQB) 1-for-20 reverse split. Fractions rounded up to next whole share.

EBET, Inc. (EBET) demotion to OTC Markets, symbol remains EBET

IronNet, Inc. (IRNT) demotion to OTC Markets, symbol change to IRNTQ

Volcon, Inc. (VLCN) 1-for-5 reverse split. Cash in lieu of fractional shares

October 13, 2023

T2 Biosystems, Inc. (TTOO) 1-for-100 reverse split. Cash in lieu of fractional shares

October 12, 2023

Zynerba Pharmaceuticals, Inc. (ZYNE) delisting - pending merger at rate TBD

October 11, 2023

Edesa Biotech, Inc. (EDSA) 1-for-7 reverse split. Cash in lieu of fractional shares

National Instruments Corp. (NATI) delisting - cash merger / buyout at $60.00 per share

October 10, 2023

Fortress Biotech, Inc. (FBIO) 1-for-15 reverse split. Cash in lieu of fractional shares

October 9, 2023

Spruce Power Holding Corp. (SPRU) 1-for-8 reverse split. Cash in lieu of fractional shares

October 6, 2023

Horizon Therapeutics plc (HZNP) delisting - cash merger / buyout at $116.50 per share

VivoPower International plc (VVPR) 1-for-10 reverse split. Fractions rounded up to next whole share.

October 5, 2023

AngloGold Ashanti plc (AU) corporate reorg. / CUSIP change. Symbol remains AU

Aethlon Medical, Inc. (AEMD) 1-for-10 reverse split

Kaleyra, Inc. (KLR) delisting - cash merger / buyout at $7.25 per share. Anticipated allocation date Oct 11

October 4, 2023

Denbury, Inc. Class B warrants (DNRRW) expired, positions removed as worthless.

Lithium Americas Corp. (LAC) corporate reorg. / split into new Lithium Americas Corp. (LAC) and Lithium Americas (Argentina) Corp. (LAAC). Holders will receive 1 share of new LAC and 1 share of LAAC for each old LAC share held.

Longeveron, Inc. rights (LGVNR) expired, positions removed as worthless.

Novartis AG (NVS) spinoff of Sandoz Group AG (OTC: SDZNY). Holders will receive 0.2 SDZNY for every NVS share held.

Smile Direct Club (SDC) demotion to OTC Markets, symbol change to SDCCQ

October 3, 2023

Atlas Energy Solutions Inc. (AESI) corporate reorg. / CUSIP change. Symbol remains AESI

Athenex, Inc. (ATNXQ) delisting from OTC Markets, no further information at this time

IRSA Inversiones y Representaciones S.A. (IRS) corporate reorg. and 0.907804514-for-1 reverse split. Symbol remains IRS

Vacasa, Inc. (VCSA) 1-for-20 reverse split

October 2, 2023

Aegon N.V. (AEG) corporate reorg. / CUSIP change. Symbol remains AEG

Aramark Corporation (ARMK) spinoff of Vestis Corporation (VSTS). Holders will receive 1 VSTS for every 2 ARMK shares held

Armour Residential REIT (ARR) 1-for-5 reverse split

Danaher Corporation (DHR) spinoff of Veralto Corporation (VLTO). Holders will receive 1 VLTO for every 3 DHR shares held

EBET, Inc. (EBET) 1-for-30 reverse split

Kellogg Co. (K) name change to Kellanova, Inc. and spinoff of WK Kellogg Co. (KLG). Holders will receive 1 KLG for every 4 K shares held

PhenomeX, Inc. (CELL) delisting - cash merger / buyout at $1.00 per share

Skillsoft Corp. (SKIL) 1-for-20 reverse split

September 29, 2023

Fathom Digital Manufacturing (FATH) 1-for-20 reverse split

September 28, 2023

Safe & Green Holdings Corp. (SGBX) spinoff of Safe & Green Development Corp. (SGD). Holders will receive 0.1862 SGD for every SGBX share held.

Synlogic Inc (SYBX) 1-for-15 reverse split

XWELL, Inc. (XWEL) 1-for-20 reverse split

September 27, 2023

Triton International Limited (TRTN) delisting - cash and stock merger. Holders will receive $54.61 cash and 0.758545 shares Brookfield Infrastructure Corp. (BIPC) for each TRTN share

September 26, 2023

Decibel Therapeutics, Inc. (DBTX) delisting - cash merger / buyout at $4.00 cash and one non-tradable CVR per DBTX share held

Digital Media Solutions, Inc. (DMS) symbol change to DMSL


Reata Pharmaceuticals Inc (RETA) delisting - cash merger / buyout at $172.50 per share

Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets. Symbol remains SUNL


September 25, 2023

Magellan Midstream Partners, L.P. (MMP) delisting - cash & stock merger at $25.00 cash and 0.667 shares OKE for every MMP share held

Neoleukin Therapeutics, Inc. (NLTX) 1-for-25 reverse split. Cash in lieu will be paid for fractional share holder level.

AngloGold Ashanti Ltd ADR (AU) - Holders to receive 1:1 Share of new cusip G0378L100 - Symbol remained the same.

September 22, 2023

Cepton Technologies, Inc. (CPTN) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.

Precipio, Inc. (PRPO) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.

Sigma Additive Solutions, Inc. (SASI) 1-for-20 reverse split. Fractions are rounded up for next full share.

September 21, 2023

Sonder Holdings, Inc. (SOND) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.

September 20, 2023


Novo Nordisk A/S (NVO) 2-for-1 split.

Lizhi Inc. (LIZI) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.

Wejo Group Ltd. - Symbol Change from (WEJOQ) to (WEJOF)

September 19, 2023

Lightning eMotors, Inc. Symbol Change from (ZEV) to (ZEVY)

September 18, 2023

Ayro, inc. (AYRO) 1-for-8 reverse split. The fractional shares will be rounded up to the next whole share on a beneficial holder level.

Planet 13 Holdings Inc. (PLNHF) Stock Merger 1:1 - Symbol Change - (PLNH)

September 14, 2023

Astra Space, Inc. (ASTR) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

September 13, 2023

The Necessity Retail REIT, Inc. (RTL) delisting - stock merger into Global Net Lease, Inc. (GNL) at 0.67 GNL for each RTL share. Cash-in-lieu of fractional shares

September 12, 2023

World Wrestling Entertainment, Inc. (WWE) delisting - stock merger at 1-for-1 into TKO Group Holdings, Inc. (TKO)

September 11, 2023

American Battery Technology Co. (ABML) symbol change to ABMLD and 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Drive Shack, Inc. rights (placeholder symbol "D054057") expired - positions removed as worthless

Super League Gaming, Inc. (SLGG) company name / symbol change to Super League Enterprise, Inc. (SLE) and 1-for-20 reverse split

Surface Oncology, Inc. (SURF) delisting - merger into Coherus Biosciences, Inc. (CHRS) at 0.196 CHRS and 1 non-tradable CVR per SURF share

September 8, 2023

Aeglea BioTherapeutics, Inc. (AGLE) 1-for-25 reverse split

iBET Sports Betting & Gaming ETF (IBET) delisting - pending fund liquidation at $10.33727 per share

Spark Networks SE (LOV) demotion to OTC Markets, symbol change to LOVLY

September 7, 2023

BiondVax Pharmaceuticals Ltd. (BVXV) delisting - company name / symbol change to Scinai Immunotherapeutics Ltd. (SCNI)

September 6, 2023

Springbig Holdings, Inc. (SBIG) demotion to OTC Markets, symbol remains SBIG

September 5, 2023

Black Knight, Inc. (BKI) delisting - cash merger at $75.867 per share

WeWork, Inc. (WE) 1-for-40 reverse split

September 1, 2023

Heliogen, Inc. (HLGN) 1-for-35 reverse split

Schnitzer Steel Industries, Inc. (SCHN) delisting - company name / symbol change to Radius Recycling, Inc. (RDUS)

Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-22 reverse split

August 31, 2023

Express, Inc. (EXPR) 1-for-20 reverse split

Spire Global, Inc. (SPIR) 1-for-8 reverse split

August 30, 2023

AmerisourceBergen Corp. (ABC) delisting - company name / symbol change to Cencora, Inc. (COR)

Genius Group Ltd. (GNS) pending stock spinoff - details TBD

August 29, 2023

Digital Media Solutions, Inc. (DMS) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Mallinckrodt PLC (formerly MNK) re-listed on OTC Markets, symbol change to MNKTQ

Orbital Infrastructure Group, Inc. (OIG) demotion to OTC Markets, symbol change to OIGBQ


Rush Enterprises, Inc. (RUSHA) 3-for-2 split

August 28, 2023

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-80 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Invesco Dynamic Market ETF (PWC) fund name / symbol change to Invesco Bloomberg MVP Multi-factor ETF (BMVP)

Invesco Dynamic Networking ETF (PXQ) fund name / symbol change to Invesco Next Gen Connectivity ETF (KNCT)

August 25, 2023

AMC Entertainment Preferred Equity Units (APE) delisting - conversion into common AMC stock at 0.1 AMC per APE share

Ideanomics, Inc. (IDEX) 1-for-125 reverse split

August 24, 2023

AMC Entertainment Holdings, Inc. (AMC) 1-for-10 reverse split

Momentus, Inc. (MNTS) 1-for-50 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol remains FRBK

August 23, 2023

ForgeRock, Inc. (FORG) delisting - cash merger / buyout at $23.25 per share

Sunlight Financial Holdings, Inc. (SUNL) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

August 22, 2023

Copart, Inc. (CPRT) 2-for-1 split

Sempra Energy (SRE) 2-for-1 split

August 21, 2023

Amyris, Inc. (AMRS) demotion to OTC Markets, symbol change to AMRSQ

August 18, 2023

Arconic Corporation (ARNC) delisting - cash merger / buyout at $30.00 per share

Ra Medical Systems, Inc. (RMED) company name / symbol change to Catheter Precision, Inc. (VTAK)

Urstadt Biddle Properties, Inc. (UBA) delisting - stock merger into Regency Centers Corp. (REG) at 0.347 REG for each UBA share

VapoTherm, Inc. (VAPO) 1-for-8 reverse split

August 17, 2023

Proterra, Inc. (PTRA) demotion to OTC Markets, symbol change to PTRAQ

Yellow Corporation (YELL) demotion to OTC Markets, symbol change to YELLQ

August 16, 2023

Energous Corporation (WATT) 1-for-20 reverse split

August 15, 2023

Crown ElectroKinetics Corp. (CRKN) 1-for-60 reverse split

Diebold Nixdorf, Inc. (DBDQQ) delisting - bankruptcy restructuring, positions removed as worthless

August 14, 2023

The Howard Hughes Corporation (HHC) company name / symbol change to Howard Hughes Holdings, Inc. (HHH)

August 11, 2023

Mullen Automotive, Inc. (MULN) 1-for-9 reverse split

August 10, 2023

QualTek Services, Inc. (QTEKQ) delisted from OTC Markets - positions removed as worthless

Lottery.com (LTRY) 1-for-20 reverse split

August 9, 2023

AXS Cannabis ETF (THCX) 1-for-10 reverse split

DICE Therapeutics Inc. (DICE) delisting - cash merger / buyout at $48.00 per share

August 7, 2023

Bionano Genomics, Inc. (BNGO) 1-for-10 reverse split

PDC Energy, Inc. (PDCE) delisting - stock merger into Chevron Corp. (CVX) at 0.4638 CVX for each share of PDCE

August 4, 2023

Fangdd Network Group Ltd. (DUO) 1-for-15 reverse split

ExlService Holdings, Inc. (EXLS) 5-for-1 split

Formula One Group series A (FWONA) corporate reorg. - holders will receive 1 share of new Formula One series A (FWONA) and 0.0428 share of new Liberty Live Group series A (LLYVA) for each old share

Formula One Group series C (FWONK) corporate reorg. - holders will receive 1 share of new Formula One series C (FWONK) and 0.0428 share of new Liberty Live Group series C (LLYVK) for each old share

Liberty SiriusXM Group series A (LSXMA) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series A (LSXMA) and 0.25 share of new Liberty Live Group series A (LLYVA) for each old share

Liberty SiriusXM Group series C (LSXMK) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series C (LSXMK) and 0.25 share of new Liberty Live Group series C (LLYVK) for each old share

Otonomo Technologies Ltd. (OTMO) 1-for-15 reverse split

August 3, 2023

Embark Technology, Inc. (EMBK) delisting - cash merger / buyout at $2.88 per share

Virgin Orbit Holdings, Inc. (VORBQ) delisted - pending bankruptcy proceedings

August 2, 2023

AppHarvest, Inc. (APPH) demotion to OTC Markets, symbol change to APPHQ

ExlService Holdings, Inc. (EXLS) 5-for-1 stock split

Home Point Capital, Inc. (HMPT) delisting - cash merger / buyout, details TBD

August 1, 2023

Spectrum Pharmaceuticals, Inc. (SPPI) delisting - stock merger into Assertio Holdings, Inc. (ASRT) at 0.1783 ASRT and one non-tradable CVR for each share of SPPI

July 31, 2023

Audacy, Inc. (AUDAD) symbol change back to AUDA

July 28, 2023

Aerojet Rocketdyne Holdings, Inc. (AJRD) delisting - cash merger / buyout at $58.00 per share

BIOLASE, Inc. (BIOL) 1-for-100 reverse split

Katapult Holdings, Inc. (KPLT) 1-for-25 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Ontrak, Inc. (OTRK) 1-for-6 reverse split. Fractions rounded up to next full share on beneficiary holder level.

July 27, 2023

View, Inc. (VIEW) 1-for-60 reverse split

July 26, 2023

Clovis Oncology, Inc. (CLVSQ) delisted from OTC Markets, positions removed as worthless

ViewRay, Inc (VRAY) demotion to OTC Markets, symbol change to VRAYQ

July 24, 2023

Sono Group N.V. (SEV) demotion to OTC Markets, symbol change to SEVCQ

July 21, 2023

BTCS, Inc. (BTCS) distribution of Series V preferred stock at 1-for-1. Shares will not be exchange-listed, further information HERE

Berkshire Grey, Inc. (BGRY) delisting - cash merger / buyout at $1.40 per share

Life Storage, Inc. (LSI) delisting - stock merger into Extra Space Storage, Inc. (EXR) at 0.895 EXR for every LSI share

July 20, 2023

Colombier Acquisition Corp. (CLBR) delisting - merger / acquisition to become PSQ Holdings, Inc. (PSQH)


Liberty Media Corp. - Formula 1 series A (FWONA) and series C (FWONK) holders will receive a distribution of 0.02896 Atlanta Braves Holdings, Inc. series C (BATRK) shares for each Formula 1 share held

July 19, 2023

Liberty Media Corp. - Braves Group (BATRA) corporate reorg. / company name change to Atlanta Braves Holdings, Inc. Symbol remains BATRA

Liberty Media Corp. - Braves Group series C (BATRK) corporate reorg. / company name change to Atlanta Braves Holdings, Inc (series C). Symbol remains BATRK

July 17, 2023

Invesco NASDAQ Internet ETF (PNQI) 5-for-1 split

Invesco S&P Small-Cap Energy ETF (PSCE) 1-for-5 reverse split

Invesco Dynamic Semiconductors ETF (PSI) 3-for-1 split

Invesco Global-Listed Private Equity ETF (PSP) 1-for-5 reverse split

Invesco DWA Healthcare Momentum ETF (PTH) 3-for-1 split

Invesco Dynamic Market ETF (PWC) 3-for-1 split

Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RSPD) 3-for-1 split

Invesco S&P 500® Equal Weight Healthcare ETF (RSPH) 10-for-1 split

Invesco S&P 500® Equal Weight Materials ETF (RSPM) 5-for-1 split

Invesco S&P 500® Equal Weight Industrials ETF (RSPN) 5-for-1 split

Invesco S&P 500® Equal Weight Consumer Staples ETF (RSPS) 5-for-1 split

Invesco S&P 500® Equal Weight Technology ETF (RSPT) 10-for-1 split

Invesco S&P 500® Equal Weight Utilities ETF (RSPU) 2-for-1 split

July 13, 2023

Azure Power Global Ltd. (AZRE) demotion to OTC Markets, symbol change to AZREF

July 12, 2023

Accelerate Diagnostics, Inc. (AXDX) 1-for-10 reverse split

Hive Blockchain Technologies Ltd. (HIVE) corporate reorg. / company name change to HIVE Digital Technologies Ltd. Symbol remains HIVE

Lannett Company, Inc. (LCINQ) delisting from OTC Markets, positions removed as worthless

Tattooed Chef, Inc. (TTCF) demotion to OTC Markets, symbol change to TTCFQ

July 10, 2023

BorgWarner, Inc. (BWA) spinoff of PHINIA, Inc. (PHIN) at 1 PHIN for every 5 BWA shares

Everest Re Group, Ltd. (RE) company name / symbol change to Everest Group, Ltd. (EG)

July 7, 2023

Lordstown Motors Corp. (RIDE) demotion to OTC Markets, symbol change to RIDEQ

Organigram Holdings, Inc. (OGI) 1-for-4 reverse split

July 6, 2023

Owl Rock Capital Corporation (ORCC) company name / symbol change to Blue Owl Capital Corporation (OBDC)

Sarcos Technology & Robotics Corp. (STRC) 1-for-6 reverse split

July 5, 2023

Agrify Corp. (AGFY) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

BioFrontera, Inc. (BFRI) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Laboratory Corp. of America (LH) spinoff of new Fortrea Holdings, Inc. (FTRE) at 1-for-1

July 3, 2023

BGC Partners, Inc. (BGCP) corporate reorg., name / symbol change to BGC Group, Inc. (BGC)

Monitronics International, Inc. (SCTYQ) delisting - cash merger / buyout complete, final payout of $0.12906 per share

U.S. Xpress Enterprises, Inc. (USX) delisting - cash merger / buyout at $6.15 per share

June 30, 2023

Advanced Human Imaging Ltd. (AHI) 1-for-4 reverse split


Audacy, Inc. (AUDA) 1-for-30 reverse split


Doma Holdings, Inc. (DOMA) 1-for-25 reverse split


Loyalty Ventures, Inc. (LYLT) bankruptcy reorganization - shares removed as worthless

June 29, 2023

BELLUS Health, Inc. (BLU) delisting - pending cash merger / buyout at $14.75 per share

Qualtrics International, Inc. (XM) delisting - cash merger / buyout at $18.15 per share

June 27, 2023

China Petroleum & Chemical Corp. Ltd. (placeholder symbol "C008452", formerly SNPTY) ADR termination - final payout at $61.615444 per share

June 26, 2023

Genius Brands International, Inc. (GNUS) company name / symbol change to Kartoon Studios, Inc. (TOON)

Invesco Conservative Multi-Asset Allocation ETF (PSMC) delisting - pending fund liquidation at $12.06432 per share

Invesco Growth Multi-Asset Allocation ETF (PSMG) delisting - pending fund liquidation at $16.64029 per share (full list HERE)

Skillz, Inc. (SKLZ) 1-for-20 reverse split

June 23, 2023

Ault Alliance, Inc. (AULT) spin-off of Imperalis Holding Corp. shares, details TBD

Hexo Corp. (HEXO) delisting - merger into TLRY stock at 0.4352-for-1

Shapeways, Inc. (SHPW) 1-for-8 reverse split

ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-10 reverse split

ProShares VIX Short-Term Futures (VIXY) 1-for-5 reverse split

Thomson Reuters, Inc. (TRI) corporate reorg. / cash distribution. Holders will receive $4.67 cash and 0.963957 new TRI shares for each old share. Further details HERE

June 22, 2023

Pulse Biosciences, Inc. (PLSE) warrants expired - Payout at $0.01 per warrant

Ramaco Resources, Inc. (METC) corporate reorg. / spinoff of new shares - Class A shares, symbol remains METC, new Class B shares symbol METCB at 0.2-for-1.

Further details HERE

June 21, 2023

illumin Holdings, Inc. (ILLM) official name change / corporate reorg. Symbol remains ILLM

Ranger Oil Corp. (ROCC) delisting - merger into Baytex Energy Corp. (BTE) at 7.49 BTE for each ROCC and $13.31 per share cash in lieu of fractions

June 20, 2023

Harsco Corp. (HSC) company name / symbol change to Enviri Corp. (NVRI)

June 19, 2023

The following Digital Assets will be set to "Sell Only" on June 29th and will be Delisted from trading on September 12, 2023.

Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full. Proceeds from any sales will be distributed back to your Stockpile account.

Cardano (ADA)

Polygon (MATIC)

Solana (SOL)

June 16, 2023

IZEA Worldwide, Inc. (IZEA) 1-for-4 reverse split. Fractions rounded up to next full share on beneficiary holder level.

June 15, 2023

Boxlight Corporation (BOXL) 1-for-8 reverse split

China Life Insurance Co. Ltd. (placeholder symbol "C013731") ADR termination - final payout at $8.53089 per share

DCP Midstream, LP (DCP) delisting - cash merger / buyout at $41.75 per share

Neubase Therapeutics, Inc. (NBSE) 1-for-20 reverse split

Oxford Square Capital Corp. rights (OXSQ-R) expired, removed as worthless

Ruth's Hospitality Group, Inc. (RUTH) delisting - cash merger / buyout at $21.50 per share

June 14, 2023

Heska Corporation (HSKA) delisting - cash merger / buyout at $120.00 per share

Orphazyme A/S (placeholder symbol "P054274") ADR termination - final payout at $0.1411 per share

June 13, 2023

Offerpad Solutions, Inc. (OPAD) 1-for-15 reverse split

June 12, 2023

Credit Suisse Group AG (CS) delisting - merger into UBS Group AG (UBS) at 1 UBS for every 22.48 CS shares

Jounce Therapeutics CVR (symbol "J060373") cash distribution of $0.021236 per share

SPDR S&P 600® Small Cap ETF (SLY) delisting - merger into SPDR Portfolio S&P 600® Small Cap ETF (SPSM) at 2.22299-for-1

June 9, 2023

Global Cord Blood Corp. (CO) symbol change to CORBF. Closing orders only.

Flora Growth Corp. (FLGC) 1-for-20 reverse split

Wejo Group Ltd. (WEJO) demotion to OTC Markets, symbol change to WEJOQ. Closing orders only.

June 8, 2023

Blue Apron Holdings, Inc. (APRN) 1-for-12 reverse split

iPath Series B Bloomberg Livestock Subindex Total Return ETN (COW) delisting - notes called for redemption

iPath Series B Bloomberg Coffee Subindex Total Return ETN (JO) delisting - notes called for redemption

iPath Pure Beta Crude Oil ETN (OIL) delisting - notes called for redemption

OceanPal, Inc. (OP) 1-for-20 reverse split

Wheels Up Experience, Inc. (UP) 1-for-10 reverse split

June 7, 2023

Bone Biologics Corp. (BBLG) 1-for-30 reverse split

Hull Tactical ETF (HTUS) company sponsor change from Exchange Traded Concepts to Capitol Series Trust. Symbol remains HTUS

Fiserv, Inc. (FISV) symbol change to FI

Greenlane Holdings, Inc. (GNLN) 1-for-10 reverse split

Invesco S&P 500® Equal Weight Communication Services ETF (EWCO) symbol change to RSPC

Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RCD) symbol change to RSPD

Invesco S&P 500® Equal Weight Industrials ETF (RGI) symbol change to RSPN

Invesco S&P 500® Equal Weight Consumer Staples ETF (RHS) symbol change to RSPS

Invesco S&P 500® Equal Weight Materials ETF (RTM) symbol change to RSPM

Invesco S&P 500® Equal Weight Energy ETF (RYE) symbol change to RSPG

Invesco S&P 500® Equal Weight Financials ETF (RYF) symbol change to RSPF

Invesco S&P 500® Equal Weight Health Care ETF (RYH) symbol change to RSPH

Invesco S&P 500® Equal Weight Technology ETF (RYT) symbol change to RSPT

Invesco S&P 500® Equal Weight Utilities ETF (RYU) symbol change to RSPU

June 6, 2023

Aptose Biosciences Inc. (APTO) 1-for-15 reverse split

Diebold Nixdorf, Inc. (DBD) demotion to OTC Markets. Symbol change to DBDQQ

Grove Collaborative, Inc. (GROV) 1-for-5 reverse split

Westport Fuel Systems, Inc. (WPRT) 1-for-10 reverse split

June 5, 2023

Acorda Therapeutics, Inc. (ACOR) 1-for-20 reverse split

The following Digital Assets have been set to "Sell Only" and will be Delisted from trading on September 19, 2023.

Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full.

Proceeds from any sales will be distributed back to your Stockpile account.

