We track mandatory corporate actions for you and provide the list here. Where we can, we add the details that we have received. Please note that many of these actions evolve over time and additional details will be added as we receive them.
December 2, 2024
DBV Technologies S.A. (DBVT) 1-for-5 reverse split. Fractions retained
Vroom, Inc. (VRM) demotion to OTC Markets, symbol change to VRMMQ
November 27, 2024
Select Medical Holdings Corporation (SEM) spinoff of Concentra Group Holdings Parent, Inc. (CON). Holders keep their SEM shares, will receive an additional 0.806971 share CON for every SEM share.
Tradr 2x Short Innovation Daily ETF (SARK) 1-for-3 reverse split. Fractions retained
U-BX Technology Ltd. (UBXG) 1-for-16 reverse split. Fractions rounded up to the next whole share
Vista Outdoor, Inc. (VSTO) delisting - acquisition / cash & stock merger into Revelyst, Inc. (GEAR). Holders will receive 1 share GEAR and $25.75 cash for each share of VSTO.
November 25, 2024
Hyperscale Data, Inc. (GPUS) 1-for-35 reverse split. Fractions retained
November 22, 2024
Dragonfly Energy Holdings Corp. (DFLI) 1-for-9 reverse split. Fractions rounded up to the next whole share
Haynes International, Inc. (HAYN) delisting - cash merger / buyout at $61.00 per share
Marathon Oil Corp. (MRO) delisting - acquisition / stock merger into ConocoPhillips Co. (COP) at 0.255 COP for every MRO share
November 21, 2024
Luminar Technologies, Inc. (LAZR) 1-for-15 reverse split. Fractions retained
Perimeter Solutions S.A. (PRM) redomicile to U.S. from Luxembourg, now Perimeter Solutions, Inc. No symbol change
November 20, 2024
Grayscale Bitcoin Mini Trust (BTC) 1-for-5 reverse split. Fractions retained
Grayscale Ethereum Mini Trust (ETH) 1-for-10 reverse split. Fractions retained
R1 RCM, Inc. (RCM) delisting - cash merger / buyout at $14.30 per share
November 19, 2024
Polar Power, Inc. (POLA) 1-for-7 reverse split. Allocation date and fractional share treatment TBD
Spirit Airlines, Inc. (SAVE) demotion to OTC Markets, symbol change to SAVEQ
SOS Limited (SOS) 1-for-15 reverse split. Fractions retained
November 18, 2024
Axonics Modulation Technologies, Inc. (AXNX) delisting - cash merger / buyout at $71.00 per share
November 14, 2024
Akanda Corp. (AKAN) 1-for-2 reverse split. Fractions dropped to 5 decimal places
Thoughtworks Holding, Inc. (TWKS) delisting - cash merger / buyout at $4.40 per share
November 13, 2024
Danimer Scientific, Inc. (DNMR) 1-for-40 reverse split. Fractions retained
Nationwide Risk-Managed Income ETF (NUSI) sponsor company change to NEOS Investments, now the NEOS Nasdaq-100 Hedged Equity Income ETF. Symbol remains NUSI
Instructure Holdings, Inc. (INST) delisting - cash merger / buyout at $23.60 per share
Primo Water Corporation (PRMW) delisting - merger with BlueTriton Brands, Inc. to form Primo Brands Corporation (PRMB)
November 11, 2024
FuelCell Energy, Inc. (FCEL) 1-for-30 reverse split. Fractions retained
SVB Financial Group (SIVBQ) delisting - bankruptcy restructuring, positions removed as worthless
Volcon, Inc. (VLCN) 1-for-8 reverse split, fractions rounded up to the next whole share
November 8, 2024
Sonendo, Inc. (SONX) 1-for-200 reverse split. Fractions retained
November 7, 2024
ProShares Short Bitcoin Strategy ETF (BITI) 1-for-5 reverse split. Fractions retained
ProShares UltraPro Short (-3x) Dow30 (SDOW) 1-for-5 reverse split. Fractions retained
ProShares Short S&P500 (SH) 1-for-4 reverse split. Fractions retained
ProShares UltraPro Short (-3x) QQQ (SQQQ) 1-for-5 reverse split. Fractions retained
ProShares UltraShort (-2x) Russell2000 (TWM) 1-for-5 reverse split. Fractions retained
ProShares Short-Term VIX Futures ETF (VIXY) 1-for-4 reverse split. Fractions retained
November 6, 2024
Lilium N.V. (LILM) demotion to OTC Markets, symbol change to LILMF
Lilium N.V. warrants (LILMW) demotion to OTC Markets, symbol change to LILWF
Novo Integrated Sciences, Inc. (NVOS) demotion to OTC Markets, no symbol change
Update: ClearBridge Focus Value ETF (CFCV) final distribution:
Principal Distribution: $37.021942
Short-Term Capital Gains Distribution: $0.263500
Long-Term Capital Gains Distribution: $0.845340
Total Payout Rate: $38.130782
November 5, 2024
Aqua Metals, Inc. (AQMS) 1-for-20 reverse split. Fractions retained
Qualigen Therapeutics, Inc. (QLGN) 1-for-50 reverse split. Fractions retained
Stericycle, Inc. (SRCL) delisting - cash merger / buyout at $62.00 per share
November 4, 2024
Direxion Daily FTSE China Bear 3X ETF (YANG) 1-for-20 reverse split. Fractions retained
November 1, 2024
MDU Resources Group, Inc. (MDU) spin-off of construction services division into Everus Construction Group, Inc. (ECG). Holders will receive 1 ECG for every 4 shares of MDU.
October 31, 2024
NuZee, Inc. (NUZE) company name & symbol change to CIMG, Inc. (IMG)
Vicinity Motor Corp. (VEV) demotion to OTC Markets, symbol change to VEVMQ
October 30, 2024
ClearBridge Focus Value ETF (CFCV) delisting - pending fund liquidation at rate TBD
Terran Orbital Corp. (LLAP) delisting - cash merger / buyout at $0.25 per share
October 28, 2024
Amyris, Inc. escrow shares ("A064240") delisting - cash out at $0.0089 per share
Ashford Hospitality Trust, Inc. (AHT) 1-for-10 reverse split. Fractions retained
New York Community Bancorp, Inc. (NYCB) company name & symbol change to Flagstar Financial, Inc. (FLG)
PETIQ, Inc. (PETQ) delisting - cash merger / buyout at $31.00 per share
Zapata Computing Holdings, Inc. (ZPTA) demotion to OTC Markets, symbol remains ZPTA
October 25, 2024
Seaport Entertainment Group, Inc. rights (SEG-RT) delisting - rights expired, positions removed as worthless
October 24, 2024
Nebius Group N.V. (NBIS) Exchange suspension lifted, back to trading as normal
VictoryShares Nasdaq Next 50 ETF (QQQN) delisting - pending fund liquidation at $31.27903194 per share
October 23, 2024
Sharecare, Inc. (SHCR) delisting - cash merger / buyout at $1.43 per share
October 22, 2024
Gritstone Oncology, Inc. (GRTS) demotion to OTC Markets. Symbol change to GRTSQ
Kintara Therapeutics, Inc. (KTRA) delisting - acquisition / merger into TuHURA Biosciences, Inc. (HURA) then 1-for-35 reverse split. Fractions rounded up to next whole share
October 21, 2024
Fisker, Inc. (FSRNQ) delisting from OTC Markets, further details TBD
The Gabelli Utility Trust rights (GUT-RT) expired - positions removed as worthless
Orgenesis, Inc. (ORGS) demotion to OTC Markets. Symbol remains ORGS
October 18, 2024
Alpine 4 Holdings, Inc. (ALPP) demotion to OTC Markets. Symbol remains ALPP
Biora Therapeutics, Inc. (BIOR) 1-for-10 reverse split. Fractions retained
Orange S.A. (ORAN) demotion to OTC Markets. Symbol change to ORANY
October 17, 2024
Squarespace, Inc. (SQSP) delisting - pending cash merger / acquisition at $46.50 per share
October 16, 2024
Dolphin Entertainment, Inc. (DLPN) 1-for-2 reverse split. Fractions rounded up to next whole share
23andMe Holding Co. (ME) 1-for-20 reverse split. Fractions rounded up to next whole share
October 15, 2024
SMART Global Holdings, Inc. (SGH) company name & symbol change to Penguin Solutions, Inc. (PENG)
AgEagle Aerial Systems, Inc. (UAVS) 1-for-50 reverse split. Fractions retained
October 14, 2024
NV5 Global, Inc. (NVEE) 4-for-1 split
October 11, 2024
Schwab Fundamental US Small Company ETF (FNDA) 2-for-1 split
Schwab Fundamental US Large Company ETF (FNDX) 2-for-1 split
Schwab US Small-Cap ETF (SCHA) 2-for-1 split
Schwab US Broad Market ETF (SCHB) 3-for-1 split
Schwab US Dividend Equity ETF (SCHD) 3-for-1 split
Schwab US Large-Cap Growth ETF (SCHG) 4-for-1 split
Schwab US Mid-Cap ETF (SCHM) 3-for-1 split
Schwab Short-Term US Treasury ETF (SCHO) 2-for-1 split
Schwab US TIPS ETF (SCHP) 2-for-1 split
Schwab US Large-Cap Value ETF (SCHV) 3-for-1 split
Sharing Services Global Corp. (SHRGD) symbol change back to SHRG
Pacer BioThreat Strategy ETF (VIRS) delisting - pending fund liquidation. Terms: $39.97457 cash and $0.0519 dividends per share
October 9, 2024
Maxeon Solar Technologies, Ltd. (MAXN) 1-for-100 reverse split. Fractions retained
Sony Group Corporation (SONY) 5-for-1 split
Sequans Communications S.A. (SQNS) 1-for-2.5 reverse split. Fractions retained
Tellurian, Inc. (TELL) delisting - cash merger / buyout at $1.00 per share
October 8, 2024
Agrify Corp. (AGFY) 1-for-15 reverse split. Fractions retained
Safe & Green Development Corp. (SGD) 1-for-20 reverse split. Fractions retained
Trevena, Inc. (TRVN) demotion to OTC Markets, symbol remains TRVN
Vision Marine Technologies, Inc. (VMAR) 1-for-9 reverse split. Fractions rounded up to next whole share
Vertex Energy, Inc. (VTNR) demotion to OTC Markets, symbol change to VTNRQ
October 7, 2024
Calliditas Therapeutics AB (CALT) delisting - cash merger / buyout at $39.52228 per share. Allocation date TBD
Defiance Next Gen H2 ETF (HDRO) 1-for-8 reverse split. Fractions retained
Enviva Partners, LP (EVA) demotion to OTC Markets, symbol change to EVVAQ
Vector Group Ltd. (VGR) delisting - cash merger / buyout at $15.00 per share
October 4, 2024
Aaron's, Inc. (AAN) delisting - cash merger / buyout at $10.10 per share
Sify Technologies Limited (SIFY) 1-for-6 reverse split. Fractional treatment TBD
October 3, 2024
BIOLASE, Inc. (BIOL) demotion to OTC Markets, symbol change to BIOLQ
Eagle Pharmaceuticals, Inc. (EGRX) demotion to OTC Markets, symbol remains EGRX
Lam Research Corp. (LRCX) 10-for-1 split
Perficient, Inc. (PRFT) delisting - cash merger / buyout at $76.00 per share
October 2, 2024
BlackRock, Inc. (BLK) completed acquisition of Global Infrastructure Partners to form "new" BlackRock. Old shares will be automatically converted on a 1-for-1 basis, symbol remains BLK
Chesapeake Energy Corp. (CHK) company name / symbol change to Expand Energy Corporation (EXE)
SoFi Select 500 ETF (SFY) 1-for-5 reverse split. Fractions retained
Yamaha Corp. (YAMCY) 3-for-1 split
October 1, 2024
Audacy, Inc. (AUDAQ) delisting from OTC Markets, pending removal as worthless
PowerSchool Holdings, Inc. (PWSC) delisting - cash merger / buyout at $22.80 per share
Super Micro Computer, Inc. (SMCI) 10-for-1 split
Southwestern Energy Co. (SWN) delisting - acquisition / stock merger into Chesapeake Energy Corp. (CHK) at 0.0867 CHK for every SWN share
Teekay Corporation (TK) corporate reorganization / CUSIP change. Symbol remains TK
September 30, 2024
Fangdd Network Group Ltd. (DUO) termination of ADR facility, 1-for-1 exchange into Nasdaq-listed shares. Symbol remains DUO
Ecofin Global Water ESG Fund (EBLU) company name / symbol change to Tortoise Global Water ESG Fund (TBLU)
Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-8 reverse split. Fractions retained
September 27, 2024
Bayerische Motoren Werkes AG (a.k.a. BMW Automotive - BMWYY) delisting - pending ADR termination, further details TBD
Doma Holdings, Inc. (DOMA) delisting - cash merger / buyout at $6.29 per share
September 25, 2024
Orgenesis, Inc. (ORGS) 1-for-10 reverse split. Fractions retained
September 24, 2024
E-Home Household Service Holdings Ltd. (EJH) 1-for-10 reverse split. Fractions rounded up to next whole share
September 23, 2024
Bowflex, Inc. (BFXXQ) delisting from OTC Markets, positions removed as worthless
Burgerfi International, LLC (BFI) demotion to OTC Markets, symbol change to BFICQ
Vertical Aerospace Ltd. (EVTL) 1-for-10 reverse split. Fractions retained
MultiPlan Corp. (MPLN) 1-for-40 reverse split. Fractions retained
Ontrak, Inc. (OTRK) 1-for-15 reverse split. Fractions rounded up to next whole share
VapoTherm, Inc. (VAPO) delisting - cash merger / buyout at $2.18 per share
September 19, 2024
Bright Green Corporation (BGXX) demotion to OTC Markets, symbol remains BGXX
G1 Therapeutics, Inc. (GTHX) delisting - cash merger / buyout at $7.15 per share
Hawaiian (Airlines) Holdings, Inc. (HA) delisting - cash merger / buyout at $18.00 per share
Markforged Holding Corp. (MKFG) 1-for-10 reverse split. Fractions rounded up to next whole share
Silvergate Capital Corp. (SICP) demotion to OTC Markets, symbol change to SICPQ
September 18, 2024
Edgio, Inc. (EGIO) demotion to OTC Markets, symbol change to EGIOQ
Silk Road Medical, Inc. (SILK) delisting - cash merger / buyout at $27.50 per share
Chord Energy Corp. warrants (WLLBW) expired, positions removed as worthless
September 17, 2024
Alimera Sciences, Inc. (ALIM) delisting - merger / acquisition by Ani Pharmaceuticals, Inc. Holders will receive $5.50 cash and one non-tradable contingent value right per share of ALIM held. Further information HERE
Deckers Outdoor Corp. (DECK) 6-for-1 split
Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share
Nuvve Holding Corp. (NVVE) 1-for-10 reverse split. Fractions rounded up to next whole share
September 16, 2024
iSpecimen, Inc. (ISPC) 1-for-20 reverse split. Fractions rounded up to next whole share
Knightscope, Inc. (KSCP) 1-for-50 reverse split. Fractions retained
2U, Inc. (TWOUQ) delisting from OTC Markets. Further details TBD
September 13, 2024
Digital Media Solutions, Inc. (DMSL) demotion to OTC Markets, symbol change to DMSLQ
Sharing Services Global Corporation (SHRG) symbol change to SHRGD. 1-for-1400 reverse split , fractions rounded up to next whole share
September 12, 2024
Cintas Corp. (CTAS) 4-for-1 split
Solaris Oilfield Infrastructure, Inc. (SOI) company name / symbol change to Solaris Energy Infrastructure, Inc. (SEI)
September 11, 2024
Hyzon Motors, Inc. (HYZN) 1-for-50 reverse split. Fractions retained
UTime Ltd. (WTO) 1-for-25 reverse split. Fractions rounded up to next whole share
Velo3D, Inc. (VLD) demotion to OTC Markets, symbol change to VLDX
September 10, 2024
Ault Alliance, Inc. (AULT) company name / symbol change to Hyperscale Data, Inc. (GPUS)
Big Lots, Inc. (BIG) demotion to OTC Markets, symbol change to BIGGQ
Liberty Media SiriusXM Series A (LSXMA) delisting - merger into new Sirius XM Holdings, Inc. (SIRI) at 0.8375 SIRI for each LSXMA share
Liberty Media SiriusXM Series C (LXSMK) delisting - merger into new Sirius XM Holdings, Inc. (SIRI) at 0.8375 SIRI for each LSXMK share
Sirius XM Holdings, Inc. (SIRI) 1-for-10 reverse split. Fractions retained
September 9, 2024
BlackSky Technology, Inc. (BKSY) 1-for-8 reverse split. Fractions retained
Tetra Tech, Inc. (TTEK) 5-for-1 split
September 6, 2024
Brookfield Reinsurance Ltd. (BNRE) delisting - corporate reorganization / company name change to Brookfield Wealth Solutions Ltd. (BNT)
Amplify Emerging Markets FinTech ETF (EMFQ) delisting - pending fund liquidation at rate TBD
Amplify Treatments, Testing and Advancements ETF (GERM) delisting - pending fund liquidation at rate TBD
September 5, 2024
Allbirds, Inc. (BIRD) 1-for-20 reverse split. Fractions retained
Draganfly Innovations, Inc. (DPRO) 1-for-25 reverse split. Fractions retained
Natura &Co Holding S.A. (NTCOY) - update - ADS termination, payout at $5.043659 per share
September 4, 2024
Diamond Offshore Drilling (DO) delisting - cash & stock merger into Noble Corporation (NE) at $5.65 cash and 0.2316 NE for each DO share
Rite Aid Corporation (RADCQ) delisting - bankruptcy restructuring, shares removed as worthless
The Container Store Group, Inc. (TCS) 1-for-15 reverse split. Fractions retained
September 3, 2024
Ebix, Inc. (EBIXQ) delisting from OTC Markets, shares removed as worthless
August 29, 2024
Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol change to FRBKQ
Independence Contract Drilling, Inc. (ICD) demotion to OTC Markets, symbol change to ICDI
August 28, 2024
Acorda Therapeutics, Inc. (ACORQ) delisting - bankruptcy restructuring, positions removed as worthless
August 26, 2024
Allego N.V. (ALLG) symbol change to ALLGF
Capital Product Partners L.P. (CPLP) company name / symbol change to Capital Clean Energy Carriers Corp. (CCEC)
ESS Tech, Inc. (GWH) 1-for-15 reverse split. Fractions retained
BiomX, Inc. (PHGE) 1-for-10 reverse split. Fractions rounded up to next whole share
August 24, 2024
Allego N.V. (ALLG) symbol change to ALLGF
Capital Product Partners L.P. (CPLP) company name / symbol change to Capital Clean Energy Carriers Corp. (CCEC)
ESS Tech, Inc. (GWH) 1-for-15 reverse split. Fractions retained
BiomX, Inc. (PHGE) 1-for-10 reverse split. Fractions rounded up to next whole share
August 23, 2024
Allego N.V. (ALLG) voluntary delisting from U.S. exchanges, further details TBD
August 22, 2024
Asensus Surgical, Inc. (ASXC) delisting - cash merger / buyout at $0.35 per share
BioCardia, Inc. Warrants (BCDAW) expired, positions removed as worthless
Gap, Inc. (GPS) symbol change to GAP
Vision Marine Technologies, Inc. (VMAR) 1-for-15 reverse split. Fractions rounded up to next whole share
August 21, 2024
Meta Materials, Inc. (MMAT) demotion to OTC Markets, symbol change to MMATQ
Yandex N.V. (YNDX) delisting - European company has divested Russian assets. Company name / symbol change to Nebius Group N.V. (NBIS). Stock remains suspended currently by U.S. exchanges, placeholder symbol "Y003650".
August 20, 2024
Ginkgo Bioworks Holdings, Inc. (DNA) 1-for-40 reverse split. Fractions retained
August 19, 2024
Collective Audience, Inc. (CAUD) demotion to OTC Markets, symbol remains CAUD
Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-40 reverse split. Fractions rounded up to next whole share
Surf Air Mobility, Inc. (SRFM) 1-for-7 reverse split. Fractions retained
August 16, 2024
Collective Audience, Inc. (CAUD) demotion to OTC Markets, symbol remains CAUD
Genius Group Ltd. (GNS) 1-for-20 reverse split. Fractions dropped
Grindrod Shipping Holdings, Ltd. (GRIN) delisting - pending cash merger / buyout at $14.25 per share
Invitae Corporation (NVTAQ) delisting - bankruptcy restructuring, positions removed as worthless
EightCo Holdings, Inc. (OCTO) 1-for-5 reverse split. Fractions retained
SunPower Corporation (SPWR) demotion to OTC Markets, symbol change to SPWRQ
August 13, 2024
Trevena, Inc. (TRVN) 1-for-25 reverse split. Fractions retained
August 12, 2024
iShares Robotics and AI Multisector ETF (IRBO) delisting - fund name & symbol change to iShares Future AI & Tech ETF (ARTY)
August 9, 2024
Casa Systems, Inc. (CASSQ) delisting from OTC Markets, positions removed as worthless
August 8, 2024
Camber Energy, Inc. (CEI) demotion to OTC Markets, symbol change to CEIN
International Media Acquisition Corp. (IMAQ) demotion to OTC Markets, symbol remains IMAQ
MicroStrategy, Inc. (MSTR) 10-for-1 split
Natura &Co Holding S.A. (NTCOY) delisting - corporate reorganization, further details TBD
Sunshine Biopharma, Inc. (SBFM) 1-for-20 reverse split. Fractions rounded up to next whole share
VBI Vaccines, Inc. (VBIV) demotion to OTC Markets, symbol change to VBIVQ
August 7, 2024
Spectaire Holdings, Inc. (SPEC) demotion to OTC Markets, symbol remains SPEC
2U, Inc. (TWOU) demotion to OTC Markets, symbol change to TWOUQ
August 6, 2024
Conn's, Inc. (CONN) demotion to OTC Markets, symbol change to CONNQ
Whole Earth Brands, Inc. (FREE) delisting - cash merger / buyout at $4.875 per share
United Community Banks, Inc. (UCBI) symbol change to UCB
August 5, 2024
Greenlane Holdings, Inc. (GNLN) 1-for-11 reverse split. Fractions rounded up to next whole share
MorphoSys AG (MOR) delisting - pending merger / acquisition, further details TBD
PNM Resources, Inc. (PNM) company name & symbol change to TXNM Energy, Inc. (TXNM)
August 2, 2024
Scorpius Holdings, Inc. (SCPXD) re-listing up to NYSE exchange, symbol change to SCPX
August 1, 2024
Ferguson PLC (FERG) corporate reorganization into Ferguson Enterprises, Inc. Symbol remains FERG
Howard Hughes Holdings, Inc. (HHH) spinoff of new Seaport Entertainment Group, Inc. (SEG) at 1 SEG for every 9 HHH shares held
U.S. Silica Holdings, Inc. (SLCA) delisting - cash merger / buyout at $15.50 per share
Summit Midstream Partners, LP (SMLP) delisting - corporate reorganization into Summit Midstream Corporation (SMC)
July 30, 2024
Grayscale Bitcoin Trust (GBTC) spinoff of Grayscale Bitcoin Mini Trust (BTC) at 1-for-1
July 26, 2024
Ashford, Inc. (AINC) delisting - company will no longer be SEC-reporting, cash out current holders at $5.00 per share
Finance of America Equity Capital LLC (FOA) 1-for-10 reverse split. Fractions retained
Hibbett Sports, Inc. (HIBB) delisting - cash merger / buyout at $87.50 per share
July 25, 2024
Evogene Ltd. (EVGN) 1-for-10 reverse split. Resulting fractions 0.5+ rounded up to next whole share
Spark Networks SE (LOVLQ) delisting from OTC Markets, positions removed as worthless
July 24, 2024
MyMD Pharmaceuticals, Inc. (MYMD) company name / symbol change to TNF Pharmaceuticals, Inc. (TNFA)
iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split. Fractions retained
July 23, 2024
CURO Group Holdings Corp. (CUROQ) delisting - bankruptcy restructuring complete, holders will receive one contingent value right for each share held (placeholder symbol "C142626")
Grayscale Ethereum Trust (ETHE) spinoff of Grayscale Ethereum Mini Trust (ETH). Holders will receive 1 ETH for every ETHE share.
July 22, 2024
Equitrans Midstream Corporation (ETRN) delisting - acquisition / stock merger into EQT Corporation (EQT) at 0.3504 EQT for every ETRN share
Defiance 5G Next Gen Connectivity ETF (FIVG) fund name / symbol change to Defiance Connective Technologies ETF (SIXG)
The Gabelli Multimedia Trust, Inc. rights (GGTRT) expired - positions removed as worthless
Direxion Moonshot Innovators ETF (MOON) delisting - pending fund liquidation at $10.33444 per share, anticipated allocation date TBD
July 19, 2024
Astra Space, Inc. (ASTR) delisting - cash merger / buyout at $0.50 per share
Benson Hill, Inc. (BHIL) 1-for-35 reverse split. Fractions retained
Sify Technologies Ltd. rights (SIFYR) expired - positions removed as worthless
July 18, 2024
Scorpius Holdings, Inc. (SCPX) 1-for-200 reverse split. Fractions retained. Also demotion to OTC Markets, symbol change to SCPXD
Sonim Technologies, Inc. (SONM) 1-for-10 reverse split. Fractions rounded up to next whole share
July 17, 2024
Shapeways, Inc. (SHPW) demotion to OTC Markets. Symbol change to SHPWQ
July 15, 2024
Broadcom, Inc. (AVGO) 10-for-1 split
Euronav N.V. (EURN) delisting - company name / symbol change to CMB.TECH (CMBT)
Monterey Capital Acquisition Corp. (MCAC) delisting - stock merger into ConnectM Technology Solutions, Inc. (CNTM) at 1-for-1
United States Lime & Minerals, Inc. (USLM) 5-for-1 split
Catheter Precision, Inc. (VTAK) 1-for-10 reverse split. Fractions retained
July 12, 2024
Farfetch Limited (FTCHF) demotion to OTC Markets. Symbol change to FTCHQ
New York Community Bancorp, Inc. (NYCB) 1-for-3 reverse split. Fractions retained
July 11, 2024
American Well Corp. (AMWL) 1-for-20 reverse split. Fractions retained
Calumet Specialty Products Partners, LP (CLMT) corporate reorganization into a C-corp. (Calumet, Inc.) Symbol remains CLMT
Ideanomics, Inc. (IDEX) demotion to OTC Markets. Symbol remains IDEX
W. R. Berkley Corporation (WRB) 3-for-2 split
July 10, 2024
AFC Gamma, Inc. (AFCG) spinoff of commercial real estate portfolio into new Sunrise Realty Trust, Inc. (SUNS). Holders will receive 1 SUNS for every 3 AFCG shares.
Pulse Biosciences, Inc. (PLSE) rights expired - positions removed as worthless
July 9, 2024
Williams-Sonoma, Inc. (WSM) 2-for-1 split
July 8, 2024
WestRock Co. (WRK) delisting - cash & stock merger with Smurfit Kappa into Smurfit Westrock plc (SW). Holders will receive $5.00 cash and 1 share SW for each WRK share.
July 3, 2024
CorEnergy Infrastructure Trust, Inc. (CORRQ) bankruptcy restructuring, positions removed as worthless
Chicken Soup for the Soul Entertainment, Inc. (CSSE) demotion to OTC Markets, symbol change to CSSEQ
Everbridge, Inc. (EVBG) delisting - cash merger / buyout at $35.00 per share
Encore Wire Corp. (WIRE) delisting - cash merger / buyout at $290.00 per share
July 2, 2024
Cano Health, Inc. (CANOQ) delisted from OTC Markets, final outcome TBD
Cedar Fair, LP (FUN) acquisition / stock merger into new Six Flags Entertainment Corp. (FUN) at 1-for-1
Delta Apparel, Inc. (DLA) demotion to OTC Markets, symbol change to DLAPQ
Six Flags Entertainment Corp. (SIX) delisting - merger with Cedar Fair, LP (FUN) into new corporate entity. Holders will receive 0.58 new FUN for each SIX share.
July 1, 2024
Direxion Daily Jr. Gold Miners Bear 3x ETF (JDST) 1-for-10 reverse split. Fractions retained
Kore Group Holdings, Inc. (KORE) 1-for-5 reverse split. Fractions rounded up to next whole share
Powerfleet, Inc. (PWFL) symbol change to AIOT
June 28, 2024
Apartment Income REIT Corp (AIRC) delisting - cash merger / buyout at $39.12 per share
HireRight Holdings Corp. (HRT) delisting - cash merger / buyout at $14.35 per share
iPath Bloomberg Coffee Subindex Total Return ETN (JJOFF) delisting - fund liquidation at $24.2546 per share
Kiniksa Pharmaceuticals, Ltd. (KNSA) corporate reorganization & CUSIP change, symbol remains KNSA
NanoString Technologies, Inc. (NSTGQ) delisting - bankruptcy reorganization into escrow shares (placeholder symbol "N017440")
June 27, 2024
Fortuna Silver Mines, Inc. (FSM) corporate reorg. into Fortuna Mining Corp. Symbol remains FSM
DermTech, Inc. (DMTK) demotion to OTC Markets, symbol change to DMTKQ
June 26, 2024
Chipotle Mexican Grill, Inc. (CMG) 50-for-1 stock split
Staffing 360 Solutions, Inc. (STAF) 1-for-10 reverse split. Fractions rounded up to next whole share
June 25, 2024
Crown ElectroKinetics Corp. (CRKN) 1-for-150 reverse split. Fractions rounded up to next whole share
Illumina, Inc. (ILMN) spinoff of GRAIL, LLC (GRAL) at 1 GRAL for every 6 shares ILMN. Cash-in-lieu of fractional shares
IMV, Inc. (IMVIQ) symbol change to IMVIF
Nikola Corp. (NKLA) 1-for-30 reverse split. Fractions retained
June 24, 2024
Clockwise Core Equity & Innovation ETF (TIME) primary fund sponsor change from Capitol Series Trust to Tidal ETF Trust II, symbol remains TIME
June 21, 2024
AVROBIO, Inc. (AVRO) 1-for-12 reverse split. Company name / symbol change to Tectonic Therapeutic, Inc. (TECX)
WeWork, Inc. (WEWKQ) bankruptcy restructuring, positions removed as worthless
June 20, 2024
Atara Biotherapeutics, Inc. (ATRA) 1-for-25 reverse split. Fractions retained
BIOLASE, Inc. (BIOL) demotion to OTC Markets, symbol remains BIOL
Fisker, Inc. (FSRN) demotion to OTC Markets, symbol change to FSRNQ
Sify Technologies Limited rights (placeholder symbol "S091572") expired, positions removed as worthless
June 17, 2024
Global X Hydrogen ETF (HYDR) 1-for-5 reverse split. Fractions retained
Scorpius Holdings, Inc. (SCPX) demotion to OTC Markets, symbol remains SCPX
Virgin Galactic Holdings, Inc. (SPCE) 1-for-20 reverse split. Fractions retained
Workhorse Group, Inc. (WKHS) 1-for-20 reverse split. Fractions rounded up to next whole share
June 14, 2024
Barnes & Noble Education rights (placeholder symbol "B119895") delisting - expired, positions removed as worthless
CorEnergy Infrastructure Trust, Inc. (CORRQ) delisting - bankruptcy restructuring, new symbol TBD
2U, Inc. (TWOU)1-for-30 reverse split. Fractions retained
June 13, 2024
Vicarious Surgical, Inc. (RBOT) 1-for-30 reverse split. Fractions retained
Velo3D, Inc. (VLD) 1-for-35 reverse split. Fractions rounded up to next whole share
June 12, 2024
Amphenol Corp. (APH) 2-for-1 split. Fractions retained
Barnes & Noble Education, Inc. (BNED) 1-for-100 reverse split. Fractions retained
BioSig Technologies, Inc. (BSGM) demotion to OTC Markets. Symbol remains BSGM
June 11, 2024
Canadian Natural Resources Ltd. (CNQ) 2-for-1 split. Fractions retained
Desktop Metal, Inc. (DM) 1-for-10 reverse split. Fractions retained
June 10, 2024
SeaStar Medical Holding Corp. (ICU) 1-for-25 reverse split. Fractions rounded up to next whole share
Nvidia Corp. (NVDA) 10-for-1 split. Fractions retained
Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-32 reverse split. Fractions rounded up to next whole share
June 7, 2024
DBV Technologies S.A. (DBVT) 1-for-2 reverse split. Fractions retained
Volcon, Inc. (VLCN) 1-for-100 reverse split. Fractions rounded up to next whole share
June 6, 2024
Cue Health, Inc. (HLTH) demotion to OTC Markets, symbol change to HLTHQ
SilverSun Technologies, Inc. (SSNT) delisting - company name / symbol change to QXO, Inc. (QXO) and 1-for-8 reverse split.
June 5, 2024
CNS Pharmaceuticals, Inc. (CNSP) 1-for-50 reverse split. Fractions rounded up to next whole share
Spark Networks SE (ISUN) demotion to OTC Markets, symbol change to ISUNQ
June 4, 2024
Li-Cycle Holdings Corporation (LICY) 1-for-8 reverse split. Resulting fractional shares dropped.
June 3, 2024
ShockWave Medical, Inc. (SWAV) delisting - cash merger / buyout at $355.00 per share
May 31, 2024
Enerplus Corporation (ERF) delisting - cash / stock merger into Chord Energy Corporation (CHRD) at $1.84 cash and 0.10125 CHRD for every ERF share
Franklin Liberty US Low Volatility ETF (FLLV) name and symbol change to Franklin Income Equity Focus ETF (INCE)
May 30, 2024
BioCardia, Inc. (BCDA) 1-for-15 reverse split. Fractions retained
May 29, 2024
Applied UV, Inc. (AUVI) demotion to OTC Markets, symbol change to AUVIQ
May 28, 2024
View, Inc. (VIEWQ) delisting from OTC Markets, positions removed as worthless
May 23, 2024
Akanda Corp. (AKAN) 1-for-40 reverse split. Fractions retained
Jaguar Health, Inc. (JAGX) 1-for-60 reverse split. Fractions retained
Innovation Shares NextGen Protocol ETF (KOIN) delisting - pending fund liquidation at $33.2822 per share
Spark Networks SE (ISUN) demotion to OTC Markets, symbol remains ISUN
May 22, 2024
Chimera Investment Corp. (CIM) 1-for-3 reverse split. Fractions retained
May 21, 2024
Fathom Digital Manufacturing, Inc. (FATH) delisting - cash merger / buyout at $4.75 per share
Imperalis Holding Corp. (IMHC) company name / symbol change to TurnOnGreen, Inc. (TOGI)
Scinai Immunotherapeutics Ltd. (SCNI) 1-for-10 reverse split. Fractions retained
May 20, 2024
The Baldwin Insurance Group, Inc. (BRP) symbol change to BWIN
CNH Industrial N.V. (CNHI) symbol change to CNH
Global X Next Emerging & Frontier ETF (EMFM) delisting - fund liquidation at $18.6648 per share
Labcorp Holdings, Inc. (LH) corporate reorg. and CUSIP change, symbol remains LH
May 17, 2024
Orchard Therapeutics plc CVR (placeholder symbol "P062774") cash payout at $0.10 per share
May 16, 2024
Lakeland Bancorp, Inc. (LBAI) delisting - acquisition / stock merger into Provident Financial Services, Inc. (PFS) at 0.8319 PFS for every LBAI share
Carrols Restaurant Group, Inc. (TAST) delisting - cash merger / buyout at $9.55 per share
May 15, 2024
Crescent Point Energy Corp. (CPG) company name / symbol change to Veren, Inc. (VRN)
May 14, 2024
Advent Technologies Holdings, Inc. (ADN) 1-for-30 reverse split. Fractions retained
Tian Ruixiang Holdings Ltd. (TIRX) 1-for-5 reverse split. Fractions rounded up to next whole share
May 13, 2024
Cassava Sciences warrants (SAVAW) expired - positions removed as worthless
ContextLogic, Inc. (WISH) symbol change to LOGC
ZeroFox Holdings, Inc. (ZFOX) delisting - cash merger / buyout at $1.14 per share
May 10, 2024
Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, positions removed as worthless
May 9, 2024
Acutus Medical, Inc. (AFIB) demotion to OTC Markets, symbol remains AFIB
Vaxxinity, Inc. (VAXX) demotion to OTC Markets, symbol remains VAXX
May 7, 2024
Charge Enterprises, Inc. (CRGEQ) delisting from OTC Markets, further details TBD
May 6, 2024
Buzzfeed, Inc. (BZFD) 1-for-4 reverse split. Fractions rounded up to next whole share
IronNet, Inc. (IRNTQ) delisting from OTC Markets, positions removed as worthless
May 3, 2024
American Equity Investment Life Holding Co. (AEL) delisting - acquisition / merger into Brookfield Asset Mgmt. (BAM) at $38.50 cash and 0.45464 BAM for each AEL share
NuStar Energy LP (NS) delisting - acquisition / merger into Sunoco LP (SUN) at 0.4 SUN for each NS share
Pioneer Natural Resources Co. (PXD) delisting - acquisition / merger into Exxon Mobil Corp. (XOM) at 2.3234 XOM for each PXD share
May 2, 2024
Endo International Plc (ENDPQ) delisting from OTC Markets, positions removed as worthless
Safe & Green Holdings Corp. (SGBX) 1-for-20 reverse split. Fractions retained
May 1, 2024
Arcimoto, Inc. (FUV) demotion to OTC Markets, symbol change to FUVV
Joann, Inc. (JOANQ) delisting from OTC Markets, positions removed as worthless
April 29, 2024
Bakkt Holdings, Inc. (BKKT) 1-for-25 reverse split. Fractions retained
April 25, 2024
Applied DNA Sciences, Inc. (APDN) 1-for-20 reverse split. Fractions rounded up to next whole share
Sono Group N.V. (SEVCQ) symbol change to SEVCF
April 23, 2024
Express, Inc. (EXPR) demotion to OTC Markets, symbol change to EXPRQ
ProShares S&P 500 Bond ETF (SPXB) delisting - pending fund liquidation at $73.0323 per share, allocation date TBD
April 22, 2024
Tritium DCFC Ltd. (DCFC) demotion to OTC Markets, symbol change to DCFCQ
April 19, 2024
MDC Holdings, Inc. (MDC) delisting - cash merger / buyout at $63.00 per share
Swedish Match AB escrow shares (placeholder symbol "S089553") delisted - positions removed as worthless
April 17, 2024
Kandi Technologies Group, Inc. (KNDI) trade halt pending corporate redomicile. Anticipated allocation of new shares April 17, 2024
Sunshine Biopharma, Inc. (SBFM) 1-for-100 reverse split. Fractions rounded up to next whole share
April 15, 2024
Gorilla Technology Group, Inc. (GRRR) 1-for-10 reverse split. Fractions retained
Marin Software, Inc. (MRIN) 1-for-6 reverse split. Fractions retained
Sorrento Therapeutics, Inc. (SRNEQ) symbol change to SRNE
April 12, 2024
Acorda Therapeutics, Inc. (ACOR) demotion to OTC Markets, symbol change to ACORQ
Agenus, Inc. (AGEN) 1-for-20 reverse split. Fractions retained
Fluent, Inc. (FLNT) 1-for-6 reverse split. Fractions rounded up to next whole share
April 11, 2024
Eiger BioPharmaceuticals, Inc. (EIGR) demotion to OTC Markets, symbol change to EIGRQ
Sunlight Financial Holdings, Inc. (SUNLQ) delisted from OTC Markets, positions removed as worthless
ProShares Short VIX Short-Term Futures (SVXY) 2-for-1 split
ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-5 reverse split. Fractions retained
April 10, 2024
ProShares Short QQQ (PSQ) 1-for-5 reverse split. Fractions retained
ProShares UltraShort QQQ (QID) 1-for-5 reverse split. Fractions retained
ProShares UltraPro Short S&P500 (SPXU) 1-for-5 reverse split. Fractions retained
April 9, 2024
Eagle Bulk Shipping, Inc. (EGLE) delisting - acquisition / stock merger into Star Bulk Carriers Corp. (SBLK) at 2.6211 SBLK for each EGLE share
Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, no further information at this time
Societal CDMO, Inc. (SCTL) delisting - cash merger / buyout at $1.10 per share
April 8, 2024
Casa Systems, Inc. (CASA) demotion to OTC Markets, symbol change to CASSQ
NGM Biopharmaceuticals, Inc. (NGM) delisting - cash merger / buyout at $1.55 per share
Sarcos Technology and Robotics Corp. (STRC) company name / symbol change to Palladyne AI Corp. (PDYN)
View, Inc. (VIEW) demotion to OTC Markets, symbol change to VIEWQ
April 5, 2024
Gladstone Capital Corp. (GLAD) 1-for-2 reverse split. Fractions retained
April 4, 2024
Steakholder Foods Ltd. (STKH) 1-for-10 reverse split. Fractions retained
April 3, 2024
Waitr Holdings, Inc. (ASAP) demotion to OTC Markets, symbol change to ASAPQ
Rent the Runway, Inc. (RENT) 1-for-20 reverse split. Fractions retained
April 2, 2024
Tritium DCFC Ltd. (DCFC) 1-for-200 reverse split. Fractions rounded up to next whole share.
Daseke, Inc. (DSKE) delisting - cash merger / buyout at $8.30 per share
General Electric, Inc. (GE) spinoff of GE Vernova, Inc. (GEV). Holders will receive 1 GEV share for every 4 GE shares held.
Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split
Panasonic Holdings Corp. ADR (PCRFY) symbol change to PCRHY
Pennsylvania Real Estate Investment Trust (PRETQ) delisting from OTC Markets, fund liquidation at $0.55624 per share
Suzuki Motor Corp. (SZKMY) 4-for-1 split
April 1, 2024
3M Corporation (MMM) spinoff of Solventum Corporation (SOLV) at 1 SOLV for every 4 MMM
Panasonic Holdings Corp. ADR (PCRFY) delisting with no further information at this time
Pluri, Inc. (PLUR) 1-for-8 reverse split. Fractions rounded up to next whole share.
Global X Data Center REITs & Digital Infrastructure ETF (VPN) symbol change to DTCR
March 28, 2024
DouYu International Holdings Ltd. (DOYU) 1-for-10 reverse split. Fractions retained
JOANN, Inc. (JOAN) demotion to OTC Markets, symbol change to JOANQ
Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split
PGT Innovations, Inc. (PGTI) delisting - cash merger / buyout at $42.00 per share
March 27, 2024
Longeveron, Inc. (LGVN) 1-for-10 reverse split. Fractions rounded up to next whole share.
Electrameccanica Vehicles Corp. (SOLO) delisting - acquisition / stock merger into Xos, Inc. (XOS) at 0.0143739 XOS for every SOLO share
Texas Pacific Land Trust (TPL) 3-for-1 split
March 26, 2024
Agile Therapeutics, Inc. (AGRX) demotion to OTC Markets, symbol remains AGRX
CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol changed to CUROQ
Digital World Acquisition Corp. (DWAC) delisting - merger into Trump Media & Technology Group, Inc. (DJT)
Fisker, Inc. (FSR) demotion to OTC Markets, symbol changed to FSRN
MiX Telematics Limited (MIXT) delisting - acquisition / stock merger into PowerFleet, Inc. (PWFL) at 3.1905 PWFL for every MIXT share
March 25, 2024
CymaBay Therapeutics, Inc. (CBAY) delisting - cash merger / buyout at $32.50 per share
FleetCor Technology Inc. (FLT) company name / symbol change to Corpay, Inc. (CPAY)
Interlink Electronics, Inc. (LINK) stock dividend at 0.5 additional shares for every share held
March 22, 2024
Aterian, Inc. (ATER) 1-for-12 reverse split. Fractions retained
March 21, 2024
Better Choice Company, Inc. (BTTR) 1-for-44 reverse split. Fractions rounded up to next whole share.
March 20, 2024
Proterra, Inc. (PTRAQ) delisted from OTC Markets, positions removed as worthless
March 19, 2024
Aeva Technologies, Inc. (AEVA) 1-for-5 reverse split. Fractions retained
Alteryx, Inc. (AYX) delisting - cash merger / buyout at $48.25 per share
Blackrock Capital Investment Corp. (BKCC) delisting - stock merger into BlackRock TCP Capital Corp. (TCPC) at 0.3834 TCPC for every BKCC share
Karuna Therapeutics, Inc. (KRTX) delisting - cash merger / buyout at $330.00 per share
LianBio (LIAN) demotion to OTC Markets, symbol changed to LIANY
Splunk, Inc. (SPLK) delisting - cash merger / buyout at $157.00 per share
March 18, 2024
Better Therapeutics, Inc. (BTTX) demotion to OTC Markets, symbol remains BTTX
Yatsen Holding Limited (YSG) 1-for-5 reverse split. Fractions retained
March 15, 2024
ReWalk Robotics Ltd. dba Lifeward (LFWD) 1-for-7 reverse split. Fractions retained
March 14, 2024
Bowflex, Inc. (BFX) demotion to OTC Markets, symbol change to BFXXQ
Lordstown Motors Corp. (RIDEQ) company name / symbol change to Nu Ride, Inc. (NRDE)
March 13, 2024
Sigma Additive Solutions, Inc. (SASI) company name / symbol change to NextTrip, Inc. (NTRP)
Science 37 Holdings, Inc. (SNCE) delisting - cash merger / buyout at $5.75 per share
Sovos Brands, Inc. (SOVO) delisting - cash merger / buyout at $23.00 per share
March 12, 2024
CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol remains CURO
March 11, 2024
FaZe Holdings, Inc. (FAZE) delisting - acquisition / stock merger into GameSquare Holdings, Inc. (GAME) at 0.13091 GAME for every FAZE share
March 8, 2024
Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol change to CRGEQ
Canoo, Inc. (GOEV) 1-for-23 reverse split. Fractions retained
Pagaya Technologies Ltd. (PGY) 1-for-12 reverse split. Fractions retained
March 7, 2024
Express, Inc. (EXPR) demotion to OTC Markets, symbol remains EXPR
iShares North American Tech ETF (IGM) 6-for-1 split
iShares US Healthcare Providers ETF (IHF) 5-for-1 split
iShares U.S. Transportation ETF (IYT) 4-for-1 split
iShares PHLX Semiconductor ETF (SOXX) 3-for-1 split
March 4, 2024
The Beachbody Company, Inc. (BODY) rebranding / symbol change to BODI
Healthpeak Properties, Inc. (PEAK) symbol change to DOC
March 1, 2024
Physicians Realty Trust (DOC) delisting - acquisition / stock merger into Healthpeak Properties, Inc. (PEAK) at 0.674 PEAK for every DOC share
Edgio, Inc. (EGIO) 1-for-40 reverse split. Fractions retained.
Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-3 reverse split. Fractions rounded up to next whole share.
Luther Burbank Corp. (LBC) delisting - acquisition / stock merger into WaFd, Inc. (WAFD) at 0.3353 WAFD for every LBC share
Veradigm, Inc. (MDRX) demotion to OTC Markets, symbol remains MDRX
February 29, 2024
Celularity, Inc. (CELU) 1-for-10 reverse split. Fractions retained
Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol remains CRGE
February 28, 2024
Landcadia Holdings II, Inc. (LCA) delisting - pending fund liquidation at rate TBD
Rover Group, Inc. (ROVR) delisting - cash merger / buyout at $11.00 per share
February 27, 2024
CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol change to CORRQ
Phunware, Inc. (PHUN) 1-for-50 reverse split. Fractions rounded up to next whole share.
Timkensteel Corp. (TMST) company name / symbol change to Metallus, Inc. (MTUS)
February 26, 2024
Apollo Medical Holdings, Inc. (AMEH) company name / symbol change to Astrana Health, Inc. (ASTH)
Wal-Mart, Inc. (WMT) 3-for-1 split
February 22, 2024
Breakwave Dry Bulk Shipping ETF (BDRY) change of sponsor from ETF Manager's Trust to Amplify ETFs, no symbol change
iShares Core S&P Mid-Cap ETF (IJH) 5-for-1 stock split
AXS Cannabis ETF (THCX) delisting - fund liquidation at $16.71871 per share
February 21, 2024
Creatd, Inc. (VOCLD) symbol change to CRTD
Esports Entertainment Group, Inc. (GMBL) demotion to OTC Markets, symbol remains GMBL
SoFi Weekly Income ETF (TGIF) delisting - fund liquidation at $97.08926703 & income $0.18582286 per share
SoFi Weekly Dividend ETF (WKLY) delisting - fund liquidation at $49.25082364 & income $0.12167556 per share
February 20, 2024
Aurora Cannabis, Inc. (ACB) 1-for-10 reverse split. Fractions retained.
Cooper Companies (COO) 4-for-1 stock split
Global X Health & Wellness Thematic ETF (BFIT) delisting - fund liquidation at rate TBD
Global X Cannabis ETF (POTX) delisting - fund liquidation at rate TBD
February 15, 2024
Invitae Corporation (NVTA) symbol change to NVTAQ
MyMD Pharmaceuticals, Inc. (MYMD) 1-for-30 reverse split. Fractions rounded up to next whole share.
SunWorks, Inc. (SUNW) demotion to OTC Markets, symbol change to SUNWQ
February 14, 2024
Precision Biosciences, Inc. (DTIL) 1-for-30 reverse split. Fractions retained.
E-Home Household Service Holdings Ltd. (EJH) 1-for-5 reverse split. Fractions rounded up to next whole share.
SharpLink Gaming Ltd. (SBET) corporate reorganization / redomicile from Israel to U.S. SharpLink Gaming, Inc. symbol remains SBET.
Vroom, Inc. (VRM) 1-for-80 reverse split. Fractions retained.
February 13, 2024
ADDvantage Technologies Group, Inc. (AEY) demotion to OTC Markets, symbol change to AEYGQ
ImmunoGen, Inc. (IMGN) delisting - cash merger / buyout at $31.26 per share
SeaWorld Entertainment, Inc. (SEAS) company name / symbol change to United Parks & Resorts, Inc. (PRKS)
February 12, 2024
Natura & Co Holding S.A. (NTCO) demotion to OTC Markets, symbol change to NTCOY
Quantum FinTech Acquisition Corp. (QFTA) delisting - stock merger into AtlasClear Holdings, Inc. (ATCH) at 1-for-1
February 9, 2024
Central Garden & Pet Company (CENT) stock dividend / distribution of 1 class A share (CENTA) for every 4 CENT shares held
Tusimple Holdings, Inc. (TSP) symbol change to TSPH
AgEagle Aerial Systems, Inc. (UAVS) 1-for-20 reverse split. Fractions retained.
February 7, 2024
Invitae Corporation (NVTA) demotion to OTC Markets, symbol remains NVTA
February 6, 2024
Cano Health, Inc. (CANO) demotion to OTC Markets, symbol change to CANOQ
NightHawk Biosciences, Inc. (NHWK) delisting - company name / symbol change to Scorpius Holdings, Inc. (SCPX)
February 5, 2024
Volcon, Inc. (VLCN) 1-for-45 reverse split. Fractions retained
February 2, 2024
BioSig Technologies, Inc. (BSGM) 1-for-10 reverse split. Fractions rounded up to next whole share.
Genprex, Inc. (GNPX) pending 1-for-40 reverse split. Fractions rounded up to next whole share. Allocation date TBD
February 1, 2024
Ceridian HCM Holding Inc. (CDAY) delisting - company name change (d/b/a) and symbol change to Dayforce (DAY)
January 31, 2024
COMSovereign Holding Corp. (COMS) demotion to OTC Markets, symbol remains COMS
January 30, 2024
Arrival Ltd. (ARVL) delisting - demotion to OTC Markets, symbol change to ARVLF
Qiagen NV (QGEN) share consolidation and return of principal payment - 24.25-for-25 reverse split and $1.28 cash per old share (more information HERE)
ReWalk Robotics Ltd. (RWLK) delisting - company name change (d/b/a) and symbol change to Lifeward (LFWD)
January 29, 2024
GroupOn, Inc. rights ("G035440") expired - positions removed as worthless
Hub Group, Inc. (HUBG) 2-for-1 stock split
Meta Materials, Inc. (MMAT) 1-for-100 reverse split. Fractions rounded up to next whole share.
Flutter Entertainment plc (PDYPF) exchange update from OTC Markets to NYSE, symbol change to FLUT
The following ETFs have changed sponsors from ETFMG to Amplify ETFs, no symbol change:
Amplify AI Powered Equity ETF (AIEQ)
Amplify Travel Tech ETF (AWAY)
Amplify Etho Climate Leadership U.S. ETF (ETHO)
Amplify Video Game Tech ETF (GAMR)
Amplify Treatments Testing and Advancements ETF (GERM)
Amplify Cybersecurity ETF (HACK)
Amplify Mobile Payments ETF (IPAY)
Amplify BlueStar Israel Technology ETF (ITEQ)
Amplify Alternative Harvest ETF (MJ)
Amplify U.S. Alternative Harvest ETF (MJUS)
Amplify Junior Silver Miners ETF (SILJ)
January 25, 2024
Core Scientific, Inc. (CORZQ) delisting - bankruptcy reorganization completed. Holders will receive 0.1 new CORZ stock, 0.253244 CORZW warrant, 0.211037 CORZZ warrant and 1 escrow share for each share of CORZQ
Inovio Pharmaceuticals, Inc. (INO) 1-for-12 reverse split. Fractions retained.
Lizhi, Inc. (LIZI) delisting - company name / symbol change to Sound Group, Inc. (SOGP)
Orchard Therapeutics plc (ORTX) delisting - acquired at $15.90 cash and 10 contingent value rights per share of ORTX
January 24, 2024
Inseego Corp. (INSG) 1-for-10 reverse split. Fractions retained.
Mirati Therapeutics, Inc. (MRTX) delisting - merger / buyout at $58.00 cash and 1 contingent value right per share of MRTX
United States Natural Gas Fund, LP (UNG) 1-for-4 reverse split. Fractions retained.
Creatd, Inc. (VOCL) symbol change to VOCLD, pending 1-for-500 reverse split
January 22, 2024
Nuvve Holding Corp. (NVVE) 1-for-40 reverse split. Fractions rounded up to next whole share.
Spirit Realty Capital, Inc. (SRC) delisting - acquisition / stock merger into Realty Income Corporation (O) at 0.762 O for every SRC share held
January 18, 2024
Pennsylvania Real Estate Investment Trust (PRET) demotion to OTC Markets, symbol change to PRETQ
January 17, 2024
Ault Alliance, Inc. (AULT) 1-for-25 reverse split. Fractions retained.