Aave (AAVE)

ApeCoin (APE)

Avalanche (AVAX)

Bancor Network Token (BNT)

Basic Attention Token (BAT)

Chainlink (LINK)

Chiliz (CHZ)

Compound Token (COMP)

Cosmos (ATOM)

Curve DAO (CRV)

Enjin Coin (ENJ)

Fantom (FTM)

Filecoin (FIL)

GALA (GALA)

The Graph (GRT)

Internet Computer (ICP)

Loopring (LRC)

Maker DAO (MKR)

Republic (REN)

Stellar (XLM)

Sushiswap (SUSHI)

Synthetix (SNX)

Tezos (XTZ)

Uniswap (UNI)

Yearn Finance (YFI)

June 2, 2023

MoneyGram International, Inc. (MGI) delisting - cash merger / buyout at $11.00 per share

QualTek Services, Inc. (QTEK) demotion to OTC Markets. Symbol change to QTEKQ

June 1, 2023

Calyxt, Inc. (CLXT) delisting - stock merger and symbol change to CBUS and 1-for-5 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Ikonics Corp. CVR shares (symbol "H093205") - cash distribution at $2.85 per share

MDU Resources Group, Inc. (MDU) spinoff of Knife River Corporation (KNF) - holders will receive 1 KNF for every 4 MDU shares held

Momentive Global, Inc. (MNTV) delisting - cash merger / buyout at $9.46 per share

Sinclair Broadcast Group, Inc. (SBGI) corporate reorg. / name change to Sinclair, Inc. Symbol remains SBGI

May 31, 2023

Applied UV, Inc. (AUVI) 1-for-5 reverse split

Broadmark Realty Capital, Inc. (BRMK) delisting - pending stock merger, details TBD

KraneShares Global Carbon Transformation ETF (KGHG) delisting - fund liquidation at $24.7633 per share

May 26, 2023

Athenex, Inc. (ATNX) demotion to OTC Markets. Symbol change to ATNXQ

May 24, 2023

Evoqua Water Technologies Corp. (AQUA) delisting - stock merger into Xylem, Inc. (XYL). Holders will receive 0.48 XYL for every AQAU share held

Lordstown Motors Corp. (RIDE) 1-for-15 reverse split

May 23, 2023

ABB Ltd. (ABB) market change from NYSE to OTC Markets. Symbol change to ABBNY

Ritchie Bros. Auctioneers, Inc. (RBA) corporate reorg. / name change to RB Global, Inc. Symbol remains RBA

SeaChange International, Inc. (SEAC) 1-for-20 reverse split

May 22, 2023

Churchill Downs, Inc. (CHDN) 2-for-1 split

May 18, 2023

Audacy, Inc. (AUD) symbol change to AUDA

Ault Alliance, Inc. (AULT) 1-for-300 reverse split

Nisun International Enterprise Development Group (NISN) 1-for-10 reverse split

May 16, 2023

Cyclerion Therapeutics, Inc. (CYCN) 1-for-20 reverse split

Greenidge Generation Holdings, Inc. (GREE) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Monitronics International, Inc. (SCTY) demotion to OTC Markets, symbol change to SCTYQ

PerkinElmer, Inc. (PKI) company name / symbol change to Revvity, Inc. (RVTY)

Stronghold Digital Mining, Inc. (SDIG) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Travel Centers of America, Inc. (TA) delisting - cash merger / buyout at $86.00 per share

May 15, 2023

Alpine 4 Holdings, Inc. (ALPP) 1-for-8 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Sumo Logic, Inc. (SUMO) delisting - cash merger / buyout at $12.05 per share

May 12, 2023

Avaya Holdings Corp. (AVYAQ) delisted from OTC Markets. Positions removed as worthless.

Silvergate Capital Corporation (SI) demotion to OTC Markets, symbol change to SICP

May 11, 2023

Vinco Ventures, Inc. (BBIG) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

May 10, 2023

Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-6.25 reverse split. Fractions rounded up to next full share on beneficiary holder level.

May 9, 2023

Allied Healthcare Products, Inc. (AHPI) demotion to OTC Markets, symbol change to AHPIQ

VanEck Semiconductor ETF (SMH) 2-for-1 split

May 5, 2023

Jounce Therapeutics, Inc. (JNCE) delisted - cash merger / buyout at rate TBD

VanEck Semiconductor ETF (SMH) 2-for-1 split

May 4, 2023

DSS, Inc. (DSS) spinoff of Sharing Services Global Corporation (SHRG). Holders will receive 2 shares of SHRG for each DSS share held

Lannett Company, Inc. (LCIN) demotion to OTC Markets, symbol change to LCINQ

Mullen Automotive, Inc. (MULN) 1-for-25 reverse split

GeneDx Holdings Corp. (WGS) 1-for-33 reverse split

May 3, 2023

Bed Bath & Beyond Inc. (BBBY) demotion to OTC Markets, symbol change to BBBYQ

First Republic Bank (FRC) demotion to OTC Markets, symbol change to FRCB

Maxar Technologies Inc. (MAXR) delisting - cash merger / buyout at $53.00

May 2, 2023

Invesco BLDRS Emerging Markets 50 ADR Index Fund escrow shares ("H108558") - final distribution at $0.04256 per share

May 1, 2023

First Republic Bank (FRC) suspended - FDIC seizure and pending acquisition

Revlon Cosmetics (REVRQ) bankruptcy restructuring, delisted from OTC Markets. Positions removed as worthless

Simplify Nasdaq 100 PLUS Convexity ETF (QQC) delisting - pending fund liquidation at $23.24396 per share

Simplify Volt Cloud and Cybersecurity Disruption ETF (VCLO) delisting - pending fund liquidation $4.49046 per share

Vislink Technologies, Inc. (VISL) 1-for-20 reverse split

April 28, 2023

Chembio Diagnostics, Inc. (CEMI) delisting - cash merger / buyout at $0.45 per share. Anticipated allocation 5/12/23.

Provention Bio, Inc. (PRVB) delisting - cash merger / buyout at $25.00 per share

Lightning eMotors, Inc. (ZEV) 1-for-20 reverse split

April 27, 2023

Impac Mortgage Holdings, Inc. (IMH) demotion to OTC Markets, symbol change to IMPM

April 26, 2023

Agenus, Inc. (AGEN) special dividend of Mink Therapeutics stock (INKT) at 0.0146 INKT for every AGEN share. Allocation date ~ 5/01/23

Horizon Acquisition Corporation II (HZON) delisting - pending fund liquidation at $11.3283 per share

NewHold Investment Corp. (NHIC) delisting - pending fund liquidation at ~ $10.29 per share

SharpLink Gaming Ltd. (SBET) 1-for-10 reverse split

April 25, 2023

Calyxt, Inc. (CLXT) 1-for-10 reverse split

MoneyLion, Inc. (ML) 1-for-30 reverse split

ObsEva SA (OBSVF) corporate reorg. & delisting from OTC Markets. Change to placeholder symbol "P061259". Further details TBD

April 24, 2023

Direxion Breakfast Commodities Strategy ETF (BRKY) delisting - pending fund liquidation at $21.20633 per share

Predictive Oncology, Inc. (POAI) 1-for-20 reverse split

April 21, 2023

Foresight Autonomous Holdings Ltd. (FRSX) 1-for-6 reverse split

Madison Square Garden Entertainment Corp. spinoff - details TBD

Orbital Infrastructure Group, Inc. (OIG) 1-for-40 reverse split

Ouster, Inc. (OUST) 1-for-10 reverse split

April 20, 2023

Atlas Technical Consultants, Inc. (ATCX) delisting - cash merger / buyout at $12.25 per share

Lannett Company, Inc. (LCI) demoted to OTC Markets, symbol change to LCIN

April 18, 2023

Canadian Pacific Railway Ltd. (CP) corporate reorg. - merger with Kansas City Southern Railway to become CPKC Ltd. Symbol remains CP

April 17, 2023

AcuityAds Holdings, Inc. (ATY) company name / symbol change to illumin Inc. (ILLM)

DavidsTea, Inc. (DTEA) demotion to OTC Markets, symbol change to DTEAF

April 14, 2023

Arrival Ltd. (ARVL) 1-for-50 reverse split

Blue Safari Group Acquisition Corp. (BSGA) delisting - stock merger into Bitdeer Technologies Group (BTDR)

PLx Pharma, Inc. (PLXP) demotion to OTC Markets, symbol change to PLXPQ

Virgin Orbit Holdings, Inc. (VORB) demotion to OTC Markets, symbol change to VORBQ

April 12, 2023

VBI Vaccines, Inc. (VBIV) 1-for-30 reverse split

ContextLogic, Inc. (WISH) 1-for-30 reverse split

April 11, 2023

Agile Therapeutics, Inc. (AGRX) 1-for-50 reverse split


Engine Media Holdings, Inc. (GAME) 1-for-4 reverse split, company name change to GameSquare Holdings, Inc.

April 5, 2023

Retail Value, Inc. (RVIC) delisting - pending company dissolution and various shareholder payouts. More information HERE

April 4, 2023

BEST, Inc. (BEST) 1-for-4 reverse split

Crane Holdings Co. (CR) spin-off of Crane NXT (CXT) at 1-for-1

Mustang Bio, Inc. (MBIO) 1-for-15 reverse split

Shaw Communications, Inc. (SJR) delisting - cash merger / buyout at $29.8759 per share

Cryptyde, Inc. (TYDE) company name / symbol change to EightCo Holdings, Inc. (OCTO) then 1-for-50 reverse split

April 3, 2023

AgroFresh Solutions, Inc. (AGFS) delisting - cash merger / buyout at $3.00 per share

Yamana Gold, Inc. (AUY) delisting - cash & stock merger - $1.0406 cash, 0.0376 shares AEM and 0.1598 shares PAAS for each AUY share held

Creatd, Inc. (CRTD) company name / symbol change to Vocal Media (VOCL)

Aries I Acquisition Corp. (RAM) delisting - fund liquidation at $10.434 per share

March 31, 2023

Invesco BLDRS Emerging Markets 50 ADR Index Fund (ADRE) delisting - fund liquidation at $38.16503 cash and 1:1 into escrow shares- (symbol "H108558")

Invesco Select Growth ETF (IVSG) delisting - fund liquidation at $10.17102 per share

Duck Creek Technologies, Inc. (DCT) delisting - casher merger / buyout at $19.00 per share

Helbiz, Inc. (HLBZ) company name / symbol change to Micromobility.com, Inc. (MCOM) and 1-for-50 reverse split

Volta Inc. (VLTA) delisting - casher merger / buyout at $0.86 per share

March 29, 2023

Rockley Photonics Holdings Ltd. (RKLYQ) delisted from OTC Markets - positions removed as worthless

Signify Health, Inc. (SGFY) delisting - cash merger / buyout at $30.50 per share

March 28, 2023

Altra Industrial Motion Corp. (AIMC) delisting - cash merger / buyout at $62.00 per share

Atlas Corp. (ATCO) delisting - cash merger / buyout at $15.50 per share

PSYK ETF (PSYK) delisting - fund liquidation at $16.4332 principal and $0.02489 income per share held

Monster Beverage Group (MNST) 2-for-1 split

Signature Bank demotion to OTC Markets. Symbol remains SBNY

SVB Financial Group (SIVB) demotion to OTC Markets, symbol change to SIVBQ

March 27, 2023

EVO Payments, Inc. (EVOP) delisting - cash merger / buyout at $34.00 per share

March 24, 2023

Cuentas, Inc. (CUEN) 1-for-13 reverse split

Greene County Bancorp, Inc. (GCBC) 2-for-1 split

Swedish Match AB ADR (SWMAY) delisting - final details TBD

March 23, 2023

ObsEva SA (OBSV) demotion to OTC Markets, symbol change to OBSVF

Oyster Point Pharmaceuticals, Inc. contingent value rights ("P060489") expired as worthless

March 22, 2023

Berkeley Lights, Inc. (BLI) company name / symbol change to PhenomeX, Inc. (CELL)

Casi Pharmaceuticals, Inc. (CASI) corporate reorg. and CUSIP change, symbol remains CASI

Loyalty Ventures, Inc. (LYLT) demotion to OTC Markets, symbol change to LYLTQ

March 21, 2023

Aleris Life, Inc. (ALR) delisting - cash merger / buyout at $1.31 per share

March 20, 2023

Atlas Air Worldwide Holdings, Inc. (AAWW) delisting - cash merger / buyout at $102.50 per share

Fast Radius, Inc. (FSRDQ) delisted from OTC Markets, positions removed as worthless

Fresh Vine Wine, Inc. Rights ("F043944") expired - removed as worthless

Membership Collective Group, Inc. (MCG) company name / symbol change to SoHo House & Co. Ltd. (SHCO)

March 17, 2023

Cian PLC ADR's (CIAN) - trading suspended by exchange effective immediately

March 16, 2023

América Móvil, S.A.B. de C.V. (AMX) corporate reorg. and CUSIP change. Symbol remains AMX

March 14, 2023

First Eagle Alternative Capital BDC, Inc. (FCRD) delisting - cash & stock merger at $1.1697 cash and 0.22087035 shares Crescent Capital BDC, Inc. (CCAP)

Vanguard S&P Mid-Cap 400 Growth Index Fund ETF (IVOG) 2-for-1 split

March 13, 2023

Fast Retailing Co., Ltd. (FRCOY) 3-for-1 split

SiriusPoint Ltd. CVR (symbol "S084904") final payout at $8.4095 per share

March 10, 2023

Myovant Sciences Ltd. (MYOV) delisting - cash merger / buyout at $27.00 per share

Orchard Therapeutics plc (ORTX) 1-for-10 reverse split

Vivint Smart Home, Inc. (VVNT) delisting - cash merger / buyout at $12.00 per share

March 9, 2023

Akanda Corp. (AKAN) 1-for-10 reverse split

Fast Retailing Co. Ltd. (FRCOY) 3-for-1 split

Kaleyra, Inc. (KLR) 1-for-3.5 reverse split. Fractions rounded up to next full share on beneficiary holder level.

New York Mortgage Trust, Inc. (NYMT) 1-for-4 reverse split

March 8, 2023

Shift Technologies, Inc. (SFT) 1-for-10 reverse split

Sesen Bio, Inc. (SESN) delisting - corporate reorg. / merger into Carisma Therapeutics, Inc. (CARM), then 1-for-20 reverse split

Zagg, Inc. (placeholder symbol "Y009107") officially delisted - positions removed as worthless

March 7, 2023

Canon, Inc. (CAJ) demotion to OTC Markets, symbol change to CAJPY

Concert Pharmaceuticals, Inc. (CNCE) delisting - cash merger / buyout at $8.00 cash and 1 non-tradable CVR per old share. More information HERE

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split

March 6, 2023

O2Micro International Limited (OIIM) delisting - cash merger / buyout at $4.95 per share

March 2, 2023

Cowen, Inc. (COWN) delisting - cash merger / buyout at $39.00 per share

Linde plc (LIN) corporate reorg. Symbol remains LIN

Umpqua Holdings Corp. (UMPQ) delisting - stock merger into Columbia Banking System, Inc. (COLB) at 0.5958 COLB for every UMPQ share

March 1, 2023

Coupa Software, Inc. (COUP) delisting - cash merger / buyout at $81.00 per share

KemPharm, Inc. (KMPH) company name / symbol change to Zevra Therapeutics, Inc. (ZVRA)

Resolute Forest Products, Inc. (RFP) delisting - cash & stock merger at $20.50 cash and 1 non-tradable CVR per old share

Arcadia Biosciences, Inc. (RKDA) 1-for-40 reverse split

February 28, 2023

Elevate Credit, Inc. (ELVT) delisting - cash merger / buyout at $1.87 per share

February 27, 2023

CinCor Pharma, Inc. (CINC) delisting - cash merger / buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "C131056") per share held. More information HERE

Genius Group, Ltd. (GNS) potential NFT spin-off, more information HERE

Regional Health Properties, Inc. (RHE) spin-off of Series E preferred stock at 0.001 preferred share for every common share held

Rent-A-Center, Inc. (RCII) company name / symbol change to Upbound Group, Inc. (UPBD)

Zogenix, Inc. (ZGNX) delisting - cash merger / buyout at $2.00 per share

February 23, 2023

LHC Group, Inc. (LHCG) delisting - cash merger / buyout at $170.00 per share

1Life Healthcare, Inc. (ONEM) delisting - cash merger / buyout at $18.00 per share

Paya Holdings, Inc. (PAYA) delisting - cash merger / buyout at $9.75 per share

Sorrento Therapeutics, Inc. (SRNE) demotion to OTC Markets. Symbol change to SRNEQ

Starry Group Holdings, Inc. (STRY) symbol change to STRYQ

February 22, 2023

ESports Entertainment Group, Inc. (GMBL) 1-for-100 reverse split

February 21, 2023

Playboy Group, Inc. rights ("P060429") expired - removed as worthless

Weber, Inc. (WEBR) delisting - cash merger / buyout at $8.05 per share

February 15, 2023

Athenex, Inc. (ATNX) 1-for-20 reverse split

ContraFect Corporation (CFRX) 1-for-80 reverse split

February 14, 2023

Corbus Pharmaceuticals Holdings, Inc. (CRBP) 1-for-30 reverse split

Velodyne Lidar, Inc. (VLDR) delisted - stock merger into Ouster, Inc. (OUST) at 0.8204 OUST for every VLDR share

February 13, 2023

Genius Brands International, Inc. (GNUS) 1-for-10 reverse split

VYNE Therapeutics, Inc. (VYNE) 1-for-18 reverse split

February 10, 2023

COMSovereign Holding Corp. (COMS) 1-for-100 reverse split

February 9, 2023

Cazoo Group Ltd. (CZOO) 1-for-20 reverse split

February 8, 2023

Digital Ally, Inc. (DGLY) 1-for-20 reverse split


Horizon Global Corporation (HZN) delisting - cash merger / buyout at $1.75 per share


PACCAR, Inc. (PCAR) special stock dividend at 0.5 new shares for every share held

February 7, 2023

Lannett Company, Inc. (LCI) 1-for-4 reverse split

February 3, 2023

Store Capital Corp. (STOR) delisting - cash merger / buyout at $32.25 per share

February 2, 2023

Knowbe4, Inc. (KNBE) delisting - cash merger / buyout at $24.90 per share

February 1, 2023

Future FinTech Group, Inc. (FTFT) 1-for-5 reverse split

Liminal BioSciences Inc. (LMNL) 1-for-10 reverse split

Meridian Bioscience, Inc. (VIVO) delisting - cash merger / buyout at $34.00 per share

South Jersey Industries, Inc. (SJI) delisting - cash merger / buyout at $36.00 per share

January 31, 2023

Micro Focus International plc (MFGP) delisting - ADR pending termination, cash out at $6.4255 per share

January 26, 2023

Rockley Photonics Holdings Limited (RKLY) demotion to OTC Markets, symbol change to RKLYQ

Swvl Holdings Corp. (SWVL) 1-for-25 reverse split. Fractional shares will be rounded up to the next whole share on a beneficial holder level.

January 25, 2023

Benefitfocus, Inc. (BNFT) delisting - cash merger / buyout at $10.50 per share

January 24, 2023

iPath S&P GSCI Crude Oil Total Return Index ETN (OILNF) delisting - notes called for redemption. More information HERE

January 23, 2023

Aveo Pharmaceuticals, Inc. (AVEO) delisting - cash merger / buyout at $15.00 per share

American Virtual Cloud Technologies, Inc. (AVCT) symbol change to AVCTQ, demotion to OTC Markets

Jaguar Health, Inc. (JAGX) 1-for-75 reverse split

Oaktree Specialty Lending Corp. (OCSL) 1-for-3 reverse split

The Cannabis ETF (THCX) company sponsor change from Spinnaker ETFs to AXS Investments. Symbol remains THCX

Tata Motors Ltd. (TTM) delisting - ADR pending termination, details TBD

January 19, 2023

Party City HoldCo, Inc. (PRTY) demotion to OTC Markets, symbol change to PRTYQ

January 17, 2023

AXS FOMO ETF (FOMO) delisting - pending fund liquidation at $16.7489 per share

Jefferies Financial Group, Inc. (JEF) spin-off of Vitesse Energy, Inc. (VTS) at ~ 0.11769 VTS for each JEF share

Sorrento Therapeutics, Inc. (SNRE) spin-off of restricted Scilex Holding Co. stock (SCLX) at 0.1410365 SCLX for each SRNE share

January 13, 2023

Pioneer Merger Corp. (PACX) delisting - pending fund liquidation at $10.1392 per share

Sierra Wireless, Inc. (SWIR) delisting - cash merger / buyout at rate $31.00 per share

January 12, 2023

SPDR® S&P® 500 Fossil Fuel Reserves-Free ETF (SPYX) 3-for-1 split

January 11, 2023

UserTesting, Inc. (USER) delisting - cash merger / buyout at $7.50 per share

January 10, 2023

Sema4 Holdings Corp. (SMFR) company name / symbol change to GeneDx Holdings Corp. (WGS)

January 6, 2023

Aytu Biopharma, Inc. (AYTU) 1-for-20 reverse split

Dave, Inc. (DAVE) 1-for-32 reverse split

Poshmark, Inc. (POSH) delisting - cash merger / buyout at $17.90 per share

January 4, 2023

Core Scientific, Inc. (CORZ) demotion to OTC Markets, symbol change to CORZQ

Drive Shack, Inc. (DS) symbol change to DSHK

General Electric Co. (GE) spinoff of GE Healthcare Technologies, Inc. (GEHC). Final rate TBD

GTT Communications, Inc. (GTTNQ) delisting - bankruptcy reorganization, stock becomes warrants at 0.01245025 per share

Oyster Point Pharma, Inc. (OYST) delisting - pending cash merger / buyout at $11.00 cash and 1 non-tradable Contingent Value Right per share

January 3, 2023

Biora Therapeutics, Inc. (BIOR) 1-for-25 reverse split

Frontline Ltd. (FRO) corporate reorg. / structure change to Frontline plc. Symbol remains FRO

BitNile Holdings, Inc. (NILE) symbol change to AULT

December 29, 2022

Brigham Minerals, Inc. (MNRL) delisting - pending merger with Sitio Royalties Corp. (STR). Holders will receive 1.133 STR for each MNRL share

December 28, 2022

USHG Acquisition Corp. (HUGS) delisting - fund liquidation at $10.04 per share

December 27, 2022

Hall of Fame Resort & Entertainment Co. (HOFV) 1-for-22 reverse split

December 23, 2022

Abiomed, Inc. (ABMD) delisting - acquisition by Johnson & Johnson at $380 cash and 1 contingent value right per share (more info HERE)

BIT Mining Ltd. (BTCM) 1-for-10 reverse split

December 22, 2022

Clovis Oncology, Inc. (CLVS) demotion to OTC Markets, symbol change to CLVSQ

Diana Shipping, Inc. (DSX) special dividend / spinoff of OceanPal, Inc. (OP) at 0.1152527 OP for every DSX share

Hennessy Capital Investment Corp. V (HCIC) delisting - pending fund liquidation at $10.072 per share

Remark Holdings, Inc. (MARK) 1-for-10 reverse split

December 21, 2022

Altimeter Growth Corp. II (AGCB) delisting - pending fund liquidation at ~ $10.1172 per share


Camber Energy, Inc. (CEI) 1-for-50 reverse split


Sprott Uranium Miners ETF (URNM) 2-for-1 split

December 19, 2022

BTRS Holdings, Inc. (BTRS) delisting - cash merger / buyout at $9.50 per share

HEXO Corp. (HEXO) 1-for-14 reverse split

Pennsylvania Real Estate Investment Trust (PEI) symbol change to PRET

Global X Blockchain & Bitcoin Strategy ETF (BITS) 1-for-4 reverse split
Global X Blockchain ETF (BKCH) 1-for-4 reverse split
Global X Super Dividend ETF (SDIV) 1-for-3 reverse split

Global X SuperDividend REIT ETF (SRET) 1-for-3 reverse split

Esoterica NextG Economy ETF (WUGI) acquisition by AXS Investments, symbol remains WUGI

December 16, 2022

Starry Group Holdings, Inc. (STRY) demotion to OTC Markets, closing orders only

December 15, 2022

51Talk Online Education Group (COE) 1-for-4 reverse split

(Old) Brookfield Asset Management, Inc. (BAM) company name / symbol change to Brookfield Corporation (BN)

Fortune Brands Home & Security, Inc. (FBHS) company name / symbol change to Fortune Brands Innovations, Inc. (FBIN)

Fortune Brands Innovations, Inc. (FBIN) spinoff of Masterbrand, Inc. (MBC) at 1:1

December 14, 2022

Brookfield Asset Management Reinsurance Partners Ltd. (BAMR) company name / symbol change to Brookfield Reinsurance Ltd. (BNRE)

Federated National Holding Co. (FNHC) demotion to OTC Markets, symbol change to FNHCQ

December 13, 2022

Bright Lights Acquisition Corp. (BLTS) delisting - pending fund liquidation at rate TBD

IMV, Inc. (IMV) 1-for-10 reverse split

PaySafe Ltd. (PSFE) 1-for-12 reverse split

December 12, 2022

Brookfield Asset Management Inc. (BAM) pending reorg. / spinoff, details TBD

Brookfield Asset Management Reinsurance Partners Ltd. (BAMR) pending reorg. / spinoff, details TBD

Concord Acquisition Corp. (CND) delisting - pending fund liquidation at ~ $10.17719 per share, anticipated allocation date 12/28/22

CarLotz, Inc. (LOTZ) delisting - corporate reorg. / stock merger at 0.705241 into Shift Technologies, Inc. (SFT)

VectoIQ Acquisition Corp. (VTIQ) delisting - pending fund liquidation at rate TBD

December 9, 2022

Fintech Acquisition Corp. V (FTCV) delisting - pending fund liquidation at ~ $10.078 per share

UpHealth, Inc. (UPH) 1-for-10 reverse split

December 6, 2022

Checkpoint Therapeutics, Inc. (CKPT) 1-for-10 reverse split

Switch Inc. (SWCH) delisting - cash merger / buyout at $34.25 per share

December 5, 2022

America First Multifamily Investors, LP (ATAX) company name / symbol change to Greystone Housing Impact Investors, LP (GHI)

China Petroleum & Chemical Corp. (SNPTY) delisted - pending ADR termination, final details TBD

December 2, 2022

Triumph Bancorp, Inc. (TBK) company name / symbol change to Triumph Financial, Inc. (TFIN)

December 1, 2022

Allied E-Sports Entertainment, Inc. (AESE) company name / symbol change to Allied Gaming & Entertainment, Inc. (AGAE)

Diginex Limited (EQOS) demotion to OTC Markets, symbol change to EQOSQ

Flagstar Bancorp, Inc. (FSB) delisting - pending merger, details TBD

Fidelity National Financial, Inc. (FNF) spinoff of F&G Annuities & Life, Inc. (FG) - holders keep their FNF stock and will receive 0.068 FG for each FNF share held

PBF Logistics LP (PBFX) delisting - pending merger, details TBD

November 30, 2022

Arcimoto, Inc. (FUV) 1-for-20 reverse split

Bio-Techne Corp. (TECH) 4-for-1 split

November 29, 2022

Applied Genetics Technologies, Inc. (AGTC) delisted - pending merger, details TBD

CNS Pharmaceuticals, Inc. (CNSP) 1-for-30 reverse split

RADA Electronic Industries Ltd. (RADA) stock merger / name change into Leonardo DRS, Inc. (DRS)

November 28, 2022

Ecofin Digital Payments Infrastructure Fund (ETPA) delisting - fund liquidation at $0.077448 dividend and $25.11 per share

November 25, 2022

BiondVax Pharmaceuticals Ltd. (BVXV) 1-for-10 reverse split

November 23, 2022

Continental Resources, Inc. (CLR) delisting - cash merger / buyout at $74.28 per share

Qualigen Therapeutics, Inc. (QLGN) 1-for-10 reverse split

November 22, 2022

Ebang International Holdings Inc. (EBON) 1-for-30 reverse split

Waitr Holdings Inc. (WTRH) 1-for-20 reverse split, company name / symbol change to ASAP, Inc. (ASAP)

Zendesk, Inc. (ZEN) delisting - cash merger / buyout, details TBD

November 21, 2022

Fast Radius, Inc. (FSRD) demotion to OTC Markets, symbol change to FSRDQ

November 18, 2022

GoHealth, Inc. (GOCO) 1-for-15 reverse split

November 17, 2022

Tenneco Inc. (TEN) delisting - cash merger / buyout at $20.00 per share

November 16, 2022

Tian Ruixiang Holdings Ltd. (TIRX) 1-for-5 reverse split. Fractional shares rounded up to the next whole share on a beneficial holder level.

November 15, 2022

ChannelAdvisor Corp. (ECOM) delisting - cash merger / buyout at $23.10 per share. Allocation date still TBD

November 14, 2022

East Stone Acquisition Corp. (ESSC) delisting - corporate reorg. / merger into NWTN, Inc. (NWTN)

iClick Interactive Asia Group Ltd. (ICLK) 1-for-10 reverse split

XL Fleet Corp. (XL) company name / symbol change to Spruce Power Holding Corp. (SPRU)

November 11, 2022

China Life Insurance Company Ltd. (LFCHY) delisting - pending ADR termination, details TBD

Fortress Transportation and Infrastructure Investors LLC (FTAI) merger into FTAI Aviation, Ltd. Symbol remains FTAI

November 10, 2022

Trevena, Inc. (TRVN) 1-for-25 reverse split


Amerco, Inc. (UHAL) spinoff into new Class N (non-voting) shares at +9 shares for each old UHAL share

November 9, 2022

Diamond Offshore Drilling escrow shares (formerly DOFSQ) delisting - positions removed as worthless

November 8, 2022

Norton LifeLock, Inc. (NLOK) acquisition of Avast plc - company name / symbol change to Gen Digital, Inc. (GEN)

November 7, 2022

Copart, Inc. (CPRT) 2-for-1 split

100 ironSource Ltd. (IS) acquisition / stock merger into Unity Software, Inc. (U) at 0.1089 U for every IS share held

WisdomTree Investments, Inc. (WETF) symbol change to WT

November 2, 2022

Ligand Pharmaceuticals, Inc. (LGND) spinoff of OmniAb, Inc. (OABI) - holders keep their LGND, will receive 4.9 shares OABI for every LGND share held

ProFrac Holding Corp. (PFHC) symbol change to ACDC

Two Harbors Investment Corp. (TWO) 1-for-4 reverse split

November 1, 2022

Sprague Resources, LP (SRLP) delisting - cash merger / buyout at $20.00 per share

XPO Logistics, Inc. (XPO) of RXO, Inc. (RXO) - holders keep their XPO, will receive 1 RXO for every XPO share held

October 31, 2022

The following ETFs have symbol changes:

AllianzIM U.S. Large Cap Buffer10 Jan ETF (AZAJ) is now JANT

AllianzIM U.S. Large Cap Buffer20 Jan ETF (AZBJ) is now JANW

AllianzIM U.S. Large Cap Buffer10 Apr ETF (AZAA) is now APRT

AllianzIM U.S. Large Cap Buffer20 Apr ETF (AZBA) is now APRW

AllianzIM U.S. Large Cap Buffer10 Jul ETF (AZAL) is now JULT

AllianzIM U.S. Large Cap Buffer20 Jul ETF (AZBL) is now JULW

AllianzIM U.S. Large Cap Buffer10 Oct ETF (AZAO) is now OCTT

AllianzIM U.S. Large Cap Buffer20 Oct ETF (AZBO) is now OCTW

Benessere Capital Acquisition Corp. (BENE) delisting - pending fund liquidation at ~$10.4739 per share

October 28, 2022

Pine Island Acquisition Corp. (PIPP) delisting - pending liquidation at ~ $10.05476 per share. Anticipated allocation Nov 10

Solid Biosciences, Inc. (SLDB) 1-for-15 reverse split

Twitter, Inc. (TWTR) delisting - cash merger / buyout at $54.20 per share

October 25, 2022

Alfi, Inc. (ALF) delisting - bankruptcy proceedings


John Hancock Multifactor Utilities ETF (JHMU) delisting - pending fund liquidation at ~$32.088 per share


XpresSpa Group, Inc. (XSPA) company name / symbol change to XWELL, Inc. (XWEL)

October 21, 2022

Chemocentryx, Inc. (CCXI) delisting - cash merger / buyout at $52.00 per share

Kala Pharmaceuticals, Inc. (KALA) 1-for-50 reverse split

Manning & Napier, Inc. (MN) delisting - cash merger / buyout at $12.85 per share

Revlon, Inc. (REV) demotion to OTC Markets. New symbol REVRQ

October 20, 2022

Emles Made-in-America ETF (AMER) delisting - pending fund liquidation at ~ $26.1871 per share


Emles @Home ETF (LIV) delisting - pending fund liquidation at ~ $15.7348 per share


PetroChina Co. Ltd. (PTRCY) delisting - pending ADR termination, details TBD


Unity Biotechnology, Inc. (UBX) 1-for-10 reverse split


Washington Real Estate Investment Trust (WRE) company name / symbol change to Elme Communities, Inc. (ELME)

October 19, 2022

Avalara, Inc. (AVLR) delisting - cash merger / buyout at $93.50 per share

Shell Midstream Partners, LP (SHLX) delisting - cash merger / buyout at $15.85 per share

Alleghany Corp. (Y) delisting - acquisition by Berkshire Hathaway (BRK/B) at $848.02 per share

October 18, 2022

Agrify Corp. (AGFY) 1-for-10 reverse split

Blackrock Income Trust (BKT) 1-for-3 reverse split

9 Meters Biopharma, Inc. (NMTR) 1-for-20 reverse split

Ping Identity Holding Corp. (PING) delisting - cash merger / buyout at $28.50 per share

October 17, 2022

Brooklyn ImmunoTherapeutics Inc. (BTX) company name / symbol change to Eterna Therapeutics Inc. (ERNA) and 1-for-20 reverse split


Forma Therapeutics Holdings, Inc. (FMTX) delisting - cash merger / buyout at $20.00 per share


Romeo Power, Inc. (RMO) delisting - stock merger at 0.1186 into Nikola Corp. (NKLA)


Social Capital Hedosophia Holdings Corp. IV (IPOD) delisting - fund liquidation at ~ $10.056 per share


Social Capital Hedosophia Holdings Corp. VI (IPOF) delisting - fund liquidation at ~ $10.0595 per share

October 13, 2022

Covetrus, Inc. (CVET) delisting - cash merger / buyout at $21.00 per share

Exterran Corp. (EXTN) delisting - acquisition / stock merger at 1.021 into

Enerflex Ltd. (EFXT)

T2 Biosystems, Inc. (TTOO) 1-for-50 reverse split

October 12, 2022

Nielsen Holdings plc. (NLSN) delisting - cash merger / buyout at $28.00 per share

Terminix Global Holdings, Inc. (TMX) delisting - acquisition / stock merger at 1.4899 into Rentokil Initial plc (RTO)

October 10, 2022

iBio, Inc. (IBIO) 1-for-25 reverse split

Infrastructure and Energy Alternatives, Inc. (IEA) delisting - merger / buyout at $10.50 cash and 0.0483 shares MTZ for each IEA share

TPG Pace Beneficial Finance Corp. (TPGY) delisting - fund liquidation at rate TBD

October 5, 2022

BlueRock Residential Growth REIT, Inc. (BRG) delisting - cash merger / buyout at $24.25 per share. Anticipated allocation date Oct. 11

CPI Aerostructures, Inc. (CVUA) symbol change to CVU

Global Blood Therapeutics, Inc. (GBT) delisted - cash merger / buyout at $68.50 per share

October 4, 2022

Nintendo Co. Ltd. ADR (NTDOY) 4-for-1 forward split

October 3, 2022

Allegiance Bancshares, Inc. (ABTX) stock merger with Comm. Bank of Texas (CBTX) to become Stellar Bancorp, Inc. (STEL). Holders will receive 1.4184 shares of STEL for every ABTX share

American Virtual Cloud Technologies, Inc. (AVCT) 1-for-15 reverse split

Bluerock Residential Growth REIT, Inc. (BRG) spinoff of Bluerock Homes Trust, Inc. (BHM) - holders keep their BRG shares, and will receive 1 BHM share for every 8 BRG shares held

Change Healthcare, Inc. (CHNG) delisting - cash merger / buyout at $25.75 per share

Citrix Systems, Inc. (CTXS) delisting - cash merger / buyout at $104.00 per share

Duke Realty Corp. (DRE) delisting - stock merger / acquisition by Prologis, Inc. (PLD). Holders will receive 0.475 shares PLD for each DRE share held

Xperi Holding Corp. (XPER) corp. reorg - current XPER stock becomes Adeia, Inc. (ADEA), with spinoff of new XPER stock at 4 XPER for every 10 shares ADEA

September 30, 2022

Noble Corporation plc (NE) merger with Maersk Drilling, symbol remains NE

September 28, 2022

BBQ Holdings, Inc. (BBQ) delisting - cash merger / buyout at $17.25 per share

Virtus Total Return Fund rights (placeholder symbol V014583) expired worthless

September 27, 2022

AEA-Bridges Impact Corp. (IMPX) delisting - stock merger into LiveWire Group (LVWR)

Credit Suisse X-Links Crude Oil covered-call ETN (USOI) 1-for-20 reverse split

Höegh LNG Partners LP (HMLP) delisting - cash merger / buyout at $9.25 per share

Note: pass-through processing fee of $0.02 per ADS for GSK reverse split from 07/22

September 26, 2022

Annaly Capital Management (NLY) 1-for-4 reverse split

September 21, 2022

Celsion Corporation (CLSN) company name / symbol change to Imunon, Inc. (IMNN)

September 20, 2022

Petrochina Co. Ltd. (PTR) demotion to OTC Markets, symbol change to PTRCY

China Petroleum & Chemical Corporation (SNP) demotion to OTC Markets, symbol change to SNPTY

September 19, 2022

CF Acquisition Corp. VI (CFVI) delisting - name change / stock merger into Rumble, Inc. (RUM)


Mercedes-Benz Group AG (DMLRY) symbol change to MBGYY


Sonnet Biotherapeutics Holdings, Inc. (SONN) 1-for-14 reverse split


Tyme Technologies, Inc. (TYME) delisting - stock merger into Syros Pharmaceuticals, Inc. (SYRS) at 0.04312 SYRS for every TYME share held

September 16, 2022

USA Truck, Inc. (USAK) delisting - cash merger / buyout at $31.72 per share

September 15, 2022

CatchMark Timber Trust, Inc. (CTT) delisting - stock merger into PotlatchDeltic Corporation (PCH) at 0.23 PCH for every CTT share


ManTech International Corp. (MANT) delisting - cash merger / buyout at $96.00 per share

September 14, 2022

Palo Alto Networks, Inc. (PANW) 3-for-1 forward split

September 13, 2022

Mudrick Capital Acquisition Corp. II (MUDS) delisted - pending fund liquidation at

~ $10.183 per share

September 12, 2022

Mandiant, Inc. (MNDT) delisted - cash merger / buyout at $23.00 per share

September 9, 2022

Petrochina Co. Ltd. (PTR) delisted with no further details

China Petroleum & Chemical Corporation (SNP) delisted with no further details

September 8, 2022

IIVI, Inc. (IIVI) company name / symbol change to Coherent, Inc. (COHR)

September 7, 2022

Callaway Golf Co. (ELY) company name / symbol change to Topgolf Callaway Brands Corp. (MODG)

September 2, 2022

Centennial Resource Development, Inc. (CDEV) name / symbol change to Permian Resources Corp. (PR)

Cheetah Mobile, Inc. ADR (CMCM) 1-for-5 reverse split

China Life Insurance Company Ltd. (LFC) symbol change to LFCHY

August 31, 2022

Orchid Island Capital (ORC) 1-for-5 reverse split


Plantronics, Inc. (POLY) delisting - cash merger / buyout at $40.00 per share

August 30, 2022

Defiance Next Gen Altered Experience ETF (PSY) delisting - fund liquidation at $5.933 per share

Defiance Next Gen SPAC Derived ETF (SPAK) delisting - fund liquidation at rate TBD

NatWest Group plc (NWG) 13-for-14 reverse split

August 29, 2022

Jacobs Engineering Group, Inc. (J) corporate reorg. / name change to Jacobs Solutions, Inc. Symbol remains J

Mind Medicine (MindMed), Inc. (MNMD) 1-for-15 reverse split

Nasdaq OMX Group, Inc. (NDAQ) 3-for-1 split

August 26, 2022

Endo International plc (ENDP) bankruptcy filing, demotion to OTC Markets, symbol change to ENDPQ

Fast Acquisition Corp. (FST) delisting - fund liquidation at $10.027 per share

August 25, 2022

Digital Ally, Inc. (DGLY) corporate reorg. - holders will receive new DGLY stock, anticipated allocation 8/25

Rattler Midstream LP (RTLR) delisting - pending buyout / stock merger into Diamondback Energy (FANG) at 0.133 FANG for each RTLR share

Tesla, Inc. (TSLA) 3-for-1 forward split

August 23, 2022

iShares MSCI Argentina and Global Exposure ETF (AGT) delisting - pending fund liquidation at $26.417 per share

iShares MSCI Japan Equal Weighted ETF (EWJE) delisting - pending fund liquidation at $32.00 per share

iShares Evolved U.S. Innovative Healthcare ETF (IEIH) delisting - pending fund liquidation at $41.3929 per share

DigitalBridge Group (DBRG) 1-for-4 reverse split

August 22, 2022

AMC Entertainment (AMC) special dividend of preferred equity unit (APE) (more details HERE)

August 18, 2022

Morgan Creek - Exos SPAC Originated ETF (SPXZ) delisting - fund liquidation at ~$11.022 per share

August 17, 2022

Embark Technology, Inc. (EMBK) 1-for-20 reverse split

GO Acquisition Corp. (GOAC) delisting - pending liquidation at $10.0189 per share

RedBall Acquisition Corp. (RBAC) delisting - pending liquidation at $10.0303 per share

August 15, 2022

Apollo Investment Corp. (AINV) company name / symbol change to MidCap Financial Investment Corp. (MFIC)

Epizyme, Inc. (EPZM) delisting - cash merger / buyout at $1.45 per share

Root, Inc. (ROOT) 1-for-18 reverse split

SailPoint Technologies Holdings, Inc. (SAIL) delisting - cash merger / buyout at $65.25 per share

August 12, 2022

Epizyme, Inc. (EPZM) delisting - cash merger / buyout at $1.45 per share

Greenlane Holdings, Inc. (GNLN) 1-for-20 reverse split

Redbox Entertainment Inc. (RDBX) delisting - stocker merger into Chicken Soup for the Soul Inc. (CSSE) at 0.087 CSSE for every RDBX share

August 10, 2022

American Campus Communities, Inc. (ACC) delisting - cash merger / buyout at $65.47 per share

August 8, 2022

DPCM Capital Inc. (XPOA) company name / symbol change to D-Wave Quantum Inc. (QBTS)


REX American Resources Corp. (REX) 3-for-1 stock split

August 3, 2022

MeaTech 3D Ltd. (MITC) company name / symbol change to Steakholder Foods Ltd. (STKH)

Meritor Inc. (MTOR) delisting - cash merger / buyout at $36.50 per share

Neophotonics Corp. (NPTN) delisting - cash merger / buyout at $16.00 per share

August 2, 2022

Fortress Transportation and Infrastructure Investors LLC (FTAI) spinoff of FTAI Infrastructure, Inc. (FIP) at 1-for-1

August 1, 2022

Cortexyme, Inc. (CRTX) company name / symbol change to Quince Therapeutics, Inc. (QNCX)

First Trust Global Engineering & Construction ETF (FLM) fund objective / name change to First Trust Alerian U.S. NextGen Infrastructure ETF (RBLD)

New Residential Investment Corp. (NRZ) company name / symbol change to Rithm Capital Corp. (RITM)

Orbital Energy Group, Inc. (OEG) company name / symbol change to Orbital Infrastructure Group, Inc. (OIG)

July 29, 2022

MetroMile, Inc. (MILE) delisting - stock merger into Lemonade, Inc. (LMND) at 0.05263 LMND for every MILE share

Welbilt, Inc. (WBT) delisting - cash merger / buyout at $24.00 per share, anticipated allocation 8/01

July 27, 2022

ARK Transparency ETF (CTRU) delisting - pending fund liquidation, details TBD

July 26, 2022

Pluristem Therapeutics Inc. (PSTI) company name / symbol change to Pluri Inc. (PLUR)

Pershing Square Tontine Holdings, Ltd. (PSTH) delisting - details TBD

July 22, 2022

Gamestop Inc. (GME) 4-for-1 forward split

Cornerstone Building Brands, Inc. (CNR) delisting - cash merger / buyout at $24.65 per share

GlaxoSmithKline plc (GSK) company reorg. - 4-for-5 reverse split

Natus Medical Inc. (NTUS) delisting - cash merger / buyout at $33.50 per share

Sanderson Farms, Inc. (SAFM) delisting - cash merger / buyout at $203.00 per share

SonicShares Airlines, Hotels, Cruise Lines ETF (TRYP) delisting - pending fund liquidation at ~ $3.656 per share

Vonage, Inc. (VG) delisting - cash merger / buyout at $21.00 per share

July 21, 2022

GlaxoSmithKline plc (GSK) spinoff of consumer health business into Haleon plc (HLN) - holders will receive 1 share HLN for every GSK

July 20, 2022

Macquarie Infrastructure Corp (MIC) delisting - cash merger / buyout at $4.11 per share

Healthcare Trust of America, Inc. (HTA) delisting - merger into Healthcare Realty Trust Inc. (HR)

B. Riley Principal 150 Merger Corp. III (BRPM) merger / name change to FaZe Clan, Inc. (FAZE)


PS Business Parks Inc. (PSB) delisting - cash merger / buyout, details TBD

July 19, 2022

ITHAX Acquisition Corp. (ITHX) merger / name change to Mondee Holdings, Inc. (MOND)

GlaxoSmithKline plc (GSK) pending spin-off, details TBD

July 18, 2022

Alphabet, Inc. (GOOG & GOOGL) 20-for-1 forward split

July 15, 2022

Ecofin Digital Payments Infrastructure Fund (TPAY) symbol change to ETPA

Enveric Biosciences, Inc. (ENVB) 1-for-50 reverse split

July 13, 2022

Mobile TeleSystems PJSC (MBT) official delisting - pending ADR termination, details TBD

July 8, 2022

Avalo Therapeutics, Inc. (AVTX) 1-for-12 reverse split

Vectrus, Inc. (VEC) delisting - company name / symbol change to V2X, Inc. (VVX)

July 7, 2022

CDK Global, Inc. (CDK) delisting - pending cash merger / buyout at $54.87 per share

CMC Materials, Inc. (CCMP) delisting - cash/stock merger into Entegris, Inc. (ENTG). Holders will receive $133.00 & 0.4506 ENTG for every CCMP share

July 6, 2022

Neenah Paper, Inc. (NP) delisting - merger into SWM at 1.358 SWM for every NP share

Schweitzer-Mauduit International, Inc. (SWM) name / symbol change to Mativ, Inc. (MATV)

SOS Limited (SOS) 1-for-50 reverse split

July 5, 2022

Abeona Therapeutics, Inc. (ABEO) 1-for-25 reverse split

Oasis Petroleum (OAS) merger with Whiting Petroleum (WLL) to form Chord Energy Corp. (CHRD)

Coherent, Inc. (COHR) delisting - acquisition - holders will receive 0.91 shares IIVI and $220.00 cash for every COHR share

July 1, 2022

CTO Realty Growth, Inc. (CTO) 3-for-1 forward split

Encompass Health Corp. (EHC) spinoff of Enhabit, Inc. (EHAB) - holders keep EHC stock, will receive 0.5 EHAB for every EHC share

Whiting Petroleum Corp. (WLL) delisting - cash / stock merger with Oasis Petroleum to form Chord Energy Corp. (CHRD). Holders will receive $6.25 & 0.5774 CHRD for every WLL share

June 30, 2022

Vinco Ventures, Inc. (BBIG) spinoff of Cryptyde, Inc. (TYDE) - holders keep BBIG stock, will receive 0.10 shares TYDE for every BBIG share. Cash-in-lieu of fractional positions

June 29, 2022

Tivity Health, Inc. (TVTY) delisting - cash merger / buyout at $32.50 per share

Shopify, Inc. (SHOP) 10-for-1 forward split

June 28, 2022

Datto Holding Corp. (MSP) delisting - cash merger / buyout at $35.50 per share

Anthem, Inc. (ATNM) company name / symbol change to Elevance Health (ELV)

June 27, 2022

Mallinckrodt plc (MNKKQ) delisting - bankruptcy proceedings, removed as worthless

Simplify Volt Fintech Disruption ETF (VFIN) delisting - liquidation at NAV

Simplify Volt Pop Culture Disruption ETF (VPOP) delisting - liquidation at NAV

June 24, 2022

Gores Guggenheim, Inc. (GGPI) stock merger / name change to Polestar Automotive Holding UK PLC (PSNY)

Preferred Apartment Communities, Inc. (APTS) delisting - cash merger / buyout at $25.00 per share

Staffing 360 Solutions, Inc. (STAF) 1-for-10 reverse split

June 23, 2022

EJF Acquisition Corp. (EJFA) stock merger / name change to Pagaya

Technologies Ltd. (PGY)

Fortinet, Inc. (FTNT) 5-for-1 forward split

O'Shares U.S. Quality Dividend ETF (OUSA) sponsorship / name change to ALPS O'Shares U.S. Quality Dividend ETF

O'Shares U.S. Small-Cap Quality Dividend ETF (OUSM) sponsorship / name change to ALPS O'Shares U.S. Small-Cap Quality Dividend ETF

O'Shares Global Internet Giants ETF (OGIG) sponsorship / name change to ALPS O'Shares Global Internet Giants ETF

June 22, 2022

Anaplan, Inc. (PLAN) delisting - cash merger / buyout, details TBD

June 21, 2022

Minerva Neurosciences, Inc. (NERV) 1-for-8 reverse split

June 16, 2022

Limelight Networks, Inc. (LLNW) company name / symbol change to Edgio, Inc. (EGIO)

Pennsylvania Real Estate Investment Trust (PEI) 1-for-15 reverse split

June 15, 2022

Overstock.com Preferred Digital Voting Series A-1 (OSTKO) delisting - converted at 0.9 into common stock (OSTK)

Tuatara Capital Acquisition Corp. (TCAC) stock merger / name change to Springbig Holdings, Inc. (SBIG)

June 13, 2022

Renewable Energy Group, Inc. (REGI) delisting - cash merger / buyout at $61.50 per share

Global X Cannabis ETF (POTX) 1-for-6 reverse split

DexCom, Inc. (DXCM) 4-for-1 forward split

Didi Global Ltd. (DIDI) symbol change to DIDIY, demotion to OTC Markets

Brookfield Infrastructure Partners L.P. (BIP) 3-for-2 forward split

Brookfield Infrastructure Corp (BIPC) 3-for-2 forward split

June 9, 2022

Meta Platforms (FB) official symbol change to META

Realogy Holdings Corp. (RLGY) company name / symbol change to Anywhere Real Estate (HOUS)