Bluegreen Vacations Holding Corp. (BVH) delisting - cash merger / buyout at $75.00 per share
January 10, 2024
Tremor International Ltd. (TRMR) delisting - company name / symbol change to Nexxen International Ltd. (NEXN)
January 9, 2024
Audacy, Inc. (AUDA) demotion to OTC Markets, symbol change to AUDAQ
Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at $7.60 per share
Titan Pharmaceuticals, Inc. (TTNP) 1-for-20 reverse split. Fractions rounded up to next whole share. Allocation date TBD
January 8, 2024
Eiger BioPharmaceuticals, Inc. (EIGR) 1-for-30 reverse split. Fractions retained.
Oncternal Therapeutics, Inc. (ONCT) 1-for-20 reverse split. Fractions retained.
January 5, 2024
AppHarvest, Inc. (APPHQ) delisted from OTC Markets. Positions removed as worthless
Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at rate TBD
Document Security Systems, Inc. (DSS) 1-for-20 reverse split. Fractions rounded up to next whole share.
Nemaura Medical, Inc. (NMRD) demotion to OTC Markets, symbol remains NMRD
RumbleON rights (placeholder symbol R049447) expired, Positions removed as worthless
January 4, 2024
Livent Corp. (LTHM) delisting - merger with Allkem Ltd. to form new Arcadium Lithium plc (ALTM) . Holders will receive 2.406 shares ALTM for every LTHM share.
January 3, 2024
Flex Ltd. (FLEX) spinoff of remaining stake in Nextracker, Inc. (NXT) at rate TBD
January 2, 2024
Dish Network Corp. (DISH) delisting - stock merger into EchoStar Corp. (SATS) at 0.350877 SATS for every DISH share
FREYR Battery (FREY) incorporation redomiciled to the United States from Luxembourg and CUSIP change. Symbol remains FREY
Lazard Ltd. (LAZ) conversion from limited partnership to C-corporation and CUSIP change. Symbol remains LAZ
December 29, 2023
Avalo Therapeutics, Inc. (AVTX) 1-for-240 reverse split. Fractions rounded up to next whole share.
Eneti, Inc. (NETI) delisting - cash merger / buyout at $11.36755 per share
December 28, 2023
Ebix, Inc. (EBIX) demotion to OTC Markets, symbol change to EBIXQ
December 27, 2023
AEye, Inc. (LIDR) 1-for-30 reverse split. Fractions retained.
December 26, 2023
LiveVox Holdings, Inc. (LVOX) delisting - cash merger / buyout at $3.74 per share
December 22, 2023
Dune Acquisition Corp. (DUNE) delisting - stock merger into Global Gas Corporation (HGAS) at 1-for-1
Esports Entertainment Group, Inc. (GMBL) 1-for-400 reverse split. Fractions rounded up to next whole share.
December 21, 2023
Impel Pharmaceuticals, Inc. (IMPL) symbol change to IMPLQ
Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share.
December 20, 2023
Bone Biologics Corp. (BBLG) 1-for-8 reverse split. Fractions retained.
Canopy Growth Corp. (CGC) 1-for-10 reverse split. Resulting fractional shares dropped.
Farfetch Limited (FTCH) demotion to OTC Markets, symbol change to FTCHF
Micromobility.com, Inc. (MCOM) demotion to OTC Markets, symbol remains MCOM
comScore, Inc. (SCOR) 1-for-20 reverse split. Fractions retained.
Sidus Space, Inc. (SIDU) 1-for-100 reverse split. Fractions rounded up to next whole share.
December 19, 2023
Neoleukin Therapeutics, Inc. (NLTX) delisting - 1-for-4 reverse split, then 1-for-1 merger into Neurogene, Inc. (NGNE) and 1 non-tradable CVR
TFF Pharmaceuticals, Inc. (TFFP) 1-for-25 reverse split. Fractions retained.
December 18, 2023
Cyclacel Pharmaceuticals, Inc. (CYCC) 1-for-15 reverse split. Fractions retained.
Impel Pharmaceuticals, Inc. (IMPL) demotion to OTC Markets, symbol remains IMPL
Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) delisting - fund merger into Virtus Stone Harbor Emerging Markets Income Fund (EDF) at 1.153733 EDF for each EDI share
Vapotherm, Inc. (VAPO) demotion to OTC Markets, symbol remains VAPO
17 Education & Technology Group, Inc. (YQ) 1-for-5 reverse split. Fractions retained.
December 15, 2023
Lufax Holding Ltd. (LU) 1-for-4 reverse split. Fractions retained.
December 14, 2023
Arlington Asset Investment Corp. (AAIC) delisting - cash & stock merger at $0.09 cash and 0.3619 share of Ellington Financial, Inc. (EFC) for every AAIC share
Navios Maritime, Inc. (NM) delisting - cash merger / buyout at $2.28 per share
RumbleOn, Inc. rights (placeholder symbol "R049447") expired - positions removed as worthless
Seagen, Inc. (SGEN) delisting - cash merger / buyout at $229.00 per share
December 12, 2023
Applied UV, Inc. (AUVI) 1-for-25 reverse split. Fractions rounded up to next whole share.
UpHealth, Inc. (UPH) demotion to OTC Markets, symbol change to UPHL
December 11, 2023
Aurora Mobile Limited (JG) 1-for-20 reverse split. Fractions retained.
Synchronoss Technologies, Inc. (SNCR) 1-for-9 reverse split. Fractions rounded up to next whole share.
December 8, 2023
BSQUARE Corporation (BSQR) delisting - cash merger / buyout at $1.90 per share
CF Acquisition IV Corp. (CFIV) delisting - fund liquidation at $10.57052954 per share
Science 37 Holdings, Inc. (SNCE) 1-for-20 reverse split. Fractions rounded up to next whole share.
Instil Bio, Inc. (TIL) 1-for-20 reverse split. Fractions retained.
December 7, 2023
PAVmed, Inc. (PAVM) 1-for-15 reverse split. Fractions rounded up to next whole share.
December 6, 2023
Abcam plc (ABCM) delisting - cash merger / buyout at $24.00 per share
Cazoo Group Ltd. (CZOO) 1-for-100 reverse split. Fractions retained.
ContraFect Corporation (CFRX) demotion to OTC Markets, symbol change to CFRXQ
December 4, 2023
CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol remains CORR
Hut 8 Mining Corp. (HUT) 1-for-5 reverse split. Fractions retained.
Direxion Daily S&P Biotech Bull 3X Shares (LABU) 1-for-20 reverse split. Cash in lieu of fractional shares.
Micromobility.com, Inc. (MCOM) 1-for-150 reverse split. Fractions rounded up to next whole share.
Direxion Daily 20+ Yr Treasury Bull 3X ETF (TMF) 1-for-10 reverse split. Fractions retained.
December 1, 2023
Incannex Healthcare Ltd. (IXHL) 1-for-4 reverse split. Fractions retained.
Holly Energy Partners, L.P. (HEP) delisting - merger at 0.315 HF Sinclair Corp. (DINO) and $4.00 cash for every HEP share
Worthington Industries, Inc. (WOR) spinoff of new Worthington Steel, Inc. (WS) at 1-for-1
Kelly CRISPR Gene Editing Technology ETF (XDNA) delisting - pending fund liquidation as $7.2911 per share return of principal and $0.0935 per share income
November 30, 2023
CF Acquisition Corp. VIII (CFFE) delisting - stock merger at 1-for-1 into XBP Europe Holdings, Inc. (XBP)
Ikonics Corporation CVR (symbol "H093205") payout at $0.6833 per share
Veritiv Corp. (VRTV) delisting - cash merger / buyout at $170.00 per share
November 29, 2023
iBio, Inc. (IBIO) 1-for-20 reverse split. Fractions retained.
November 28, 2023
Aeglea BioTherapeutics, Inc. (AGLE) company name / symbol change to Spyre Therapeutics, Inc. (SYRE)
Hersha Hospitality Trust (HT) delisting - cash merger / buyout at $10.00 per share
November 27, 2023
ZIVO Bioscience, Inc. (ZIVO) demotion to OTC Markets. Symbol remains ZIVO
November 24, 2023
Sonendo, Inc. (SONX) demotion to OTC Markets. Symbol remains SONX
November 22, 2023
Acer Therapeutics, Inc. (ACER) delisting - acquisition stock merger into Zevra Therapeutics, Inc. (ZVRA) at 0.121 ZVRA and 1 non-tradable CVR for every ACER share
The Beachbody Company, Inc. (BODY) 1-for-50 reverse split. Fractions retained.
NeuroMetrix, Inc. (NURO) 1-for-8 reverse split. Fractions retained.
November 21, 2023
Spark Networks SE (LOVLY) symbol change to LOVLQ
November 17, 2023
Mallinckrodt PLC (MNKTQ) delisting from OTC Markets, positions removed as worthless
Moxian, Inc. (MOXC) company name / symbol change to Abits Group, Inc. (ABTS)
PetroChina Co. Ltd. (formerly PTRCY) payout on ADS termination at $66.536476 per share, allocation date unknown
Sculptor Capital Management, Inc. (SCU) delisting - cash merger / buyout at $12.70 per share
Trivago N.V. (TRVG) 1-for-5 reverse split. Fractions retained.
November 16, 2023
ADDvantage Technologies Group, Inc. (AEY) 1-for-10 reverse split. Fractions retained.
November 15, 2023
Celsius Holdings, Inc. (CELH) 3-for-1 split
Rail Vision Ltd. (RVSN) 1-for-8 reverse split. Fractions rounded up to next whole share.
Cabana Target Drawdown 5 ETF (TDSA) delisting - pending fund liquidation at rate TBD
November 14, 2023
Blue Apron Holdings, Inc. (APRN) delisting - cash merger / buyout at $13.00 per share
November 13, 2023
Global X Founder-Run Companies ETF (BOSS) delisting - pending fund liquidation at rate TBD
Party City Holdco Inc. (PRTYQ) delisting from OTC Markets. Positions removed as worthless
Viper Energy Partners LP (VNOM) corporate reorg. and CUSIP change. Symbol remains VNOM
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) delisting - pending fund liquidation at rate TBD
November 10, 2023
Acer Therapeutics Inc. (ACER) exchange update to OTC Markets, symbol remains ACER
November 9, 2023
ContraFect Corporation (CFRX) exchange update to OTC Markets, symbol remains CFRX
Federated National Holding Co. (FNHCQ) delisting from OTC Markets, final details TBD
HelioGen, Inc. (HLGN) exchange update to OTC Markets, symbol remains HLGN
Intercept Pharmaceuticals, Inc. (ICPT) delisting - cash merger / buyout at $19.00 per share
November 8, 2023
Avid Technology Inc. (AVID) delisting - cash merger / buyout at $27.05 per share
New Relic, Inc. (NEWR) delisting - cash merger / buyout at rate TBD
Hostess Brands, Inc. (TWNK) delisting - pending cash & stock merger at rate TBD
WeWork, Inc. (WE) demotion to OTC Markets, symbol change to WEWKQ
November 7, 2023
Novo Integrated Sciences, Inc. (NVOS) 1-for-10 reverse split. Fractions rounded up to next whole share.
PolyMet Mining Corp. (PLM) delisting - cash merger / buyout at $2.11 per share
November 6, 2023
Overstock.com, Inc. (OSTK) delisting - company name / symbol change to Beyond, Inc. (BYON)
Tabula Rasa Healthcare, Inc. (TRHC) delisting - cash merger / buyout at $10.50 per share
November 3, 2023
Cano Health, Inc. (CANO) 1-for-100 reverse split. Fractions retained.
Crestwood Equity Partners LP (CEQP) delisting - stock merger into Energy Transfer LP (ET) at 2.07 ET for every CEQP share
Logiq, Inc. (LGIQ) spinoff of DLQ, Inc. then DLQ merger with Abri SPAC I, Inc. (ASPA) to form Collective Audience, Inc. (CAUD)
PhaseBio Pharmaceuticals, Inc. (PHAS) demotion to OTC Markets, symbol change to PHASQ
November 2, 2023
Bunge Ltd. (BG) merger with Viterra, Inc. to form Bunge Global SA. Symbol remains BG
Denbury, Inc. (DEN) delisting - acquisition by Exxon Mobil (XOM). Holders will receive 0.84 XOM for every DEN share
WP Carey, Inc. (WPC) spinoff of Net Lease Office Properties (NLOP) at 1 NLOP for every 15 WPC shares
November 1, 2023
Earthstone Energy, Inc. (ESTE) delisting - stock merger into Permian Resources Corp. (PR) at 1.446 PR shares for every ESTE share
Nautilus, Inc. (NLS) company name / symbol change to Bowflex, Inc. (BFX)
Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets, symbol change to SUNLQ
October 31, 2023
Fiesta Restaurant Group, Inc. (FRGI) delisting - cash merger / buyout at $8.50 per share
October 30, 2023
Enthusiast Gaming Holdings Inc. (EGLX) symbol change to EGLXF, exchange update to OTC Markets
October 27, 2023
ZIVO Bioscience, Inc. (ZIVO) 1-for-6 reverse split. Fractions retained.
October 23, 2023
Mueller Industries, Inc. (MLI) 2-for-1 split
WisdomTree Growth Leaders Fund (PLAT) delisting - pending fund liquidation at $30.251576 per share
October 20, 2023
Otonomo Technologies Ltd. (OTMO) delisting - stock merger into Urgent.ly Inc. (ULY) at 0.51756 ULY for each OTMO share held. Fractional shares 0.5+ rounded up to next whole share.
October 19, 2023
Perception Capital Corp. II units (PCCTU) delisting - stock merger into 1 Spectaire Holdings, Inc. (SPEC) and 0.5 Spectaire warrant (SPECW) for each PCCTU share held
Shift Technologies, Inc. (SFT) demotion to OTC Markets, symbol change to SFTGQ
October 18, 2023
Oriental Culture Holding Ltd. (OCG) 1-for-5 reverse split. Fractions rounded up to next whole share.
REE Automotive Ltd. (REE) 1-for-30 reverse split. Fractions rounded up to next whole share.
October 17, 2023
Inspirato, Inc. (ISPO) 1-for-20 reverse split. Cash in lieu of fractional shares
NCR Corporation (NCR) delisting - company name and symbol change to NCR Voyix Corporation (VYX) and spinoff of new NCR Atleos Corporation (NATL) at 0.5 NATL for every VYX share
Rite Aid Corporation (RAD) demotion to OTC Markets, symbol change to RADCQ
October 16, 2023
Activision Blizzard, Inc. (ATVI) delisting - cash merger / buyout at $95.00 per share
AquaBounty Technologies, Inc. (AQB) 1-for-20 reverse split. Fractions rounded up to next whole share.
EBET, Inc. (EBET) demotion to OTC Markets, symbol remains EBET
IronNet, Inc. (IRNT) demotion to OTC Markets, symbol change to IRNTQ
Volcon, Inc. (VLCN) 1-for-5 reverse split. Cash in lieu of fractional shares
October 13, 2023
T2 Biosystems, Inc. (TTOO) 1-for-100 reverse split. Cash in lieu of fractional shares
October 12, 2023
Zynerba Pharmaceuticals, Inc. (ZYNE) delisting - pending merger at rate TBD
October 11, 2023
Edesa Biotech, Inc. (EDSA) 1-for-7 reverse split. Cash in lieu of fractional shares
National Instruments Corp. (NATI) delisting - cash merger / buyout at $60.00 per share
October 10, 2023
Fortress Biotech, Inc. (FBIO) 1-for-15 reverse split. Cash in lieu of fractional shares
October 9, 2023
Spruce Power Holding Corp. (SPRU) 1-for-8 reverse split. Cash in lieu of fractional shares
October 6, 2023
Horizon Therapeutics plc (HZNP) delisting - cash merger / buyout at $116.50 per share
VivoPower International plc (VVPR) 1-for-10 reverse split. Fractions rounded up to next whole share.
October 5, 2023
AngloGold Ashanti plc (AU) corporate reorg. / CUSIP change. Symbol remains AU
Aethlon Medical, Inc. (AEMD) 1-for-10 reverse split
Kaleyra, Inc. (KLR) delisting - cash merger / buyout at $7.25 per share. Anticipated allocation date Oct 11
October 4, 2023
Denbury, Inc. Class B warrants (DNRRW) expired, positions removed as worthless.
Lithium Americas Corp. (LAC) corporate reorg. / split into new Lithium Americas Corp. (LAC) and Lithium Americas (Argentina) Corp. (LAAC). Holders will receive 1 share of new LAC and 1 share of LAAC for each old LAC share held.
Longeveron, Inc. rights (LGVNR) expired, positions removed as worthless.
Novartis AG (NVS) spinoff of Sandoz Group AG (OTC: SDZNY). Holders will receive 0.2 SDZNY for every NVS share held.
Smile Direct Club (SDC) demotion to OTC Markets, symbol change to SDCCQ
October 3, 2023
Atlas Energy Solutions Inc. (AESI) corporate reorg. / CUSIP change. Symbol remains AESI
Athenex, Inc. (ATNXQ) delisting from OTC Markets, no further information at this time
IRSA Inversiones y Representaciones S.A. (IRS) corporate reorg. and 0.907804514-for-1 reverse split. Symbol remains IRS
Vacasa, Inc. (VCSA) 1-for-20 reverse split
October 2, 2023
Aegon N.V. (AEG) corporate reorg. / CUSIP change. Symbol remains AEG
Aramark Corporation (ARMK) spinoff of Vestis Corporation (VSTS). Holders will receive 1 VSTS for every 2 ARMK shares held
Armour Residential REIT (ARR) 1-for-5 reverse split
Danaher Corporation (DHR) spinoff of Veralto Corporation (VLTO). Holders will receive 1 VLTO for every 3 DHR shares held
EBET, Inc. (EBET) 1-for-30 reverse split
Kellogg Co. (K) name change to Kellanova, Inc. and spinoff of WK Kellogg Co. (KLG). Holders will receive 1 KLG for every 4 K shares held
PhenomeX, Inc. (CELL) delisting - cash merger / buyout at $1.00 per share
Skillsoft Corp. (SKIL) 1-for-20 reverse split
September 29, 2023
Fathom Digital Manufacturing (FATH) 1-for-20 reverse split
September 28, 2023
Safe & Green Holdings Corp. (SGBX) spinoff of Safe & Green Development Corp. (SGD). Holders will receive 0.1862 SGD for every SGBX share held.
Synlogic Inc (SYBX) 1-for-15 reverse split
XWELL, Inc. (XWEL) 1-for-20 reverse split
September 27, 2023
Triton International Limited (TRTN) delisting - cash and stock merger. Holders will receive $54.61 cash and 0.758545 shares Brookfield Infrastructure Corp. (BIPC) for each TRTN share
September 26, 2023
Decibel Therapeutics, Inc. (DBTX) delisting - cash merger / buyout at $4.00 cash and one non-tradable CVR per DBTX share held
Digital Media Solutions, Inc. (DMS) symbol change to DMSL
Reata Pharmaceuticals Inc (RETA) delisting - cash merger / buyout at $172.50 per share
Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets. Symbol remains SUNL
September 25, 2023
Magellan Midstream Partners, L.P. (MMP) delisting - cash & stock merger at $25.00 cash and 0.667 shares OKE for every MMP share held
Neoleukin Therapeutics, Inc. (NLTX) 1-for-25 reverse split. Cash in lieu will be paid for fractional share holder level.
AngloGold Ashanti Ltd ADR (AU) - Holders to receive 1:1 Share of new cusip G0378L100 - Symbol remained the same.
September 22, 2023
Cepton Technologies, Inc. (CPTN) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.
Precipio, Inc. (PRPO) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.
Sigma Additive Solutions, Inc. (SASI) 1-for-20 reverse split. Fractions are rounded up for next full share.
September 21, 2023
Sonder Holdings, Inc. (SOND) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.
September 20, 2023
Novo Nordisk A/S (NVO) 2-for-1 split.
Lizhi Inc. (LIZI) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.
Wejo Group Ltd. - Symbol Change from (WEJOQ) to (WEJOF)
September 19, 2023
Lightning eMotors, Inc. Symbol Change from (ZEV) to (ZEVY)
September 18, 2023
Ayro, inc. (AYRO) 1-for-8 reverse split. The fractional shares will be rounded up to the next whole share on a beneficial holder level.
Planet 13 Holdings Inc. (PLNHF) Stock Merger 1:1 - Symbol Change - (PLNH)
September 14, 2023
Astra Space, Inc. (ASTR) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.
September 13, 2023
The Necessity Retail REIT, Inc. (RTL) delisting - stock merger into Global Net Lease, Inc. (GNL) at 0.67 GNL for each RTL share. Cash-in-lieu of fractional shares
September 12, 2023
World Wrestling Entertainment, Inc. (WWE) delisting - stock merger at 1-for-1 into TKO Group Holdings, Inc. (TKO)
September 11, 2023
American Battery Technology Co. (ABML) symbol change to ABMLD and 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Drive Shack, Inc. rights (placeholder symbol "D054057") expired - positions removed as worthless
Super League Gaming, Inc. (SLGG) company name / symbol change to Super League Enterprise, Inc. (SLE) and 1-for-20 reverse split
Surface Oncology, Inc. (SURF) delisting - merger into Coherus Biosciences, Inc. (CHRS) at 0.196 CHRS and 1 non-tradable CVR per SURF share
September 8, 2023
Aeglea BioTherapeutics, Inc. (AGLE) 1-for-25 reverse split
iBET Sports Betting & Gaming ETF (IBET) delisting - pending fund liquidation at $10.33727 per share
Spark Networks SE (LOV) demotion to OTC Markets, symbol change to LOVLY
September 7, 2023
BiondVax Pharmaceuticals Ltd. (BVXV) delisting - company name / symbol change to Scinai Immunotherapeutics Ltd. (SCNI)
September 6, 2023
Springbig Holdings, Inc. (SBIG) demotion to OTC Markets, symbol remains SBIG
September 5, 2023
Black Knight, Inc. (BKI) delisting - cash merger at $75.867 per share
WeWork, Inc. (WE) 1-for-40 reverse split
September 1, 2023
Heliogen, Inc. (HLGN) 1-for-35 reverse split
Schnitzer Steel Industries, Inc. (SCHN) delisting - company name / symbol change to Radius Recycling, Inc. (RDUS)
Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-22 reverse split
August 31, 2023
Express, Inc. (EXPR) 1-for-20 reverse split
Spire Global, Inc. (SPIR) 1-for-8 reverse split
August 30, 2023
AmerisourceBergen Corp. (ABC) delisting - company name / symbol change to Cencora, Inc. (COR)
Genius Group Ltd. (GNS) pending stock spinoff - details TBD
August 29, 2023
Digital Media Solutions, Inc. (DMS) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Mallinckrodt PLC (formerly MNK) re-listed on OTC Markets, symbol change to MNKTQ
Orbital Infrastructure Group, Inc. (OIG) demotion to OTC Markets, symbol change to OIGBQ
Rush Enterprises, Inc. (RUSHA) 3-for-2 split
August 28, 2023
Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-80 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Invesco Dynamic Market ETF (PWC) fund name / symbol change to Invesco Bloomberg MVP Multi-factor ETF (BMVP)
Invesco Dynamic Networking ETF (PXQ) fund name / symbol change to Invesco Next Gen Connectivity ETF (KNCT)
August 25, 2023
AMC Entertainment Preferred Equity Units (APE) delisting - conversion into common AMC stock at 0.1 AMC per APE share
Ideanomics, Inc. (IDEX) 1-for-125 reverse split
August 24, 2023
AMC Entertainment Holdings, Inc. (AMC) 1-for-10 reverse split
Momentus, Inc. (MNTS) 1-for-50 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol remains FRBK
August 23, 2023
ForgeRock, Inc. (FORG) delisting - cash merger / buyout at $23.25 per share
Sunlight Financial Holdings, Inc. (SUNL) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.
August 22, 2023
Copart, Inc. (CPRT) 2-for-1 split
Sempra Energy (SRE) 2-for-1 split
August 21, 2023
Amyris, Inc. (AMRS) demotion to OTC Markets, symbol change to AMRSQ
August 18, 2023
Arconic Corporation (ARNC) delisting - cash merger / buyout at $30.00 per share
Ra Medical Systems, Inc. (RMED) company name / symbol change to Catheter Precision, Inc. (VTAK)
Urstadt Biddle Properties, Inc. (UBA) delisting - stock merger into Regency Centers Corp. (REG) at 0.347 REG for each UBA share
VapoTherm, Inc. (VAPO) 1-for-8 reverse split
August 17, 2023
Proterra, Inc. (PTRA) demotion to OTC Markets, symbol change to PTRAQ
Yellow Corporation (YELL) demotion to OTC Markets, symbol change to YELLQ
August 16, 2023
Energous Corporation (WATT) 1-for-20 reverse split
August 15, 2023
Crown ElectroKinetics Corp. (CRKN) 1-for-60 reverse split
Diebold Nixdorf, Inc. (DBDQQ) delisting - bankruptcy restructuring, positions removed as worthless
August 14, 2023
The Howard Hughes Corporation (HHC) company name / symbol change to Howard Hughes Holdings, Inc. (HHH)
August 11, 2023
Mullen Automotive, Inc. (MULN) 1-for-9 reverse split
August 10, 2023
QualTek Services, Inc. (QTEKQ) delisted from OTC Markets - positions removed as worthless
Lottery.com (LTRY) 1-for-20 reverse split
August 9, 2023
AXS Cannabis ETF (THCX) 1-for-10 reverse split
DICE Therapeutics Inc. (DICE) delisting - cash merger / buyout at $48.00 per share
August 7, 2023
Bionano Genomics, Inc. (BNGO) 1-for-10 reverse split
PDC Energy, Inc. (PDCE) delisting - stock merger into Chevron Corp. (CVX) at 0.4638 CVX for each share of PDCE
August 4, 2023
Fangdd Network Group Ltd. (DUO) 1-for-15 reverse split
ExlService Holdings, Inc. (EXLS) 5-for-1 split
Formula One Group series A (FWONA) corporate reorg. - holders will receive 1 share of new Formula One series A (FWONA) and 0.0428 share of new Liberty Live Group series A (LLYVA) for each old share
Formula One Group series C (FWONK) corporate reorg. - holders will receive 1 share of new Formula One series C (FWONK) and 0.0428 share of new Liberty Live Group series C (LLYVK) for each old share
Liberty SiriusXM Group series A (LSXMA) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series A (LSXMA) and 0.25 share of new Liberty Live Group series A (LLYVA) for each old share
Liberty SiriusXM Group series C (LSXMK) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series C (LSXMK) and 0.25 share of new Liberty Live Group series C (LLYVK) for each old share
Otonomo Technologies Ltd. (OTMO) 1-for-15 reverse split
August 3, 2023
Embark Technology, Inc. (EMBK) delisting - cash merger / buyout at $2.88 per share
Virgin Orbit Holdings, Inc. (VORBQ) delisted - pending bankruptcy proceedings
August 2, 2023
AppHarvest, Inc. (APPH) demotion to OTC Markets, symbol change to APPHQ
ExlService Holdings, Inc. (EXLS) 5-for-1 stock split
Home Point Capital, Inc. (HMPT) delisting - cash merger / buyout, details TBD
August 1, 2023
Spectrum Pharmaceuticals, Inc. (SPPI) delisting - stock merger into Assertio Holdings, Inc. (ASRT) at 0.1783 ASRT and one non-tradable CVR for each share of SPPI
July 31, 2023
Audacy, Inc. (AUDAD) symbol change back to AUDA
July 28, 2023
Aerojet Rocketdyne Holdings, Inc. (AJRD) delisting - cash merger / buyout at $58.00 per share
BIOLASE, Inc. (BIOL) 1-for-100 reverse split
Katapult Holdings, Inc. (KPLT) 1-for-25 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Ontrak, Inc. (OTRK) 1-for-6 reverse split. Fractions rounded up to next full share on beneficiary holder level.