June 8, 2022

Cerner Corp. (CERN) cash merger / buyout at $95.00 per share, anticipated allocation 06/10/22

June 7, 2022

FangDD Network Group Ltd. ADR (DUO) 1-for-15 reverse split

June 6, 2022

Amazon Inc. (AMZN) 20-for-1 forward split

Invesco Mortgage Capital Inc. (IVR) 1-for-10 reverse split

Falcon Minerals (FLMN) & Desert Peak Minerals (DPM) delisting - merger to form Sitio Royalties Corp. (STR) and 1-for-4 reverse split

June 2, 2022

Casi Pharmaceuticals, Inc. (CASI) 1-for-10 reverse split

BHP Group Ltd. (BHP) merger / spinoff of Woodside Energy Group Ltd. (WDS) - holders keep their BHP stock, and receive 0.3614 WDS for every BHP share

June 1, 2022

Dominion Energy 2019 Series A Corporate Units (DCUE) delisting - called for redemption/exchanged into common stock (symbol D) at 1.2037 D for each DCUE

May 31, 2022

Direxion Daily Energy Bear 2X Shares (ERY) 1-for-10 reverse split

Direxion Daily CSI China Internet Index Bull 2X Shares (CWEB) 1-for-10 reverse split

Direxion Daily FTSE China Bull 3X Shares (YINN) 1-for-20 reverse split

Quidel Corp. (QDEL) acquired Ortho Clinical Diagnostics (OCDX) to form QuidelOrtho Corp. Symbol remains QDEL

Apollo Strategic Growth Capital (APSG) delisting - merger with American Express Global Business Travel to form Global Business Travel Group, Inc. (GBTG)

IRSA Propiedades Comerciales S.A. (IRCP) corporate reorg., name & symbol change to IRSA Inversiones y Representaciones S.A. (IRS) at 0.56 IRS for every IRCP share

May 27, 2022

Luby's, Inc. (LUB) delisting - sale to private party and bankruptcy liquidation, final distribution at $0.20 per share

May 25, 2022

Intricon Corporation (IIN) delisting - cash merger / buyout at $24.25 per share

May 24, 2022

Hive Blockchain Technologies (HIVE) 1-for-5 reverse split

Zynga, Inc. (ZNGA) delisting - merger / buyout, holders will receive $3.50 cash and 0.0406 shares of Take Two Interactive (TTWO) for every share of ZNGA

May 23, 2022

CPI Aerostructures, Inc. (CVU) - symbol change to CVUA, demotion to OTC Markets

May 20, 2022

Saba Capital Income & Opportunities Fund (BRW) 1-for-2 reverse split


BEST, Inc. (BEST) 1-for-5 reverse split


ION Geophysical Corp. (IO) - symbol change to IOGPQ, demotion to OTC Markets


Mimecast Ltd. (MIME) delisting - cash merger / buyout at $80.00 per share

May 19, 2022

Sigma Labs, Inc. (SGLB) company name / symbol change to Sigma Additive Solutions, Inc. (SASI)

May 17, 2022

Aspen Technology, Inc. (AZPN) partial merger - holders will receive approximately $87 per share in cash, and 0.42 shares of new AZPN stock for each old share

May 16, 2022

Canadian Imperial Bank of Commerce (CM) 2-for-1 forward split

Bottomline Technologies (DE), Inc. (EPAY) delisting - cash merger at $57.00 per share

May 9, 2022

Progenity, Inc. (PROG) company name / symbol change to Biora Therapeutics (BIOR)

May 5, 2022

eSports Technologies, Inc. (EBET) company name change to EBET, Inc., symbol remains EBET

Golden Nugget Online Gaming, Inc. (GNOG) delisting - stock merger into DraftKings, Inc. (DKNG) at 0.365 DKNG for each GNOG share

May 3, 2022

Heat Biologics, Inc. (HTBX) company name / symbol change to NightHawk Biosciences, Inc. (NHWK)

The Gabelli Utility Trust - Rights (GUT-RT) expired as worthless

US Ecology, Inc. (ECOL) delisting - cash merger / buyout at $48.00 per share

April 29, 2022

Scientific Games, Inc. (SGMS) company name / symbol change to Light & Wonder (LNW)


MGM Growth Properties LLC (MGP) delisting - stock merger at 1.366 into Vici Properties (VICI)

April 27, 2022

Agile Therapeutics, Inc. (AGRX) 1-for-40 reverse split

April 18, 2022

Kaleido Biosciences, Inc. (KLDO) delisting - company ceasing operations, further details TBD

April 13, 2022

Applied Blockchain, Inc. (APLD) 1-for-6 reverse split

April 11, 2022

Discovery, Inc. series A (DISCA) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)

Discovery, Inc. series B (DISCB) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)

Discovery, Inc. series C (DISCK) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)

AT&T (T) spinoff of Warner Bros. Discovery (WBD) - holders will receive 0.24 WBD for every T share, allocation date 4/12/22

Spirit of TX Bancshares (STXB) delisting - stock merger at 1.0016722 into Simmons First National Corp. (SFNC)

Colfax Corporation (CFX) corporate reorg. - name change & 1-for-3 reverse split into Enovis Corporation (ENOV)

April 8, 2022

New Oriental Education & Technology Group Inc. (EDU) 1-for-10 reverse split

April 7, 2022

Investors Bancorp (ISBC) merger into Citizens Financial Group (CFG) - holders will receive $1.46 cash and 0.297 CFG for every ISBC share

Roundhill MVP ETF (MVP) fund delisted - pending liquidation, details TBD

Roundhill Streaming Services & Technology ETF (SUBZ) fund delisted - pending liquidation, details TBD

RVI Corp. (RVI) symbol change to RVIC, demoted to OTC Markets

SOC Telemed (TLMD) delisting - cash merger at $3.00 per share

April 6, 2022

Fluidigm Corp. (FLDM) company name / symbol change to Standard BioTools, Inc. (LAB)

April 5, 2022

BP Midstream Partners LP (BPMP) stock merger at 0.575 into BP plc (BP)

Colfax Corporation (CFX) corporate reorg. / spinoff, holders will receive 1 Esab Corp. (ESAB) share for every 3 CFX

MFA Financial, Inc. (MFA) 1-for-4 reverse split

People's United Financial, Inc. (PBCT) stock merger at 0.118 into M&T Bank Corp. (MBT)

April 4, 2022

Alliance Data Systems, Inc. (ADS) company name / symbol change to Bread Financial Holdings, Inc. (BFH)

Boulder Growth & Income Fund (BIF) company name / symbol change to SRH Total Return Fund (STEW)

April 1, 2022

Clockwise Capital Innovation ETF (CWC) symbol change to TIME

SLR Senior Investment Corp. (SUNS) stock merger at 0.7796 into SLR Investment Corp. (SLRC)

March 31, 2022

Verso Corporation (VRS) delisting - cash merger / buyout at TBD

March 28, 2022

CyrusOne, Inc. (CONE) delisting - cash merger / buyout at $90.50 per share

March 24, 2022

ACM Research, Inc. (ACMR) 3-for-1 stock split

W.R. Berkley Corporation (WRB) 3-for-2 stock split

March 23, 2022

BioDelivery Sciences International, Inc. (BDSI) delisting - cash merger / buyout, details TBD

March 22, 2022

Recro Pharma, Inc. (REPH) name / symbol change to Societal CDMO (SCTL)

Forterra, Inc. (FRTA) delisting - cash merger / buyout at $24.00 per share

March 17, 2022

Spartan Energy Acquisition Corp. III (SPAQ) stocker merger / name change to Allego N.V. (ALLG)

March 15, 2022

Brookfield Business Partners (BBU) corporate reorg. / spinoff - 0.5 BBUC for every BBU share

Kraton Corporation (KRA) delisting - cash merger / buyout at $46.50 per share

HollyFrontier Corp. (HFC) stock merger / symbol change to HF Sinclair Corp. (DINO)

March 14, 2022

GrubHub, Inc. (GRUB) company name / symbol change to JustEatTakeaway.com (JTKWY)

March 11, 2022

Schwab U.S. Small-Cap ETF (SCHA) 2-for-1 forward split

Schwab U.S. Broad Market ETF (SCHB) 2-for-1 forward split

Schwab U.S. REIT ETF (SCHH) 2-for-1 forward split

BellRing Brands, Inc. (BRBR) corporate reorg. / spinoff - new BRBR stock and $2.97 cash for every (old) BRBR share

Zimmer Biomet Holdings (ZBH) corporate reorg. / spinoff - 0.1 ZIMV for every ZBH share

Arena Pharmaceuticals, Inc. (ARNA) delisting - cash merger / buyout at $100 per share

March 9, 2022

Del Taco, Inc. (TACO) delisting - cash merger/buyout at $12.51 per share

Phillips 66 Partners LP (PSXP) delisting - stock merger into PSX at 0.5 PSX for every PSXP share

FTS International warrants (symbol "F040166") expired - cash payout at $3.97 per share

FTS International warrants (symbol "F040168") expired - cash payout at $3.04 per share

March 8, 2022

Zogenix, Inc. (ZGNX) delisting - cash merger/buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "Y006594") per ZGNX share

March 7, 2022

Nuance Communications (NUAN) delisting - cash merger/buyout at $56.00 per share

March 4, 2022

Alder BioPharmaceuticals CVR (symbol "A055913") final payout at $2.00 per share

FTS International, Inc. (FTSI) delisting - cash merger/buyout at $26.52 per share

March 3, 2022

CorePoint Lodging, Inc. (CPLG) delisting - cash merger/buyout at $15.99 per share

March 2, 2022

Lument Finance Trust rights (LFTRT) expired - removed as worthless

McAfee Corp. (MCFE) delisting - stock merger / buyout at $26.00 per share

March 1, 2022

Celsion Corp. (CLSN) 1-for-15 reverse split

February 28, 2022

Great Elm Capital Corp. (GECC) 1-for-6 reverse split


IHS Markit Ltd. (INFO) delisting - stock merger into S&P Global, Inc. (SPGI) at 0.2838 SPGI for every INFO share


Monmouth Real Estate Investment Corp. (MNR) delisting - cash merger/buyout at $21.00 per share


Vocera Communications, Inc. (VCRA) delisting - cash merger/buyout at $79.25 per share

February 25, 2022

R.R. Donnelley & Sons (RRD) delisting - cash merger / buyout at $10.85 per share, anticipated allocation date March 2, 2022

February 23, 2022

Afterpay Ltd. (AFTPY) delisting - cash merger / buyout at $40.926 per share

February 22, 2022

Boston Omaha Corporation (BOMN) symbol change to BOC

February 18, 2022

Intelsat SA (INTEQ) delisting - bankruptcy proceedings, stock removed as worthless

February 17, 2022

Viacom CBS, Inc. (VIAC) name / symbol change to Paramount Global, Inc. (PARA)

February 16, 2022

First Midwest Bancorp (FMBI) delisting - stock merger into Old National Bancorp (ONB) at 1.1336 ONB for every FMBI share

February 15, 2022

American Finance Trust (AFIN) name / symbol change to Necessity Retail REIT, Inc. (RTL)

Xilinx, Inc. (XLNX) delisting - stock merger into Advanced Micro Devices (AMD) at 1.7234 AMD for every XLNX share

February 10, 2022

Silverbox Engaged Merger Corp. (SBEA) stock merger / name change to Black Rifle Coffee Co. (BRCC)

Amplify International Online Retail ETF (XBUY) name / symbol (& objective) change to Amplify Emerging Markets FinTech ETF (EMFQ)

February 9, 2022

Kirkland Lake Gold (KL) delisting - stock merger into Agnico Eagle Mines (AEM) at 0.7935 AEM for every KL share

February 8, 2022

Eros STX Global Corp. (ESGC) 1-for-20 reverse split

February 3, 2022

Exelon Corp. (EXC) spin-off of Constellation Energy (CEG) - 1 CEG for every 3 EXC shares held

Stage Stores, Inc. (formerly SSI delisted) - bankruptcy proceedings, stock removed as worthless

February 2, 2022

Oasis Midstream Partners (OMP) delisting - stock merger into Crestwood Equity Partners (CEQP) at 0.87 CEQP for every OMP share


Smart Global Holdings Inc. (SGH) 2-for-1 forward stock split

February 1, 2022

Triple-S Management Corporation (GTS) delisting - cash merger/buyout at $36/share

Great Western Bancorp (GWB) delisting - stock merger into First Interstate BancSystem, Inc. (FIBK) at 0.8425 FIBK for every GWB share

Sterling Bancorp (STL) delisting - stock merger into Webster Financial Corp. (WBS) at 0.463 WBS for every STL share

January 31, 2022

Roundhill Ball Metaverse ETF (META) symbol change to METV

Santander Consumer USA Holdings Inc. (SC) cash merger / buyout at $41.50 per share

Royal Dutch Shell (RDSA & RDSB) corporate reorg. / merger into Shell plc, symbol SHEL

BHP Group plc (BBL) corporate reorg. / merger into BHP Group Ltd. (BHP)

January 28, 2022

Sports Entertainment Acquisition Corp. (SEAH) merger with / name change to Super Group Ltd. (SGHC)

Fivestar Senior Living, Inc. (FVE) name / symbol change to AlerisLife, Inc. (ALR)

January 26, 2022

CF Acquisition Corp V (CFV) merger with / name change to Satellogic, Inc. (SATL)

First Trust Nasdaq Retail ETF (FTXD) name / symbol (& objective) change to First Trust S-Network E-Commerce ETF (ISHP)

January 25, 2022

Casper Sleep, Inc. (CSPR) cash merger / buyout at $6.90 per share

January 24, 2022

SL Green Realty Corp. (SLG) reverse split 1-for-1.0306 into new SLG stock. Cash-in-lieu will be paid for resulting fractional shares.

January 21, 2022

Orbsat Corp. (OSAT) company name / symbol change to NextPlat Corp. (NXPL)

January 20, 2022

Power & Digital Infrastructure Acquisition Corp. (XPDI) merger with/name change to Core Scientific, Inc. (CORZ)

January 18, 2022

WisdomTree US Dividend ex-Financials ETF (DTN) name / symbol (& objective) change to WisdomTree U.S. AI Enhanced Value Fund (AIVL)

January 14, 2022

Decarbonization Plus Acquisition Corporation II (DCRN) merger with/name change to Tritium DCFC Ltd. (DCFC)

January 13, 2022

ProShares UltraShort Dow 30 (-2x) (DXD) 1-for-5 reverse split

ProShares UltraShort S&P 500 (-2x) (SDS) 1-for-5 reverse split

ProShares UltraPro Short QQQ (-3x) (SQQQ) 1-for-5 reverse split

ProShares UltraPro Short Russell2000 (-3x) (SRTY) 1-for-5 reverse split

ProShares Ultra S&P 500 ETF (2x) (SSO) 2-for-1 forward split

ProShares UltraPro QQQ (3x) (TQQQ) 2-for-1 forward split

ProShares UltraPro S&P500 (3x) (UPRO) 2-for-1 forward split

January 10, 2022

Willis Towers Watson Public Limited Co. (WLTW) symbol change to WTW

January 4, 2022

CIT Group (CIT) delisting - stock merger into First Citizens BancShares, Inc. (FCNCA)

January 3, 2022

Athene Holding Ltd. (ATH) stock merger/name change to Apollo Global Management (APO) at 1.149 APO for every ATH held

December 31, 2021

Motley Fool MFAM Small-Cap Growth ETF (MFMS) symbol change to TMFS


Vector Group Ltd. (VGR) spin-off of Douglas Elliman Inc. (DOUG) -

0.5 DOUG for every 1 VGR held

December 30, 2021

NextGen Acquisition Corp. II (NGCA) merger/name change to Virgin Orbit Holdings (VORB)

CoreSite Realty Corp. (COR) delisting - cash merger/buyout at $170.00 per share

December 29, 2021

Dicerna Pharmaceuticals (DRNA) delisting - cash merger/buyout at $38.25 per share

December 27, 2021

Altimar Acquisition Corp. II (ATMR) stock merger/name change to Fathom Digital Manufacturing (FATH)

Zix Corporation (ZIXI) delisting - cash merger/buyout at $8.50 per share

December 23, 2021

23 & Me warrants (MEUSW) expiring, payout at $0.10 per warrant


Landmark Infrastructure Partners (LMRK) delisting - cash merger/buyout at

$16.50 per share


WisdomTree U.S. Total Dividend Fund (DTD) 2-for-1 stock split

December 17, 2021

Soliton, Inc. (SOLY) delisting - cash merger/buyout at $22.60 per share

December 15, 2021

DTE Energy series F preferred stock (DTY) delisting - called by company at $25.00/share

December 14, 2021

Kansas City Southern Railway (KSU) merger with Canadian Pacific Railway (CP) - $90/share & 2.884 shares CP for every KSU held


Ikonics Corp. (IKNX) delisting - company merger, details TBD


Eplus, Inc. (PLUS) 2-for-1 forward split

December 13, 2021

Ault Global Holdings (DPW) stock merger/name change to BitNile Holdings, Inc. (NILE)

Hill-Rom Holdings (HRC) delisting - cash merger/buyout at $156.00 per share, allocation date TBD

PIMCO Dynamic Credit and Mortgage Income Fund (PCI) merger into PIMCO Dynamic Income Fund (PDI) at 0.818509 PDI for every PCI held

December 9, 2021

Dragoneer Growth Opportunities Corp. II (DGNS) stock merger/name change to Cvent, Inc. (CVT)

Decarbonization Plus Acquisition Corp. III (DCRC) stock merger/name change to

Solid Power, Inc. (SLDP)

PPD, Inc. (PPD) delisting - cash merger / buyout at $47.50 per share

December 8, 2021

Columbia Property Trust, Inc. (CXP) delisting - buyout/cash merger at $17.13 per share + $2.17/share special dividend

Contango Oil & Gas (MCF) stock merger/name change to Crescent Energy Co. (CRGY) at 0.2 CRGY for every MCF held

dMy Technology Group IV (DMYQ) stocker merger/name change to Planet Labs (PL)

December 7, 2021

Enable Midstream Partners (ENBL) delisting - buyout/stock merger with Energy Transfer LP (ET) at 0.8595 shares ET for each ENBL held


China Unicom Ltd. (formerly CHU, previous delisting) liquidation at $5.153572/ADR

December 6, 2021

890 5th Avenue Partners Inc (ENFA) stocker merger/name change to Buzzfeed, Inc. (BZFD)

December 3, 2021

Defiance Nasdaq Junior Biotech. ETF (IBBJ) delisting - fund liquidation at $29.4181 per share

December 2, 2021

Altimeter Growth Corp. (AGC) merger with/name change to Grab Holdings Ltd. (GRAB)

Meredith Corp. (MDP) delisting - cash merger/buyout (multiple) at $16.99 per share & $42.18 per share, paid on or around 12/09

December 1, 2021

Raven Industries (RAVN) delisting - cash merger/buyout at $58.00 per share

Brooks Automation (BRKS) name/symbol change to Azenta, Inc. (AZTA)

November 29, 2021

Domtar Corp. (UFS) delisting - cash merger/buyout at $55.50 per share

Covanta Holding Corp. (CVA) delisting - cash merger/buyout at $20.25 per share

November 24, 2021

Echo Global Logistics (ECHO) delisting - cash merger/buyout at $48.25 per share

November 23, 2021

Loral Space & Communications (LORL) stock merger with Telesat Corp., symbol change to TSAT

November 22, 2021

Acceleron Pharmaceuticals (XLRN) delisting - cash merger/buyout at $180.00 per share, anticipated allocation on or around 11/24

November 19, 2021

Flexion Therapeutics, Inc. (FLXN) delisting - cash merger/buyout at $8.50 per share

November 18, 2021

Arista Networks (ANET) 4-for-1 forward split

Trillium Therapeutics (TRIL) delisting - cash merger/buyout at $18.50 per share

November 17, 2021

17 Education & Technology Group (YQ) 1-for-4 reverse split

November 15, 2021

Realty Income Corp. (O) spinoff of Orion Office REIT (ONL) at 1 ONL per 10 shares of O held

The ExOne Co. (XONE) delisting (merger) - holders will receive $8.50/share in cash and 2.1416 shares of Desktop Metal Inc. (DM) for every XONE held

Capital Senior Living (CSU) name/symbol change to Sonida Senior Living (SNDA)

Northern Genesis Acquisition Corp. (NGAB) merger / name change to Embark Technologies (EMBK)

November 10, 2021

Kadmon Holdings, Inc. (KDMN) delisting - cash merger/buyout at $9.50 per share

Vedanta Limited (VEDL) voluntary delisting from U.S. stock exchanges. ADS custodian will liquidate all shares on the Indian stock exchange and distribute cash proceeds, possibly subject to Indian tax withholding, anticipated mid-December.

(More info HERE)


November 8, 2021

Khosla Ventures Acquisition Co. (KVSB) merger & name change to

Nextdoor, Inc. (KIND)

Spin off: holders of Bluebird Bio (BLUE) will receive 1 share of 2seventy Bio (TSVT) for every 3 BLUE held

November 5, 2021

Net Element, Inc. (NETE) merger & name change to Mullen Automotive, Inc. (MULN)

November 4, 2021

China Mobile Ltd. (formerly CHL) cash merger, payout at $30.20446 per ADS

Reinvent Technology Partners Y (RTPY) stock merger & name change to

Aurora Innovation, Inc. (AUR)

November 2, 2021

Trend Aggregation Aggressive Growth ETF (TAAG) fund liquidated, payout at $20.9208 per share

Dell Technologies (DELL) spinoff of VMWare, Inc. (VMW) at ~ 0.44 shares VMW for every share of DELL held


Bonanza Creek Energy (BCEI) merger & name change to Civitas Resources (CIVI)

GTT Communications (GTTN) symbol change to GTTNQ

November 1, 2021

VE REIT, Inc. (VER) stock merger into Realty Income Trust (O) at 0.705 O for every share of VER held

Trident Acquisitions Corp. (TDAC) merger with / symbol change to (LTRY) Lottery. com

Severn Bancorp (SIVB) merger into Shore Bancshares (SHBI) at 0.6207 shares SHBI and $1.59 cash for each share of SIVB held

October 29, 2021

Medallia, Inc. (MDLA) cash merger, buyout at $34/share

October 25, 2021

Direxion Daily Retail Bull 3X Shares (RETL) is going through a 5:1 Split effective 10/25/21. Holders will receive 5 shares for every 1 share owned.

Guggenheim Credit Allocation Fund (GGM) merger with Guggenheim Strategic Opportunities Fund (GOF). For each share of GGM, holders will receive ~1.12334682 shares GOF.

October 21, 2021

Washington Prime Group, Inc. (WPGGQ) cash merger, holders will receive Cash Distribution of $0.78228528 per share, effective 10/21

October 20, 2021

Score Media & Gaming (SCR) has been delisted as of 10/19/2021. A cash and stock merger with the effective date of 10/20/2021. For each share of (SCR), holders will receive $17.00 cash and 0.2398 shares of Penn National Gaming (PENN).

October 19, 2021

Capstead Mortgage Corporation (CMO) has been delisted as of 10/18/2021. A cash and stock merger with the effective date of 10/19/2021. Holders will receive $0.73 and $0.21 cash as well as 0.3288 shares of Franklin Realty Trust (FBRT).

October 14, 2021

GP Strategies Corp. (GPX) cash merger / buyout at $20.85 per share

October 13, 2021

Microchip Technology Incorporated (MCHP) is going through a 2:1 Split effective 10/13/21. Holders will receive 2 for every 1 share owned.

Victory Portfolios II - VictoryShares Protect America ETF (SHLD) is being delisted. Any person holding shares of the ETFs as of the liquidation date will receive a cash distribution equal to the net asset value of their shares on or about October 15, 2021.

October 4, 2021

Symbol change from Cabot Oil & Gas Corporation (COG) to Contura Energy, Inc. (CTRA) as of 10/4/2021.

September 30, 2021

Star Peak Corp II (STPC) has been delisted effective 9/29/21. A stock merger is complete with Benson Hill, Inc. and will be trading under (BHIL). Holders of STPC will receive a 1:1 ratio of the new symbol.

Galileo Acquisition Corp. (GLEO) has been delisted effective 9/29/21. The stock has merged and will be trading under Shapeways Inc. (SHPW). Holders of GLEO will receive a 1:1 ratio of the new symbol.

Washington Prime Group Inc. (WPG) has gone through a symbol change and will be trading under (WPGGQ).


Jaws Spitfire Acquisition Corporation (SPFR) has been delisted as of 9/29/21. The stock has merged and will be trading under Velo 3D (VLD). Holders of SPFR will receive a 1:1 ratio of the new symbol.

September 27, 2021

Rotor Acquisition Corp. (ROT) has been delisted and merged with Sarcos Technology and Robotics Corp (STRC) effective 9/27/21.

September 16, 2021

Sonim Technologies, Inc. (SONM) has gone through a reverse split 1:10 ratio.

September 15, 2021

Translate Bio, Inc. (TBIO) Has been delisted. Cash Merger with an effective date of 9/14/21 and allocation date of 9/15/21. Rate of Cash Exchange $38.00 per share.

Support.com, Inc. (SPRT) is delisted effective 9/14/21. Merger with Greenidge Generation Holdings (GREE) effective on 9/15/21. Holders to receive 0.115 shares of the new cusip for fractions. Allocation date is 9/15/21.