July 27, 2023
View, Inc. (VIEW) 1-for-60 reverse split
July 26, 2023
Clovis Oncology, Inc. (CLVSQ) delisted from OTC Markets, positions removed as worthless
ViewRay, Inc (VRAY) demotion to OTC Markets, symbol change to VRAYQ
July 24, 2023
Sono Group N.V. (SEV) demotion to OTC Markets, symbol change to SEVCQ
July 21, 2023
BTCS, Inc. (BTCS) distribution of Series V preferred stock at 1-for-1. Shares will not be exchange-listed, further information HERE
Berkshire Grey, Inc. (BGRY) delisting - cash merger / buyout at $1.40 per share
Life Storage, Inc. (LSI) delisting - stock merger into Extra Space Storage, Inc. (EXR) at 0.895 EXR for every LSI share
July 20, 2023
Colombier Acquisition Corp. (CLBR) delisting - merger / acquisition to become PSQ Holdings, Inc. (PSQH)
Liberty Media Corp. - Formula 1 series A (FWONA) and series C (FWONK) holders will receive a distribution of 0.02896 Atlanta Braves Holdings, Inc. series C (BATRK) shares for each Formula 1 share held
July 19, 2023
Liberty Media Corp. - Braves Group (BATRA) corporate reorg. / company name change to Atlanta Braves Holdings, Inc. Symbol remains BATRA
Liberty Media Corp. - Braves Group series C (BATRK) corporate reorg. / company name change to Atlanta Braves Holdings, Inc (series C). Symbol remains BATRK
July 17, 2023
Invesco NASDAQ Internet ETF (PNQI) 5-for-1 split
Invesco S&P Small-Cap Energy ETF (PSCE) 1-for-5 reverse split
Invesco Dynamic Semiconductors ETF (PSI) 3-for-1 split
Invesco Global-Listed Private Equity ETF (PSP) 1-for-5 reverse split
Invesco DWA Healthcare Momentum ETF (PTH) 3-for-1 split
Invesco Dynamic Market ETF (PWC) 3-for-1 split
Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RSPD) 3-for-1 split
Invesco S&P 500® Equal Weight Healthcare ETF (RSPH) 10-for-1 split
Invesco S&P 500® Equal Weight Materials ETF (RSPM) 5-for-1 split
Invesco S&P 500® Equal Weight Industrials ETF (RSPN) 5-for-1 split
Invesco S&P 500® Equal Weight Consumer Staples ETF (RSPS) 5-for-1 split
Invesco S&P 500® Equal Weight Technology ETF (RSPT) 10-for-1 split
Invesco S&P 500® Equal Weight Utilities ETF (RSPU) 2-for-1 split
July 13, 2023
Azure Power Global Ltd. (AZRE) demotion to OTC Markets, symbol change to AZREF
July 12, 2023
Accelerate Diagnostics, Inc. (AXDX) 1-for-10 reverse split
Hive Blockchain Technologies Ltd. (HIVE) corporate reorg. / company name change to HIVE Digital Technologies Ltd. Symbol remains HIVE
Lannett Company, Inc. (LCINQ) delisting from OTC Markets, positions removed as worthless
Tattooed Chef, Inc. (TTCF) demotion to OTC Markets, symbol change to TTCFQ
July 10, 2023
BorgWarner, Inc. (BWA) spinoff of PHINIA, Inc. (PHIN) at 1 PHIN for every 5 BWA shares
Everest Re Group, Ltd. (RE) company name / symbol change to Everest Group, Ltd. (EG)
July 7, 2023
Lordstown Motors Corp. (RIDE) demotion to OTC Markets, symbol change to RIDEQ
Organigram Holdings, Inc. (OGI) 1-for-4 reverse split
July 6, 2023
Owl Rock Capital Corporation (ORCC) company name / symbol change to Blue Owl Capital Corporation (OBDC)
Sarcos Technology & Robotics Corp. (STRC) 1-for-6 reverse split
July 5, 2023
Agrify Corp. (AGFY) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.
BioFrontera, Inc. (BFRI) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Laboratory Corp. of America (LH) spinoff of new Fortrea Holdings, Inc. (FTRE) at 1-for-1
July 3, 2023
BGC Partners, Inc. (BGCP) corporate reorg., name / symbol change to BGC Group, Inc. (BGC)
Monitronics International, Inc. (SCTYQ) delisting - cash merger / buyout complete, final payout of $0.12906 per share
U.S. Xpress Enterprises, Inc. (USX) delisting - cash merger / buyout at $6.15 per share
June 30, 2023
Advanced Human Imaging Ltd. (AHI) 1-for-4 reverse split
Audacy, Inc. (AUDA) 1-for-30 reverse split
Doma Holdings, Inc. (DOMA) 1-for-25 reverse split
Loyalty Ventures, Inc. (LYLT) bankruptcy reorganization - shares removed as worthless
June 29, 2023
BELLUS Health, Inc. (BLU) delisting - pending cash merger / buyout at $14.75 per share
Qualtrics International, Inc. (XM) delisting - cash merger / buyout at $18.15 per share
June 27, 2023
China Petroleum & Chemical Corp. Ltd. (placeholder symbol "C008452", formerly SNPTY) ADR termination - final payout at $61.615444 per share
June 26, 2023
Genius Brands International, Inc. (GNUS) company name / symbol change to Kartoon Studios, Inc. (TOON)
Invesco Conservative Multi-Asset Allocation ETF (PSMC) delisting - pending fund liquidation at $12.06432 per share
Invesco Growth Multi-Asset Allocation ETF (PSMG) delisting - pending fund liquidation at $16.64029 per share (full list HERE)
Skillz, Inc. (SKLZ) 1-for-20 reverse split
June 23, 2023
Ault Alliance, Inc. (AULT) spin-off of Imperalis Holding Corp. shares, details TBD
Hexo Corp. (HEXO) delisting - merger into TLRY stock at 0.4352-for-1
Shapeways, Inc. (SHPW) 1-for-8 reverse split
ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-10 reverse split
ProShares VIX Short-Term Futures (VIXY) 1-for-5 reverse split
Thomson Reuters, Inc. (TRI) corporate reorg. / cash distribution. Holders will receive $4.67 cash and 0.963957 new TRI shares for each old share. Further details HERE
June 22, 2023
Pulse Biosciences, Inc. (PLSE) warrants expired - Payout at $0.01 per warrant
Ramaco Resources, Inc. (METC) corporate reorg. / spinoff of new shares - Class A shares, symbol remains METC, new Class B shares symbol METCB at 0.2-for-1.
Further details HERE
June 21, 2023
illumin Holdings, Inc. (ILLM) official name change / corporate reorg. Symbol remains ILLM
Ranger Oil Corp. (ROCC) delisting - merger into Baytex Energy Corp. (BTE) at 7.49 BTE for each ROCC and $13.31 per share cash in lieu of fractions
June 20, 2023
Harsco Corp. (HSC) company name / symbol change to Enviri Corp. (NVRI)
June 19, 2023
The following Digital Assets will be set to "Sell Only" on June 29th and will be Delisted from trading on September 12, 2023.
Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full. Proceeds from any sales will be distributed back to your Stockpile account.
Cardano (ADA)
Polygon (MATIC)
Solana (SOL)
June 16, 2023
IZEA Worldwide, Inc. (IZEA) 1-for-4 reverse split. Fractions rounded up to next full share on beneficiary holder level.
June 15, 2023
Boxlight Corporation (BOXL) 1-for-8 reverse split
China Life Insurance Co. Ltd. (placeholder symbol "C013731") ADR termination - final payout at $8.53089 per share
DCP Midstream, LP (DCP) delisting - cash merger / buyout at $41.75 per share
Neubase Therapeutics, Inc. (NBSE) 1-for-20 reverse split
Oxford Square Capital Corp. rights (OXSQ-R) expired, removed as worthless
Ruth's Hospitality Group, Inc. (RUTH) delisting - cash merger / buyout at $21.50 per share
June 14, 2023
Heska Corporation (HSKA) delisting - cash merger / buyout at $120.00 per share
Orphazyme A/S (placeholder symbol "P054274") ADR termination - final payout at $0.1411 per share
June 13, 2023
Offerpad Solutions, Inc. (OPAD) 1-for-15 reverse split
June 12, 2023
Credit Suisse Group AG (CS) delisting - merger into UBS Group AG (UBS) at 1 UBS for every 22.48 CS shares
Jounce Therapeutics CVR (symbol "J060373") cash distribution of $0.021236 per share
SPDR S&P 600® Small Cap ETF (SLY) delisting - merger into SPDR Portfolio S&P 600® Small Cap ETF (SPSM) at 2.22299-for-1
June 9, 2023
Global Cord Blood Corp. (CO) symbol change to CORBF. Closing orders only.
Flora Growth Corp. (FLGC) 1-for-20 reverse split
Wejo Group Ltd. (WEJO) demotion to OTC Markets, symbol change to WEJOQ. Closing orders only.
June 8, 2023
Blue Apron Holdings, Inc. (APRN) 1-for-12 reverse split
iPath Series B Bloomberg Livestock Subindex Total Return ETN (COW) delisting - notes called for redemption
iPath Series B Bloomberg Coffee Subindex Total Return ETN (JO) delisting - notes called for redemption
iPath Pure Beta Crude Oil ETN (OIL) delisting - notes called for redemption
OceanPal, Inc. (OP) 1-for-20 reverse split
Wheels Up Experience, Inc. (UP) 1-for-10 reverse split
June 7, 2023
Bone Biologics Corp. (BBLG) 1-for-30 reverse split
Hull Tactical ETF (HTUS) company sponsor change from Exchange Traded Concepts to Capitol Series Trust. Symbol remains HTUS
Fiserv, Inc. (FISV) symbol change to FI
Greenlane Holdings, Inc. (GNLN) 1-for-10 reverse split
Invesco S&P 500® Equal Weight Communication Services ETF (EWCO) symbol change to RSPC
Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RCD) symbol change to RSPD
Invesco S&P 500® Equal Weight Industrials ETF (RGI) symbol change to RSPN
Invesco S&P 500® Equal Weight Consumer Staples ETF (RHS) symbol change to RSPS
Invesco S&P 500® Equal Weight Materials ETF (RTM) symbol change to RSPM
Invesco S&P 500® Equal Weight Energy ETF (RYE) symbol change to RSPG
Invesco S&P 500® Equal Weight Financials ETF (RYF) symbol change to RSPF
Invesco S&P 500® Equal Weight Health Care ETF (RYH) symbol change to RSPH
Invesco S&P 500® Equal Weight Technology ETF (RYT) symbol change to RSPT
Invesco S&P 500® Equal Weight Utilities ETF (RYU) symbol change to RSPU
June 6, 2023
Aptose Biosciences Inc. (APTO) 1-for-15 reverse split
Diebold Nixdorf, Inc. (DBD) demotion to OTC Markets. Symbol change to DBDQQ
Grove Collaborative, Inc. (GROV) 1-for-5 reverse split
Westport Fuel Systems, Inc. (WPRT) 1-for-10 reverse split
June 5, 2023
Acorda Therapeutics, Inc. (ACOR) 1-for-20 reverse split
The following Digital Assets have been set to "Sell Only" and will be Delisted from trading on September 19, 2023.
Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full.
Proceeds from any sales will be distributed back to your Stockpile account.
Aave (AAVE)
ApeCoin (APE)
Avalanche (AVAX)
Bancor Network Token (BNT)
Basic Attention Token (BAT)
Chainlink (LINK)
Chiliz (CHZ)
Compound Token (COMP)
Cosmos (ATOM)
Curve DAO (CRV)
Enjin Coin (ENJ)
Fantom (FTM)
Filecoin (FIL)
GALA (GALA)
The Graph (GRT)
Internet Computer (ICP)
Loopring (LRC)
Maker DAO (MKR)
Republic (REN)
Stellar (XLM)
Sushiswap (SUSHI)
Synthetix (SNX)
Tezos (XTZ)
Uniswap (UNI)
Yearn Finance (YFI)
June 2, 2023
MoneyGram International, Inc. (MGI) delisting - cash merger / buyout at $11.00 per share
QualTek Services, Inc. (QTEK) demotion to OTC Markets. Symbol change to QTEKQ
June 1, 2023
Calyxt, Inc. (CLXT) delisting - stock merger and symbol change to CBUS and 1-for-5 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Ikonics Corp. CVR shares (symbol "H093205") - cash distribution at $2.85 per share
MDU Resources Group, Inc. (MDU) spinoff of Knife River Corporation (KNF) - holders will receive 1 KNF for every 4 MDU shares held
Momentive Global, Inc. (MNTV) delisting - cash merger / buyout at $9.46 per share
Sinclair Broadcast Group, Inc. (SBGI) corporate reorg. / name change to Sinclair, Inc. Symbol remains SBGI
May 31, 2023
Applied UV, Inc. (AUVI) 1-for-5 reverse split
Broadmark Realty Capital, Inc. (BRMK) delisting - pending stock merger, details TBD
KraneShares Global Carbon Transformation ETF (KGHG) delisting - fund liquidation at $24.7633 per share
May 26, 2023
Athenex, Inc. (ATNX) demotion to OTC Markets. Symbol change to ATNXQ
May 24, 2023
Evoqua Water Technologies Corp. (AQUA) delisting - stock merger into Xylem, Inc. (XYL). Holders will receive 0.48 XYL for every AQAU share held
Lordstown Motors Corp. (RIDE) 1-for-15 reverse split
May 23, 2023
ABB Ltd. (ABB) market change from NYSE to OTC Markets. Symbol change to ABBNY
Ritchie Bros. Auctioneers, Inc. (RBA) corporate reorg. / name change to RB Global, Inc. Symbol remains RBA
SeaChange International, Inc. (SEAC) 1-for-20 reverse split
May 22, 2023
Churchill Downs, Inc. (CHDN) 2-for-1 split
May 18, 2023
Audacy, Inc. (AUD) symbol change to AUDA
Ault Alliance, Inc. (AULT) 1-for-300 reverse split
Nisun International Enterprise Development Group (NISN) 1-for-10 reverse split
May 16, 2023
Cyclerion Therapeutics, Inc. (CYCN) 1-for-20 reverse split
Greenidge Generation Holdings, Inc. (GREE) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Monitronics International, Inc. (SCTY) demotion to OTC Markets, symbol change to SCTYQ
PerkinElmer, Inc. (PKI) company name / symbol change to Revvity, Inc. (RVTY)
Stronghold Digital Mining, Inc. (SDIG) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Travel Centers of America, Inc. (TA) delisting - cash merger / buyout at $86.00 per share
May 15, 2023
Alpine 4 Holdings, Inc. (ALPP) 1-for-8 reverse split. Fractions rounded up to next full share on beneficiary holder level.
Sumo Logic, Inc. (SUMO) delisting - cash merger / buyout at $12.05 per share
May 12, 2023
Avaya Holdings Corp. (AVYAQ) delisted from OTC Markets. Positions removed as worthless.
Silvergate Capital Corporation (SI) demotion to OTC Markets, symbol change to SICP
May 11, 2023
Vinco Ventures, Inc. (BBIG) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.
May 10, 2023
Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-6.25 reverse split. Fractions rounded up to next full share on beneficiary holder level.
May 9, 2023
Allied Healthcare Products, Inc. (AHPI) demotion to OTC Markets, symbol change to AHPIQ
VanEck Semiconductor ETF (SMH) 2-for-1 split
May 5, 2023
Jounce Therapeutics, Inc. (JNCE) delisted - cash merger / buyout at rate TBD
VanEck Semiconductor ETF (SMH) 2-for-1 split
May 4, 2023
DSS, Inc. (DSS) spinoff of Sharing Services Global Corporation (SHRG). Holders will receive 2 shares of SHRG for each DSS share held
Lannett Company, Inc. (LCIN) demotion to OTC Markets, symbol change to LCINQ
Mullen Automotive, Inc. (MULN) 1-for-25 reverse split
GeneDx Holdings Corp. (WGS) 1-for-33 reverse split
May 3, 2023
Bed Bath & Beyond Inc. (BBBY) demotion to OTC Markets, symbol change to BBBYQ
First Republic Bank (FRC) demotion to OTC Markets, symbol change to FRCB
Maxar Technologies Inc. (MAXR) delisting - cash merger / buyout at $53.00
May 2, 2023
Invesco BLDRS Emerging Markets 50 ADR Index Fund escrow shares ("H108558") - final distribution at $0.04256 per share
May 1, 2023
First Republic Bank (FRC) suspended - FDIC seizure and pending acquisition
Revlon Cosmetics (REVRQ) bankruptcy restructuring, delisted from OTC Markets. Positions removed as worthless
Simplify Nasdaq 100 PLUS Convexity ETF (QQC) delisting - pending fund liquidation at $23.24396 per share
Simplify Volt Cloud and Cybersecurity Disruption ETF (VCLO) delisting - pending fund liquidation $4.49046 per share
Vislink Technologies, Inc. (VISL) 1-for-20 reverse split
April 28, 2023
Chembio Diagnostics, Inc. (CEMI) delisting - cash merger / buyout at $0.45 per share. Anticipated allocation 5/12/23.
Provention Bio, Inc. (PRVB) delisting - cash merger / buyout at $25.00 per share
Lightning eMotors, Inc. (ZEV) 1-for-20 reverse split
April 27, 2023
Impac Mortgage Holdings, Inc. (IMH) demotion to OTC Markets, symbol change to IMPM
April 26, 2023
Agenus, Inc. (AGEN) special dividend of Mink Therapeutics stock (INKT) at 0.0146 INKT for every AGEN share. Allocation date ~ 5/01/23
Horizon Acquisition Corporation II (HZON) delisting - pending fund liquidation at $11.3283 per share
NewHold Investment Corp. (NHIC) delisting - pending fund liquidation at ~ $10.29 per share
SharpLink Gaming Ltd. (SBET) 1-for-10 reverse split
April 25, 2023
Calyxt, Inc. (CLXT) 1-for-10 reverse split
MoneyLion, Inc. (ML) 1-for-30 reverse split
ObsEva SA (OBSVF) corporate reorg. & delisting from OTC Markets. Change to placeholder symbol "P061259". Further details TBD
April 24, 2023
Direxion Breakfast Commodities Strategy ETF (BRKY) delisting - pending fund liquidation at $21.20633 per share
Predictive Oncology, Inc. (POAI) 1-for-20 reverse split
April 21, 2023
Foresight Autonomous Holdings Ltd. (FRSX) 1-for-6 reverse split
Madison Square Garden Entertainment Corp. spinoff - details TBD
Orbital Infrastructure Group, Inc. (OIG) 1-for-40 reverse split
Ouster, Inc. (OUST) 1-for-10 reverse split
April 20, 2023
Atlas Technical Consultants, Inc. (ATCX) delisting - cash merger / buyout at $12.25 per share
Lannett Company, Inc. (LCI) demoted to OTC Markets, symbol change to LCIN
April 18, 2023
Canadian Pacific Railway Ltd. (CP) corporate reorg. - merger with Kansas City Southern Railway to become CPKC Ltd. Symbol remains CP
April 17, 2023
AcuityAds Holdings, Inc. (ATY) company name / symbol change to illumin Inc. (ILLM)
DavidsTea, Inc. (DTEA) demotion to OTC Markets, symbol change to DTEAF
April 14, 2023
Arrival Ltd. (ARVL) 1-for-50 reverse split
Blue Safari Group Acquisition Corp. (BSGA) delisting - stock merger into Bitdeer Technologies Group (BTDR)
PLx Pharma, Inc. (PLXP) demotion to OTC Markets, symbol change to PLXPQ
Virgin Orbit Holdings, Inc. (VORB) demotion to OTC Markets, symbol change to VORBQ
April 12, 2023
VBI Vaccines, Inc. (VBIV) 1-for-30 reverse split
ContextLogic, Inc. (WISH) 1-for-30 reverse split
April 11, 2023
Agile Therapeutics, Inc. (AGRX) 1-for-50 reverse split
Engine Media Holdings, Inc. (GAME) 1-for-4 reverse split, company name change to GameSquare Holdings, Inc.
April 5, 2023
Retail Value, Inc. (RVIC) delisting - pending company dissolution and various shareholder payouts. More information HERE
April 4, 2023
BEST, Inc. (BEST) 1-for-4 reverse split
Crane Holdings Co. (CR) spin-off of Crane NXT (CXT) at 1-for-1
Mustang Bio, Inc. (MBIO) 1-for-15 reverse split
Shaw Communications, Inc. (SJR) delisting - cash merger / buyout at $29.8759 per share
Cryptyde, Inc. (TYDE) company name / symbol change to EightCo Holdings, Inc. (OCTO) then 1-for-50 reverse split
April 3, 2023
AgroFresh Solutions, Inc. (AGFS) delisting - cash merger / buyout at $3.00 per share
Yamana Gold, Inc. (AUY) delisting - cash & stock merger - $1.0406 cash, 0.0376 shares AEM and 0.1598 shares PAAS for each AUY share held
Creatd, Inc. (CRTD) company name / symbol change to Vocal Media (VOCL)
Aries I Acquisition Corp. (RAM) delisting - fund liquidation at $10.434 per share
March 31, 2023
Invesco BLDRS Emerging Markets 50 ADR Index Fund (ADRE) delisting - fund liquidation at $38.16503 cash and 1:1 into escrow shares- (symbol "H108558")
Invesco Select Growth ETF (IVSG) delisting - fund liquidation at $10.17102 per share
Duck Creek Technologies, Inc. (DCT) delisting - casher merger / buyout at $19.00 per share
Helbiz, Inc. (HLBZ) company name / symbol change to Micromobility.com, Inc. (MCOM) and 1-for-50 reverse split
Volta Inc. (VLTA) delisting - casher merger / buyout at $0.86 per share
March 29, 2023
Rockley Photonics Holdings Ltd. (RKLYQ) delisted from OTC Markets - positions removed as worthless
Signify Health, Inc. (SGFY) delisting - cash merger / buyout at $30.50 per share
March 28, 2023
Altra Industrial Motion Corp. (AIMC) delisting - cash merger / buyout at $62.00 per share
Atlas Corp. (ATCO) delisting - cash merger / buyout at $15.50 per share
PSYK ETF (PSYK) delisting - fund liquidation at $16.4332 principal and $0.02489 income per share held
Monster Beverage Group (MNST) 2-for-1 split
Signature Bank demotion to OTC Markets. Symbol remains SBNY
SVB Financial Group (SIVB) demotion to OTC Markets, symbol change to SIVBQ
March 27, 2023
EVO Payments, Inc. (EVOP) delisting - cash merger / buyout at $34.00 per share
March 24, 2023
Cuentas, Inc. (CUEN) 1-for-13 reverse split
Greene County Bancorp, Inc. (GCBC) 2-for-1 split
Swedish Match AB ADR (SWMAY) delisting - final details TBD
March 23, 2023
ObsEva SA (OBSV) demotion to OTC Markets, symbol change to OBSVF
Oyster Point Pharmaceuticals, Inc. contingent value rights ("P060489") expired as worthless
March 22, 2023
Berkeley Lights, Inc. (BLI) company name / symbol change to PhenomeX, Inc. (CELL)
Casi Pharmaceuticals, Inc. (CASI) corporate reorg. and CUSIP change, symbol remains CASI
Loyalty Ventures, Inc. (LYLT) demotion to OTC Markets, symbol change to LYLTQ
March 21, 2023
Aleris Life, Inc. (ALR) delisting - cash merger / buyout at $1.31 per share
March 20, 2023
Atlas Air Worldwide Holdings, Inc. (AAWW) delisting - cash merger / buyout at $102.50 per share
Fast Radius, Inc. (FSRDQ) delisted from OTC Markets, positions removed as worthless
Fresh Vine Wine, Inc. Rights ("F043944") expired - removed as worthless
Membership Collective Group, Inc. (MCG) company name / symbol change to SoHo House & Co. Ltd. (SHCO)
March 17, 2023
Cian PLC ADR's (CIAN) - trading suspended by exchange effective immediately
March 16, 2023
América Móvil, S.A.B. de C.V. (AMX) corporate reorg. and CUSIP change. Symbol remains AMX
March 14, 2023
First Eagle Alternative Capital BDC, Inc. (FCRD) delisting - cash & stock merger at $1.1697 cash and 0.22087035 shares Crescent Capital BDC, Inc. (CCAP)
Vanguard S&P Mid-Cap 400 Growth Index Fund ETF (IVOG) 2-for-1 split
March 13, 2023
Fast Retailing Co., Ltd. (FRCOY) 3-for-1 split
SiriusPoint Ltd. CVR (symbol "S084904") final payout at $8.4095 per share
March 10, 2023
Myovant Sciences Ltd. (MYOV) delisting - cash merger / buyout at $27.00 per share
Orchard Therapeutics plc (ORTX) 1-for-10 reverse split
Vivint Smart Home, Inc. (VVNT) delisting - cash merger / buyout at $12.00 per share
March 9, 2023
Akanda Corp. (AKAN) 1-for-10 reverse split
Fast Retailing Co. Ltd. (FRCOY) 3-for-1 split
Kaleyra, Inc. (KLR) 1-for-3.5 reverse split. Fractions rounded up to next full share on beneficiary holder level.