Qell Acquisition Corp. (QELLU) is delisted effective 9/14/21. Stock merger with Lilium N.V. (LILM) effective on 9/15/21.

Qell Acquisition Corp. (QELL) is delisted effective 9/14/21. Stock merger with Lilium N.V. (LILM) effective on 9/15/21.

September 14, 2021

HIVE Blockchain Technologies Ltd. (HVBT) is going through a symbol change. The new symbol is (HIVE)

September 09, 2021

Sequential Brands Group, Inc. (SQBG) has gone through a symbol change. New symbol is (SQBGQ).

August 16, 2021

Software Acquisition Group Inc. II (SAII) was delisted due to a merger with Otonomo Technologies Ltd. (OTMO). SAII shares will be exchanged for OTMO shares at a rate of 1:1.

GreenVision Acquisition Corp. (GRNV) was delisted due to a merger with Helbiz, Inc.(HLBZ). GRNV shares will be exchanged for HLBZ shares at a rate of 1:1.

Ethan Allen (ETH) symbol changes from ETH to ETD.

August 13, 2021

Stable Road Acquisition Corp. (SRAC) was delisted due to a merger with Momentus Inc. (MNTS). SRAC shares will be exchanged for MNTS shares at a rate of 1:1.

August 11, 2021

Peridot Acquisition Corp. (PDAC) delisted due to merger with Li-Cycle Holdings Corporation (LICY). PDAC shares will be exchanged for LICY shares at a rate of 1:1.

Reinvent Technology Partners (RTP) delisted due to merger with Joby Aviation, Inc. (JOBY). RTP shares will be exchanged for LICY shares at a rate of 1:1.

August 10, 2021

Lightspeed POS Inc. (LSPD) name change to Lightspeed Commerce Inc.. CUSIP will change from 53227R106 to 53229C107.


August 05, 2021

Iconix Brand Group, Inc. (ICON) was delisted due to being taken private. ICON shareholders will receive $3.15 cash per share.

August 04, 2021

L Brands, Inc.(LB) spun off Victoria’s Secret & Co. (VSCO). LB share holders will receive 0.33333 shares of VSCO for every 1 share of LB owned.

Cohen & Steers MLP Income and Energy Opportunity Fund, Inc. (MIE) delisted due to liquidation and dissolution of the Fund. Payout rate to shareholders TBD.

August 03, 2021

L Brands, Inc.(LB) spun off Victoria’s Secret & Co. (VSCO). LB share holders will receive 0.33333 shares of VSCO for every 1 share of LB owned.

Cohen & Steers MLP Income and Energy Opportunity Fund, Inc. (MIE) delisted due to liquidation and dissolution of the Fund. Payout rate to shareholders TBD.

August 02, 2021

Dragoneer Growth Opportunities Corp. (DGNR) was delisted due to a merger with CCC Intelligent Solutions Holdings Inc. (CCCS). DGNR shares will be exchanged for CCCS at a rate of 1 for 1.

Nebula Caravel Acquisition Corp (NEBC) was delisted due to a merger with Rover Group, Inc. (ROVR). NEBC shares will be exchanged for ROVR at a rate of 1 for 1.

SolarWinds Corporation (SWI) reverse split 1:2. Fractional shares will be rounded up to neared the whole share.

XPO Logistics, Inc. (XPO) to spin off GXO Logistics, Inc. (GXO). XPO shares will be exchange for GXO at a rate of 1 for 1. GXO is scheduled for IPO today.

July 30, 2021

General Electric (GE) 1 - 8 Reverse Split

Date: July 30th, 2021. Split will occur after the close of trading. Customers will see their new share values at the start of business on August 2nd, 2021. The stock will begin trading post split on August 2nd.

Details: For every 8 shares of GE common stock owned will be converted to 1 share. The stock price is expected to increase proportionately. Fractional shares or share amounts not divisible by 8 will be entitled to receive cash in lieu.

ex. If you held 80 shares before the reverse stock split, you would hold ten shares after the reverse stock split becomes effective. If you held 85 shares before the reverse stock split, you would hold ten shares after the reverse stock split becomes effective, and receive a cash payment in lieu of the five pre-reverse stock split shares that would have otherwise been converted into fractional shares

Talend S.A. (TLND) has been delisted due to acquisition. Shareholders will receive $66 cash for each share owned.

July 28, 2021

Mer Telemanagement Solutions Ltd. (MTSL) performed a reverse split 1:2 due to merger with SharpLink. Stock will still trade under MTSL, but with a new CUSIP. Cash to be paid to fractional shares.

July 27, 2021

Brookfield Property Partners L.P. (BPY) has been delisted due to merger with Brookfield Asset Management Inc. (BAM). BPY unitholders can elect to receive, per unit, $18.17 in cash, 0.4006 of a BAM class A limited voting share (“BAM shares”), or 0.7268 of a BPY preferred unit with a liquidation preference of $25.00 per unit (BPYPM)

July 26, 2021

Churchill Capital Corp IV (CCIV) has been delisted due to merger with Lucid Group, Inc. Common Stock (LCID). CCIV shares will be exchanged for LCID at a rate of 1 for 1.

Tuscan Holdings Corp. (THCB) has been delisted due to merger with Microvast Holdings, Inc. (MVST). THCB shares will be exchanged for MVST at a rate of 1 for 1.

July 23, 2021

Gores Holdings VI, Inc. (GHVI) has been delisted due to a merger with Matterport (MTTR). GHVI shares will be exchanged for MTTR at a rate of 1 for 1.

10X Capital Venture Acquisition Corp (VCVC) has been delisted due to a merger with REE Automotive Ltd. (REE). VCVC shares will be exchanged for REE at a rate of 1 for 1.

CM Life Sciences, Inc. (CMLF) has been delisted due to a merger with Sema4 Holdings (SMFR). CMLF shares will be exchanged for SMFR at a rate of 1 for 1.

July 22, 2021

Property Solutions Acquisition Corp. (PSAC) has been delisted due to a merger with Faraday Future (FFIE). PSAC shares will be exchanged for FFIE at a rate of 1:1.

Revolution Acceleration Acquisition Corp (RAAC) has been delisted due to a merger with Berkshire Grey, Inc. (BGRY). RAAC shares will be exchanged for BGRY at a rate of 1:1.

July 21, 2021

FG New America Acquisition Corp. (FGNA) has been delisted due to a merger with OppFi (NYSE: OPFI). FGNA Shareholders will receive 1 share of OPFI for every 1 share of FNGA previously held.

Slack Technologies, Inc. (WORK) has been delisted due to a merger with salesforce.com, inc. (CRM). WORK Shareholders will receive $26.79 and .0776 shares of CRM for every 1 share of WORK previously held.

July 20, 2021

Shoe Carnival, Inc. (SCVL) performed a 2:1 stock split. Shareholders will be receiving 2 shares for every 1 share previously owned.

SolarWinds Corporation (SWI) completed the spin-off of N-able (NABL). SWI Shareholders will receive 1 share of N-able common stock for every 2 shares of SolarWinds common stock. SolarWinds stockholders received cash in lieu of any fractional shares.

July 19, 2021

Ashford Hospitality Trust, Inc. (AHT) performed a 1:10 reverse stock split. For every 1 share owned, it will be reduced by 10. Fractional shares will be paid Cash-in-lieu.

Builders FirstSource, Inc. (BLDR) change exchange from NASDAQ to NYSE.

iShares U.S. Medical Devices ETF (IHI) performed a 6:1 stock split. Shareholders will be receiving 6 shares for every 1 share previously owned.

July 16, 2021

NVIDIA Corporation (NVDA) will be performing a 4:1 stock split on July 20th, 2021. Shareholders will be receiving 4 shares for every 1 share previously owned.

Constellation Pharmaceuticals, Inc. (CNST) has been delisted due to a cash merger with MorphoSys (MOR). Payout rate to CNST shareholders TBD

July 15, 2021

One (AONE) has been delisted due to a merger with Markforged Holding Corporation (MKFG). AONE Shareholders will receive 1 share of MKFG for every 1 share that was previously held in AONE.

Landcadia Holdings III, INC (LCY) has been delisted due to a merger with Hillman Solutions Corp. (HLMN). LCY Shareholders will receive 1 share of HLMN for every 1 share that was previously held in LCY.

Quantum Computing Inc. Common Stock (QUBT) to change exchange from OTC to NASDAQ.

July 09, 2021

MSG Networks Inc. (MSGN) has been delisted due to a merger with Madison Square Garden Entertainment Corp. (MSGE). MSGN Shareholders will receive 0.172 Shares of MSGE for every one share that was previously held in MSGN.

July 08, 2021

Alussa Energy Acquisition Corp. (ALUS) has been delisted due to a merger with FREYR Battery (FREY). ALUS Shareholders will receive one share of FREY for every one share that was previously held in ALUS.

July 06, 2021

Falcon Capital Acquisition Corp. (FCACU) has been delisted due to a merger with Sharecare (SHCR). FCACU shares will be exchanged for SHCR at a rate of 1:1.

Holicity Inc. (HOL) has been delisted due to a listing change from NASDAQ CM TO NASDAQ GS and the symbol will be updated to ASTR. The rate of exchange is 1:1.

Navistar (NAV) has been delisted due to a cash merger with Traton. NAV Shareholders will receive $44.50 per share.

PRA Health Sciences, Inc. (PRAH) has been delisted due to a merger with ICON (ICLR). PRAH Shareholders will receive .4125 shares of ICON plus $80 for each share that was previously held in PRAH.

June 30, 2021

CoStar Group, Inc. (CSGP) is performing a 10:1 stock split. Shareholders will be receiving 10 shares for every 1 share previously owned.

June 29, 2021

CSX Corporation (CSX) is performing a 3:1 stock split. Shareholders will be receiving 3 shares for every 1 share previously owned.

Thoma Bravo Advantage (TBA) is changing its name to 100 ironSource Ltd. and the ticker symbol will now be IS. TBA shares will be exchanged 1:1 for IS.

June 28, 2021

Artius Acquisition Inc. (AACQ) has been delisted due to a merger with Origin Materials (ORGN). ACCQ Shareholders will be receiving 1 share of ORGN for every share that was previously held in AACQ.

Brookfield Asset Management Inc. (BAM) performed a spin-off Brookfield Asset Management Reinsurance Partners Ltd (BAMR). BAM Shareholders will receive 0.0069 shares of BAMR for every 1 share held in BAM.

Forum Merger III Corporation (FIII) has been delisted due to merger with Electric Last Mile Solutions, Inc. (ELMS). FILL Shareholders will be receiving 1 share of ELMS for every share that was previously held in FIII.

Forest Road Acquisition Corp. (FRX) has been delisted due to a merger with The Beachbody Company, Inc. (BODY). FRX Shareholders will be receiving 1 share of BODY for every 1 share held in FRX.

FTAC Olympus Acquisition Corp. (FTOC) has been delisted due to a merger with Payoneer Global Inc. (PAYO). FTOC Shareholders will be receiving 1 share of PAYO for every 1 share held in FTOC.

June 22, 2021

Acies Acquisition Corp. (ACAC) has been delisted due to a merger with PLAYSTUDIOS, Inc. (MYPS). ACAC Shareholders will be receiving 1 share of MYPS for every share that was previously held in ACAC.

Cardtronics plc (CATM) has been delisted due to a cash merger. CATM Shareholders will receive $39 per share.

Colony Capital, Inc. (CLNY) has been delisted due to a name change. CLNY changed its name to DigitalBridge and will trade under DBRG.

June 17, 2021

VG Acquisition Corp. (VGAC) has been delisted due to a merger with 23andMe Holding(ME). VGAC Shareholders will receive 1 share of ME for every 1 share held in VGAC.

Vg Acquisition Units (VGACU) has been delisted due to a merger with 23andMe Holding (ME). VGACU Shareholders will receive 1 share of ME and 0.33333 shares of a stock that's TBD. Fractional shares will be dropped.

Extended Stay America, Inc. (STAY) has been delisted due to an acquisition by Blackstone and Starwood Capital Group. STAY Shareholders will receive $18.75 per share in cash.

June 16, 2021

Silver Spike Acquisition Corp. (SSPK) has been delisted due to a merger with WM Holding Company, LLC (MAPS). SSPK Shareholders will receive 1 share of MAPS for every 1 share held in SSPK.

June 15, 2021

GrubHub (GRUB) has been delisted due to a merger with Just Eat Takeaway.com N.V. (JETKD). Previous GRUB Shareholders will receive 3.355 shares under the ticker symbol GRUB for every 1 share previously held in GRUB. Fractional shares will be paid as cash in lieu.

SVMK Inc. (SVMK) is performing a name change to Momentive (MNTV). SVMK shares will be exchanged for MNTV at the rate of 1:1.

ArcLight Clean Transition Corp. (ACTC) has been delisted due to a merger and has performed a 1:1 CUSIP change under a new ticker symbol PTRA.

June 14, 2021

Churchill Capital Corp II (CCX) has been delisted due to a merger with Skillsoft Corp (SKIL). CCX Shareholders will receive 1 share of SKIL for every 1 share held in CCX.

June 11, 2021

ARYA Sciences Acquisition Corp III (ARYA) has been delisted due to a merger with Nautilus Biotechnology, Inc. (NAUT). ARYA shareholders will receive 1 share of NAUT for every 1 share held in ARYA.

HighCape Capital Acquisition Corp. (CAPA) has been delisted due to a merger with Quantum-Si Incorporated (QSI). CAPA shareholders will receive 1 share of QSI for every 1 share held in CAPA.

CVR Energy, Inc. (CVI) to distribute a special dividend. Shareholders of CVI will receive $2.40 and 0.1048 shares of Delek US Holdings, Inc. (DK) for every 1 share of CVI that was owned on the record date of May 26, 2021.

TotalEnergies SE (TOT) changing the symbol to TTE.

June 10, 2021

GigCapital2, Inc. (GIX) delisted due to name and symbol change. GIX will trade under UpHealth, Inc. & Cloudbreak LLC (UPH). GIX Shareholders will receive 1 share of UPH in exchange for every 1 share held in GIX.

TCF Financial Corporation (TCF) delisted due to a merger with Huntington Bancshares Incorporated (HBAN). TCF Shareholders will receive 3.0028 shares of HBAN for every 1 share held in TCF. Fractional shares will be paid out in cash.

June 09, 2021

GasLog Ltd. (GLOG) will be delisted due to a cash merger. Shareholders will receive $5.80 per 1 share held in GLOG.

Cooper Tire & Rubber Company (CTB) delisted due to a merger with The Goodyear Tire & Rubber Company (GT). CTB shareholders will receive 0.907 shares of GT and $41.75 for every 1 share held in CTB. Fractional shares will be paid out in cash.

June 07, 2021

TS Innovation Acquisitions Corp. (TSIA) delisted due to merger with TS Innovation (LTCH). TSIA shareholders will receive 1 share of LTCH for every 1 share held in TSIA.

June 04, 2021

Jaws Acquisition Corp. (JWS) delisted due to merger with Cano Health (CANO). JWS shareholders will receive 1 share of CANO for every 1 share held in JWS.

Merck & Co., Inc. (MRK) completed the spin-off of Organon & Co. Common Stock (OGN). For every one share of MRK, customers receive a tenth of 1 OGN share. Cash to be paid for fractional shares.

June 02, 2021

Cantel Medical Corp. (CMD) delisted due to a merger with STERIS plc (STE). CMD shareholders will receive 0.33787 shares of STE and $16.93 for every 1 share held in CMD.

Northern Star Acquisition Corp. (STIC) delisted due to merger with Bark & Co (BARK). STIC shareholders will receive 1 share of BARK for every 1 share held in STIC.

Boingo Wireless, Inc. (WIFI) delisted due to a cash merger. WIFI shareholders will receive $14 per 1 share held in WIFI.

June 01, 2021

Social Capital Hedosophia Holdings Corp. V (IPOE) delisted due to merger SoFi Technologies, Inc. Common Stock (SOFI). For every 1 share of IPOE owned, customers will receive 1 share of SOFI(1:1). Fractional shares of IPOE will be included in the exchange for SOFI.

May 28, 2021

TrustCo Bank Corp NY (TRST) is performing a 1:5 reverse stock split. Shareholders will be receiving 5 shares for every 1 share previously owned. Cash to be paid for fractional shares

May 26, 2021

General Finance Corporation (GFN) delisted due to a cash merger with United Rentals. Shareholders will receive $19 per share.

ProShares Ultra VIX Short-Term Futures ETF (UVXY) is performing a 1:10 reverse stock split. For every 1 share owned, it will be reduced by 10. Cash to be paid to fractional shares

ProShares VIX Short-Term Futures ETF (VIXY) is performing a 1:4 reverse stock split. For every 1 share owned, it will be reduced by 4. Cash to be paid to fractional shares

May 25, 2021

Aurora Cannabis Inc. Common Shares (ACB) will be changing exchange from NYSE to NASDAQ

Cubic Corporation (CUB) is going private, shareholders will receive $75 per share

IAC/InterActiveCorp (IAC) will be reorganizing. For every 1 share owned, shareholders will receive 1 share of IAC under new CUSIP(44891N208) and 1.6235 shares of Vimeo (VMEO)

ProShares Ultra QQQ (QLD) ) is performing a 2:1 stock split meaning that shareholders will now hold 2 shares for every 1 share previously held

ProShares UltraPro Short Dow30 (SDOW) performed a 1:4 reverse stock split. For every 1 share owned, it will be reduced by 4. Cash to be paid to fractional shares

Tribune Publishing Company (TPCO) is going private, shareholders will receive $17.25 per share

ProShares UltraPro Dow30 (UDOW) is performing a 2:1 stock split meaning that shareholders will now hold 2 shares for every 1 share previously held.

May 24, 2021

iShares Gold Trust (IAU) has reverse split the stock 1:2. For every one share owned, customers have the share reduced by .5 shares. Cash will be paid for fractional shares

Plantronics Inc (PLT) will change its symbol from PLT to POLY

May 17, 2021

Atlantic Power Corporation (AT) has been delisted due to a merger with I Squared Capital Advisors. Shareholders will receive $3.03 per share.

FLIR Systems, Inc. (FLIR) has been delisted due to a merger with Teledyne Technologies Incorporated (TDY). FLIR shareholders will receive 1 share of TDY and $28.00 for every 1 share held in FLIR.

May 14, 2021

Canadian Pacific Railway Ltd (CP) performed a split of 5:1, meaning that shareholders will now holder 5 shares for every 1 share previously held.

May 12, 2021

Swedish Match AB Frueher Svenska Taendsticks ADR (SWMAY) performed a split 5:1, meaning that shareholders will now hold 5 shares for every 1 share previously held.

Noble Midstream Partners LP (NBLX) has been delisted pending a merger with Chevron (CVX). Actual listed symbol TBD. For every 1 share of NBLX, customers will get .1393 of new stock. Cash to be paid for fractional shares

May 11, 2021

Honeywell Intl Inc. (HON) changed markets from NYSE to NASDAQ, effective 5/11/21

May 10, 2021

Experience Investment Corp. (EXPC) has been delisted pending a merger with Blade (BLDE). Shareholders will be receiving 1 share of BLDE for every 1 share of EXPC previously held

May 07, 2021

GigCapital3 Inc (GIK) has been delisted pending a merger with Lightning eMotors (ZEV). Shareholders will be receiving 1 share of ZEV for every 1 share of GIK previously held

Northern Genesis Acquisition Corp (NGA) has been delisted pending a merger with Lion Electric (LEV). Shareholders will be receiving 1 share of LEV for every 1 share of LGA previously held

Perspecta Inc. (PRSP) has been delisted pending cash merger. Shareholders will receive $29.35 per share

May 06, 2021

Bluegreen Vacations Corporation (BXG) has been delisted pending a merger with Bluegreen Vacations Holding Corporation (BVH). Shareholders will be receiving 0.51 shares of BVH for every 1 share of BXG previously held

GW Pharmaceuticals PLC (GWPH) has been delisted pending a merger. Shares will be removed and shareholders will be receiving 0.12036 shares of Jazz Pharmaceuticals plc (JAZZ) as well as cash at a rate of $199.90

May 03, 2021

Aphria Inc. (APHA) has been delisted pending a merger with Tilray, Inc (TLRY). Shares of APHA have been removed and shareholders will be receiving 0.8381 shares of TLRY for every 1 share of APHA previously held. Fractional shares will not be included in this conversion. Shareholders can expect this allocation anytime within the next 3 business days.

Garrett Motion Inc. (GTXMQ) performed a symbol change to GTX as well as a market change from OTC to NASDAQ

Waddell & Reed Financial, Inc. (WDR) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $25/share

FuelPositive Corporation (ZNNMF) performed a symbol change to NHHHF

April 30, 2021

Glu Mobile, Inc. (GLUU) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $12.50/share

April 29, 2021

Star Peak Energy Transition Corp. (STPK) changed its symbol name to STEM and its company name to Stem, Inc

April 28, 2021

Valaris PLC (VALPQ) has been delisted. Additional information is pending

April 23, 2021

Genmark Diagnostics, Inc. (GNMK) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $24.05/share

RealPage, Inc. (RP) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $88.75/share

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) performed a 1:4 reverse split, meaning that shareholders will now hold 4 shares for every 1 share previously held. Fractional shares will be paid as cash in lieu at a rate to be determined.

April 21, 2021

Inphi Corporation (IPHI) has been delisted pending a cash and stock merger. Additional details are still pending

April 20, 2021

Vanguard Russell 1000 Growth ETF (VONG) performed a 4:1 split, meaning that shareholders will now hold 4 shares for every 1 share previously held

Vanguard Russell 2000 ETF (VTWO) performed a 2:1 split, meaning that shareholders will now hold 2 shares for every 1 share previously held

April 19, 2021

Akers Biosciences, Inc. (AKER) performed a 1:2 reverse split and changed its symbol to MYMD, meaning that shareholders will now hold 2 shares for every 1 share previously held. Fractional shares will be rounded up to the nearest whole

Five Prime Therapeutics Inc. (FPRX) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $38/share

USA Technologies Inc (USAT) performed a name change to Cantaloupe, Inc. and changed its symbol to CTLP

April 16, 2021

The Michaels Companies, Inc. (MIK) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $22/share

April 15, 2021

Varian Medical Systems (VAR) has delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $177.50/share

April 14, 2021

Xtrackers USD High Yield Corporate Bond ETF (HYLB) is performing a 5:4 stock split meaning that shareholders will now hold 5 shares for every 4 previously held

April 08, 2021

Aviat Networks, Inc. (AVNW) is going through a 2:1 split, meaning that shareholders will be receiving 2 shares for every 1 share previously held

Fidelity NASDAQ Composite ETF (ONEQ) is going through a 10:1 split, meaning that shareholders will be receiving 10 shares for every 1 share previously held

April 07, 2021

New Providence Acquisition Corp. (NPA) has been delisted pending a merger. Additional details are still pending

Pluralsight, Inc. (PS) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $22.45/share

April 06, 2021

Collective Growth Corporation (CGRO) has been delisted pending a merger. Additional details are still pending

April 05, 2021

HMS Holdings Corp. (HMSY) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $37/share

HighPoint Resources Corporation (HPR) has been delisted pending a merger. HighPoint Resources Corporation (HPR) performed a stock merger. Shareholders will receive 0.11464 shares of BCEI for each share of HPR previously held. Fractional shares will be paid as cash in lieu.

Replay Acquisition Corp. (RPLA) has been delisted pending a merger. Replay Acquisition Corp. (RPLA) performed a symbol change to FOA and changed its company name to Finance of America Equity Capital LLC.

April 01, 2021

Navios Maritime Containers L.P. (NMCI) performed a stock merger. Shareholders will receive 0.3900 shares of NMM for each share of NMCI previously held. Fractional shares will be rounded up to the nearest share.

Sherwin Williams Co. (SHW) is going through a 3:1 split, meaning that shareholders will now hold 3 shares for every 1 share previously held

Sony Corp. (SNE) changed its symbol to SONY

March 25, 2021

Newborn Acquisition Corp. (NBAC) changed its company name to Nuvve Holding Corp. and performed a symbol change to NVVE.

Invesco Cleantech ETF (PZD) performed a symbol change to ERTH and changed its company name to Invesco MSCI Sustainable Future ETF.

CIIG Merger (CIIC) performed a symbol change to ARVL and changed its company name to Arrival Ltd.

March 23, 2021

SINA Corporation (SINA) has been delisted pending a cash merger. Shareholders are expected to receive cash at a rate of $43.30/share.

March 22, 2021

iShares Morningstar Large-Cap (JKF) changed its symbol to ILCV and changed its company name to iShares Morningstar Value ETF.

iShares Morningstar Large-Cap Growth ETF (JKE) changed its symbol to ILCG and changed its company name to iShares Morningstar Growth ETF.

March 19, 2021

Westwater Resources, Inc. (WWR) changed exchanges from NASDAQ to NYSE.

March 17, 2021

QEP Resources, Inc. (QEP) has been delisted pending a merger. Additional details are still pending.

March 16, 2021

Viela Bio, Inc. (VIE) has delisted pending a cash merger. Shareholders will be receiving cash at a rate of $53/share.

March 15, 2021

Varonis Systems, Inc. (VRNS) is going through a 3:1 split, meaning that shareholders will now hold 3 shares for every 1 share previously held.