New York Mortgage Trust, Inc. (NYMT) 1-for-4 reverse split
March 8, 2023
Shift Technologies, Inc. (SFT) 1-for-10 reverse split
Sesen Bio, Inc. (SESN) delisting - corporate reorg. / merger into Carisma Therapeutics, Inc. (CARM), then 1-for-20 reverse split
Zagg, Inc. (placeholder symbol "Y009107") officially delisted - positions removed as worthless
March 7, 2023
Canon, Inc. (CAJ) demotion to OTC Markets, symbol change to CAJPY
Concert Pharmaceuticals, Inc. (CNCE) delisting - cash merger / buyout at $8.00 cash and 1 non-tradable CVR per old share. More information HERE
iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split
March 6, 2023
O2Micro International Limited (OIIM) delisting - cash merger / buyout at $4.95 per share
March 2, 2023
Cowen, Inc. (COWN) delisting - cash merger / buyout at $39.00 per share
Linde plc (LIN) corporate reorg. Symbol remains LIN
Umpqua Holdings Corp. (UMPQ) delisting - stock merger into Columbia Banking System, Inc. (COLB) at 0.5958 COLB for every UMPQ share
March 1, 2023
Coupa Software, Inc. (COUP) delisting - cash merger / buyout at $81.00 per share
KemPharm, Inc. (KMPH) company name / symbol change to Zevra Therapeutics, Inc. (ZVRA)
Resolute Forest Products, Inc. (RFP) delisting - cash & stock merger at $20.50 cash and 1 non-tradable CVR per old share
Arcadia Biosciences, Inc. (RKDA) 1-for-40 reverse split
February 28, 2023
Elevate Credit, Inc. (ELVT) delisting - cash merger / buyout at $1.87 per share
February 27, 2023
CinCor Pharma, Inc. (CINC) delisting - cash merger / buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "C131056") per share held. More information HERE
Genius Group, Ltd. (GNS) potential NFT spin-off, more information HERE
Regional Health Properties, Inc. (RHE) spin-off of Series E preferred stock at 0.001 preferred share for every common share held
Rent-A-Center, Inc. (RCII) company name / symbol change to Upbound Group, Inc. (UPBD)
Zogenix, Inc. (ZGNX) delisting - cash merger / buyout at $2.00 per share
February 23, 2023
LHC Group, Inc. (LHCG) delisting - cash merger / buyout at $170.00 per share
1Life Healthcare, Inc. (ONEM) delisting - cash merger / buyout at $18.00 per share
Paya Holdings, Inc. (PAYA) delisting - cash merger / buyout at $9.75 per share
Sorrento Therapeutics, Inc. (SRNE) demotion to OTC Markets. Symbol change to SRNEQ
Starry Group Holdings, Inc. (STRY) symbol change to STRYQ
February 22, 2023
ESports Entertainment Group, Inc. (GMBL) 1-for-100 reverse split
February 21, 2023
Playboy Group, Inc. rights ("P060429") expired - removed as worthless
Weber, Inc. (WEBR) delisting - cash merger / buyout at $8.05 per share
February 15, 2023
Athenex, Inc. (ATNX) 1-for-20 reverse split
ContraFect Corporation (CFRX) 1-for-80 reverse split
February 14, 2023
Corbus Pharmaceuticals Holdings, Inc. (CRBP) 1-for-30 reverse split
Velodyne Lidar, Inc. (VLDR) delisted - stock merger into Ouster, Inc. (OUST) at 0.8204 OUST for every VLDR share
February 13, 2023
Genius Brands International, Inc. (GNUS) 1-for-10 reverse split
VYNE Therapeutics, Inc. (VYNE) 1-for-18 reverse split
February 10, 2023
COMSovereign Holding Corp. (COMS) 1-for-100 reverse split
February 9, 2023
Cazoo Group Ltd. (CZOO) 1-for-20 reverse split
February 8, 2023
Digital Ally, Inc. (DGLY) 1-for-20 reverse split
Horizon Global Corporation (HZN) delisting - cash merger / buyout at $1.75 per share
PACCAR, Inc. (PCAR) special stock dividend at 0.5 new shares for every share held
February 7, 2023
Lannett Company, Inc. (LCI) 1-for-4 reverse split
February 3, 2023
Store Capital Corp. (STOR) delisting - cash merger / buyout at $32.25 per share
February 2, 2023
Knowbe4, Inc. (KNBE) delisting - cash merger / buyout at $24.90 per share
February 1, 2023
Future FinTech Group, Inc. (FTFT) 1-for-5 reverse split
Liminal BioSciences Inc. (LMNL) 1-for-10 reverse split
Meridian Bioscience, Inc. (VIVO) delisting - cash merger / buyout at $34.00 per share
South Jersey Industries, Inc. (SJI) delisting - cash merger / buyout at $36.00 per share
January 31, 2023
Micro Focus International plc (MFGP) delisting - ADR pending termination, cash out at $6.4255 per share
January 26, 2023
Rockley Photonics Holdings Limited (RKLY) demotion to OTC Markets, symbol change to RKLYQ
Swvl Holdings Corp. (SWVL) 1-for-25 reverse split. Fractional shares will be rounded up to the next whole share on a beneficial holder level.
January 25, 2023
Benefitfocus, Inc. (BNFT) delisting - cash merger / buyout at $10.50 per share
January 24, 2023
iPath S&P GSCI Crude Oil Total Return Index ETN (OILNF) delisting - notes called for redemption. More information HERE
January 23, 2023
Aveo Pharmaceuticals, Inc. (AVEO) delisting - cash merger / buyout at $15.00 per share
American Virtual Cloud Technologies, Inc. (AVCT) symbol change to AVCTQ, demotion to OTC Markets
Jaguar Health, Inc. (JAGX) 1-for-75 reverse split
Oaktree Specialty Lending Corp. (OCSL) 1-for-3 reverse split
The Cannabis ETF (THCX) company sponsor change from Spinnaker ETFs to AXS Investments. Symbol remains THCX
Tata Motors Ltd. (TTM) delisting - ADR pending termination, details TBD
January 19, 2023
Party City HoldCo, Inc. (PRTY) demotion to OTC Markets, symbol change to PRTYQ
January 17, 2023
AXS FOMO ETF (FOMO) delisting - pending fund liquidation at $16.7489 per share
Jefferies Financial Group, Inc. (JEF) spin-off of Vitesse Energy, Inc. (VTS) at ~ 0.11769 VTS for each JEF share
Sorrento Therapeutics, Inc. (SNRE) spin-off of restricted Scilex Holding Co. stock (SCLX) at 0.1410365 SCLX for each SRNE share
January 13, 2023
Pioneer Merger Corp. (PACX) delisting - pending fund liquidation at $10.1392 per share
Sierra Wireless, Inc. (SWIR) delisting - cash merger / buyout at rate $31.00 per share
January 12, 2023
SPDR® S&P® 500 Fossil Fuel Reserves-Free ETF (SPYX) 3-for-1 split
January 11, 2023
UserTesting, Inc. (USER) delisting - cash merger / buyout at $7.50 per share
January 10, 2023
Sema4 Holdings Corp. (SMFR) company name / symbol change to GeneDx Holdings Corp. (WGS)
January 6, 2023
Aytu Biopharma, Inc. (AYTU) 1-for-20 reverse split
Dave, Inc. (DAVE) 1-for-32 reverse split
Poshmark, Inc. (POSH) delisting - cash merger / buyout at $17.90 per share
January 4, 2023
Core Scientific, Inc. (CORZ) demotion to OTC Markets, symbol change to CORZQ
Drive Shack, Inc. (DS) symbol change to DSHK
General Electric Co. (GE) spinoff of GE Healthcare Technologies, Inc. (GEHC). Final rate TBD
GTT Communications, Inc. (GTTNQ) delisting - bankruptcy reorganization, stock becomes warrants at 0.01245025 per share
Oyster Point Pharma, Inc. (OYST) delisting - pending cash merger / buyout at $11.00 cash and 1 non-tradable Contingent Value Right per share
January 3, 2023
Biora Therapeutics, Inc. (BIOR) 1-for-25 reverse split
Frontline Ltd. (FRO) corporate reorg. / structure change to Frontline plc. Symbol remains FRO
BitNile Holdings, Inc. (NILE) symbol change to AULT
December 29, 2022
Brigham Minerals, Inc. (MNRL) delisting - pending merger with Sitio Royalties Corp. (STR). Holders will receive 1.133 STR for each MNRL share
December 28, 2022
USHG Acquisition Corp. (HUGS) delisting - fund liquidation at $10.04 per share
December 27, 2022
Hall of Fame Resort & Entertainment Co. (HOFV) 1-for-22 reverse split
December 23, 2022
Abiomed, Inc. (ABMD) delisting - acquisition by Johnson & Johnson at $380 cash and 1 contingent value right per share (more info HERE)
BIT Mining Ltd. (BTCM) 1-for-10 reverse split
December 22, 2022
Clovis Oncology, Inc. (CLVS) demotion to OTC Markets, symbol change to CLVSQ
Diana Shipping, Inc. (DSX) special dividend / spinoff of OceanPal, Inc. (OP) at 0.1152527 OP for every DSX share
Hennessy Capital Investment Corp. V (HCIC) delisting - pending fund liquidation at $10.072 per share
Remark Holdings, Inc. (MARK) 1-for-10 reverse split
December 21, 2022
Altimeter Growth Corp. II (AGCB) delisting - pending fund liquidation at ~ $10.1172 per share
Camber Energy, Inc. (CEI) 1-for-50 reverse split
Sprott Uranium Miners ETF (URNM) 2-for-1 split
December 19, 2022
BTRS Holdings, Inc. (BTRS) delisting - cash merger / buyout at $9.50 per share
HEXO Corp. (HEXO) 1-for-14 reverse split
Pennsylvania Real Estate Investment Trust (PEI) symbol change to PRET
Global X Blockchain & Bitcoin Strategy ETF (BITS) 1-for-4 reverse split
Global X Blockchain ETF (BKCH) 1-for-4 reverse split
Global X Super Dividend ETF (SDIV) 1-for-3 reverse split
Global X SuperDividend REIT ETF (SRET) 1-for-3 reverse split
Esoterica NextG Economy ETF (WUGI) acquisition by AXS Investments, symbol remains WUGI
December 16, 2022
Starry Group Holdings, Inc. (STRY) demotion to OTC Markets, closing orders only
December 15, 2022
51Talk Online Education Group (COE) 1-for-4 reverse split
(Old) Brookfield Asset Management, Inc. (BAM) company name / symbol change to Brookfield Corporation (BN)
Fortune Brands Home & Security, Inc. (FBHS) company name / symbol change to Fortune Brands Innovations, Inc. (FBIN)
Fortune Brands Innovations, Inc. (FBIN) spinoff of Masterbrand, Inc. (MBC) at 1:1
December 14, 2022
Brookfield Asset Management Reinsurance Partners Ltd. (BAMR) company name / symbol change to Brookfield Reinsurance Ltd. (BNRE)
Federated National Holding Co. (FNHC) demotion to OTC Markets, symbol change to FNHCQ
December 13, 2022
Bright Lights Acquisition Corp. (BLTS) delisting - pending fund liquidation at rate TBD
IMV, Inc. (IMV) 1-for-10 reverse split
PaySafe Ltd. (PSFE) 1-for-12 reverse split
December 12, 2022
Brookfield Asset Management Inc. (BAM) pending reorg. / spinoff, details TBD
Brookfield Asset Management Reinsurance Partners Ltd. (BAMR) pending reorg. / spinoff, details TBD
Concord Acquisition Corp. (CND) delisting - pending fund liquidation at ~ $10.17719 per share, anticipated allocation date 12/28/22
CarLotz, Inc. (LOTZ) delisting - corporate reorg. / stock merger at 0.705241 into Shift Technologies, Inc. (SFT)
VectoIQ Acquisition Corp. (VTIQ) delisting - pending fund liquidation at rate TBD
December 9, 2022
Fintech Acquisition Corp. V (FTCV) delisting - pending fund liquidation at ~ $10.078 per share
UpHealth, Inc. (UPH) 1-for-10 reverse split
December 6, 2022
Checkpoint Therapeutics, Inc. (CKPT) 1-for-10 reverse split
Switch Inc. (SWCH) delisting - cash merger / buyout at $34.25 per share
December 5, 2022
America First Multifamily Investors, LP (ATAX) company name / symbol change to Greystone Housing Impact Investors, LP (GHI)
China Petroleum & Chemical Corp. (SNPTY) delisted - pending ADR termination, final details TBD
December 2, 2022
Triumph Bancorp, Inc. (TBK) company name / symbol change to Triumph Financial, Inc. (TFIN)
December 1, 2022
Allied E-Sports Entertainment, Inc. (AESE) company name / symbol change to Allied Gaming & Entertainment, Inc. (AGAE)
Diginex Limited (EQOS) demotion to OTC Markets, symbol change to EQOSQ
Flagstar Bancorp, Inc. (FSB) delisting - pending merger, details TBD
Fidelity National Financial, Inc. (FNF) spinoff of F&G Annuities & Life, Inc. (FG) - holders keep their FNF stock and will receive 0.068 FG for each FNF share held
PBF Logistics LP (PBFX) delisting - pending merger, details TBD
November 30, 2022
Arcimoto, Inc. (FUV) 1-for-20 reverse split
Bio-Techne Corp. (TECH) 4-for-1 split
November 29, 2022
Applied Genetics Technologies, Inc. (AGTC) delisted - pending merger, details TBD
CNS Pharmaceuticals, Inc. (CNSP) 1-for-30 reverse split
RADA Electronic Industries Ltd. (RADA) stock merger / name change into Leonardo DRS, Inc. (DRS)
November 28, 2022
Ecofin Digital Payments Infrastructure Fund (ETPA) delisting - fund liquidation at $0.077448 dividend and $25.11 per share
November 25, 2022
BiondVax Pharmaceuticals Ltd. (BVXV) 1-for-10 reverse split
November 23, 2022
Continental Resources, Inc. (CLR) delisting - cash merger / buyout at $74.28 per share
Qualigen Therapeutics, Inc. (QLGN) 1-for-10 reverse split
November 22, 2022
Ebang International Holdings Inc. (EBON) 1-for-30 reverse split
Waitr Holdings Inc. (WTRH) 1-for-20 reverse split, company name / symbol change to ASAP, Inc. (ASAP)
Zendesk, Inc. (ZEN) delisting - cash merger / buyout, details TBD
November 21, 2022
Fast Radius, Inc. (FSRD) demotion to OTC Markets, symbol change to FSRDQ
November 18, 2022
GoHealth, Inc. (GOCO) 1-for-15 reverse split
November 17, 2022
Tenneco Inc. (TEN) delisting - cash merger / buyout at $20.00 per share
November 16, 2022
Tian Ruixiang Holdings Ltd. (TIRX) 1-for-5 reverse split. Fractional shares rounded up to the next whole share on a beneficial holder level.
November 15, 2022
ChannelAdvisor Corp. (ECOM) delisting - cash merger / buyout at $23.10 per share. Allocation date still TBD
November 14, 2022
East Stone Acquisition Corp. (ESSC) delisting - corporate reorg. / merger into NWTN, Inc. (NWTN)
iClick Interactive Asia Group Ltd. (ICLK) 1-for-10 reverse split
XL Fleet Corp. (XL) company name / symbol change to Spruce Power Holding Corp. (SPRU)
November 11, 2022
China Life Insurance Company Ltd. (LFCHY) delisting - pending ADR termination, details TBD
Fortress Transportation and Infrastructure Investors LLC (FTAI) merger into FTAI Aviation, Ltd. Symbol remains FTAI
November 10, 2022
Trevena, Inc. (TRVN) 1-for-25 reverse split
Amerco, Inc. (UHAL) spinoff into new Class N (non-voting) shares at +9 shares for each old UHAL share
November 9, 2022
Diamond Offshore Drilling escrow shares (formerly DOFSQ) delisting - positions removed as worthless
November 8, 2022
Norton LifeLock, Inc. (NLOK) acquisition of Avast plc - company name / symbol change to Gen Digital, Inc. (GEN)
November 7, 2022
Copart, Inc. (CPRT) 2-for-1 split
100 ironSource Ltd. (IS) acquisition / stock merger into Unity Software, Inc. (U) at 0.1089 U for every IS share held
WisdomTree Investments, Inc. (WETF) symbol change to WT
November 2, 2022
Ligand Pharmaceuticals, Inc. (LGND) spinoff of OmniAb, Inc. (OABI) - holders keep their LGND, will receive 4.9 shares OABI for every LGND share held
ProFrac Holding Corp. (PFHC) symbol change to ACDC
Two Harbors Investment Corp. (TWO) 1-for-4 reverse split
November 1, 2022
Sprague Resources, LP (SRLP) delisting - cash merger / buyout at $20.00 per share
XPO Logistics, Inc. (XPO) of RXO, Inc. (RXO) - holders keep their XPO, will receive 1 RXO for every XPO share held
October 31, 2022
The following ETFs have symbol changes:
AllianzIM U.S. Large Cap Buffer10 Jan ETF (AZAJ) is now JANT
AllianzIM U.S. Large Cap Buffer20 Jan ETF (AZBJ) is now JANW
AllianzIM U.S. Large Cap Buffer10 Apr ETF (AZAA) is now APRT
AllianzIM U.S. Large Cap Buffer20 Apr ETF (AZBA) is now APRW
AllianzIM U.S. Large Cap Buffer10 Jul ETF (AZAL) is now JULT
AllianzIM U.S. Large Cap Buffer20 Jul ETF (AZBL) is now JULW
AllianzIM U.S. Large Cap Buffer10 Oct ETF (AZAO) is now OCTT
AllianzIM U.S. Large Cap Buffer20 Oct ETF (AZBO) is now OCTW
Benessere Capital Acquisition Corp. (BENE) delisting - pending fund liquidation at ~$10.4739 per share
October 28, 2022
Pine Island Acquisition Corp. (PIPP) delisting - pending liquidation at ~ $10.05476 per share. Anticipated allocation Nov 10
Solid Biosciences, Inc. (SLDB) 1-for-15 reverse split
Twitter, Inc. (TWTR) delisting - cash merger / buyout at $54.20 per share
October 25, 2022
Alfi, Inc. (ALF) delisting - bankruptcy proceedings
John Hancock Multifactor Utilities ETF (JHMU) delisting - pending fund liquidation at ~$32.088 per share
XpresSpa Group, Inc. (XSPA) company name / symbol change to XWELL, Inc. (XWEL)
October 21, 2022
Chemocentryx, Inc. (CCXI) delisting - cash merger / buyout at $52.00 per share
Kala Pharmaceuticals, Inc. (KALA) 1-for-50 reverse split
Manning & Napier, Inc. (MN) delisting - cash merger / buyout at $12.85 per share
Revlon, Inc. (REV) demotion to OTC Markets. New symbol REVRQ
October 20, 2022
Emles Made-in-America ETF (AMER) delisting - pending fund liquidation at ~ $26.1871 per share
Emles @Home ETF (LIV) delisting - pending fund liquidation at ~ $15.7348 per share
PetroChina Co. Ltd. (PTRCY) delisting - pending ADR termination, details TBD
Unity Biotechnology, Inc. (UBX) 1-for-10 reverse split
Washington Real Estate Investment Trust (WRE) company name / symbol change to Elme Communities, Inc. (ELME)
October 19, 2022
Avalara, Inc. (AVLR) delisting - cash merger / buyout at $93.50 per share
Shell Midstream Partners, LP (SHLX) delisting - cash merger / buyout at $15.85 per share
Alleghany Corp. (Y) delisting - acquisition by Berkshire Hathaway (BRK/B) at $848.02 per share
October 18, 2022
Agrify Corp. (AGFY) 1-for-10 reverse split
Blackrock Income Trust (BKT) 1-for-3 reverse split
9 Meters Biopharma, Inc. (NMTR) 1-for-20 reverse split
Ping Identity Holding Corp. (PING) delisting - cash merger / buyout at $28.50 per share
October 17, 2022
Brooklyn ImmunoTherapeutics Inc. (BTX) company name / symbol change to Eterna Therapeutics Inc. (ERNA) and 1-for-20 reverse split
Forma Therapeutics Holdings, Inc. (FMTX) delisting - cash merger / buyout at $20.00 per share
Romeo Power, Inc. (RMO) delisting - stock merger at 0.1186 into Nikola Corp. (NKLA)
Social Capital Hedosophia Holdings Corp. IV (IPOD) delisting - fund liquidation at ~ $10.056 per share
Social Capital Hedosophia Holdings Corp. VI (IPOF) delisting - fund liquidation at ~ $10.0595 per share
October 13, 2022
Covetrus, Inc. (CVET) delisting - cash merger / buyout at $21.00 per share
Exterran Corp. (EXTN) delisting - acquisition / stock merger at 1.021 into
Enerflex Ltd. (EFXT)
T2 Biosystems, Inc. (TTOO) 1-for-50 reverse split
October 12, 2022
Nielsen Holdings plc. (NLSN) delisting - cash merger / buyout at $28.00 per share
Terminix Global Holdings, Inc. (TMX) delisting - acquisition / stock merger at 1.4899 into Rentokil Initial plc (RTO)
October 10, 2022
iBio, Inc. (IBIO) 1-for-25 reverse split
Infrastructure and Energy Alternatives, Inc. (IEA) delisting - merger / buyout at $10.50 cash and 0.0483 shares MTZ for each IEA share
TPG Pace Beneficial Finance Corp. (TPGY) delisting - fund liquidation at rate TBD
October 5, 2022
BlueRock Residential Growth REIT, Inc. (BRG) delisting - cash merger / buyout at $24.25 per share. Anticipated allocation date Oct. 11
CPI Aerostructures, Inc. (CVUA) symbol change to CVU
Global Blood Therapeutics, Inc. (GBT) delisted - cash merger / buyout at $68.50 per share
October 4, 2022
Nintendo Co. Ltd. ADR (NTDOY) 4-for-1 forward split
October 3, 2022
Allegiance Bancshares, Inc. (ABTX) stock merger with Comm. Bank of Texas (CBTX) to become Stellar Bancorp, Inc. (STEL). Holders will receive 1.4184 shares of STEL for every ABTX share
American Virtual Cloud Technologies, Inc. (AVCT) 1-for-15 reverse split
Bluerock Residential Growth REIT, Inc. (BRG) spinoff of Bluerock Homes Trust, Inc. (BHM) - holders keep their BRG shares, and will receive 1 BHM share for every 8 BRG shares held
Change Healthcare, Inc. (CHNG) delisting - cash merger / buyout at $25.75 per share
Citrix Systems, Inc. (CTXS) delisting - cash merger / buyout at $104.00 per share
Duke Realty Corp. (DRE) delisting - stock merger / acquisition by Prologis, Inc. (PLD). Holders will receive 0.475 shares PLD for each DRE share held
Xperi Holding Corp. (XPER) corp. reorg - current XPER stock becomes Adeia, Inc. (ADEA), with spinoff of new XPER stock at 4 XPER for every 10 shares ADEA
September 30, 2022
Noble Corporation plc (NE) merger with Maersk Drilling, symbol remains NE
September 28, 2022
BBQ Holdings, Inc. (BBQ) delisting - cash merger / buyout at $17.25 per share
Virtus Total Return Fund rights (placeholder symbol V014583) expired worthless
September 27, 2022
AEA-Bridges Impact Corp. (IMPX) delisting - stock merger into LiveWire Group (LVWR)
Credit Suisse X-Links Crude Oil covered-call ETN (USOI) 1-for-20 reverse split
Höegh LNG Partners LP (HMLP) delisting - cash merger / buyout at $9.25 per share
Note: pass-through processing fee of $0.02 per ADS for GSK reverse split from 07/22
September 26, 2022
Annaly Capital Management (NLY) 1-for-4 reverse split
September 21, 2022
Celsion Corporation (CLSN) company name / symbol change to Imunon, Inc. (IMNN)
September 20, 2022
Petrochina Co. Ltd. (PTR) demotion to OTC Markets, symbol change to PTRCY
China Petroleum & Chemical Corporation (SNP) demotion to OTC Markets, symbol change to SNPTY
September 19, 2022
CF Acquisition Corp. VI (CFVI) delisting - name change / stock merger into Rumble, Inc. (RUM)
Mercedes-Benz Group AG (DMLRY) symbol change to MBGYY
Sonnet Biotherapeutics Holdings, Inc. (SONN) 1-for-14 reverse split
Tyme Technologies, Inc. (TYME) delisting - stock merger into Syros Pharmaceuticals, Inc. (SYRS) at 0.04312 SYRS for every TYME share held
September 16, 2022
USA Truck, Inc. (USAK) delisting - cash merger / buyout at $31.72 per share
September 15, 2022
CatchMark Timber Trust, Inc. (CTT) delisting - stock merger into PotlatchDeltic Corporation (PCH) at 0.23 PCH for every CTT share
ManTech International Corp. (MANT) delisting - cash merger / buyout at $96.00 per share
September 14, 2022
Palo Alto Networks, Inc. (PANW) 3-for-1 forward split
September 13, 2022
Mudrick Capital Acquisition Corp. II (MUDS) delisted - pending fund liquidation at
~ $10.183 per share
September 12, 2022
Mandiant, Inc. (MNDT) delisted - cash merger / buyout at $23.00 per share
September 9, 2022
Petrochina Co. Ltd. (PTR) delisted with no further details
China Petroleum & Chemical Corporation (SNP) delisted with no further details
September 8, 2022
IIVI, Inc. (IIVI) company name / symbol change to Coherent, Inc. (COHR)
September 7, 2022
Callaway Golf Co. (ELY) company name / symbol change to Topgolf Callaway Brands Corp. (MODG)
September 2, 2022
Centennial Resource Development, Inc. (CDEV) name / symbol change to Permian Resources Corp. (PR)
Cheetah Mobile, Inc. ADR (CMCM) 1-for-5 reverse split
China Life Insurance Company Ltd. (LFC) symbol change to LFCHY
August 31, 2022
Orchid Island Capital (ORC) 1-for-5 reverse split
Plantronics, Inc. (POLY) delisting - cash merger / buyout at $40.00 per share
August 30, 2022
Defiance Next Gen Altered Experience ETF (PSY) delisting - fund liquidation at $5.933 per share
Defiance Next Gen SPAC Derived ETF (SPAK) delisting - fund liquidation at rate TBD
NatWest Group plc (NWG) 13-for-14 reverse split
August 29, 2022
Jacobs Engineering Group, Inc. (J) corporate reorg. / name change to Jacobs Solutions, Inc. Symbol remains J
Mind Medicine (MindMed), Inc. (MNMD) 1-for-15 reverse split
Nasdaq OMX Group, Inc. (NDAQ) 3-for-1 split
August 26, 2022
Endo International plc (ENDP) bankruptcy filing, demotion to OTC Markets, symbol change to ENDPQ
Fast Acquisition Corp. (FST) delisting - fund liquidation at $10.027 per share
August 25, 2022
Digital Ally, Inc. (DGLY) corporate reorg. - holders will receive new DGLY stock, anticipated allocation 8/25
Rattler Midstream LP (RTLR) delisting - pending buyout / stock merger into Diamondback Energy (FANG) at 0.133 FANG for each RTLR share
Tesla, Inc. (TSLA) 3-for-1 forward split
August 23, 2022
iShares MSCI Argentina and Global Exposure ETF (AGT) delisting - pending fund liquidation at $26.417 per share
iShares MSCI Japan Equal Weighted ETF (EWJE) delisting - pending fund liquidation at $32.00 per share
iShares Evolved U.S. Innovative Healthcare ETF (IEIH) delisting - pending fund liquidation at $41.3929 per share
DigitalBridge Group (DBRG) 1-for-4 reverse split
August 22, 2022
AMC Entertainment (AMC) special dividend of preferred equity unit (APE) (more details HERE)
August 18, 2022
Morgan Creek - Exos SPAC Originated ETF (SPXZ) delisting - fund liquidation at ~$11.022 per share
August 17, 2022
Embark Technology, Inc. (EMBK) 1-for-20 reverse split
GO Acquisition Corp. (GOAC) delisting - pending liquidation at $10.0189 per share
RedBall Acquisition Corp. (RBAC) delisting - pending liquidation at $10.0303 per share
August 15, 2022
Apollo Investment Corp. (AINV) company name / symbol change to MidCap Financial Investment Corp. (MFIC)
Epizyme, Inc. (EPZM) delisting - cash merger / buyout at $1.45 per share
Root, Inc. (ROOT) 1-for-18 reverse split
SailPoint Technologies Holdings, Inc. (SAIL) delisting - cash merger / buyout at $65.25 per share
August 12, 2022
Epizyme, Inc. (EPZM) delisting - cash merger / buyout at $1.45 per share
Greenlane Holdings, Inc. (GNLN) 1-for-20 reverse split
Redbox Entertainment Inc. (RDBX) delisting - stocker merger into Chicken Soup for the Soul Inc. (CSSE) at 0.087 CSSE for every RDBX share
August 10, 2022
American Campus Communities, Inc. (ACC) delisting - cash merger / buyout at $65.47 per share
August 8, 2022