March 9, 2021

CNOOC Limited (CEO) has been delisted. Additional details are still pending.

March 8, 2021

Cosan Limited (CZZ) has been delisted pending a stock merger. Additional details are still pending.

March 5, 2021

TransEnterix, Inc. (TRXC) performed a symbol change to ASXC and changed its company name to Asensus Surgical, Inc.

Amphenol Corporation (APH) performed a 2 for 1 split, meaning that shareholders will now hold 2 shares of APH for every 1 share previously held.

March 2, 2021

Direxion Daily Small Cap Bear 3X Shares (TZA) is performing a 1:8 reverse split in which shareholders will now hold 8 shares for every 1 share previously held. Fractional shares will be paid as cash in lieu at a rate to be determined.

Direxion Daily Semiconductor Bull 3X ETF (SOXL) is performing a 15:1 stock split in which shareholders will now hold 15 shares for every 1 share previously held.

Direxion Daily Financial Bear 3X Shares (FAZ) is performing a 1:8 reverse split meaning that shareholders will now hold 8 shares for every 1 share previously held. Fractional shares will be paid as cash in lieu.

Acacia Communications (ACIA) performed a cash merger in which shares will be removed and shareholders will receive $115.00 per share in cash.

March 1, 2021

THIRD POINT REINSURANCE LTD. (TPRE) performed a symbol change to SPNT and changed its company name to SiriusPoint Ltd.

Sirius International (SG) performed a stock merger in which shareholders will receive 0.743 shares of SPNT for each share of SG previously held.

Switchback Energy Acquisition Corporation (SBE) performed a symbol change to CHPT and changed its company name to ChargePoint Holdings Inc.

Marathon Patent Group, Inc. (MARA) performed a name change to Marathon Digital Holdings, Inc.

Eaton Vance Corp. (EV) has been delisted pending a merger. Additional details are still pending.

February 23, 2021

ZAGG Inc. (ZAGG) performed a cash merger. This means that shares were removed and shareholders will receive $4.20 per share in cash.

February 22, 2021

National Beverage Corporation (FIZZ) performed a 2:1 stock split, meaning that shareholders will now hold 2 shares of FIZZ for every 1 share previously held.

February 17, 2021

Wyndham Worldwide Corp. (WYND) performed a name change to Wyndham Destinations, Inc. The symbol stayed the same.

February 16, 2021

eXp World Holdings, Inc. (EXPI) is performing a 2:1 split, in which shareholders will now hold 2 shares of EXPI for every 1 share previously held.

Longview Acquisition Corp. (LGVW) performed a symbol change to BFLY and changed its company name to Butterfly Network, Inc.

Tesco Plc Ord American Depositary Shares (TSCDY) performed a reorganization and symbol change. Shareholders received 0.78947368 shares of new ticker TSCDD, plus a CVR (TSCDY^), for each share of TSCDY currently held. Fractional shares will be paid as cash.

February 12, 2021

Virtusa Corporation (VRTU) has been delisted pending a cash merger. Shareholders will receive cash at a rate of $51.35 per share.

BioTelemetry, Inc. (BEAT) performed a cash merger. Shareholders will receive cash at a rate of $This means that shares were removed and shareholders will receive $72/share in cash.

February 11, 2021

Endurance International Group Holdings, Inc. (EIGI) has been delisted pending a cash merger. Shareholders will be receiving cash at a rate of $9.50 per share.

Mountain Crest Acquisition Corp. (MCAC) performed a symbol change to PLBY and changed its company name to PLBY Group, Inc.

February 10, 2021

Chesapeake Energy Corp. (CHKAQ) has concluded its reorganization and emerged from bankruptcy. It is now trading under the symbol CHK, leaving all shares of CHKAQ worthless.

February 9, 2021

Collectors Universe, Inc. (CLCT) has been delisted pending a cash merger. Additional details are still pending.

Chesapeake Energy Corp. (CHKAQ) was suspended pending bankruptcy. Details are still pending.

February 1, 2021

Chart Industries, Inc. (GTLS) performed a market change from NASDAQ to the NYSE.

Norbord Inc. (OSB) has been delisted pending a stock merger in which shareholders will receive 0.6750 shares of WFG for each share of OSB previously held. Fractional shares will be paid as cash in lieu.

Alto Ingredients Inc. (PEIX) performed a symbol change to ALTO.

January 29, 2021

Life Storage, Inc. (LSI) will be performing a 3:2 stock split meaning that shareholders will now hold 3 shares for every 2 shares previously held.

January 28, 2021

Life Storage, Inc. (LSI) has performed a 3:1 split, meaning that shareholders will now hold 3 shares for every 1 share previously held.

January 26, 2021

Axon Enterprise, Inc. (AAXN) performed a symbol change to AXON.

Technical Communications Corp. (TCCO) performed a market change from NASDAQ to OTC.

January 25, 2021

Prevail Therapeutics Inc. (PRVL) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $22.50/share.

January 22, 2021

Gores Holdings IV, Inc. (GHIV) changed its company name to UWM Holdings Corporation, performed a symbol change to UWMC.

Gores Holdings IV, Inc. (GHIVU) has been delisted. Additional details are still pending.

January 21, 2021

ProShares UltraPro QQQ (TQQQ) performed a 2:1 forward split, meaning that shareholders will now hold 2 shares of TQQQ for every 1 share previously held.

Oaktree Acquisition Corp. (OAC) performed a symbol change to HIMS and changed its company name to Hims & Hers Health, Inc.

SL Green Realty Corp. (SLG) performed a 0.9716:1 reverse split, meaning that shareholders will now hold 1 share for every 0.9716 shares previously held. Fractional shares will be paid as cash-in-lieu.

ProShares UltraPro Short Russell2000 (SRTY) performed a 1:5 reverse split, meaning that shareholders will now hold 5 shares for every 1 share previously held. Fractional shares will be paid as cash-in-lieu at a rate to be determined.

ProShares UltraPro Short S&P500 (SPXU) performed a 1:5 reverse split, meaning that shareholders will now hold 5 shares for every 1 share previously held. Fractional shares will be paid as cash-in-lieu at a rate to be determined.

ProShares UltraShort Russell2000 (TWM) performed a 1:4 reverse split in which shareholders will now hold 4 shares for every 1 share previously held. Fractionals will be paid as cash-in-lieu at a rate to be determined.

ProShares UltraShort QQQ (QID) performed a 1:4 reverse split in which shareholders will now hold 4 shares for every 1 share previously held. Fractionals will be paid as cash-in-lieu at a rate to be determined.

January 19, 2021

Concho Resources Inc. (CXO) has been delisted pending a merger. Additional details are still pending.

Fiat Chrysler Automobiles N.V. (FCAU) has been delisted pending a merger. Additional details are still pending.

January 15, 2021

Pacific Ethanol, Inc. (PEIX) changed its company name to Alto Ingredients Inc.

Alphabet Inc. (GOOG) has acquired Fitbit, Inc. (FIT). Shareholder's FIT shares will be liquidated at a rate of $7.35/share.

January 13, 2021

Parsley Energy, Inc. (PE) has been delisted. Additional information is still pending.

January 12, 2021

FERRELL GAS PARTNERS LP (FGPR) performed a symbol change to FGPRQ and was delisted to OTC.

Direxion Daily S&P 500 Bear 3x Shares (SPXS) performed a 1 for 10 reverse split, which means that shareholders will now hold 1 share of SPXS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

Direxion Daily Retail Bull 3X Shares (RETL) performed a 5 for 1 forward split, which means that shareholders will now hold 5 shares of RETL for every 1 share previously held.

January 8, 2021

Social Capital Hedosophia Holdings Corp. (IPOC) performed a symbol change to CLOV and changed its company name to Clover Health Investments, Corp.

J C PENNEY CORP INC (JCPNQ) performed a symbol change to CPPRQ and changed its company name to OLD COPPER CO INC. The security was also delisted to OTC.

January 7, 2021

Tiffany & Co. (TIF) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $131.50/share.

WPX Energy, Inc. (WPX) has been delisted pending a stock merger. Additional details are still pending

January 6, 2021

Tuesday Morning Corp. (TUESQ) performed a stock merger in which shareholders will receive 1 new share of TUESQ for each share of TUESQ previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive potential future distributions.

January 5, 2021

BMC Stock Holdings, Inc. (BMCH) performed a stock merger in which shareholders will receive 1.3125 shares of BLDR for each share of BMCH previously held. Fractional shares will be paid as cash in lieu.

National General Holdings Corp. (NGHC) was liquidated. This means that shares were removed and shareholders will receive $34.50/share in cash.

Acorda Therapeutics, Inc. (ACOR) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ACOR for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.

December 29, 2020

Taubman Centers Inc. (TCO) has been delisted pending a cash merger. This means that shares will be removed and shareholders will receive $43.00/share.

December 28, 2020

HD Supply Holdings, Inc. (HDS) performed a cash merger. This means that shares were removed and shareholders will receive $56.00 per share in cash.

LINE Corporation (LN) was delisted pending a merger. Additional details are still pending.

Social Capital Hedosophia (IPOB) performed a symbol change to OPEN and changed its company name to Opendoor Labs Inc.

December 24, 2020

Grayscale Ethereum Trust (ETHE) is performing a 9:1 stock split, meaning shareholders will now hold 9 shares of ETHE for every 1 share previously held.

FAT Brands Inc. (FAT) performed a spinoff of FATBP. This means that for every 1 share of FAT held, shareholders will receive 0.231999829248 shares of FATBP.

PropTech Acquisition Corp. (PTAC) performed a symbol change to PRCH and changed its company name to Porch Group, Inc.

December 23, 2020

HEXO Corp. (HEXO) performed a 1 for 4 reverse split in which shareholders will receive 1 share of HEXO for every 4 shares previously held. Fractional shares will be paid as cash in lieu.

December 22, 2020

GCI Liberty, Inc. Class A Common Stock (GLIBA) performed a stock merger in which shareholders received .58 shares of Liberty Broadband Corporation Class C Common Stock (LBRDK) for each share of GLIBA currently held. Fractional shares will be paid as cash in lieu.

Hennessy Capital Acquisition (HCAC) performed a symbol change to GOEV and changed its company name to Canoo Inc.

Pivotal Investment (PIC) performed a symbol change to XL and changed its company name to XL Fleet.

Washington Prime Group (WPG) performed a 1 for 9 reverse split in which shareholders will receive 1 share of WPG for every 9 shares previously held. Fractional shares will be rounded up to the nearest share.

December 18, 2020

VEREIT, Inc. (VER) is performing a 1:5 reverse split, meaning that shareholders will receive 5 shares of VER for every 1 share previously held. Fractional shares will be paid as cash in lieu.

Flying Eagle (FEAC) performed a symbol change to SKLZ and changed its company name to Skillz Inc.

Opes Acquisition (OPES) performed a symbol change to BFI and changed its company name to BurgerFi.

December 17, 2020

K12, Inc. (LRN) changed its company name to Stride, Inc. Its symbol has not changed.

December 16, 2020

Apartment Investment and Management (AIV) performed a spinoff of AIRC. For every 1 share of AIV held, shareholders will receive 1 share of AIRC.

Dunkin' Brands Group, Inc. (DNKN) has been delisted pending a cash merger in which shares will be liquidated and shareholders will be receiving cash at a rate of $106.50/share.

Francesca's Holdings Corporation (FRAN) was delisted from Nasdaq to OTC and changed its symbol to FRANQ.

Rollins Inc. (ROL) is performing a 3:2 split, meaning that for every 2 shares of ROL previously held, shareholders will now hold 3 shares.

December 14, 2020

Brookfield Renewable Partners L.P. (BEP) is performing a 3:2 stock split, meaning that shareholders will now hold 3 shares of BEP for every 2 shares previously held.

Brookfield Renewable Corporation (BEPC) is performing a 3:2 stock split, meaning that shareholders will now hold 3 shares of BEPC for every 2 shares previously held.

Plains All American Pipeline, L.P. (PAA) performed a market change from the NYSE to Nasdaq.

Plains GP Holdings, L.P. (PAGP) also performed a market change from the NYSE to Nasdaq.

December 11, 2020

HL Acquisitions Corp. (HCCH) has been delisted pending a merger. Additional details are still pending.

December 10, 2020

Trine Acquisition Corp. (TRNE) performed a ticker change to DM, and changed its company name to Desktop Metal, Inc.

December 7, 2020

iShares MSCI KLD 400 Social ETF (DSI) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of DSI for every 1 share previously held.

iShares Cohen & Steers REIT ETF (ICF) is also performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of ICF for every 1 share previously held.

iShares US Aerospace & Defense ETF (ITA) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of ITA for every 1 share previously held.

iShares US Financials ETF (IYF) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of IYF for every 1 share previously held.

iShares Dow Jones U.S. ETF (IYY) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of IYY for every 1 share previously held.

iShares MSCI USA ESG Select ETF (SUSA) is also performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of SUSA for every 1 share previously held.

December 4, 2020

Gores Metropoulos, Inc. (GMHI) performed a symbol change to LAZR, and changed its company name to Luminar Technologies.

December 3, 2020

Aaron's (AAN) performed a ticker change to PRG, and changed its corporate name to PROG Holdings, Inc. AAN also performed a spinoff of PRG meaning that for every one share of AAN held, shareholders will receive 0.5 shares of PRG.

December 1, 2020

Apartment Investment and Management Company (AIV) performed a 1:1.23821 reverse split, meaning that shareholders will be receiving 1.23821 shares of AIV for every 1 share previously held. Fractional shares will be paid as cash in lieu.

Hudson Ltd. (HUD) has been delisted pending a cash merger. Shareholders will receive a rate of $7.70 per share.

McCormick & Company, Incorporated (MKC) is performing a 2:1 forward split, meaning that shareholders will be receiving 2 shares of MKC for every 1 share previously held.

November 27, 2020

Kensington Capital Acquisition Corp. (KCAC) performed a symbol change to QS, and changed its corporate name to QuantumScape Corporation Class.


November 24, 2020

Tempur Sealy International Inc. (TPX) is performing a 4:1 forward stock split, meaning that shareholders will now hold 4 shares of TPX for every 1 share previously held.

November 23, 2020

Oasis Petroleum (OASPQ) performed a reorganization in which shareholders will receive 0.00506285 warrants for each share previously held.

November 20, 2020

MyoKardia (MYOK) performed a liquidation at $225.00 per share, meaning that shares were removed and shareholders received $225.00 per share.

FTS International (FTSI) performed a reorganization following its bankruptcy in which shareholders will receive 0.23850265 of FTSI for each share of FTSI previously held. Fractional shares will be paid as cash in lieu.

November 19, 2020

USA Technologies, Inc (USAT) performed a market change from OTC to Nasdaq.

November 17, 2020

Daqo New Energy (DQ) performed a 5 for 1 forward split. This means shareholders will now hold 5 shares for every 1 share previously held.

AMAG Pharmaceuticals (AMAG) performed a cash merger. This means that shares were removed and shareholders will be receiving $13.75 per share in cash.

Mylan (MYL) performed a name change to Viatris Inc. and changed its symbol to VTRS.

B. Riley Principal Merger Corp. II (BMRG) performed a name change to Eos Energy Storage LLC and changed its symbol to EOSE.

November 16, 2020

Canopy Growth Corporation (CGC) performed a market change from the NYSE to Nasdaq.

Hebron Technology Co (HEBT) performed a name change to Nisun International Enterprise Development Group and changed its symbol to (NISN).

November 9, 2020

Cogent Biosciences (COGT) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share of COGT for every 4 shares previously held. Fractional shares will be paid as cash in lieu.

Bitauto Holdings (BITA) performed a cash merger. This means that shares were removed and shareholders will receive $15.95 per share in cash.

Jernigan Capital (JCAP) performed a cash merger. This means that shares were removed and shareholders will receive $17.30 per share in cash.

Summit Midstream Partners, LP (SMLP) performed a 1:15 reverse split in which shareholders will receive 14 shares of SMLP for every 1 share previously held.


J.Jill, Inc. (JILL) performed a 1:5 reverse split in which shareholders will receive 5 shares of JILL for every 1 share previously held.

November 6, 2020

Jernigan Capital, Inc. (JCAP) has delisted pending a cash merger. Additional details are still pending.

November 2, 2020

Hertz Global Holdings, Inc. (HTZ) was delisted to OTC and changed its symbol to HTZCQ.

Livongo (LVGO) performed a cash and stock merger in which shareholders will receive $4.24 and 0.592 shares of TDOC for each share of LVGO previously held. Fractional shares will be paid as cash in lieu.

Healthcare Merger Corp (HCCO) performed a name change and ticker change to SOC Telemed (TLMD).

October 30, 2020

Spartan Energy Acquisition Corp (SPAQ) performed a ticker change to FSR, and changed its company name to Fisker Inc.

October 28, 2020

NextEra Energy (NEE) performed a 4 for 1 forward split, meaning that shareholders will now hold 4 shares of NEE for every 1 share previously held.

October 26, 2020

DiamondPeak Holdings (DPHC) performed a stock merger in which shareholders will receive 1 share of Lordstown Motors Corp (RIDE) for each share of DPHC previously held.

Immunomedics (IMMU) was delisted pending a merger. Additional details are still pending.

Kadmon Holdings, Inc. (KDMN) performed a market change from NYSE to NASDAQ

October 19, 2020

FinTech Acquisition Corp. III (FTAC) performed a symbol change to PAYA, and changed its company name to Paya Holdings.

Shares S&P Mid-Cap 400 Value ETF (IJJ) performed a 2 for 1 forward split, meaning that shareholders will receive 2 shares of IJJ for every 1 share previously held. Fractional shares will be paid as cash in lieu.

iShares S&P Mid Cap 400 Growth Index Fund (IJK) performed a 4 for 1 forward split, meaning that shareholders will receive 4 shares of IJK for every 1 share previously held. Fractional shares will be paid as cash in lieu.

iShares S&P SmallCap 600 Value ETF (IJS) performed a 2 for 1 forward split, meaning that shareholders will receive 2 shares of IJS for every 1 share previously held. Fractional shares will be paid as cash in lieu.

iShares S&P 500 Growth Fund (IVW) performed a 4 for 1 forward split, meaning that shareholders will receive 4 shares of IVW for every 1 share previously held. Fractional shares will be paid as cash in lieu.

October 16, 2020

Forum Merger II (FMCI) changed its company name to Tattooed Chef and changed its symbol to TTCF.

October 14, 2020

Aimmune Therapeutics (AIMT) performed a cash merger in which shares were removed and shareholders will receive $34.50 per share in cash.

October 13, 2020

Akcea Therapeutics, Inc. (ACKA) was delisted pending a merger. Additional details still pending.

Mallinckrodt plc (MNK) changed its symbol to MNKKQ and was delisted to OTC.

Rush Enterprises, Inc. (RUSHA) is pending a 3:2 split in which shareholders will receive 3 shares of RUSHA for every 2 shares previously held. Fractional shares will be paid as cash in lieu.

On Deck Capital, Inc. (ONDK) was delisted pending a merger. Additional details are still pending.

October 12, 2020

Oasis Petroleum Inc. (OAS) performed a symbol change to OASPQ and was delisted to OTC.

October 9, 2020

Fortive (FTV) performed a spin-off of VNT. For every 1 share of FTV held, shareholders will receive 0.4 shares of VNT.

Seattle Genetics (SGEN) changed its company name to Seagen.

Churchill Capital (CCXX) performed a symbol change to MPLN, and changed its company name to MultiPlan Corp.

October 8, 2020

Vivint Solar, Inc. (VSLR) performed a stock merger in which shareholders received 0.55 shares of Sunrun Inc. (RUN) for each share of VSLR previously held. Fractional shares will be paid as cash in lieu.

October 6, 2020

Noble Energy (NBL) performed a stock merger in which shareholders will receive 0.1191 shares of CVX for each share of NBL previously held. Fractional shares will be paid as cash in lieu.

TD Ameritrade Holding Corp. (AMTD) performed a stock merger in which shareholders will receive 1.0837 shares of SCHW for each share of AMTD previously held. Fractional shares will be paid as cash in lieu.

Momenta Pharmaceuticals, Inc. (MNTA) performed a cash merger in which shares were removed and shareholders will receive $52.50 per share in cash.

Unum Therapeutics Inc. (UMRX) changed its corporate name to Cogent Biosciences with a new symbol of COGT.

October 5, 2020

Delphi Technologies (DLPH) performed a stock merger in which shareholders will receive 0.4307 shares of BorgWarner Inc (BWA) for each share of DLPH previously held. Fractional shares will be paid as cash in lieu.

ServiceMaster Global Holdings, Inc. (SERV) performed a ticker change to TMX, and changed its company name to Terminix Global Holdings, Inc.

October 2, 2020

Momenta Pharmaceuticals (MNTA) was delisted pending a merger. Additional details are still pending.

Delphi Technologies (DLPH) was delisted pending a merger. Additional details are still pending.

Tortoise Acquisition Corp. (SHLL) performed a symbol change to HYLN and changed its company name to Hyliion Holdings Corp.

NetEase, Inc (NTES) performed a 5 for 1 forward split. This means that shareholders will receive 5 shares for every 1 share previously held.

ETRADE (ETFC) performed a stock merger in which shareholders will receive 1.0432 shares of Morgan Stanley (MS) for each share of ETFC previously held. Fractional shares will be paid as cash in lieu.

October 1, 2020

Pfenex (PFNX) was delisted pending a merger. Additional details are still pending.

Craft Brew Alliance (BREW) performed a cash merger in which shares were removed and shareholders will receive $16.50 per share in cash.

Cabot Microelectronics (CCMP) performed a name change to CMC Materials Inc. The symbol did not change.

September 30, 2020

Graf Industrial (GRAF) performed a ticker change to VLDR and changed its company name to Velodyne Lidar, Inc.

September 24, 2020

Town Sports International (CLUB) performed a symbol change to CLUBQ and was delisted to OTC.

September 22, 2020

Garrett Motion (GTX) performed a symbol change to GTXMQ and was delisted to OTC.

September 18, 2020

58.com (WUBA) was delisted pending a merger. The stock performed a cash merger in which shares were removed and shareholders received $55.95 per share in cash.

Superior Energy (SPN) performed a symbol change to SPNX and was delisted to OTC.

CenturyLink (CTL) performed a symbol change to LUMN.

September 15, 2020

Envision Solar (EVSI) performed a symbol change to BEEM and changed its company name to Beam Global.

September 14, 2020

Trex Company (TREX) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of TREX for every 1 share previously held.

August 31, 2020

Apple (AAPL) will be performing a 4:1 split, meaning that shareholders will be receiving 4 shares of AAPL for every 1 share previously held. Fractional shares will be calculated into the split.

*For example, if you own or purchase 100 shares of AAPL (before the effective date of 8/31/20) trading at $400 per share (total investment value $40,000), after the split on 8/31/20, you will own 400 (4 x 100) shares valued at $100 ($400 / 4) per share (total investment value is still $40,000).

Tesla (TSLA) will be performing a 5:1 split, meaning that shareholders will be receiving 5 shares of TSLA for every 1 share previously held. Fractional shares will be calculated into the split.

*For example, if you own or purchase 100 shares of TSLA (before the effective date of 8/31/20) trading at $1,500 per share (total investment value $150,000), on 8/31/20, you will own 500 shares valued at $300 per share(total investment value is still $150,000).

Collier Creek Holdings (CCH) changed its ticker symbol to UTZ, and changed its corporate name to Utz Quality Foods.

August 28, 2020

SunPower Corporation (SPWR) performed a spin-off. For every 1 share of SPWR previously held, shareholders will receive 0.125 shares of MAXN (Maxeon Solar Technologies).

August 24, 2020

Benefytt Technologies, Inc. (BFYT) has been delisted pending a stock merger. Additional details are still pending.

August 18, 2020

ProShares Ultra QQQ (QLD) performed a 2:1 split, meaning that shareholders will be receiving 2 shares of QLD for every 1 share previously held.

ProShares UltraPro Short QQQ (SQQQ) performed a 1:5 reverse split, meaning that shareholders will be receiving 1 share of SQQQ in exchange for every 5 shares previously held.

ProShares Ultra S&P500 (SSO) performed a 2:1 split, meaning that shareholders will be receiving 2 shares of SSO for every 1 share previously held.

ProShares Ultra 20+ Year Treasury (UBT) performed a 2:1 split, meaning that shareholders will be receiving 2 shares of UBT for every 1 share previously held.

August 5, 2020

Occidental Petroleum (OXY) distributed warrants. Shareholders will receive 0.125 warrants (OXYW) for each share currently held.

August 4, 2020

Brookfield Renewable (BEP) performed a spinoff of BEPC, which means that for every 4 shares of BEPC held, shareholders will receive 1 share of BEPC.

Denbury (DNR) performed a ticker change to DNRCQ and was delisted to OTC.

August 3, 2020

Terraform Power (TERP) was been delisted pending a merger with Brookfield Renewable Corp. (BEP). In exchange for every 1 share of TERP held, shareholders will be receiving 0.47625 shares of BEP.

July 24, 2020

Legg Mason Inc (LM) was delisted pending a cash merger. Customers received cash in exchange for their shares at a rate of $50 per share.

July 21, 2020

Eldorado Resorts (ERI) performed a ticker change to CZR and changed its name to Caesars Entertainment.