DPCM Capital Inc. (XPOA) company name / symbol change to D-Wave Quantum Inc. (QBTS)
REX American Resources Corp. (REX) 3-for-1 stock split
August 3, 2022
MeaTech 3D Ltd. (MITC) company name / symbol change to Steakholder Foods Ltd. (STKH)
Meritor Inc. (MTOR) delisting - cash merger / buyout at $36.50 per share
Neophotonics Corp. (NPTN) delisting - cash merger / buyout at $16.00 per share
August 2, 2022
Fortress Transportation and Infrastructure Investors LLC (FTAI) spinoff of FTAI Infrastructure, Inc. (FIP) at 1-for-1
August 1, 2022
Cortexyme, Inc. (CRTX) company name / symbol change to Quince Therapeutics, Inc. (QNCX)
First Trust Global Engineering & Construction ETF (FLM) fund objective / name change to First Trust Alerian U.S. NextGen Infrastructure ETF (RBLD)
New Residential Investment Corp. (NRZ) company name / symbol change to Rithm Capital Corp. (RITM)
Orbital Energy Group, Inc. (OEG) company name / symbol change to Orbital Infrastructure Group, Inc. (OIG)
July 29, 2022
MetroMile, Inc. (MILE) delisting - stock merger into Lemonade, Inc. (LMND) at 0.05263 LMND for every MILE share
Welbilt, Inc. (WBT) delisting - cash merger / buyout at $24.00 per share, anticipated allocation 8/01
July 27, 2022
ARK Transparency ETF (CTRU) delisting - pending fund liquidation, details TBD
July 26, 2022
Pluristem Therapeutics Inc. (PSTI) company name / symbol change to Pluri Inc. (PLUR)
Pershing Square Tontine Holdings, Ltd. (PSTH) delisting - details TBD
July 22, 2022
Gamestop Inc. (GME) 4-for-1 forward split
Cornerstone Building Brands, Inc. (CNR) delisting - cash merger / buyout at $24.65 per share
GlaxoSmithKline plc (GSK) company reorg. - 4-for-5 reverse split
Natus Medical Inc. (NTUS) delisting - cash merger / buyout at $33.50 per share
Sanderson Farms, Inc. (SAFM) delisting - cash merger / buyout at $203.00 per share
SonicShares Airlines, Hotels, Cruise Lines ETF (TRYP) delisting - pending fund liquidation at ~ $3.656 per share
Vonage, Inc. (VG) delisting - cash merger / buyout at $21.00 per share
July 21, 2022
GlaxoSmithKline plc (GSK) spinoff of consumer health business into Haleon plc (HLN) - holders will receive 1 share HLN for every GSK
July 20, 2022
Macquarie Infrastructure Corp (MIC) delisting - cash merger / buyout at $4.11 per share
Healthcare Trust of America, Inc. (HTA) delisting - merger into Healthcare Realty Trust Inc. (HR)
B. Riley Principal 150 Merger Corp. III (BRPM) merger / name change to FaZe Clan, Inc. (FAZE)
PS Business Parks Inc. (PSB) delisting - cash merger / buyout, details TBD
July 19, 2022
ITHAX Acquisition Corp. (ITHX) merger / name change to Mondee Holdings, Inc. (MOND)
GlaxoSmithKline plc (GSK) pending spin-off, details TBD
July 18, 2022
Alphabet, Inc. (GOOG & GOOGL) 20-for-1 forward split
July 15, 2022
Ecofin Digital Payments Infrastructure Fund (TPAY) symbol change to ETPA
Enveric Biosciences, Inc. (ENVB) 1-for-50 reverse split
July 13, 2022
Mobile TeleSystems PJSC (MBT) official delisting - pending ADR termination, details TBD
July 8, 2022
Avalo Therapeutics, Inc. (AVTX) 1-for-12 reverse split
Vectrus, Inc. (VEC) delisting - company name / symbol change to V2X, Inc. (VVX)
July 7, 2022
CDK Global, Inc. (CDK) delisting - pending cash merger / buyout at $54.87 per share
CMC Materials, Inc. (CCMP) delisting - cash/stock merger into Entegris, Inc. (ENTG). Holders will receive $133.00 & 0.4506 ENTG for every CCMP share
July 6, 2022
Neenah Paper, Inc. (NP) delisting - merger into SWM at 1.358 SWM for every NP share
Schweitzer-Mauduit International, Inc. (SWM) name / symbol change to Mativ, Inc. (MATV)
SOS Limited (SOS) 1-for-50 reverse split
July 5, 2022
Abeona Therapeutics, Inc. (ABEO) 1-for-25 reverse split
Oasis Petroleum (OAS) merger with Whiting Petroleum (WLL) to form Chord Energy Corp. (CHRD)
Coherent, Inc. (COHR) delisting - acquisition - holders will receive 0.91 shares IIVI and $220.00 cash for every COHR share
July 1, 2022
CTO Realty Growth, Inc. (CTO) 3-for-1 forward split
Encompass Health Corp. (EHC) spinoff of Enhabit, Inc. (EHAB) - holders keep EHC stock, will receive 0.5 EHAB for every EHC share
Whiting Petroleum Corp. (WLL) delisting - cash / stock merger with Oasis Petroleum to form Chord Energy Corp. (CHRD). Holders will receive $6.25 & 0.5774 CHRD for every WLL share
June 30, 2022
Vinco Ventures, Inc. (BBIG) spinoff of Cryptyde, Inc. (TYDE) - holders keep BBIG stock, will receive 0.10 shares TYDE for every BBIG share. Cash-in-lieu of fractional positions
June 29, 2022
Tivity Health, Inc. (TVTY) delisting - cash merger / buyout at $32.50 per share
Shopify, Inc. (SHOP) 10-for-1 forward split
June 28, 2022
Datto Holding Corp. (MSP) delisting - cash merger / buyout at $35.50 per share
Anthem, Inc. (ATNM) company name / symbol change to Elevance Health (ELV)
June 27, 2022
Mallinckrodt plc (MNKKQ) delisting - bankruptcy proceedings, removed as worthless
Simplify Volt Fintech Disruption ETF (VFIN) delisting - liquidation at NAV
Simplify Volt Pop Culture Disruption ETF (VPOP) delisting - liquidation at NAV
June 24, 2022
Gores Guggenheim, Inc. (GGPI) stock merger / name change to Polestar Automotive Holding UK PLC (PSNY)
Preferred Apartment Communities, Inc. (APTS) delisting - cash merger / buyout at $25.00 per share
Staffing 360 Solutions, Inc. (STAF) 1-for-10 reverse split
June 23, 2022
EJF Acquisition Corp. (EJFA) stock merger / name change to Pagaya
Technologies Ltd. (PGY)
Fortinet, Inc. (FTNT) 5-for-1 forward split
O'Shares U.S. Quality Dividend ETF (OUSA) sponsorship / name change to ALPS O'Shares U.S. Quality Dividend ETF
O'Shares U.S. Small-Cap Quality Dividend ETF (OUSM) sponsorship / name change to ALPS O'Shares U.S. Small-Cap Quality Dividend ETF
O'Shares Global Internet Giants ETF (OGIG) sponsorship / name change to ALPS O'Shares Global Internet Giants ETF
June 22, 2022
Anaplan, Inc. (PLAN) delisting - cash merger / buyout, details TBD
June 21, 2022
Minerva Neurosciences, Inc. (NERV) 1-for-8 reverse split
June 16, 2022
Limelight Networks, Inc. (LLNW) company name / symbol change to Edgio, Inc. (EGIO)
Pennsylvania Real Estate Investment Trust (PEI) 1-for-15 reverse split
June 15, 2022
Overstock.com Preferred Digital Voting Series A-1 (OSTKO) delisting - converted at 0.9 into common stock (OSTK)
Tuatara Capital Acquisition Corp. (TCAC) stock merger / name change to Springbig Holdings, Inc. (SBIG)
June 13, 2022
Renewable Energy Group, Inc. (REGI) delisting - cash merger / buyout at $61.50 per share
Global X Cannabis ETF (POTX) 1-for-6 reverse split
DexCom, Inc. (DXCM) 4-for-1 forward split
Didi Global Ltd. (DIDI) symbol change to DIDIY, demotion to OTC Markets
Brookfield Infrastructure Partners L.P. (BIP) 3-for-2 forward split
Brookfield Infrastructure Corp (BIPC) 3-for-2 forward split
June 9, 2022
Meta Platforms (FB) official symbol change to META
Realogy Holdings Corp. (RLGY) company name / symbol change to Anywhere Real Estate (HOUS)
June 8, 2022
Cerner Corp. (CERN) cash merger / buyout at $95.00 per share, anticipated allocation 06/10/22
June 7, 2022
FangDD Network Group Ltd. ADR (DUO) 1-for-15 reverse split
June 6, 2022
Amazon Inc. (AMZN) 20-for-1 forward split
Invesco Mortgage Capital Inc. (IVR) 1-for-10 reverse split
Falcon Minerals (FLMN) & Desert Peak Minerals (DPM) delisting - merger to form Sitio Royalties Corp. (STR) and 1-for-4 reverse split
June 2, 2022
Casi Pharmaceuticals, Inc. (CASI) 1-for-10 reverse split
BHP Group Ltd. (BHP) merger / spinoff of Woodside Energy Group Ltd. (WDS) - holders keep their BHP stock, and receive 0.3614 WDS for every BHP share
June 1, 2022
Dominion Energy 2019 Series A Corporate Units (DCUE) delisting - called for redemption/exchanged into common stock (symbol D) at 1.2037 D for each DCUE
May 31, 2022
Direxion Daily Energy Bear 2X Shares (ERY) 1-for-10 reverse split
Direxion Daily CSI China Internet Index Bull 2X Shares (CWEB) 1-for-10 reverse split
Direxion Daily FTSE China Bull 3X Shares (YINN) 1-for-20 reverse split
Quidel Corp. (QDEL) acquired Ortho Clinical Diagnostics (OCDX) to form QuidelOrtho Corp. Symbol remains QDEL
Apollo Strategic Growth Capital (APSG) delisting - merger with American Express Global Business Travel to form Global Business Travel Group, Inc. (GBTG)
IRSA Propiedades Comerciales S.A. (IRCP) corporate reorg., name & symbol change to IRSA Inversiones y Representaciones S.A. (IRS) at 0.56 IRS for every IRCP share
May 27, 2022
Luby's, Inc. (LUB) delisting - sale to private party and bankruptcy liquidation, final distribution at $0.20 per share
May 25, 2022
Intricon Corporation (IIN) delisting - cash merger / buyout at $24.25 per share
May 24, 2022
Hive Blockchain Technologies (HIVE) 1-for-5 reverse split
Zynga, Inc. (ZNGA) delisting - merger / buyout, holders will receive $3.50 cash and 0.0406 shares of Take Two Interactive (TTWO) for every share of ZNGA
May 23, 2022
CPI Aerostructures, Inc. (CVU) - symbol change to CVUA, demotion to OTC Markets
May 20, 2022
Saba Capital Income & Opportunities Fund (BRW) 1-for-2 reverse split
BEST, Inc. (BEST) 1-for-5 reverse split
ION Geophysical Corp. (IO) - symbol change to IOGPQ, demotion to OTC Markets
Mimecast Ltd. (MIME) delisting - cash merger / buyout at $80.00 per share
May 19, 2022
Sigma Labs, Inc. (SGLB) company name / symbol change to Sigma Additive Solutions, Inc. (SASI)
May 17, 2022
Aspen Technology, Inc. (AZPN) partial merger - holders will receive approximately $87 per share in cash, and 0.42 shares of new AZPN stock for each old share
May 16, 2022
Canadian Imperial Bank of Commerce (CM) 2-for-1 forward split
Bottomline Technologies (DE), Inc. (EPAY) delisting - cash merger at $57.00 per share
May 9, 2022
Progenity, Inc. (PROG) company name / symbol change to Biora Therapeutics (BIOR)
May 5, 2022
eSports Technologies, Inc. (EBET) company name change to EBET, Inc., symbol remains EBET
Golden Nugget Online Gaming, Inc. (GNOG) delisting - stock merger into DraftKings, Inc. (DKNG) at 0.365 DKNG for each GNOG share
May 3, 2022
Heat Biologics, Inc. (HTBX) company name / symbol change to NightHawk Biosciences, Inc. (NHWK)
The Gabelli Utility Trust - Rights (GUT-RT) expired as worthless
US Ecology, Inc. (ECOL) delisting - cash merger / buyout at $48.00 per share
April 29, 2022
Scientific Games, Inc. (SGMS) company name / symbol change to Light & Wonder (LNW)
MGM Growth Properties LLC (MGP) delisting - stock merger at 1.366 into Vici Properties (VICI)
April 27, 2022
Agile Therapeutics, Inc. (AGRX) 1-for-40 reverse split
April 18, 2022
Kaleido Biosciences, Inc. (KLDO) delisting - company ceasing operations, further details TBD
April 13, 2022
Applied Blockchain, Inc. (APLD) 1-for-6 reverse split
April 11, 2022
Discovery, Inc. series A (DISCA) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)
Discovery, Inc. series B (DISCB) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)
Discovery, Inc. series C (DISCK) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)
AT&T (T) spinoff of Warner Bros. Discovery (WBD) - holders will receive 0.24 WBD for every T share, allocation date 4/12/22
Spirit of TX Bancshares (STXB) delisting - stock merger at 1.0016722 into Simmons First National Corp. (SFNC)
Colfax Corporation (CFX) corporate reorg. - name change & 1-for-3 reverse split into Enovis Corporation (ENOV)
April 8, 2022
New Oriental Education & Technology Group Inc. (EDU) 1-for-10 reverse split
April 7, 2022
Investors Bancorp (ISBC) merger into Citizens Financial Group (CFG) - holders will receive $1.46 cash and 0.297 CFG for every ISBC share
Roundhill MVP ETF (MVP) fund delisted - pending liquidation, details TBD
Roundhill Streaming Services & Technology ETF (SUBZ) fund delisted - pending liquidation, details TBD
RVI Corp. (RVI) symbol change to RVIC, demoted to OTC Markets
SOC Telemed (TLMD) delisting - cash merger at $3.00 per share
April 6, 2022
Fluidigm Corp. (FLDM) company name / symbol change to Standard BioTools, Inc. (LAB)
April 5, 2022
BP Midstream Partners LP (BPMP) stock merger at 0.575 into BP plc (BP)
Colfax Corporation (CFX) corporate reorg. / spinoff, holders will receive 1 Esab Corp. (ESAB) share for every 3 CFX
MFA Financial, Inc. (MFA) 1-for-4 reverse split
People's United Financial, Inc. (PBCT) stock merger at 0.118 into M&T Bank Corp. (MBT)
April 4, 2022
Alliance Data Systems, Inc. (ADS) company name / symbol change to Bread Financial Holdings, Inc. (BFH)
Boulder Growth & Income Fund (BIF) company name / symbol change to SRH Total Return Fund (STEW)
April 1, 2022
Clockwise Capital Innovation ETF (CWC) symbol change to TIME
SLR Senior Investment Corp. (SUNS) stock merger at 0.7796 into SLR Investment Corp. (SLRC)
March 31, 2022
Verso Corporation (VRS) delisting - cash merger / buyout at TBD
March 28, 2022
CyrusOne, Inc. (CONE) delisting - cash merger / buyout at $90.50 per share
March 24, 2022
ACM Research, Inc. (ACMR) 3-for-1 stock split
W.R. Berkley Corporation (WRB) 3-for-2 stock split
March 23, 2022
BioDelivery Sciences International, Inc. (BDSI) delisting - cash merger / buyout, details TBD
March 22, 2022
Recro Pharma, Inc. (REPH) name / symbol change to Societal CDMO (SCTL)
Forterra, Inc. (FRTA) delisting - cash merger / buyout at $24.00 per share
March 17, 2022
Spartan Energy Acquisition Corp. III (SPAQ) stocker merger / name change to Allego N.V. (ALLG)
March 15, 2022
Brookfield Business Partners (BBU) corporate reorg. / spinoff - 0.5 BBUC for every BBU share
Kraton Corporation (KRA) delisting - cash merger / buyout at $46.50 per share
HollyFrontier Corp. (HFC) stock merger / symbol change to HF Sinclair Corp. (DINO)
March 14, 2022
GrubHub, Inc. (GRUB) company name / symbol change to JustEatTakeaway.com (JTKWY)
March 11, 2022
Schwab U.S. Small-Cap ETF (SCHA) 2-for-1 forward split
Schwab U.S. Broad Market ETF (SCHB) 2-for-1 forward split
Schwab U.S. REIT ETF (SCHH) 2-for-1 forward split
BellRing Brands, Inc. (BRBR) corporate reorg. / spinoff - new BRBR stock and $2.97 cash for every (old) BRBR share
Zimmer Biomet Holdings (ZBH) corporate reorg. / spinoff - 0.1 ZIMV for every ZBH share
Arena Pharmaceuticals, Inc. (ARNA) delisting - cash merger / buyout at $100 per share
March 9, 2022
Del Taco, Inc. (TACO) delisting - cash merger/buyout at $12.51 per share
Phillips 66 Partners LP (PSXP) delisting - stock merger into PSX at 0.5 PSX for every PSXP share
FTS International warrants (symbol "F040166") expired - cash payout at $3.97 per share
FTS International warrants (symbol "F040168") expired - cash payout at $3.04 per share
March 8, 2022
Zogenix, Inc. (ZGNX) delisting - cash merger/buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "Y006594") per ZGNX share
March 7, 2022
Nuance Communications (NUAN) delisting - cash merger/buyout at $56.00 per share
March 4, 2022
Alder BioPharmaceuticals CVR (symbol "A055913") final payout at $2.00 per share
FTS International, Inc. (FTSI) delisting - cash merger/buyout at $26.52 per share
March 3, 2022
CorePoint Lodging, Inc. (CPLG) delisting - cash merger/buyout at $15.99 per share
March 2, 2022
Lument Finance Trust rights (LFTRT) expired - removed as worthless
McAfee Corp. (MCFE) delisting - stock merger / buyout at $26.00 per share
March 1, 2022
Celsion Corp. (CLSN) 1-for-15 reverse split
February 28, 2022
Great Elm Capital Corp. (GECC) 1-for-6 reverse split
IHS Markit Ltd. (INFO) delisting - stock merger into S&P Global, Inc. (SPGI) at 0.2838 SPGI for every INFO share
Monmouth Real Estate Investment Corp. (MNR) delisting - cash merger/buyout at $21.00 per share
Vocera Communications, Inc. (VCRA) delisting - cash merger/buyout at $79.25 per share
February 25, 2022
R.R. Donnelley & Sons (RRD) delisting - cash merger / buyout at $10.85 per share, anticipated allocation date March 2, 2022
February 23, 2022
Afterpay Ltd. (AFTPY) delisting - cash merger / buyout at $40.926 per share
February 22, 2022
Boston Omaha Corporation (BOMN) symbol change to BOC
February 18, 2022
Intelsat SA (INTEQ) delisting - bankruptcy proceedings, stock removed as worthless
February 17, 2022
Viacom CBS, Inc. (VIAC) name / symbol change to Paramount Global, Inc. (PARA)
February 16, 2022
First Midwest Bancorp (FMBI) delisting - stock merger into Old National Bancorp (ONB) at 1.1336 ONB for every FMBI share
February 15, 2022
American Finance Trust (AFIN) name / symbol change to Necessity Retail REIT, Inc. (RTL)
Xilinx, Inc. (XLNX) delisting - stock merger into Advanced Micro Devices (AMD) at 1.7234 AMD for every XLNX share
February 10, 2022
Silverbox Engaged Merger Corp. (SBEA) stock merger / name change to Black Rifle Coffee Co. (BRCC)
Amplify International Online Retail ETF (XBUY) name / symbol (& objective) change to Amplify Emerging Markets FinTech ETF (EMFQ)
February 9, 2022
Kirkland Lake Gold (KL) delisting - stock merger into Agnico Eagle Mines (AEM) at 0.7935 AEM for every KL share
February 8, 2022
Eros STX Global Corp. (ESGC) 1-for-20 reverse split
February 3, 2022
Exelon Corp. (EXC) spin-off of Constellation Energy (CEG) - 1 CEG for every 3 EXC shares held
Stage Stores, Inc. (formerly SSI delisted) - bankruptcy proceedings, stock removed as worthless
February 2, 2022
Oasis Midstream Partners (OMP) delisting - stock merger into Crestwood Equity Partners (CEQP) at 0.87 CEQP for every OMP share
Smart Global Holdings Inc. (SGH) 2-for-1 forward stock split
February 1, 2022
Triple-S Management Corporation (GTS) delisting - cash merger/buyout at $36/share
Great Western Bancorp (GWB) delisting - stock merger into First Interstate BancSystem, Inc. (FIBK) at 0.8425 FIBK for every GWB share
Sterling Bancorp (STL) delisting - stock merger into Webster Financial Corp. (WBS) at 0.463 WBS for every STL share
January 31, 2022
Roundhill Ball Metaverse ETF (META) symbol change to METV
Santander Consumer USA Holdings Inc. (SC) cash merger / buyout at $41.50 per share
Royal Dutch Shell (RDSA & RDSB) corporate reorg. / merger into Shell plc, symbol SHEL
BHP Group plc (BBL) corporate reorg. / merger into BHP Group Ltd. (BHP)
January 28, 2022
Sports Entertainment Acquisition Corp. (SEAH) merger with / name change to Super Group Ltd. (SGHC)
Fivestar Senior Living, Inc. (FVE) name / symbol change to AlerisLife, Inc. (ALR)
January 26, 2022
CF Acquisition Corp V (CFV) merger with / name change to Satellogic, Inc. (SATL)
First Trust Nasdaq Retail ETF (FTXD) name / symbol (& objective) change to First Trust S-Network E-Commerce ETF (ISHP)
January 25, 2022
Casper Sleep, Inc. (CSPR) cash merger / buyout at $6.90 per share
January 24, 2022
SL Green Realty Corp. (SLG) reverse split 1-for-1.0306 into new SLG stock. Cash-in-lieu will be paid for resulting fractional shares.
January 21, 2022
Orbsat Corp. (OSAT) company name / symbol change to NextPlat Corp. (NXPL)
January 20, 2022
Power & Digital Infrastructure Acquisition Corp. (XPDI) merger with/name change to Core Scientific, Inc. (CORZ)
January 18, 2022
WisdomTree US Dividend ex-Financials ETF (DTN) name / symbol (& objective) change to WisdomTree U.S. AI Enhanced Value Fund (AIVL)
January 14, 2022
Decarbonization Plus Acquisition Corporation II (DCRN) merger with/name change to Tritium DCFC Ltd. (DCFC)
January 13, 2022
ProShares UltraShort Dow 30 (-2x) (DXD) 1-for-5 reverse split
ProShares UltraShort S&P 500 (-2x) (SDS) 1-for-5 reverse split
ProShares UltraPro Short QQQ (-3x) (SQQQ) 1-for-5 reverse split
ProShares UltraPro Short Russell2000 (-3x) (SRTY) 1-for-5 reverse split
ProShares Ultra S&P 500 ETF (2x) (SSO) 2-for-1 forward split
ProShares UltraPro QQQ (3x) (TQQQ) 2-for-1 forward split
ProShares UltraPro S&P500 (3x) (UPRO) 2-for-1 forward split
January 10, 2022
Willis Towers Watson Public Limited Co. (WLTW) symbol change to WTW
January 4, 2022
CIT Group (CIT) delisting - stock merger into First Citizens BancShares, Inc. (FCNCA)
January 3, 2022
Athene Holding Ltd. (ATH) stock merger/name change to Apollo Global Management (APO) at 1.149 APO for every ATH held
December 31, 2021
Motley Fool MFAM Small-Cap Growth ETF (MFMS) symbol change to TMFS
Vector Group Ltd. (VGR) spin-off of Douglas Elliman Inc. (DOUG) -
0.5 DOUG for every 1 VGR held
December 30, 2021
NextGen Acquisition Corp. II (NGCA) merger/name change to Virgin Orbit Holdings (VORB)
CoreSite Realty Corp. (COR) delisting - cash merger/buyout at $170.00 per share
December 29, 2021
Dicerna Pharmaceuticals (DRNA) delisting - cash merger/buyout at $38.25 per share
December 27, 2021
Altimar Acquisition Corp. II (ATMR) stock merger/name change to Fathom Digital Manufacturing (FATH)
Zix Corporation (ZIXI) delisting - cash merger/buyout at $8.50 per share
December 23, 2021
23 & Me warrants (MEUSW) expiring, payout at $0.10 per warrant
Landmark Infrastructure Partners (LMRK) delisting - cash merger/buyout at
$16.50 per share
WisdomTree U.S. Total Dividend Fund (DTD) 2-for-1 stock split
December 17, 2021
Soliton, Inc. (SOLY) delisting - cash merger/buyout at $22.60 per share
December 15, 2021
DTE Energy series F preferred stock (DTY) delisting - called by company at $25.00/share
December 14, 2021
Kansas City Southern Railway (KSU) merger with Canadian Pacific Railway (CP) - $90/share & 2.884 shares CP for every KSU held
Ikonics Corp. (IKNX) delisting - company merger, details TBD
Eplus, Inc. (PLUS) 2-for-1 forward split
December 13, 2021
Ault Global Holdings (DPW) stock merger/name change to BitNile Holdings, Inc. (NILE)
Hill-Rom Holdings (HRC) delisting - cash merger/buyout at $156.00 per share, allocation date TBD
PIMCO Dynamic Credit and Mortgage Income Fund (PCI) merger into PIMCO Dynamic Income Fund (PDI) at 0.818509 PDI for every PCI held
December 9, 2021
Dragoneer Growth Opportunities Corp. II (DGNS) stock merger/name change to Cvent, Inc. (CVT)
Decarbonization Plus Acquisition Corp. III (DCRC) stock merger/name change to
Solid Power, Inc. (SLDP)
PPD, Inc. (PPD) delisting - cash merger / buyout at $47.50 per share
December 8, 2021
Columbia Property Trust, Inc. (CXP) delisting - buyout/cash merger at $17.13 per share + $2.17/share special dividend
Contango Oil & Gas (MCF) stock merger/name change to Crescent Energy Co. (CRGY) at 0.2 CRGY for every MCF held
dMy Technology Group IV (DMYQ) stocker merger/name change to Planet Labs (PL)
December 7, 2021
Enable Midstream Partners (ENBL) delisting - buyout/stock merger with Energy Transfer LP (ET) at 0.8595 shares ET for each ENBL held
China Unicom Ltd. (formerly CHU, previous delisting) liquidation at $5.153572/ADR
December 6, 2021
890 5th Avenue Partners Inc (ENFA) stocker merger/name change to Buzzfeed, Inc. (BZFD)
December 3, 2021
Defiance Nasdaq Junior Biotech. ETF (IBBJ) delisting - fund liquidation at $29.4181 per share
December 2, 2021
Altimeter Growth Corp. (AGC) merger with/name change to Grab Holdings Ltd. (GRAB)
Meredith Corp. (MDP) delisting - cash merger/buyout (multiple) at $16.99 per share & $42.18 per share, paid on or around 12/09
December 1, 2021
Raven Industries (RAVN) delisting - cash merger/buyout at $58.00 per share
Brooks Automation (BRKS) name/symbol change to Azenta, Inc. (AZTA)
November 29, 2021
Domtar Corp. (UFS) delisting - cash merger/buyout at $55.50 per share
Covanta Holding Corp. (CVA) delisting - cash merger/buyout at $20.25 per share
November 24, 2021
Echo Global Logistics (ECHO) delisting - cash merger/buyout at $48.25 per share
November 23, 2021
Loral Space & Communications (LORL) stock merger with Telesat Corp., symbol change to TSAT
November 22, 2021
Acceleron Pharmaceuticals (XLRN) delisting - cash merger/buyout at $180.00 per share, anticipated allocation on or around 11/24
November 19, 2021
Flexion Therapeutics, Inc. (FLXN) delisting - cash merger/buyout at $8.50 per share
November 18, 2021
Arista Networks (ANET) 4-for-1 forward split
Trillium Therapeutics (TRIL) delisting - cash merger/buyout at $18.50 per share
November 17, 2021
17 Education & Technology Group (YQ) 1-for-4 reverse split
November 15, 2021
Realty Income Corp. (O) spinoff of Orion Office REIT (ONL) at 1 ONL per 10 shares of O held
The ExOne Co. (XONE) delisting (merger) - holders will receive $8.50/share in cash and 2.1416 shares of Desktop Metal Inc. (DM) for every XONE held
Capital Senior Living (CSU) name/symbol change to Sonida Senior Living (SNDA)
Northern Genesis Acquisition Corp. (NGAB) merger / name change to Embark Technologies (EMBK)
November 10, 2021
Kadmon Holdings, Inc. (KDMN) delisting - cash merger/buyout at $9.50 per share
Vedanta Limited (VEDL) voluntary delisting from U.S. stock exchanges. ADS custodian will liquidate all shares on the Indian stock exchange and distribute cash proceeds, possibly subject to Indian tax withholding, anticipated mid-December.