Caesars Entertainment ( the old CZR) was delisted pending a merger with the new CZR (previously ERI).

July 15, 2020

Ashford Hospitality Trust, Inc. (AHT) performed a 1:10 reverse split, meaning that shareholders received 1 share of AHT for every 10 shares previously held. Fractional shares were paid as cash in lieu.

July 7, 2020

Catasys, Inc (CATS) performed a name change to Ontrak, Inc. and changed its symbol to OTRK.

July 1, 2020

Office Depot Inc. (ODP) performed a 1:10 reverse split, meaning that shareholders received 1 share of ODP for every 10 shares previously held. Fractional shares were paid as cash in lieu.

June 30, 2020

Chesapeake Energy (CHK) performed a ticker change to CHKAQ and the security was delisted to OTC.

June 25, 2020

Act II Global Acquisition (ACTT) performed a ticker change to FREE and changed its name to Whole Earth Brands.

June 23, 2020

Anixter International (AXE) was delisted pending a merger. Additional details are still pending.

June 17, 2020

EQM Midstream Partners, LP (EQM) performed a stock merger in which shareholders received 2.44 shares of ETRN for each share of EQM previously held. Fractional shares were paid as cash-in-lieu.

June 16, 2020

FS KKR Capital Corp (FSK) performed a 1:4 reverse split, meaning that shareholders received 1 share of FSK for every 4 shares previously held. Fractional shares were paid as cash in lieu.

June 15, 2020

Kemet Corporation (KEM) was delisted pending a merger. Additional details are still pending.

Pyxus International (PYX) was delisted from the NYSE and is not currently trading.

June 11, 2020

Groupon (GRPN) performed a 1:20 reverse stock split, meaning that shareholders will be receiving 1 share of GRPN for every 20 shares previously held.

June 9, 2020

Apache Corporation (APA) is moving from the NYSE to NASDAQ.

FGL Holdings (FG) performed a stock merger in which shareholders received 0.2558 shares of FNF for each share of FG previously held. Fractional shares were paid as cash in lieu.

June 4, 2020

VectoIQ (VTIQ) performed a ticker change to NKLA and changed its corporate name to Nikola Corporation. VTIQ shareholders will be receiving an equal number of NKLA shares in exchange for their VTIQ shares.

June 2, 2020

TiVo (TIVO) was delisted pending a stock merger. Shareholders will receive 0.455 shares of XPER for each share of TiVo previously held. Fractional shares will be paid as cash in lieu.

June 1, 2020

Edwards Lifesciences (EW) performed a 3:1 stock split, meaning for every 1 share held, shareholders will now hold 3 shares.

Spartan Motors (SPAR) performed a ticker change to SHYF and changed its corporate name to The Shyft Group, Inc.

American Outdoor Brands Corporation (AOBC) performed a ticker change to SWBI and changed its corporate name to Smith & Wesson Brands Inc.

May 20, 2020

Overstock.com Inc. (OSTK) performed a spinoff in which shareholders received a digital dividend at a rate of 1:10, meaning that for every 10 shares of OSTK owned, shareholders received one digital dividend (OSTKO). Fractional shares will be paid as cash in lieu.

May 18, 2020

Alerian MLP ETF (AMLP) performed a 1:5 reverse split. Shareholders received 1 share for every 5 previously held. Cash in lieu was paid out for fractional shares.

May 11, 2020

FTS International, Inc. (FTSI) performed a 1:20 reverse split, which means that shareholders received 1 share of FTSI for every 20 shares previously held. Fractional shares were paid as cash in lieu.

May 8, 2020

Aurora Cannabis (ACB) performed a 1:12 reverse split. Meaning that shareholders will receive 1 share for every 12 shares of ACB previously owned.

Allergan Plc (AGN) has been delisted pending a merger. Additional details are still pending

May 6, 2020

The Stars Group Inc. (TSG) has been delisted pending a stock merger. Additional details are still pending.

May 1, 2020

Market Vectors India Small-Cap ETF (SCIF) performed a symbol change to GLIN.

iPath S&P GSCI Crude Oil TR ETN (OILNF) performed a 1:40 reverse split and changed its symbol to OILND, meaning that shareholders will receive 1 share of OILND for every 40 shares of OILNF previously owned. Fractional shares will be paid as cash in lieu.

April 29, 2020

United States Oil (USO) performed a 1:8 reverse split, meaning that shareholders will receive 1 share of USO for every 8 shares previously held.

April 28, 2020

Global X MLP ETF (MLPA) performed a 1:6 reverse split, meaning that shareholders will be receiving 1 share of MLPA for every 6 shares previously held. Fractional shares will be paid as cash in lieu.

April 27, 2020

iPath® S&P GSCI® Crude Oil Total Return Index ETN (OIL) has been delisted and shareholders received a payout of $2.65 per share.

April 24, 2020

Diamond Eagle Acquisition (DEAC) performed a stock merger. Shareholders will be receiving 1 share of DKNG for each share of DEAC previously held.

April 22, 2020

Direxion Daily Jr. Gold Miners Bear 3X ETF (JDST) performed a 1:25 reverse split. This means that shareholders will now hold 1 share of JDST for every 25 shares previously held. Fractional shares will be paid as cash in lieu.

Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) performed a 1:10 reverse split. This means that shareholders will now hold 1 share of JNUG for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

Direxion Daily Retail Bull 3x ETF (RETL) performed a 1:10 reverse split. This means that shareholders will now hold 1 share of RETL for every 10 shares previously held.

Nabors Industries Ltd. (NBR) performed a 1:50 reverse split. This means that shareholders will now hold 1 share of NBR for every 50 shares previously held.

April 17, 2020

Cypress Semiconductor (CY) performed a cash merger. This means that shares were removed and shareholders will receive $23.85 per share in cash.

Tallgrass Energy (TGE) performed a cash merger. This means that shares were removed and shareholders will receive $22.45 per share in cash.

April 15, 2020

Chesapeake Energy Corporation (CHK) performed a 1:200 reverse split. This means that shareholders will now hold 1 share of of CHK for every 200 shares previously owned. Fractional shares will be paid as cash in lieu.

Vectors Rare Earth ETF (REMX) performed a 1:3 reverse split. This means that shareholders will now hold 1 share of REMX for every 3 shares previously held. Fractional shares will be paid as cash in lieu.

April 14, 2020

LSC Communications, Inc. (LKSD) changed its ticker symbol to LKSDQ.

April 3, 2020

Raytheon Company (RTN) and United Technologies (UTX) have completed their merger effective 04/03/2020. Each outstanding share of Raytheon Company will be converted into 2.3348 shares of the new Raytheon Technologies Corporation (RTX). Shares of UTX, will be renamed as a share of Raytheon Technologies Corporation (RTX).

April 1, 2020

T-Mobile (TMUS) performed a merger with Sprint (S). Sprint is no longer trading and Sprint shareholders will receive 0.10256 T-Mobile shares (TMUS) for each full Sprint share. Fractional shareholders will receive Cash-in-Lieu for their shares.

Rubicon Project (RUBI) and Telaria (TLRA) have completed their merger effective on 04/01/2020. For those of you who own Telaria (TLRA) shares, each share of Telaria common stock issued and outstanding will be converted into 1.082 shares of Rubicon Project (RUBI) common stock.  Fractional TLRA shareholders will receive cash in lieu of their fractional shares.

March 18, 2020

Telus Corporation (TU) performed a 2 for 1 forward split, meaning that shareholders now hold 2 shares of TU for every 1 share that was previously held.

March 6, 2020

Health Insurance Innovations (HIIQ) performed a ticker change to symbol BFYT, and its corporate name changed to Benefytt Technologies.

February 24, 2020

Insys Therapeutics (INSYQ) delisted pending reorganization liquidation details. More information coming soon.

February 13, 2020

Diplomat Pharmacy (DPLO) performed a cash merger. This means that shares were removed and shareholders will receive $4 per share in cash.

February 7, 2020

Alcentra Capital (ABDC) performed a cash and stock merger. Shareholders will receive $2.3784 and 0.4041 shares of CCAP for each share of ABDC previously held.

Innophos (IPHS) performed a cash merger. This means that shares were removed and shareholders will receive $32 per share in cash.

February 4, 2020

Liberty Property Trust (LPT) performed a stock merger. Shareholders will receive 0.6750 shares of PLD for each share of LPT previously held.

February 3, 2020

Aqua America (WTR) performed a ticker change to WTRG and changed its corporate name to Essential Utilities.

Intrexon (XON) performed a ticker change to PGEN and changed its corporate name to Precigen.

January 27, 2020 

EnCana Corporation (ECA) performed a 1 for 5 Reverse Split, and changed its ticker to OVV. This means shareholders will now hold 1 share of OVV for every 5 shares of ECA previously held.

January 24, 2020

WellCare (WCG) performed a cash and stock merger. Shareholders shall receive $120 to be paid in cash and 3.38 shares of CNC for each share of WCG previously held. 

January 13, 2020

AXA Equitable Holdings (EQH) changed its corporate name to Equitable Holdings.

January 7, 2020

Senior Housing Properties Trust (SNH) performed a ticker change to DHC, and changed its name to Diversified Healthcare Trust.

Senior Housing Properties Trust (SNH) performed a spinoff of FVE. For every 1 shares of SNH held, shareholders will receive 0.0678 shares of FVE

January 2, 2020

Pivotal Software (PVTL) performed a cash merger. This means that shares were removed and shareholders will receive $15 per share in cash.

Genesee & Wyoming (GWR) performed a cash merger. This means that shares were removed and shareholders will receive $112 per share in cash.

The Carlyle Group (CG) performed a 1:1 CUSIP change.

December 31, 2019

Carbonite (CARB) was liquidated. This means that shares were removed and shareholders will receive $23 per share in cash.

December 28, 2019

Owens Illinois (OI) changed its corporate name to O-I Glass and changed its CUSIP number.

December 20, 2019

Superior Energy Services (SPNV) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SPNV for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

Presidio (PSDO) was delisted pending a merger. This means that the shares were removed and shareholders will receive $16.60 per share in cash.

Spark Therapeutics (ONCE) performed a cash merger. This means that shares were removed and shareholders will receive $114.50 per share in cash.

December 18, 2019

Ascena Retail Group (ASNA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ASNA for every 20 shares previously held. Fractional shares will be paid as cash in lieu.

December 17, 2019

Vitamin Shoppe (VSI) performed a cash merger. This means that shares were removed and shareholders will receive $6.50 per share in cash.

December 6, 2019

BB&T (BBT) performed a ticker change to TFC and changed its corporate name to Truist Financial.

SunTrust Bank (STI) performed a stock merger. Shareholders will receive 1.295 shares of TFC for each share of STI previously held. Fractional shares will be paid as cash in lieu.

December 5, 2019

Viacom Inc. Class A Common Stock (VIA) performed a stock merger. Shareholders will receive 0.5962 shares of VIACA for each share of VIA previously held. Fractional shares will be paid as cash in lieu.

December 4, 2019

CBS Corporation Class B (CBS) performed a ticker change to VIAC and changed its corporate name to ViacomCBS Inc. Class B Common Stock.

Cambrex (CBM) performed a cash merger. This means that shares were removed and shareholders will receive $60 per share in cash.

December 3, 2019

China Rapid Finance (XRF) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of XRF for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

November 21, 2019

Gannett Co. (GCI) performed a cash merger. This means that original shares were removed and shareholders will receive $6.24 per share in cash AND 0.542 for each share owned in shares.

Celgene (CELG) performed a cash and stock merger. Shareholders will receive $50 and 1 share of BMY for each share of CELG previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.

November 5, 2019

HCP (HCP) performed a ticker change to PEAK and changed its corporate name to Healthpeak Properties.

 November 1, 2019

Buckeye (BPL) performed a cash merger. This means that shares were removed and shareholders will receive $41.50 per share in cash.

 October 28, 2019

Social Capital Hedosophia (IPOA) performed a ticker change to SPCE, and changed its corporate name to Virgin Galactic Holdings.

October 25, 2019

Alder BioPharmaceuticals (ALDR) performed a cash merger. This means that shares were removed and shareholders will receive $18 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.

Nanometrics (NANO) performed a ticker change to ONTO and changed its corporate name to Onto Innovation.

October 23, 2019

Alder BioPharmaceuticals (ALDR) was delisted pending a cash merger. Details are still pending.

October 21, 2019

International Speedway (ISCA) performed a cash merger. Shares were removed and shareholders will receive $45 per share in cash.

October 11, 2019

Monotype Imaging (TYPE) was delisted pending upcoming merger. Details have yet to be released.

October 9, 2019

Carbon Black (CBLK) was liquidated. This means that shares were removed and shareholders will receive $26 per share in cash.

October 7, 2019

Versum Materials (VSM) performed a cash merger. Shares were removed and shareholders will receive $53 per share in cash.

Altaba (AABA) performed a ticker change to AABAZZ.

October 3, 2019

Sotheby's (BID) performed a cash merger. This means that shares were removed and shareholders will receive $57 per share in cash.

October 2, 2019

Oaktree Capital Group (OAK) performed a cash and stock merger. Shareholders will receive $34.96 and 0.3086 shares of BAM for each share of OAK previously held. 

September 30, 2019

Weight Watchers International (WW) changed its corporate name to WW International, and changed its CUSIP number.

September 27, 2019

Finisar (FNSR) performed a cash and stock merger. Shareholders will receive $15.60 and 0.2218 shares of IIVI for each share of FNSR previously held. 

September 19, 2019

Tribune Media (TRCO) performed a cash merger. This means that shares were removed and shareholders will receive $46.6874 per share in cash.

September 6, 2019

Presidio Inc. (PSDO) has entered into a definitive agreement to be acquired by funds advised by BC Partners, a leading international investment firm, in an all-cash merger. All PSDO common stock holders will receive $16.00 per share of PSDO common stock held. 

September 6, 2019

iPath® S&P GSCI® Crude Oil Total Return Index (OIL)  is undergoing a forward stock split at a ratio of 5 for 1 (5:1). OIL common stock will begin trading on a forward split-adjusted basis on payable date 9/11/2019.

September 6, 2019

Brookfield Asset Management Inc. (BAM) is acquiring Oaktree Capital Group LLC (OAK) class A units. Please email corpactions@stockpile.com for more information. 

September 6, 2019

Abbott Laboratories (ABT) has announced a voluntary offering that allows shareholders as of the record date of 08/05/2019 that own less that 100 shares. Please email corpactions@stockpile.com for more information. 

August 22, 2019

SPS Commerce (SPSC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SPSC for every 1 share previously held.

August 8, 2019

Anadarko Petroleum (APC) was bought by Occidental Petroleum. APC is no longer on available. All APC common stock holders have received $59.00 in cash and 0.2934 shares of Occidental common stock per share of Anadarko common stock in the transaction.

August 8, 2019

Barnes & Noble (BKS) was delisted pending a cash merger. Details are still pending.

August 7, 2019

pdvWireless (ATEX) changed its corporate name to Anterix and changed its CUSIP number.

August 6, 2019

Tableau (DATA) performed a stock merger. Shareholders will receive 1.103 shares of CRM for each share of DATA previously held. Fractional shares will be paid as cash in lieu.

July 31, 2019

TravelCenters of America LLC (TA) has undergone a 1:5 stock split. Meaning owners of TA will now own 1 share for previously owned 5 shares. Accounts will be updated accordingly. Since the share fell below our $6 minimum, additional share can not be purchased. You can still sell these shares. Please email support@stockpile.com for further assistance.  

July 30, 2019

Andeavor Logistics LP (ANDX) has performed a stock merger. Shareholders will receive 1.135 shares of MLPX for each share of ANDX previously held. Fractional shares will be paid as cash. Please allow a 2-5 business days for processing.

July 30, 2019

Array BioPharma (ARRY) was delisted pending a cash merger with Pfizer. The stock has been disabled so there will be no trading in the stock until the transition has taken place which may take 3 to 5 business days.

July 30, 2019

UGI Corporation (UGI) and AmeriGas Partners LP (APU) have entered into an agreement and planned merger.Pursuant to the terms of the merger agreement each holder of AmeriGas (APU) may voluntarily choose to receive. Please notify our Corporate Actions Department via email at corpactions@stockpile.com by Tuesday, August 20, 2019 for more information. 

July 29, 2019

We received notice that Barnes and Noble (BKS) intends to be acquired in a cash merger. All BKS common stockholders will receive $6.50 per share of BKS common stock held. 

CUTOFF INSTRUCTION: 08/02/19 Please email corpactions@stockpile.com for more details. This is a voluntary action, if you do choose to sell a $50 fee would be charged.


July 29, 2019

First Data shareholders (FND) will receive 0.303 of a Fiserv share for each share of First Data common stock they own prior to market open as of July 29, 2019. The all-stock transaction is intended to be tax-free to First Data shareholders. The combined company will carry the Fiserv brand and will continue to trade on The Nasdaq Global Select Market under the ticker symbol FISV.

July 22, 2019

 Salesforce (CRM), the global leader in CRM, and Tableau Software (DATA), the leading analytics platform, have entered into a definitive agreement under which Salesforce will acquire Tableau in an all-stock transaction, pursuant to which each share of Tableau Class A and Class B common stock will be exchanged for 1.103 shares of Salesforce common stock,

July 19, 2019

Aratana Therapeutics (PETX) has performed a stock merger. Shareholders will receive 0.1481 shares of ELAN for each share of PETX previously held, with fractional shares paid as cash.

July 17, 2019

Edgewell Personal Care Company (EPC) is performing a voluntary program through which shareholders on the record date of 6/12/19 may participate. Please email corpactions@stockpile.com for more details by 07/24/2019.

July 16, 2019

Corning Incorporated (GLW) is performing a voluntary program through which shareholders on the record date of 6/14/19. Please email corpactions@stockpile.com for more details by 07/17/2019.

July 11, 2019

Softbank (SFTBY) is undergoing a forward stock split at a ratio of 2 for 1. For every one stock owned you will now own two at market price.

July 10, 2019 

Red Hat (RHT)  has now performed a cash merger. This means that shares were removed and shareholders will now receive $190 per share in cash. This will appear as available cash in your account.

July 9, 2019 

Red Hat (RHT) is now delisted pending a merger. Details are still pending. Update to come soon.

March 27, 2019

VLKAY ADR Program Termination
We received news some time ago that Volkswagen AG (OTC: VLKAY) has terminated its ADR program as of August 13th, 2018. As a result, there was no longer a liquid market for VLKAY and the shares have since stopped trading. JP Morgan—acting as the depositary—has sold the securities represented by VLKAY and has distributed the proceeds. As a result, all holders of the ADR have received $34.90 per share held. Please review the distribution in your Stockpile account.


March 26, 2019

LUXTY ADR Stopped Trading
We received news that Luxottica Group S.p.A., which is listed over-the-counter under the ticker symbol “LUXTY”, has stopped trading as of market close on Friday, March 22nd, 2019. As a result, all holders of the LUXTY ADR have received $55.89 per share. The distribution is already reflected in your Stockpile account.

March 21, 2019

FOX/FOXA-DIS Merger
We received news that Twenty-First Century Fox, Inc. (NASDAQ: FOX, FOXA) has successfully merged with The Walt Disney Company (NYSE: DIS) and spun off a few of its other businesses as a standalone company, Fox Corporation (NASDAQ: FOX, FOXA). As a result of the merger, you have received Fox Corporation (FOX/FOXA) at a rate of 0.33333 and Disney (DIS) at a rate of 0.33282 per share of FOX/FOXA previously held. Your Stockpile account already reflects this distribution. For more information, please see the following press releases:

IPO: LEVI
Levi Strauss & Co is public today! The company has conducted an initial public offering of its common stock on the New York Stock Exchange under the ticker symbol “LEVI”. Don’t forget to place an order today by 3:00PM ET if you wish to own Levi Strauss & Co (NYSE: LEVI) on its first public trading day!

Can I purchase LEVI through my Stockpile account?
Yes, we are happy to announce that Stockpile customers are able to purchase LEVI on its first day of trading.

Can I purchase LEVI at IPO price?
Since Stockpile facilitates trades between investors and the secondary market, we are unable to provide LEVI at the IPO price (between $14.00 and $16.00 per share); however, all orders will still be filled as it is normally filled—on market-on-close price.

Where can I get more information?
LEVI Press Release
What is an IPO?

March 6, 201≈

FMC-LTHM Spin-Off
We received news that FMC Corporation (NYSE: FMC) has completed a successful spin-off of Livent Corporation (NYSE: LTHM) on March 1st, 2019. As a result of this spin-off, all FMC holders of record on February 25th, 2019 will receive 0.935301 shares of LTHM common stock. Your account already reflects this distribution. For more information, please see the following press release: FMC Corporation Announces Distribution Ratio for Final Separation of Livent Corporation

BNCL-WSFS Merger
We received news that Beneficial Bancorp, Inc. (Nasdaq: BNCL) has been acquired by WSFS Financial Corporation (Nasdaq: WSFS) as of March 1st, 2019. Under the terms of the merger, all BNCL holders have received a cash payout at a rate of $2.93 per share and a stock payout at a rate of 0.3013 shares of WSFS common stock per share of BNCL owned. Your Stockpile account already reflects these distributions. For more information, please see the following press release: WSFS Financial Corporation Completes Acquisition of Beneficial Bancorp, Inc.

BPY Offer
We have received notice that Brookfield Property Partners L.P. (NASDAQ: BPY) is offering to purchase up to $405 million of its limited partnership units from BPY shareholders for cash at a purchase price of not less $19.00 and not more than $21.00 per unit in increments of $0.10 per unit. Since you are a holder of this stock, we wanted to bring this offer to your attention. Listed below are your following options:

  • OPTION 1: Odd-lot holders (99 shares or less) will tender shares at an unspecifying price

  • OPTION 2: Round-lot holders (100 shares and more) will tender shares at an unspecifying price

  • OPTION 3: Odd-lot holders (99 shares or less) will tender shares at a specifying price

  • OPTION 4: Round-lot holders (100 shares and more) will tender shares at a specifying price

Please note, that if you wish to participate in this offer there is a $50.00 fee charged if your conversion value is greater than $100 and/or greater than 100 shares. Participation in the offer is completely voluntary. If you wish to participate in this offer, please respond to this message with your election and any additional instructions by March 13th, 2019. For more information on the offer, please see the following press release: Brookfield Property Partners Announces Commencement and Terms of Substantial Issuer Bid

FNSR-IIVI Merger
On November 9th, 2018, Finisar Corporation (NASDAQ: FNSR) was acquired by II-VI Incorporated (NASDAQ: IIVI) in a cash and stock merger valued at approximately $3.2 billion. Since you are a holder of this stock, we wanted to bring this news to your attention. Under the terms of the merger, holders of FNSR may elect to receive one of the following:

  • CASH ELECTION: At a rate of $26.00 per share of FNSR common stock owned

  • STOCK ELECTION: At a rate of 0.5546 shares of IIVI per share of FNSR common stock owned

  • MIXED ELECTION: At a rate of $15.60 and 0.2218 shares of II-VI common stock per share of FNSR common stock owned

Please note, there is a $50.00 fee charged to make an election if the conversion value of your shares is greater than $100. Participation is this offer is completely voluntary as you are not required to make any election. If no election is made, the default election will be deemed to be the mixed election. For more information on the offer, please see the following press release: II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors If you would like to participate in the offer, please respond to this email with your election by May 14th, 2019.