(More info HERE)
November 8, 2021
Khosla Ventures Acquisition Co. (KVSB) merger & name change to
Nextdoor, Inc. (KIND)
Spin off: holders of Bluebird Bio (BLUE) will receive 1 share of 2seventy Bio (TSVT) for every 3 BLUE held
November 5, 2021
Net Element, Inc. (NETE) merger & name change to Mullen Automotive, Inc. (MULN)
November 4, 2021
China Mobile Ltd. (formerly CHL) cash merger, payout at $30.20446 per ADS
Reinvent Technology Partners Y (RTPY) stock merger & name change to
Aurora Innovation, Inc. (AUR)
November 2, 2021
Trend Aggregation Aggressive Growth ETF (TAAG) fund liquidated, payout at $20.9208 per share
Dell Technologies (DELL) spinoff of VMWare, Inc. (VMW) at ~ 0.44 shares VMW for every share of DELL held
Bonanza Creek Energy (BCEI) merger & name change to Civitas Resources (CIVI)
GTT Communications (GTTN) symbol change to GTTNQ
November 1, 2021
VE REIT, Inc. (VER) stock merger into Realty Income Trust (O) at 0.705 O for every share of VER held
Trident Acquisitions Corp. (TDAC) merger with / symbol change to (LTRY) Lottery. com
Severn Bancorp (SIVB) merger into Shore Bancshares (SHBI) at 0.6207 shares SHBI and $1.59 cash for each share of SIVB held
October 29, 2021
Medallia, Inc. (MDLA) cash merger, buyout at $34/share
October 25, 2021
Direxion Daily Retail Bull 3X Shares (RETL) is going through a 5:1 Split effective 10/25/21. Holders will receive 5 shares for every 1 share owned.
Guggenheim Credit Allocation Fund (GGM) merger with Guggenheim Strategic Opportunities Fund (GOF). For each share of GGM, holders will receive ~1.12334682 shares GOF.
October 21, 2021
Washington Prime Group, Inc. (WPGGQ) cash merger, holders will receive Cash Distribution of $0.78228528 per share, effective 10/21
October 20, 2021
Score Media & Gaming (SCR) has been delisted as of 10/19/2021. A cash and stock merger with the effective date of 10/20/2021. For each share of (SCR), holders will receive $17.00 cash and 0.2398 shares of Penn National Gaming (PENN).
October 19, 2021
Capstead Mortgage Corporation (CMO) has been delisted as of 10/18/2021. A cash and stock merger with the effective date of 10/19/2021. Holders will receive $0.73 and $0.21 cash as well as 0.3288 shares of Franklin Realty Trust (FBRT).
October 14, 2021
GP Strategies Corp. (GPX) cash merger / buyout at $20.85 per share
October 13, 2021
Microchip Technology Incorporated (MCHP) is going through a 2:1 Split effective 10/13/21. Holders will receive 2 for every 1 share owned.
Victory Portfolios II - VictoryShares Protect America ETF (SHLD) is being delisted. Any person holding shares of the ETFs as of the liquidation date will receive a cash distribution equal to the net asset value of their shares on or about October 15, 2021.
October 4, 2021
Symbol change from Cabot Oil & Gas Corporation (COG) to Contura Energy, Inc. (CTRA) as of 10/4/2021.
September 30, 2021
Star Peak Corp II (STPC) has been delisted effective 9/29/21. A stock merger is complete with Benson Hill, Inc. and will be trading under (BHIL). Holders of STPC will receive a 1:1 ratio of the new symbol.
Galileo Acquisition Corp. (GLEO) has been delisted effective 9/29/21. The stock has merged and will be trading under Shapeways Inc. (SHPW). Holders of GLEO will receive a 1:1 ratio of the new symbol.
Washington Prime Group Inc. (WPG) has gone through a symbol change and will be trading under (WPGGQ).
Jaws Spitfire Acquisition Corporation (SPFR) has been delisted as of 9/29/21. The stock has merged and will be trading under Velo 3D (VLD). Holders of SPFR will receive a 1:1 ratio of the new symbol.
September 27, 2021
Rotor Acquisition Corp. (ROT) has been delisted and merged with Sarcos Technology and Robotics Corp (STRC) effective 9/27/21.
September 16, 2021
Sonim Technologies, Inc. (SONM) has gone through a reverse split 1:10 ratio.
September 15, 2021
Translate Bio, Inc. (TBIO) Has been delisted. Cash Merger with an effective date of 9/14/21 and allocation date of 9/15/21. Rate of Cash Exchange $38.00 per share.
Support.com, Inc. (SPRT) is delisted effective 9/14/21. Merger with Greenidge Generation Holdings (GREE) effective on 9/15/21. Holders to receive 0.115 shares of the new cusip for fractions. Allocation date is 9/15/21.
Qell Acquisition Corp. (QELLU) is delisted effective 9/14/21. Stock merger with Lilium N.V. (LILM) effective on 9/15/21.
Qell Acquisition Corp. (QELL) is delisted effective 9/14/21. Stock merger with Lilium N.V. (LILM) effective on 9/15/21.
September 14, 2021
HIVE Blockchain Technologies Ltd. (HVBT) is going through a symbol change. The new symbol is (HIVE)
September 09, 2021
Sequential Brands Group, Inc. (SQBG) has gone through a symbol change. New symbol is (SQBGQ).
August 16, 2021
Software Acquisition Group Inc. II (SAII) was delisted due to a merger with Otonomo Technologies Ltd. (OTMO). SAII shares will be exchanged for OTMO shares at a rate of 1:1.
GreenVision Acquisition Corp. (GRNV) was delisted due to a merger with Helbiz, Inc.(HLBZ). GRNV shares will be exchanged for HLBZ shares at a rate of 1:1.
Ethan Allen (ETH) symbol changes from ETH to ETD.
August 13, 2021
Stable Road Acquisition Corp. (SRAC) was delisted due to a merger with Momentus Inc. (MNTS). SRAC shares will be exchanged for MNTS shares at a rate of 1:1.
August 11, 2021
Peridot Acquisition Corp. (PDAC) delisted due to merger with Li-Cycle Holdings Corporation (LICY). PDAC shares will be exchanged for LICY shares at a rate of 1:1.
Reinvent Technology Partners (RTP) delisted due to merger with Joby Aviation, Inc. (JOBY). RTP shares will be exchanged for LICY shares at a rate of 1:1.
August 10, 2021
Lightspeed POS Inc. (LSPD) name change to Lightspeed Commerce Inc.. CUSIP will change from 53227R106 to 53229C107.
August 05, 2021
Iconix Brand Group, Inc. (ICON) was delisted due to being taken private. ICON shareholders will receive $3.15 cash per share.
August 04, 2021
L Brands, Inc.(LB) spun off Victoria’s Secret & Co. (VSCO). LB share holders will receive 0.33333 shares of VSCO for every 1 share of LB owned.
Cohen & Steers MLP Income and Energy Opportunity Fund, Inc. (MIE) delisted due to liquidation and dissolution of the Fund. Payout rate to shareholders TBD.
August 03, 2021
L Brands, Inc.(LB) spun off Victoria’s Secret & Co. (VSCO). LB share holders will receive 0.33333 shares of VSCO for every 1 share of LB owned.
Cohen & Steers MLP Income and Energy Opportunity Fund, Inc. (MIE) delisted due to liquidation and dissolution of the Fund. Payout rate to shareholders TBD.
August 02, 2021
Dragoneer Growth Opportunities Corp. (DGNR) was delisted due to a merger with CCC Intelligent Solutions Holdings Inc. (CCCS). DGNR shares will be exchanged for CCCS at a rate of 1 for 1.
Nebula Caravel Acquisition Corp (NEBC) was delisted due to a merger with Rover Group, Inc. (ROVR). NEBC shares will be exchanged for ROVR at a rate of 1 for 1.
SolarWinds Corporation (SWI) reverse split 1:2. Fractional shares will be rounded up to neared the whole share.
XPO Logistics, Inc. (XPO) to spin off GXO Logistics, Inc. (GXO). XPO shares will be exchange for GXO at a rate of 1 for 1. GXO is scheduled for IPO today.
July 30, 2021
General Electric (GE) 1 - 8 Reverse Split
Date: July 30th, 2021. Split will occur after the close of trading. Customers will see their new share values at the start of business on August 2nd, 2021. The stock will begin trading post split on August 2nd.
Details: For every 8 shares of GE common stock owned will be converted to 1 share. The stock price is expected to increase proportionately. Fractional shares or share amounts not divisible by 8 will be entitled to receive cash in lieu.
ex. If you held 80 shares before the reverse stock split, you would hold ten shares after the reverse stock split becomes effective. If you held 85 shares before the reverse stock split, you would hold ten shares after the reverse stock split becomes effective, and receive a cash payment in lieu of the five pre-reverse stock split shares that would have otherwise been converted into fractional shares
Talend S.A. (TLND) has been delisted due to acquisition. Shareholders will receive $66 cash for each share owned.
July 28, 2021
Mer Telemanagement Solutions Ltd. (MTSL) performed a reverse split 1:2 due to merger with SharpLink. Stock will still trade under MTSL, but with a new CUSIP. Cash to be paid to fractional shares.
July 27, 2021
Brookfield Property Partners L.P. (BPY) has been delisted due to merger with Brookfield Asset Management Inc. (BAM). BPY unitholders can elect to receive, per unit, $18.17 in cash, 0.4006 of a BAM class A limited voting share (“BAM shares”), or 0.7268 of a BPY preferred unit with a liquidation preference of $25.00 per unit (BPYPM)
July 26, 2021
Churchill Capital Corp IV (CCIV) has been delisted due to merger with Lucid Group, Inc. Common Stock (LCID). CCIV shares will be exchanged for LCID at a rate of 1 for 1.
Tuscan Holdings Corp. (THCB) has been delisted due to merger with Microvast Holdings, Inc. (MVST). THCB shares will be exchanged for MVST at a rate of 1 for 1.
July 23, 2021
Gores Holdings VI, Inc. (GHVI) has been delisted due to a merger with Matterport (MTTR). GHVI shares will be exchanged for MTTR at a rate of 1 for 1.
10X Capital Venture Acquisition Corp (VCVC) has been delisted due to a merger with REE Automotive Ltd. (REE). VCVC shares will be exchanged for REE at a rate of 1 for 1.
CM Life Sciences, Inc. (CMLF) has been delisted due to a merger with Sema4 Holdings (SMFR). CMLF shares will be exchanged for SMFR at a rate of 1 for 1.
July 22, 2021
Property Solutions Acquisition Corp. (PSAC) has been delisted due to a merger with Faraday Future (FFIE). PSAC shares will be exchanged for FFIE at a rate of 1:1.
Revolution Acceleration Acquisition Corp (RAAC) has been delisted due to a merger with Berkshire Grey, Inc. (BGRY). RAAC shares will be exchanged for BGRY at a rate of 1:1.
July 21, 2021
FG New America Acquisition Corp. (FGNA) has been delisted due to a merger with OppFi (NYSE: OPFI). FGNA Shareholders will receive 1 share of OPFI for every 1 share of FNGA previously held.
Slack Technologies, Inc. (WORK) has been delisted due to a merger with salesforce.com, inc. (CRM). WORK Shareholders will receive $26.79 and .0776 shares of CRM for every 1 share of WORK previously held.
July 20, 2021
Shoe Carnival, Inc. (SCVL) performed a 2:1 stock split. Shareholders will be receiving 2 shares for every 1 share previously owned.
SolarWinds Corporation (SWI) completed the spin-off of N-able (NABL). SWI Shareholders will receive 1 share of N-able common stock for every 2 shares of SolarWinds common stock. SolarWinds stockholders received cash in lieu of any fractional shares.
July 19, 2021
Ashford Hospitality Trust, Inc. (AHT) performed a 1:10 reverse stock split. For every 1 share owned, it will be reduced by 10. Fractional shares will be paid Cash-in-lieu.
Builders FirstSource, Inc. (BLDR) change exchange from NASDAQ to NYSE.
iShares U.S. Medical Devices ETF (IHI) performed a 6:1 stock split. Shareholders will be receiving 6 shares for every 1 share previously owned.
July 16, 2021
NVIDIA Corporation (NVDA) will be performing a 4:1 stock split on July 20th, 2021. Shareholders will be receiving 4 shares for every 1 share previously owned.
Constellation Pharmaceuticals, Inc. (CNST) has been delisted due to a cash merger with MorphoSys (MOR). Payout rate to CNST shareholders TBD
July 15, 2021
One (AONE) has been delisted due to a merger with Markforged Holding Corporation (MKFG). AONE Shareholders will receive 1 share of MKFG for every 1 share that was previously held in AONE.
Landcadia Holdings III, INC (LCY) has been delisted due to a merger with Hillman Solutions Corp. (HLMN). LCY Shareholders will receive 1 share of HLMN for every 1 share that was previously held in LCY.
Quantum Computing Inc. Common Stock (QUBT) to change exchange from OTC to NASDAQ.
July 09, 2021
MSG Networks Inc. (MSGN) has been delisted due to a merger with Madison Square Garden Entertainment Corp. (MSGE). MSGN Shareholders will receive 0.172 Shares of MSGE for every one share that was previously held in MSGN.
July 08, 2021
Alussa Energy Acquisition Corp. (ALUS) has been delisted due to a merger with FREYR Battery (FREY). ALUS Shareholders will receive one share of FREY for every one share that was previously held in ALUS.
July 06, 2021
Falcon Capital Acquisition Corp. (FCACU) has been delisted due to a merger with Sharecare (SHCR). FCACU shares will be exchanged for SHCR at a rate of 1:1.
Holicity Inc. (HOL) has been delisted due to a listing change from NASDAQ CM TO NASDAQ GS and the symbol will be updated to ASTR. The rate of exchange is 1:1.
Navistar (NAV) has been delisted due to a cash merger with Traton. NAV Shareholders will receive $44.50 per share.
PRA Health Sciences, Inc. (PRAH) has been delisted due to a merger with ICON (ICLR). PRAH Shareholders will receive .4125 shares of ICON plus $80 for each share that was previously held in PRAH.
June 30, 2021
CoStar Group, Inc. (CSGP) is performing a 10:1 stock split. Shareholders will be receiving 10 shares for every 1 share previously owned.
June 29, 2021
CSX Corporation (CSX) is performing a 3:1 stock split. Shareholders will be receiving 3 shares for every 1 share previously owned.
Thoma Bravo Advantage (TBA) is changing its name to 100 ironSource Ltd. and the ticker symbol will now be IS. TBA shares will be exchanged 1:1 for IS.
June 28, 2021
Artius Acquisition Inc. (AACQ) has been delisted due to a merger with Origin Materials (ORGN). ACCQ Shareholders will be receiving 1 share of ORGN for every share that was previously held in AACQ.
Brookfield Asset Management Inc. (BAM) performed a spin-off Brookfield Asset Management Reinsurance Partners Ltd (BAMR). BAM Shareholders will receive 0.0069 shares of BAMR for every 1 share held in BAM.
Forum Merger III Corporation (FIII) has been delisted due to merger with Electric Last Mile Solutions, Inc. (ELMS). FILL Shareholders will be receiving 1 share of ELMS for every share that was previously held in FIII.
Forest Road Acquisition Corp. (FRX) has been delisted due to a merger with The Beachbody Company, Inc. (BODY). FRX Shareholders will be receiving 1 share of BODY for every 1 share held in FRX.
FTAC Olympus Acquisition Corp. (FTOC) has been delisted due to a merger with Payoneer Global Inc. (PAYO). FTOC Shareholders will be receiving 1 share of PAYO for every 1 share held in FTOC.
June 22, 2021
Acies Acquisition Corp. (ACAC) has been delisted due to a merger with PLAYSTUDIOS, Inc. (MYPS). ACAC Shareholders will be receiving 1 share of MYPS for every share that was previously held in ACAC.
Cardtronics plc (CATM) has been delisted due to a cash merger. CATM Shareholders will receive $39 per share.
Colony Capital, Inc. (CLNY) has been delisted due to a name change. CLNY changed its name to DigitalBridge and will trade under DBRG.
June 17, 2021
VG Acquisition Corp. (VGAC) has been delisted due to a merger with 23andMe Holding(ME). VGAC Shareholders will receive 1 share of ME for every 1 share held in VGAC.
Vg Acquisition Units (VGACU) has been delisted due to a merger with 23andMe Holding (ME). VGACU Shareholders will receive 1 share of ME and 0.33333 shares of a stock that's TBD. Fractional shares will be dropped.
Extended Stay America, Inc. (STAY) has been delisted due to an acquisition by Blackstone and Starwood Capital Group. STAY Shareholders will receive $18.75 per share in cash.
June 16, 2021
Silver Spike Acquisition Corp. (SSPK) has been delisted due to a merger with WM Holding Company, LLC (MAPS). SSPK Shareholders will receive 1 share of MAPS for every 1 share held in SSPK.
June 15, 2021
GrubHub (GRUB) has been delisted due to a merger with Just Eat Takeaway.com N.V. (JETKD). Previous GRUB Shareholders will receive 3.355 shares under the ticker symbol GRUB for every 1 share previously held in GRUB. Fractional shares will be paid as cash in lieu.
SVMK Inc. (SVMK) is performing a name change to Momentive (MNTV). SVMK shares will be exchanged for MNTV at the rate of 1:1.
ArcLight Clean Transition Corp. (ACTC) has been delisted due to a merger and has performed a 1:1 CUSIP change under a new ticker symbol PTRA.
June 14, 2021
Churchill Capital Corp II (CCX) has been delisted due to a merger with Skillsoft Corp (SKIL). CCX Shareholders will receive 1 share of SKIL for every 1 share held in CCX.
June 11, 2021
ARYA Sciences Acquisition Corp III (ARYA) has been delisted due to a merger with Nautilus Biotechnology, Inc. (NAUT). ARYA shareholders will receive 1 share of NAUT for every 1 share held in ARYA.
HighCape Capital Acquisition Corp. (CAPA) has been delisted due to a merger with Quantum-Si Incorporated (QSI). CAPA shareholders will receive 1 share of QSI for every 1 share held in CAPA.
CVR Energy, Inc. (CVI) to distribute a special dividend. Shareholders of CVI will receive $2.40 and 0.1048 shares of Delek US Holdings, Inc. (DK) for every 1 share of CVI that was owned on the record date of May 26, 2021.
TotalEnergies SE (TOT) changing the symbol to TTE.
June 10, 2021
GigCapital2, Inc. (GIX) delisted due to name and symbol change. GIX will trade under UpHealth, Inc. & Cloudbreak LLC (UPH). GIX Shareholders will receive 1 share of UPH in exchange for every 1 share held in GIX.
TCF Financial Corporation (TCF) delisted due to a merger with Huntington Bancshares Incorporated (HBAN). TCF Shareholders will receive 3.0028 shares of HBAN for every 1 share held in TCF. Fractional shares will be paid out in cash.
June 09, 2021
GasLog Ltd. (GLOG) will be delisted due to a cash merger. Shareholders will receive $5.80 per 1 share held in GLOG.
Cooper Tire & Rubber Company (CTB) delisted due to a merger with The Goodyear Tire & Rubber Company (GT). CTB shareholders will receive 0.907 shares of GT and $41.75 for every 1 share held in CTB. Fractional shares will be paid out in cash.
June 07, 2021
TS Innovation Acquisitions Corp. (TSIA) delisted due to merger with TS Innovation (LTCH). TSIA shareholders will receive 1 share of LTCH for every 1 share held in TSIA.
June 04, 2021
Jaws Acquisition Corp. (JWS) delisted due to merger with Cano Health (CANO). JWS shareholders will receive 1 share of CANO for every 1 share held in JWS.
Merck & Co., Inc. (MRK) completed the spin-off of Organon & Co. Common Stock (OGN). For every one share of MRK, customers receive a tenth of 1 OGN share. Cash to be paid for fractional shares.
June 02, 2021
Cantel Medical Corp. (CMD) delisted due to a merger with STERIS plc (STE). CMD shareholders will receive 0.33787 shares of STE and $16.93 for every 1 share held in CMD.
Northern Star Acquisition Corp. (STIC) delisted due to merger with Bark & Co (BARK). STIC shareholders will receive 1 share of BARK for every 1 share held in STIC.
Boingo Wireless, Inc. (WIFI) delisted due to a cash merger. WIFI shareholders will receive $14 per 1 share held in WIFI.
June 01, 2021
Social Capital Hedosophia Holdings Corp. V (IPOE) delisted due to merger SoFi Technologies, Inc. Common Stock (SOFI). For every 1 share of IPOE owned, customers will receive 1 share of SOFI(1:1). Fractional shares of IPOE will be included in the exchange for SOFI.
May 28, 2021
TrustCo Bank Corp NY (TRST) is performing a 1:5 reverse stock split. Shareholders will be receiving 5 shares for every 1 share previously owned. Cash to be paid for fractional shares
May 26, 2021
General Finance Corporation (GFN) delisted due to a cash merger with United Rentals. Shareholders will receive $19 per share.
ProShares Ultra VIX Short-Term Futures ETF (UVXY) is performing a 1:10 reverse stock split. For every 1 share owned, it will be reduced by 10. Cash to be paid to fractional shares
ProShares VIX Short-Term Futures ETF (VIXY) is performing a 1:4 reverse stock split. For every 1 share owned, it will be reduced by 4. Cash to be paid to fractional shares
May 25, 2021
Aurora Cannabis Inc. Common Shares (ACB) will be changing exchange from NYSE to NASDAQ
Cubic Corporation (CUB) is going private, shareholders will receive $75 per share
IAC/InterActiveCorp (IAC) will be reorganizing. For every 1 share owned, shareholders will receive 1 share of IAC under new CUSIP(44891N208) and 1.6235 shares of Vimeo (VMEO)
ProShares Ultra QQQ (QLD) ) is performing a 2:1 stock split meaning that shareholders will now hold 2 shares for every 1 share previously held
ProShares UltraPro Short Dow30 (SDOW) performed a 1:4 reverse stock split. For every 1 share owned, it will be reduced by 4. Cash to be paid to fractional shares
Tribune Publishing Company (TPCO) is going private, shareholders will receive $17.25 per share
ProShares UltraPro Dow30 (UDOW) is performing a 2:1 stock split meaning that shareholders will now hold 2 shares for every 1 share previously held.
May 24, 2021
iShares Gold Trust (IAU) has reverse split the stock 1:2. For every one share owned, customers have the share reduced by .5 shares. Cash will be paid for fractional shares
Plantronics Inc (PLT) will change its symbol from PLT to POLY
May 17, 2021
Atlantic Power Corporation (AT) has been delisted due to a merger with I Squared Capital Advisors. Shareholders will receive $3.03 per share.
FLIR Systems, Inc. (FLIR) has been delisted due to a merger with Teledyne Technologies Incorporated (TDY). FLIR shareholders will receive 1 share of TDY and $28.00 for every 1 share held in FLIR.
May 14, 2021
Canadian Pacific Railway Ltd (CP) performed a split of 5:1, meaning that shareholders will now holder 5 shares for every 1 share previously held.
May 12, 2021
Swedish Match AB Frueher Svenska Taendsticks ADR (SWMAY) performed a split 5:1, meaning that shareholders will now hold 5 shares for every 1 share previously held.
Noble Midstream Partners LP (NBLX) has been delisted pending a merger with Chevron (CVX). Actual listed symbol TBD. For every 1 share of NBLX, customers will get .1393 of new stock. Cash to be paid for fractional shares
May 11, 2021
Honeywell Intl Inc. (HON) changed markets from NYSE to NASDAQ, effective 5/11/21
May 10, 2021
Experience Investment Corp. (EXPC) has been delisted pending a merger with Blade (BLDE). Shareholders will be receiving 1 share of BLDE for every 1 share of EXPC previously held
May 07, 2021
GigCapital3 Inc (GIK) has been delisted pending a merger with Lightning eMotors (ZEV). Shareholders will be receiving 1 share of ZEV for every 1 share of GIK previously held
Northern Genesis Acquisition Corp (NGA) has been delisted pending a merger with Lion Electric (LEV). Shareholders will be receiving 1 share of LEV for every 1 share of LGA previously held
Perspecta Inc. (PRSP) has been delisted pending cash merger. Shareholders will receive $29.35 per share
May 06, 2021
Bluegreen Vacations Corporation (BXG) has been delisted pending a merger with Bluegreen Vacations Holding Corporation (BVH). Shareholders will be receiving 0.51 shares of BVH for every 1 share of BXG previously held
GW Pharmaceuticals PLC (GWPH) has been delisted pending a merger. Shares will be removed and shareholders will be receiving 0.12036 shares of Jazz Pharmaceuticals plc (JAZZ) as well as cash at a rate of $199.90
May 03, 2021
Aphria Inc. (APHA) has been delisted pending a merger with Tilray, Inc (TLRY). Shares of APHA have been removed and shareholders will be receiving 0.8381 shares of TLRY for every 1 share of APHA previously held. Fractional shares will not be included in this conversion. Shareholders can expect this allocation anytime within the next 3 business days.
Garrett Motion Inc. (GTXMQ) performed a symbol change to GTX as well as a market change from OTC to NASDAQ
Waddell & Reed Financial, Inc. (WDR) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $25/share
FuelPositive Corporation (ZNNMF) performed a symbol change to NHHHF
April 30, 2021
Glu Mobile, Inc. (GLUU) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $12.50/share
April 29, 2021
Star Peak Energy Transition Corp. (STPK) changed its symbol name to STEM and its company name to Stem, Inc
April 28, 2021
Valaris PLC (VALPQ) has been delisted. Additional information is pending
April 23, 2021
Genmark Diagnostics, Inc. (GNMK) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $24.05/share
RealPage, Inc. (RP) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $88.75/share
iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) performed a 1:4 reverse split, meaning that shareholders will now hold 4 shares for every 1 share previously held. Fractional shares will be paid as cash in lieu at a rate to be determined.