GE-WAB Spin-off
We received news that General Electric Company (NYSE: GE) has successfully completed the spin-off and subsequent merger of its transportation business with Wabtec Corporation (NYSE: WAB). All GE shareholders will receive 0.005371 shares of WAB per share of common stock owned. For more information, please see the following press release: GE Announces Completion of GE Transportation and Wabtec Merger

COTY Tender Offer
We received notice that JAB Cosmetics B.V. is commencing a tender offer to acquire up to $150 million additional shares of Coty Inc. (NYSE: COTY) Class A common stock at a price of $11.65 per share in cash without interest and less any applicable withholding taxes. If you wish to tender your shares, please respond to this message by March 26th, 2019. For more information, please see the following press release: JAB Proposes Partial Tender Offer to Acquire Additional Shares of Coty



February 22, 2019

MB Cash Merger
We received news that MINDBODY, Inc. (NASDAQ: MB) has been acquired by Vista Equity Partners. Under the terms of the agreement, MINDBODY shareholders will receive $36.50 in cash per share. For more information, please see the following press release: MINDBODY Enters into Definitive Agreement to be Acquired by Vista Equity Partners for $1.9 Billion

AIV 1:1.03119 Reverse Stock Split
We received news that Apartment Investment and Management Company (NYSE: AIV) has undergone a reverse stock split at a ratio of 1:1.03119. For example, if holders of the stock owned 1.03119 shares pre-split, holders would own 1 share post-split. AIV common stock will begin trading on a split-adjusted basis on the NYSE on February 21st, 2019. For more information, please see the following press release: APARTMENT INVESTMENT AND MANAGEMENT COMPANY SETS RATIO FOR REVERSE STOCK SPLIT

LLY-ELAN Divestiture
We received news that Eli Lilly and Company (NYSE: LLY) is offering to divest its remaining interest in Elanco Animal Health (NYSE: ELAN) as of February 8th, 2019. The exchange offer is designed to permit Lilly shareholders to exchange their shares of Lilly common stock for shares of Elanco common stock at a 7% discount, subject to an upper limit of 4.5262 shares of Elanco common stock per share of Lilly common stock. If the upper limit is not in effect, for each $100 of shares of Lilly common stock accepted in the exchange offer, tendering shareholders would receive approximately $107.53 of Elanco common stock. If you would like to participate in this offer, please take a moment to review the terms and details of the offer here: Lilly Will Initiate Divestiture of its Remaining Interest in Elanco Animal Health

February 14, 2019

GGBXF Offers to buy APHA
We received news that Green Growth Brands Inc. (GGBXF) announced that it will formally commence its offer to acquire all issued and outstanding common shares of Aphria Inc. (NYSE: APHA) on the basis of 1.5714 common shares of GGBXF. Since you are a holder of this stock, we wanted to bring this to your attention. However, since GGBXF does not meet Stockpile trade requirements (Stockpile is unable to carry foreign stocks or stocks trading below $6.00 per share), we are unable to make this offer available to APHA holders. Please note, in the event this takeover bid is successful, Stockpile will liquidate your APHA stock at a predetermined price in close proximity to the prevailing market price. On the other hand, if the bid is unsuccessful, APHA shares will continue to trade normally. This offer is due to expire on May 9th, 2019. For more information, please see the following press releases: 

NFX Stock Merger
We received news that Newfield Exploration Company (NYSE: NFX) has been acquired by Encana Corporation (NYSE: ECA) in an all-stock merger valued at approximately $5.5 billion. Since you are a holder of this stock, we wanted to bring this to your attention. Under the terms of the merger agreement, Newfield shareholders will receive 2.6719 Encana common shares for each share of Newfield common stock within the next couple of days. For more information on the acquisition, please see the following press release: Encana announces strategic combination with Newfield Exploration Company


February 12, 2019

DNB Cash Merger
We received news that The Dun & Bradstreet Corporation (NYSE: DNB) has been acquired by an investor group led by CC Capital Partners, LLC (“CC Capital”), Cannae Holdings, Inc. (NYSE: CNNE), Bilcar, LLC, Black Knight, Inc. (NYSE: BKI), etc. Holders of the stock have received $145.00 per share owned. For more information on the acquisition, please see the following press release: Investor Group Led by CC Capital, Cannae Holdings, Bilcar, Black Knight and Thomas H. Lee Partners Completes Acquisition of Dun & Bradstreet

ATHN Cash Merger
We received news that athenahealth, Inc. (NASDAQ: ATHN) has been acquired by an affiliate of Veritas Capital ("Veritas") and Evergreen Coast Capital ("Evergreen") for approximately $5.7 billion in cash. Since you are a holder of this stock, we wanted to bring this to your attention. Holders will be receiving $135.00 per share of ATHN held. For more information, please see the following press release: Veritas Capital Completes Acquisition of athenahealth

CNC 2:1 Stock Split
We received notice that Centene Corporation (NYSE: CNC) has announced a 2-for-1 stock split as of February 7th, 2019. For example, if you owned 2 shares of CNC pre-split, you now own 4 shares of CNC post-split. Your Stockpile account already reflects this change. For more information, please see the following press release: Centene Corporation Announces Two-For-One Stock Split Is Effective

January 30, 2019

CHDN 3:1 Stock Split
We received notice that Churchill Downs Incorporated (NASDAQ: CHDN) has announced a 3:1 stock split. The stock split will be effectuated for every outstanding share held as of January 11th, 2019. For more information, please see the following links: Churchill Downs Incorporated Confirms 3-for-1 Stock Split Record Date of January 11, 2019

CVRR Cash Merger
We have recently received news of the successful acquisition of CVR Refining, LP (NYSE: CVRR) by CVR Energy, Inc. (NYSE: CVI) as of January 29th, 2019. Under the terms of the merger, all CVRR shareholders will receive $10.50 per share in cash. As a result of the closing of the transaction, CVRR common stock has ceased trading as of January 29th, 2019 on the New York Stock Exchange and has been delisted. For more information, please see the following press release: CVR Refining Announces CVR Energy’s Completion of Purchase of Common Units

BOJA Acquisition
We have recently received news of the successful acquisition of Bojangles', Inc. (NASDAQ: BOJA) by Durational Capital Management LP and The Jordan Company, L.P. as of January 28th, 2019. Under the terms of the merger, all BOJA shareholders will receive $16.10 per share in cash. As a result of the closing of the transaction, Bojangles’ common stock has ceased trading as of January 28th, 2019 on the NASDAQ Global Select Market and will be delisted. For more information, please see the following press release: Bojangles’, Inc., Durational Capital Management and The Jordan Company Complete Acquisition

January 29, 2019

DM-D Merger
We received notice that Dominion Energy Midstream Partners, LP (NYSE: DM) has successfully merged with Dominion Energy, Inc. (NYSE: D). Under the terms of the merger, Dominion Energy will acquire all shares of Dominion Energy Midstream at a ratio of 0.2492. For more information, please see the following press release: Dominion Energy, Dominion Energy Midstream Announce Definitive Merger Agreement

January 25, 2019

LOXO Tender Offer
We have received news that Eli Lilly and Company (NYSE: LLY) is offering to purchase all outstanding shares of common stock of Loxo Oncology, Inc. (NASDAQ: LOXO) at a purchase price of $235.00 per share. If you wish to participate in the offer, simply respond to this message by February 11th, 2019. 


January 17, 2019

IHG Reverse Split
We recently received notice that InterContinental Hotels Group PLC (NYSE: IHG) has undergone a reverse stock split at a rate of 0.95.

CTL Voluntary Program
We received notice that CenturyLink, Inc. (NYSE: CTL) has announced a voluntary program through which shareholders on the record date of December 14th, 2018, owning fewer than 100 shares of CTL common stock may conveniently sell all their shares or purchase enough additional shares to increase their holding to 100 shares.


January 11, 2019

NTGR-ARLO Spin-off
We have received notice that all NETGEAR, Inc. (NASDAQ: NTGR) holders have received 1.9280295 shares of Arlo Technologies, Inc. (NYSE: ARLO) per share of NTGR owned due to Arlo’s recent spin-off from NETGEAR. For more information on the spin-off, please see the following press release: Arlo Announces Completion of Spin-Off from NETGEAR

HDP-CLDR Merger
We recently received notice that Hortonworks, Inc. (NASDAQ: HDP) has merged with Cloudera, Inc. (NYSE: CLDR). As a result, for every share of HDP owned, shareholders will receive 1.305 shares of CLDR. For more information on the merger, please see the following link: Cloudera and Hortonworks Complete Planned Merger


January 4, 2019

GOV-SIR Merger | Name Change into OPI | 1:4 Reverse Split
We have just received news that Government Properties Income Trust (NASDAQ: GOV) has completed its merger with Select Income REIT (NASDAQ: SIR) and has started trading under the new stock, Office Properties Income Trust (NASDAQ: OPI). In addition, the new stock has undergone a 1:4 reverse split of its outstanding common share. For example, if you owned 8 shares of GOV pre-split, you will own 2 shares of OPI post-split. For more details on the reorganization, please reference the following article: Government Properties Income Trust Announces the Completion of its Merger with Select Income REIT

ABX-GOLD Stock Merger
We received notice that Barrick Gold Corporation (NYSE: ABX) has merged with Randgold Resources Limited (NYSE: GOLD) and will be trading under the symbol, GOLD. If you log in to your Stockpile account, you will notice your shares of ABX replaced by shares of GOLD. For more information on the following merger, please see the following press release: Barrick-Randgold Merger Consummated as Trading Starts in New Company’s Shares


January 3, 2019

FOX/FOXA-DIS Merger
We have received notice that Twenty-First Century Fox, Inc. (NASDAQ: FOXA, FOX) has been acquired by The Walt Disney Company (NYSE: DIS). Under the merger agreement, Twenty-First Century Fox stockholders may elect to receive $38 per share in either cash or shares of New Disney, a new holding company that will become the parent of both Disney and Twenty-First Century Fox. Participation in this corporate action is voluntary. Please note that if you do wish to make an election, there is a $50 fee passed on from our clearing broker to process your selection. Any holders not making an election will receive the cash consideration, stock consideration, or a combination of both. If you do wish to make an election, please reply to this message with which option you’d like to proceed with by 1/17/19. For more information on the acquisition as well as specific transaction details, please read the following press release: The Walt Disney Company Signs Amended Acquisition Agreement To Acquire Twenty-First Century Fox, Inc., For $71.3 Billion In Cash And Stock

VXX Maturation
We recently received notice that iPath S&P 500 VIX ST Futures ETN (VXX) is scheduled to mature in January 30, 2019. Since you are a holder of the note, we just wanted to give you a friendly reminder that VXX is due to mature in the near future. Until then, you are free to sell the stock in the secondary market. If no action is taken by the maturity date, you will receive a cash payment in U.S. dollars per ETN equal to the applicable closing indicative value on the final valuation date. 

KORS Name Change
We received notice that Michael Kors Holdings Limited (NYSE: KORS) has changed its name to Capri Holdings Limited (NYSE: CPRI). For more details on the name and symbol change, please see the following press release: MICHAEL KORS HOLDINGS LIMITED TO BE RENAMED CAPRI HOLDINGS LIMITED

DVMT-DELL Merger
We recently received notice that Class V shares of Dell Technologies Inc. (NYSE: DVMT) have ceased trading prior to the opening of trading on December 28, 2018, and is being replaced by Class C shares of Dell Technologies Inc. (NYSE: DELL). As a result, all common stockholders have received stock distributions of DELL at a rate of 1:1.8066. For more information on the merger, please see the following link: DELL TECHNOLOGIES COMPLETES CLASS V TRANSACTION

SCG-D Merger
We recently received notice that SCANA Corporation (NYSE: SCG) has merged with Dominion Energy, Inc. (NYSE: D). As a result, for every share of SCG owned, shareholders have received 0.6690 shares of Dominion Energy. For more information on the merger, please see the following link: Dominion Energy Combines With SCANA Corporation


December 28, 2018

ESRX/CI Cash and Stock Acquisition
We recently received notice that Express Scripts Holding Company (ESRX) has been acquired by Cigna Corporation (NYSE: CI). As a result, all common stockholders have received a cash payout of $48.75 and 0.2434 shares of stock of the combined company per share of ESRX owned. For more information on the merger, please see the following news release: Cigna to Acquire Express Scripts for $67 Billion

MZOR Cash Merger
We recently received notice that Mazor Robotics Ltd. (MZOR) has merged with wholly-owned subsidiaries of Medtronic plc (NYSE:MDT). As a result, all common stockholders have received a cash payout of $58.50 per share of MZOR owned. For more information on the merger, please see the following news release: Mazor Robotics Shareholders Approve Merger Agreement With Medtronic

December 20, 2018

SEP Acquisition
We recently received notice that Spectra Energy Partners, LP (NYSE: SEP) has been acquired by Enbridge Inc. (NYSE: ENB). As a result, all common stockholders will have their shares of SEP converted to shares of ENB at a rate of 1:1.111. You should already see this change reflected in your Stockpile account. For more information on the merger, please see the following link: Enbridge Inc. and Spectra Energy Partners, LP Complete Merger

December 12, 2018

OCLR Acquisition
We recently received notice that Oclaro, Inc. (OCLR) has been acquired by Lumentum Holdings Inc. (LITE). As a result, all common stockholders have received a cash payout of $5.60 and 0.0636 shares of LITE per share of OCLR owned; in addition, the OCLR stock will no longer be trading. For more information on the merger, please see the following link: Lumentum Announces Completion Of Oclaro Acquisition

December 11, 2018

SONC Cash Merger
We recently received notice that Sonic Corp. (NYSE: SONC) has been acquired by Inspire Brands, a private multi-brand restaurant company, as of December 7th, 2018. As a result, all common stockholders have received a cash distribution of $43.50 per share of SONC owned; in addition, the SONC stock will no longer be trading.

November 30, 2018

DVMT Offer
We have recently received notice that Dell Technologies Inc. has increased its offer to Class V shareholders of its tracking stock (NYSE: DVMT) to a final offer price of $120.00 per share. For more information on the offer, please refer to the following press release: DELL TECHNOLOGIES ANNOUNCES SIGNIFICANT ENHANCEMENTS TO CLASS V TRANSACTION

COL/UTX Stock and Cash Merger
We recently received notice that Rockwell Collins, Inc. (NYSE: COL) has been acquired by United Technologies Corporation (NYSE: UTX). As a result, all common stockholders have received a cash payout of $93.33 in cash and 0.37525 shares of UTX per share of COL owned. You should already see the cash and stock distributions made to your account. For more information on the merger, please see the following link: United Technologies To Acquire Rockwell Collins For $30 Billion

AET/CVS Stock and Cash Merger
We have recently received notice that Aetna, Inc. (NYSE: AET) has been acquired by CVS Health Corporation (NYSE: CVS). As a result, all common stockholders have received a cash payout of $145.00 in cash and 0.8378 shares of CVS per share of AET owned. You should already see the cash and stock distributions made to your account. For more information on the merger, please see the following link: CVS Health Completes Acquisition of Aetna, Marking the Start of Transforming the Consumer Health Experience


November 27, 2018

ZOES Cash Merger
We recently received notice that Zoe’s Kitchen, Inc. (NYSE: ZOES) has been acquired by CAVA Group, Inc. As a result, all common stockholders have received a cash payout of $12.75 per share of ZOES owned; in addition, the ZOES stock will no longer be trading. You should already see the cash distributions made to your account. Since this is a mandatory corporate action, no further action is needed on your part. For more information on the merger, please see the following link: Cava Buys Zoe’s Kitchen in $300 Million Deal

November 7, 2018

TJX 2:1 Stock Split
On September 17, 2018, the Board of Directors of The TJX Companies, Inc. (TJX)
approved a 2-for-1 stock split, expected to occur on November 6, 2018.  Press Release


November 6, 2018

CA Cash Merger
We received notice that Broadcom Inc. (NASDAQ: AVGO) has recently completed its acquisition of CA, Inc. (NASDAQ: CA). Since you are a holder of the CA stock, we wanted to bring this news to your attention. As of November 5th, 2018, CA, Inc. has ceased trading on the NASDAQ. As a result of the acquisition, all CA stockholders have received $44.50 per share distributed to their accounts. Please find these changes reflected in your account, and no further action is needed on your part. Feel free to reach out if you have any questions or concerns. For more information on the Broadcom Inc. acquisition, please see the following news release: Broadcom Inc. Completes Acquisition of CA Technologies

November 1, 2018

PX/LIN Stock Merger → LIN
We have received notice that Praxair, Inc. (NYSE: PX) is merging with Linde AG and will be trading under a new holding company, Linde plc (NYSE: LIN). Since you are a PX stockholder, we wanted to bring this event to your attention. All PX stockholders will receive a 1:1 stock distribution of the LIN stock, and as of October 30th, 2018, PX has ceased trading. You should see the new LIN stock in your account on November 1st, 2018. For more information on the merger, please see the following press release: Praxair Shareholders Vote in Favor of Merger with Linde AG

October 22, 2018

PERY Cash Merger
We have received notice that Perry Ellis International, Inc. (PERY) has been acquired by an entity controlled by George Feldenkreis through a $437 million transaction. Since you are a PERY stockholder, we wanted to bring this event to your attention. All PERY stockholders will receive $27.50 per share in cash, and as of October 22, 2018, PERY will cease trading in the market. You should already see the cash distributions in your account. For more information on the acquisition, please see the following press release: Perry Ellis Shareholders Approve Proposed Transaction with George Feldenkreis


SVU Cash Merger
We recently received notice that SuperValu Inc. (NYSE: SVU) has been acquired by United Natural Foods, Inc. (NASDAQ: UNFI). As a result, all common stockholders have received a cash payout of $32.50 per share of SVU owned; in addition, the SVU stock will no longer be trading. You should already see the cash distributions made to your account. For more information on the merger, please see here: UNFI To Acquire SUPERVALU In Transformative Combination Creating North America's Premier Food Wholesaler


October 19, 2018

ETP/ETE ET Merger and Name Change
We have received notice that ETE and ETP have completed their previously announced merger. As a result, all holders of ETF has received 1.28 common units of ETE. In addition, ETE has changed its name to Energy Transfer, L.P. (NYSE: ET)—thus, ETP and ETE have ceased trading and will now be trading under the new symbol, ET.
For more information on the merger and name change, please see the following link: Energy Transfer Equity, L.P. and Energy Transfer Partners, L.P. Complete Merger, Simplify Structure


October 10, 2018

SYNT Cash Merger
We recently received notice that Syntel, Inc. (SYNT) has been acquired by Atos S.E. As a result, all common stockholders have received a cash payout of $41.00 per share of SYNT owned; in addition, the SYNT stock will no longer be trading.

September 18, 2018

UVXY 1:5 Reverse Split
We were recently notified that the ETF ProShares Short VIX Short-Term Futures (SVXY) has undergone a 1:5 reverse split. For example, for every five shares of UVXY owned pre-split, investors will receive one share of UVXY post-split. You should already see the new, post-split shares of UVXY in your account.

SVXY 1:4 Reverse Split
We were recently notified that the ETF ProShares Short VIX Short-Term Futures (SVXY) has undergone a 1:4 reverse split. For example, for every four shares of SVXY owned pre-split, investors will receive one share of SVXY post-split. You should already see the new, post-split shares of SVXY in your account.


September 12, 2018

XL Cash Merger
We recently received notice that XL Group Ltd (NYSE: XL) has been acquired by AXA. As a result, all common stockholders have received a cash payout of $57.60 per share of XL owned; in addition, the XL stock will no longer be trading. All cash distributions should already be reflected in customer accounts. 


September 6, 2018

ILG is being acquired by VAC
We have received notice that ILG, Inc. (ILG) has been acquired by Marriott Vacations Worldwide (NYSE: VAC) as of September 1st, 2018.

All ILG stockholders will receive $14.75 in cash and 0.165 shares of VAC common stock for each share of ILG common stock owned. You should already see the distributions in your account, and no further action is needed on your part. For more information on the acquisition, please see the following press release: Marriott Vacations Worldwide Completes Acquisition of ILG, Inc.


September 4, 2018

ANDV and MPC Merger
We have received notice that as of August 3rd, 2018, Andeavor (NYSE: ANDV) and Marathon Petroleum Corp (NYSE: MPC) filed a joint definitive proxy statement and prospectus regarding the pending merger in which MPC will be acquiring all ANDV outstanding shares. The options of the merger consist of:

  1. Cash consideration of $152.27 per share (subject to proration). 22,885,359 shares (15% total outstanding) of ANDV common stock will be the total amount accepted for cash

  2. Stock consideration of 1.87 shares of MPC common stock per share

Because the merger is pending and subject to allocation and proration procedures, there is no assurance that shareholders will receive their election choices. For more information, please see the following press release: Marathon Petroleum Corp. and Andeavor announce filing of definitive proxy statement


August 30, 2018

GGP (GGP) is performing a cash merger.


August 14, 2018

Volkswagen AG Ordinary Shares ADR Termination Program (old symbol: VLKAY)

Summary

  • At the end of trading on Monday, August 13, Volkswagen AG terminated its sponsored ADR program.

  • VLKAY shares are no longer trading as there is no liquid market for this ADR.

  • Stockpile is no longer accepting or able to fill trades on VLKAY due to the lack of a market for the shares.

  • Current Stockpile clients holding VLKAY ADR will only be offered the default cash option.

Terms of the Default cash option:

On or after February 11, 2019 JP Morgan, acting as the depository, will sell the securities represented by VLKAY and distribute the proceeds for the pro rata benefit of the registered holders of the VLKAY ADR that have not be surrendered. 

August 1, 2018

Foundation Medical (FMI - F017956) - Shares of Foundation Medical were purchased by Roche for $137.00 in cash.

July 27, 2018

Quality Care Properties (QCP) performed a cash merger.  Shareholders will receive $20.75 cash per 1 share held.


July 24, 2018

Involuntary Reorganization - Helios & Matheson Analytics 1:250 Reverse Split

If you own 250 shares you now have 1 share.  We anticipate the shares may arrive in the next 2-3 business days. 

July 16, 2018

Valeant Pharmaceuticals International (VRX) performed a ticker change to BHC. - Press Release

Bank of the Ozarks (OZRK) performed a ticker change to OZK. - Press Release


July 9, 2018

Keurig and Dr Pepper Announce Merger between Keurig Green Mountain and Dr Pepper Snapple Group

Stockpile accounts will be updated with the special cash dividend and the stock symbol change to KDP on July 13, 2018.


June 18, 2018

Voluntary Corporate Action - Frequently makes less sense for Stockpile customer given the small size of position and $50 Reorg fee assessed by APEX.

Expiration Date: Wednesday, July 11, 2018 Br. Instruct. Cutoff Date: Monday, July 09, 2018 5:00 PM

Security: A045813 (ALTABA INC)

CUSIP: 021346101

Symbol: AABA


June 18, 2018

Mandatory Corporate Action

Allocation Date: Monday, June 18, 2018

Security: B026362 (BLACKHAWK NETWORK HOLDINGS INC)

CUSIP: 09238E104

Symbol: HAWK

REORG TYPE: Cash Merger

RATE: @ $45.25


June 18, 2018

Mandatory Corporate Action

Allocation Date: Monday, June 18, 2018

Security: F227999 (FINISH LINE INC-CL A)

CUSIP: 317923100

Symbol: FINL

REORG TYPE: Cash Merger

RATE: @ $13.50

June 15, 2018

Mandatory Corporate Action

Allocation Date: Friday, June 15, 2018

Security: T011724 (TIME WARNER INC)

CUSIP: 887317303

Symbol: TWX

REORG TYPE: Cash and Stock Merger

RATE: Cash 53.75 & Stock @ 1.437 of ATT (symbol: T)

Time Warner stock ceased trading as of the close of business June 14, 2018. Holders of Time Warner stock will received Cash 53.75 & Stock @ 1.437 of ATT (symbol: T). 


June 15, 2018

Mandatory Corporate Action

Security: L013032 (LAYNE CHRISTENSEN CO)

Symbol: LAYN

REORG TYPE: STOCK MERGER

RATE: @ 0.27

Layne Christensen Company (NASDAQ: LAYN) ("Layne" or the "Company") announced that its merger with Granite Construction Incorporated (NYSE: GVA) ("Granite") has now been completed. As a result of the transaction, Layne's common stock will no longer be traded on the Nasdaq Stock Market, effective immediately. One share of Layne shares are being exchanged for 0.27 Granite shares.

June 11, 2018

Mandatory Corporate Action

Security: A046464 (ARO LIQUIDATION INC)
CUSIP: 00215Q103
REORG TYPE: POSITION DELETION AS WORTHLESS
RATE: :  @ 0.00


June 7, 2018

Bayer completed the acquisition of Monsanto on June 7, 2018. Bayer is now the sole owner of Monsanto.

Security: M006754 (MONSANTO CO)

CUSIP: 61166W101

Symbol: MON

REORG TYPE: CASH MERGER

RATE: @ $128.00, one share of Monsanto would receive $128. Fractional shares will receive the cash equivalent to their fractional share.

For more details you can visit:



June 4, 2018

Starting June 4 the follow "Original Name" ETF's will change to the Invesco branded under the "New Name" column.

Tickers: Unchanged

CUT and DBC will be added as new securities as these ones added by a position transfer. 



May 25, 2018

(WINDSTREAM HOLDINGS INC)

Mandatory Corporate Action

Allocation Date: 25th MAY, 2018

Security: W012388 (WINDSTREAM HOLDINGS INC) Old Cusip #: 97382A200

Type:  Reverse split into 97382A309

Rate: 1:5

Note: The symbol will remain


May 24, 2018

Allocation Date: Thursday, May 24, 2018

Security: L323457 (LEUCADIA NATIONAL CORP)

CUSIP: 527288104

Symbol: LUK

REORG TYPE:  NAME CHANGE

RATE: @ 1


May 18, 2018

Allocation Date: 18 May.  2018

Security: S012318 (***STATOIL ASA)                      

Cusip#:  85771P102

Type: 1:1 NAME CHANGE INTO 29446M102

Stock Rate:  @ 1


May 18, 2018

PRoShares ETF share splits

The below securities will undergo reverse splits effective 5/24. On the evening 5/23, investor accounts will be adjusted overnight with new positions.  Any reports that are created prior to the adjustment will not reflect the post-split positions. The trading symbols will not change.

The below securities will undergo forward splits with an ex-date of 5/24. The accounts will be adjusted with the split shares on the morning of the ex-date.

May 17, 2018

Allocation Date: Thursday, May 17, 2018

Security: E002116 (ELEVEN BIOTHERAPEUTICS INC)

CUSIP: 286221106

Symbol: EBIO

REORG TYPE: Name Change

RATE: 1

Mandatory Corporate Action


May 16, 2018

Allocation Date: Wednesday, May 16, 2018

Security: R023641 (REAL INDUSTRY INC)

CUSIP: 75601W104

REORG TYPE: BANKRUPTCY DISTRIBUTION

RATE: @ 0.0050

Mandatory Corporate Action


May 4, 2018

Allocation Date: Friday, May 04, 2018

Security: M051943 (MULESOFT INC)

CUSIP: 625207105

REORG TYPE: Cash and Stock Merger

RATE: CASH @ $36.00 & STOCK  @ 0.0711

Mandatory Corporate Action

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