April 21, 2021
Inphi Corporation (IPHI) has been delisted pending a cash and stock merger. Additional details are still pending
April 20, 2021
Vanguard Russell 1000 Growth ETF (VONG) performed a 4:1 split, meaning that shareholders will now hold 4 shares for every 1 share previously held
Vanguard Russell 2000 ETF (VTWO) performed a 2:1 split, meaning that shareholders will now hold 2 shares for every 1 share previously held
April 19, 2021
Akers Biosciences, Inc. (AKER) performed a 1:2 reverse split and changed its symbol to MYMD, meaning that shareholders will now hold 2 shares for every 1 share previously held. Fractional shares will be rounded up to the nearest whole
Five Prime Therapeutics Inc. (FPRX) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $38/share
USA Technologies Inc (USAT) performed a name change to Cantaloupe, Inc. and changed its symbol to CTLP
April 16, 2021
The Michaels Companies, Inc. (MIK) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $22/share
April 15, 2021
Varian Medical Systems (VAR) has delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $177.50/share
April 14, 2021
Xtrackers USD High Yield Corporate Bond ETF (HYLB) is performing a 5:4 stock split meaning that shareholders will now hold 5 shares for every 4 previously held
April 08, 2021
Aviat Networks, Inc. (AVNW) is going through a 2:1 split, meaning that shareholders will be receiving 2 shares for every 1 share previously held
Fidelity NASDAQ Composite ETF (ONEQ) is going through a 10:1 split, meaning that shareholders will be receiving 10 shares for every 1 share previously held
April 07, 2021
New Providence Acquisition Corp. (NPA) has been delisted pending a merger. Additional details are still pending
Pluralsight, Inc. (PS) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $22.45/share
April 06, 2021
Collective Growth Corporation (CGRO) has been delisted pending a merger. Additional details are still pending
April 05, 2021
HMS Holdings Corp. (HMSY) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $37/share
HighPoint Resources Corporation (HPR) has been delisted pending a merger. HighPoint Resources Corporation (HPR) performed a stock merger. Shareholders will receive 0.11464 shares of BCEI for each share of HPR previously held. Fractional shares will be paid as cash in lieu.
Replay Acquisition Corp. (RPLA) has been delisted pending a merger. Replay Acquisition Corp. (RPLA) performed a symbol change to FOA and changed its company name to Finance of America Equity Capital LLC.
April 01, 2021
Navios Maritime Containers L.P. (NMCI) performed a stock merger. Shareholders will receive 0.3900 shares of NMM for each share of NMCI previously held. Fractional shares will be rounded up to the nearest share.
Sherwin Williams Co. (SHW) is going through a 3:1 split, meaning that shareholders will now hold 3 shares for every 1 share previously held
Sony Corp. (SNE) changed its symbol to SONY
March 25, 2021
Newborn Acquisition Corp. (NBAC) changed its company name to Nuvve Holding Corp. and performed a symbol change to NVVE.
Invesco Cleantech ETF (PZD) performed a symbol change to ERTH and changed its company name to Invesco MSCI Sustainable Future ETF.
CIIG Merger (CIIC) performed a symbol change to ARVL and changed its company name to Arrival Ltd.
March 23, 2021
SINA Corporation (SINA) has been delisted pending a cash merger. Shareholders are expected to receive cash at a rate of $43.30/share.
March 22, 2021
iShares Morningstar Large-Cap (JKF) changed its symbol to ILCV and changed its company name to iShares Morningstar Value ETF.
iShares Morningstar Large-Cap Growth ETF (JKE) changed its symbol to ILCG and changed its company name to iShares Morningstar Growth ETF.
March 19, 2021
Westwater Resources, Inc. (WWR) changed exchanges from NASDAQ to NYSE.
March 17, 2021
QEP Resources, Inc. (QEP) has been delisted pending a merger. Additional details are still pending.
March 16, 2021
Viela Bio, Inc. (VIE) has delisted pending a cash merger. Shareholders will be receiving cash at a rate of $53/share.
March 15, 2021
Varonis Systems, Inc. (VRNS) is going through a 3:1 split, meaning that shareholders will now hold 3 shares for every 1 share previously held.
March 9, 2021
CNOOC Limited (CEO) has been delisted. Additional details are still pending.
March 8, 2021
Cosan Limited (CZZ) has been delisted pending a stock merger. Additional details are still pending.
March 5, 2021
TransEnterix, Inc. (TRXC) performed a symbol change to ASXC and changed its company name to Asensus Surgical, Inc.
Amphenol Corporation (APH) performed a 2 for 1 split, meaning that shareholders will now hold 2 shares of APH for every 1 share previously held.
March 2, 2021
Direxion Daily Small Cap Bear 3X Shares (TZA) is performing a 1:8 reverse split in which shareholders will now hold 8 shares for every 1 share previously held. Fractional shares will be paid as cash in lieu at a rate to be determined.
Direxion Daily Semiconductor Bull 3X ETF (SOXL) is performing a 15:1 stock split in which shareholders will now hold 15 shares for every 1 share previously held.
Direxion Daily Financial Bear 3X Shares (FAZ) is performing a 1:8 reverse split meaning that shareholders will now hold 8 shares for every 1 share previously held. Fractional shares will be paid as cash in lieu.
Acacia Communications (ACIA) performed a cash merger in which shares will be removed and shareholders will receive $115.00 per share in cash.
March 1, 2021
THIRD POINT REINSURANCE LTD. (TPRE) performed a symbol change to SPNT and changed its company name to SiriusPoint Ltd.
Sirius International (SG) performed a stock merger in which shareholders will receive 0.743 shares of SPNT for each share of SG previously held.
Switchback Energy Acquisition Corporation (SBE) performed a symbol change to CHPT and changed its company name to ChargePoint Holdings Inc.
Marathon Patent Group, Inc. (MARA) performed a name change to Marathon Digital Holdings, Inc.
Eaton Vance Corp. (EV) has been delisted pending a merger. Additional details are still pending.
February 23, 2021
ZAGG Inc. (ZAGG) performed a cash merger. This means that shares were removed and shareholders will receive $4.20 per share in cash.
February 22, 2021
National Beverage Corporation (FIZZ) performed a 2:1 stock split, meaning that shareholders will now hold 2 shares of FIZZ for every 1 share previously held.
February 17, 2021
Wyndham Worldwide Corp. (WYND) performed a name change to Wyndham Destinations, Inc. The symbol stayed the same.
February 16, 2021
eXp World Holdings, Inc. (EXPI) is performing a 2:1 split, in which shareholders will now hold 2 shares of EXPI for every 1 share previously held.
Longview Acquisition Corp. (LGVW) performed a symbol change to BFLY and changed its company name to Butterfly Network, Inc.
Tesco Plc Ord American Depositary Shares (TSCDY) performed a reorganization and symbol change. Shareholders received 0.78947368 shares of new ticker TSCDD, plus a CVR (TSCDY^), for each share of TSCDY currently held. Fractional shares will be paid as cash.
February 12, 2021
Virtusa Corporation (VRTU) has been delisted pending a cash merger. Shareholders will receive cash at a rate of $51.35 per share.
BioTelemetry, Inc. (BEAT) performed a cash merger. Shareholders will receive cash at a rate of $This means that shares were removed and shareholders will receive $72/share in cash.
February 11, 2021
Endurance International Group Holdings, Inc. (EIGI) has been delisted pending a cash merger. Shareholders will be receiving cash at a rate of $9.50 per share.
Mountain Crest Acquisition Corp. (MCAC) performed a symbol change to PLBY and changed its company name to PLBY Group, Inc.
February 10, 2021
Chesapeake Energy Corp. (CHKAQ) has concluded its reorganization and emerged from bankruptcy. It is now trading under the symbol CHK, leaving all shares of CHKAQ worthless.
February 9, 2021
Collectors Universe, Inc. (CLCT) has been delisted pending a cash merger. Additional details are still pending.
Chesapeake Energy Corp. (CHKAQ) was suspended pending bankruptcy. Details are still pending.
February 1, 2021
Chart Industries, Inc. (GTLS) performed a market change from NASDAQ to the NYSE.
Norbord Inc. (OSB) has been delisted pending a stock merger in which shareholders will receive 0.6750 shares of WFG for each share of OSB previously held. Fractional shares will be paid as cash in lieu.
Alto Ingredients Inc. (PEIX) performed a symbol change to ALTO.
January 29, 2021
Life Storage, Inc. (LSI) will be performing a 3:2 stock split meaning that shareholders will now hold 3 shares for every 2 shares previously held.
January 28, 2021
Life Storage, Inc. (LSI) has performed a 3:1 split, meaning that shareholders will now hold 3 shares for every 1 share previously held.
January 26, 2021
Axon Enterprise, Inc. (AAXN) performed a symbol change to AXON.
Technical Communications Corp. (TCCO) performed a market change from NASDAQ to OTC.
January 25, 2021
Prevail Therapeutics Inc. (PRVL) has been delisted pending a cash merger. Shares will be removed and shareholders will receive cash at a rate of $22.50/share.
January 22, 2021
Gores Holdings IV, Inc. (GHIV) changed its company name to UWM Holdings Corporation, performed a symbol change to UWMC.
Gores Holdings IV, Inc. (GHIVU) has been delisted. Additional details are still pending.
January 21, 2021
ProShares UltraPro QQQ (TQQQ) performed a 2:1 forward split, meaning that shareholders will now hold 2 shares of TQQQ for every 1 share previously held.
Oaktree Acquisition Corp. (OAC) performed a symbol change to HIMS and changed its company name to Hims & Hers Health, Inc.
SL Green Realty Corp. (SLG) performed a 0.9716:1 reverse split, meaning that shareholders will now hold 1 share for every 0.9716 shares previously held. Fractional shares will be paid as cash-in-lieu.
ProShares UltraPro Short Russell2000 (SRTY) performed a 1:5 reverse split, meaning that shareholders will now hold 5 shares for every 1 share previously held. Fractional shares will be paid as cash-in-lieu at a rate to be determined.
ProShares UltraPro Short S&P500 (SPXU) performed a 1:5 reverse split, meaning that shareholders will now hold 5 shares for every 1 share previously held. Fractional shares will be paid as cash-in-lieu at a rate to be determined.
ProShares UltraShort Russell2000 (TWM) performed a 1:4 reverse split in which shareholders will now hold 4 shares for every 1 share previously held. Fractionals will be paid as cash-in-lieu at a rate to be determined.
ProShares UltraShort QQQ (QID) performed a 1:4 reverse split in which shareholders will now hold 4 shares for every 1 share previously held. Fractionals will be paid as cash-in-lieu at a rate to be determined.
January 19, 2021
Concho Resources Inc. (CXO) has been delisted pending a merger. Additional details are still pending.
Fiat Chrysler Automobiles N.V. (FCAU) has been delisted pending a merger. Additional details are still pending.
January 15, 2021
Pacific Ethanol, Inc. (PEIX) changed its company name to Alto Ingredients Inc.
Alphabet Inc. (GOOG) has acquired Fitbit, Inc. (FIT). Shareholder's FIT shares will be liquidated at a rate of $7.35/share.
January 13, 2021
Parsley Energy, Inc. (PE) has been delisted. Additional information is still pending.
January 12, 2021
FERRELL GAS PARTNERS LP (FGPR) performed a symbol change to FGPRQ and was delisted to OTC.
Direxion Daily S&P 500 Bear 3x Shares (SPXS) performed a 1 for 10 reverse split, which means that shareholders will now hold 1 share of SPXS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.
Direxion Daily Retail Bull 3X Shares (RETL) performed a 5 for 1 forward split, which means that shareholders will now hold 5 shares of RETL for every 1 share previously held.
January 8, 2021
Social Capital Hedosophia Holdings Corp. (IPOC) performed a symbol change to CLOV and changed its company name to Clover Health Investments, Corp.
J C PENNEY CORP INC (JCPNQ) performed a symbol change to CPPRQ and changed its company name to OLD COPPER CO INC. The security was also delisted to OTC.
January 7, 2021
Tiffany & Co. (TIF) has been delisted pending a cash merger. Shares will be removed and shareholders will be receiving cash at a rate of $131.50/share.
WPX Energy, Inc. (WPX) has been delisted pending a stock merger. Additional details are still pending
January 6, 2021
Tuesday Morning Corp. (TUESQ) performed a stock merger in which shareholders will receive 1 new share of TUESQ for each share of TUESQ previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive potential future distributions.
January 5, 2021
BMC Stock Holdings, Inc. (BMCH) performed a stock merger in which shareholders will receive 1.3125 shares of BLDR for each share of BMCH previously held. Fractional shares will be paid as cash in lieu.
National General Holdings Corp. (NGHC) was liquidated. This means that shares were removed and shareholders will receive $34.50/share in cash.
Acorda Therapeutics, Inc. (ACOR) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ACOR for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.
December 29, 2020
Taubman Centers Inc. (TCO) has been delisted pending a cash merger. This means that shares will be removed and shareholders will receive $43.00/share.
December 28, 2020
HD Supply Holdings, Inc. (HDS) performed a cash merger. This means that shares were removed and shareholders will receive $56.00 per share in cash.
LINE Corporation (LN) was delisted pending a merger. Additional details are still pending.
Social Capital Hedosophia (IPOB) performed a symbol change to OPEN and changed its company name to Opendoor Labs Inc.
December 24, 2020
Grayscale Ethereum Trust (ETHE) is performing a 9:1 stock split, meaning shareholders will now hold 9 shares of ETHE for every 1 share previously held.
FAT Brands Inc. (FAT) performed a spinoff of FATBP. This means that for every 1 share of FAT held, shareholders will receive 0.231999829248 shares of FATBP.
PropTech Acquisition Corp. (PTAC) performed a symbol change to PRCH and changed its company name to Porch Group, Inc.
December 23, 2020
HEXO Corp. (HEXO) performed a 1 for 4 reverse split in which shareholders will receive 1 share of HEXO for every 4 shares previously held. Fractional shares will be paid as cash in lieu.
December 22, 2020
GCI Liberty, Inc. Class A Common Stock (GLIBA) performed a stock merger in which shareholders received .58 shares of Liberty Broadband Corporation Class C Common Stock (LBRDK) for each share of GLIBA currently held. Fractional shares will be paid as cash in lieu.
Hennessy Capital Acquisition (HCAC) performed a symbol change to GOEV and changed its company name to Canoo Inc.
Pivotal Investment (PIC) performed a symbol change to XL and changed its company name to XL Fleet.
Washington Prime Group (WPG) performed a 1 for 9 reverse split in which shareholders will receive 1 share of WPG for every 9 shares previously held. Fractional shares will be rounded up to the nearest share.
December 18, 2020
VEREIT, Inc. (VER) is performing a 1:5 reverse split, meaning that shareholders will receive 5 shares of VER for every 1 share previously held. Fractional shares will be paid as cash in lieu.
Flying Eagle (FEAC) performed a symbol change to SKLZ and changed its company name to Skillz Inc.
Opes Acquisition (OPES) performed a symbol change to BFI and changed its company name to BurgerFi.
December 17, 2020
K12, Inc. (LRN) changed its company name to Stride, Inc. Its symbol has not changed.
December 16, 2020
Apartment Investment and Management (AIV) performed a spinoff of AIRC. For every 1 share of AIV held, shareholders will receive 1 share of AIRC.
Dunkin' Brands Group, Inc. (DNKN) has been delisted pending a cash merger in which shares will be liquidated and shareholders will be receiving cash at a rate of $106.50/share.
Francesca's Holdings Corporation (FRAN) was delisted from Nasdaq to OTC and changed its symbol to FRANQ.
Rollins Inc. (ROL) is performing a 3:2 split, meaning that for every 2 shares of ROL previously held, shareholders will now hold 3 shares.
December 14, 2020
Brookfield Renewable Partners L.P. (BEP) is performing a 3:2 stock split, meaning that shareholders will now hold 3 shares of BEP for every 2 shares previously held.
Brookfield Renewable Corporation (BEPC) is performing a 3:2 stock split, meaning that shareholders will now hold 3 shares of BEPC for every 2 shares previously held.
Plains All American Pipeline, L.P. (PAA) performed a market change from the NYSE to Nasdaq.
Plains GP Holdings, L.P. (PAGP) also performed a market change from the NYSE to Nasdaq.
December 11, 2020
HL Acquisitions Corp. (HCCH) has been delisted pending a merger. Additional details are still pending.
December 10, 2020
Trine Acquisition Corp. (TRNE) performed a ticker change to DM, and changed its company name to Desktop Metal, Inc.
December 7, 2020
iShares MSCI KLD 400 Social ETF (DSI) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of DSI for every 1 share previously held.
iShares Cohen & Steers REIT ETF (ICF) is also performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of ICF for every 1 share previously held.
iShares US Aerospace & Defense ETF (ITA) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of ITA for every 1 share previously held.
iShares US Financials ETF (IYF) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of IYF for every 1 share previously held.
iShares Dow Jones U.S. ETF (IYY) is performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of IYY for every 1 share previously held.
iShares MSCI USA ESG Select ETF (SUSA) is also performing a 2:1 forward stock split, meaning that shareholders will now hold 2 shares of SUSA for every 1 share previously held.
December 4, 2020
Gores Metropoulos, Inc. (GMHI) performed a symbol change to LAZR, and changed its company name to Luminar Technologies.
December 3, 2020
Aaron's (AAN) performed a ticker change to PRG, and changed its corporate name to PROG Holdings, Inc. AAN also performed a spinoff of PRG meaning that for every one share of AAN held, shareholders will receive 0.5 shares of PRG.
December 1, 2020
Apartment Investment and Management Company (AIV) performed a 1:1.23821 reverse split, meaning that shareholders will be receiving 1.23821 shares of AIV for every 1 share previously held. Fractional shares will be paid as cash in lieu.
Hudson Ltd. (HUD) has been delisted pending a cash merger. Shareholders will receive a rate of $7.70 per share.
McCormick & Company, Incorporated (MKC) is performing a 2:1 forward split, meaning that shareholders will be receiving 2 shares of MKC for every 1 share previously held.
November 27, 2020
Kensington Capital Acquisition Corp. (KCAC) performed a symbol change to QS, and changed its corporate name to QuantumScape Corporation Class.
November 24, 2020
Tempur Sealy International Inc. (TPX) is performing a 4:1 forward stock split, meaning that shareholders will now hold 4 shares of TPX for every 1 share previously held.
November 23, 2020
Oasis Petroleum (OASPQ) performed a reorganization in which shareholders will receive 0.00506285 warrants for each share previously held.
November 20, 2020
MyoKardia (MYOK) performed a liquidation at $225.00 per share, meaning that shares were removed and shareholders received $225.00 per share.
FTS International (FTSI) performed a reorganization following its bankruptcy in which shareholders will receive 0.23850265 of FTSI for each share of FTSI previously held. Fractional shares will be paid as cash in lieu.
November 19, 2020
USA Technologies, Inc (USAT) performed a market change from OTC to Nasdaq.
November 17, 2020
Daqo New Energy (DQ) performed a 5 for 1 forward split. This means shareholders will now hold 5 shares for every 1 share previously held.
AMAG Pharmaceuticals (AMAG) performed a cash merger. This means that shares were removed and shareholders will be receiving $13.75 per share in cash.
Mylan (MYL) performed a name change to Viatris Inc. and changed its symbol to VTRS.
B. Riley Principal Merger Corp. II (BMRG) performed a name change to Eos Energy Storage LLC and changed its symbol to EOSE.
November 16, 2020
Canopy Growth Corporation (CGC) performed a market change from the NYSE to Nasdaq.
Hebron Technology Co (HEBT) performed a name change to Nisun International Enterprise Development Group and changed its symbol to (NISN).
November 9, 2020
Cogent Biosciences (COGT) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share of COGT for every 4 shares previously held. Fractional shares will be paid as cash in lieu.
Bitauto Holdings (BITA) performed a cash merger. This means that shares were removed and shareholders will receive $15.95 per share in cash.
Jernigan Capital (JCAP) performed a cash merger. This means that shares were removed and shareholders will receive $17.30 per share in cash.
Summit Midstream Partners, LP (SMLP) performed a 1:15 reverse split in which shareholders will receive 14 shares of SMLP for every 1 share previously held.
J.Jill, Inc. (JILL) performed a 1:5 reverse split in which shareholders will receive 5 shares of JILL for every 1 share previously held.
November 6, 2020
Jernigan Capital, Inc. (JCAP) has delisted pending a cash merger. Additional details are still pending.
November 2, 2020
Hertz Global Holdings, Inc. (HTZ) was delisted to OTC and changed its symbol to HTZCQ.
Livongo (LVGO) performed a cash and stock merger in which shareholders will receive $4.24 and 0.592 shares of TDOC for each share of LVGO previously held. Fractional shares will be paid as cash in lieu.
Healthcare Merger Corp (HCCO) performed a name change and ticker change to SOC Telemed (TLMD).
October 30, 2020
Spartan Energy Acquisition Corp (SPAQ) performed a ticker change to FSR, and changed its company name to Fisker Inc.
October 28, 2020
NextEra Energy (NEE) performed a 4 for 1 forward split, meaning that shareholders will now hold 4 shares of NEE for every 1 share previously held.
October 26, 2020
DiamondPeak Holdings (DPHC) performed a stock merger in which shareholders will receive 1 share of Lordstown Motors Corp (RIDE) for each share of DPHC previously held.
Immunomedics (IMMU) was delisted pending a merger. Additional details are still pending.
Kadmon Holdings, Inc. (KDMN) performed a market change from NYSE to NASDAQ
October 19, 2020
FinTech Acquisition Corp. III (FTAC) performed a symbol change to PAYA, and changed its company name to Paya Holdings.
Shares S&P Mid-Cap 400 Value ETF (IJJ) performed a 2 for 1 forward split, meaning that shareholders will receive 2 shares of IJJ for every 1 share previously held. Fractional shares will be paid as cash in lieu.
iShares S&P Mid Cap 400 Growth Index Fund (IJK) performed a 4 for 1 forward split, meaning that shareholders will receive 4 shares of IJK for every 1 share previously held. Fractional shares will be paid as cash in lieu.
iShares S&P SmallCap 600 Value ETF (IJS) performed a 2 for 1 forward split, meaning that shareholders will receive 2 shares of IJS for every 1 share previously held. Fractional shares will be paid as cash in lieu.
iShares S&P 500 Growth Fund (IVW) performed a 4 for 1 forward split, meaning that shareholders will receive 4 shares of IVW for every 1 share previously held. Fractional shares will be paid as cash in lieu.
October 16, 2020
Forum Merger II (FMCI) changed its company name to Tattooed Chef and changed its symbol to TTCF.
October 14, 2020
Aimmune Therapeutics (AIMT) performed a cash merger in which shares were removed and shareholders will receive $34.50 per share in cash.
October 13, 2020
Akcea Therapeutics, Inc. (ACKA) was delisted pending a merger. Additional details still pending.
Mallinckrodt plc (MNK) changed its symbol to MNKKQ and was delisted to OTC.
Rush Enterprises, Inc. (RUSHA) is pending a 3:2 split in which shareholders will receive 3 shares of RUSHA for every 2 shares previously held. Fractional shares will be paid as cash in lieu.
On Deck Capital, Inc. (ONDK) was delisted pending a merger. Additional details are still pending.
October 12, 2020
Oasis Petroleum Inc. (OAS) performed a symbol change to OASPQ and was delisted to OTC.
October 9, 2020
Fortive (FTV) performed a spin-off of VNT. For every 1 share of FTV held, shareholders will receive 0.4 shares of VNT.
Seattle Genetics (SGEN) changed its company name to Seagen.
Churchill Capital (CCXX) performed a symbol change to MPLN, and changed its company name to MultiPlan Corp.
October 8, 2020
Vivint Solar, Inc. (VSLR) performed a stock merger in which shareholders received 0.55 shares of Sunrun Inc. (RUN) for each share of VSLR previously held. Fractional shares will be paid as cash in lieu.
October 6, 2020
Noble Energy (NBL) performed a stock merger in which shareholders will receive 0.1191 shares of CVX for each share of NBL previously held. Fractional shares will be paid as cash in lieu.
TD Ameritrade Holding Corp. (AMTD) performed a stock merger in which shareholders will receive 1.0837 shares of SCHW for each share of AMTD previously held. Fractional shares will be paid as cash in lieu.
Momenta Pharmaceuticals, Inc. (MNTA) performed a cash merger in which shares were removed and shareholders will receive $52.50 per share in cash.
Unum Therapeutics Inc. (UMRX) changed its corporate name to Cogent Biosciences with a new symbol of COGT.
October 5, 2020
Delphi Technologies (DLPH) performed a stock merger in which shareholders will receive 0.4307 shares of BorgWarner Inc (BWA) for each share of DLPH previously held. Fractional shares will be paid as cash in lieu.
ServiceMaster Global Holdings, Inc. (SERV) performed a ticker change to TMX, and changed its company name to Terminix Global Holdings, Inc.
October 2, 2020
Momenta Pharmaceuticals (MNTA) was delisted pending a merger. Additional details are still pending.
Delphi Technologies (DLPH) was delisted pending a merger. Additional details are still pending.
Tortoise Acquisition Corp. (SHLL) performed a symbol change to HYLN and changed its company name to Hyliion Holdings Corp.
NetEase, Inc (NTES) performed a 5 for 1 forward split. This means that shareholders will receive 5 shares for every 1 share previously held.
ETRADE (ETFC) performed a stock merger in which shareholders will receive 1.0432 shares of Morgan Stanley (MS) for each share of ETFC previously held. Fractional shares will be paid as cash in lieu.
October 1, 2020
Pfenex (PFNX) was delisted pending a merger. Additional details are still pending.
Craft Brew Alliance (BREW) performed a cash merger in which shares were removed and shareholders will receive $16.50 per share in cash.
Cabot Microelectronics (CCMP) performed a name change to CMC Materials Inc. The symbol did not change.
September 30, 2020
Graf Industrial (GRAF) performed a ticker change to VLDR and changed its company name to Velodyne Lidar, Inc.
September 24, 2020
Town Sports International (CLUB) performed a symbol change to CLUBQ and was delisted to OTC.
September 22, 2020
Garrett Motion (GTX) performed a symbol change to GTXMQ and was delisted to OTC.
September 18, 2020
58.com (WUBA) was delisted pending a merger. The stock performed a cash merger in which shares were removed and shareholders received $55.95 per share in cash.
Superior Energy (SPN) performed a symbol change to SPNX and was delisted to OTC.
CenturyLink (CTL) performed a symbol change to LUMN.
September 15, 2020
Envision Solar (EVSI) performed a symbol change to BEEM and changed its company name to Beam Global.
September 14, 2020
Trex Company (TREX) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of TREX for every 1 share previously held.
August 31, 2020
Apple (AAPL) will be performing a 4:1 split, meaning that shareholders will be receiving 4 shares of AAPL for every 1 share previously held. Fractional shares will be calculated into the split.
*For example, if you own or purchase 100 shares of AAPL (before the effective date of 8/31/20) trading at $400 per share (total investment value $40,000), after the split on 8/31/20, you will own 400 (4 x 100) shares valued at $100 ($400 / 4) per share (total investment value is still $40,000).
Tesla (TSLA) will be performing a 5:1 split, meaning that shareholders will be receiving 5 shares of TSLA for every 1 share previously held. Fractional shares will be calculated into the split.
*For example, if you own or purchase 100 shares of TSLA (before the effective date of 8/31/20) trading at $1,500 per share (total investment value $150,000), on 8/31/20, you will own 500 shares valued at $300 per share(total investment value is still $150,000).
Collier Creek Holdings (CCH) changed its ticker symbol to UTZ, and changed its corporate name to Utz Quality Foods.
August 28, 2020
SunPower Corporation (SPWR) performed a spin-off. For every 1 share of SPWR previously held, shareholders will receive 0.125 shares of MAXN (Maxeon Solar Technologies).
August 24, 2020
Benefytt Technologies, Inc. (BFYT) has been delisted pending a stock merger. Additional details are still pending.
August 18, 2020
ProShares Ultra QQQ (QLD) performed a 2:1 split, meaning that shareholders will be receiving 2 shares of QLD for every 1 share previously held.
ProShares UltraPro Short QQQ (SQQQ) performed a 1:5 reverse split, meaning that shareholders will be receiving 1 share of SQQQ in exchange for every 5 shares previously held.
ProShares Ultra S&P500 (SSO) performed a 2:1 split, meaning that shareholders will be receiving 2 shares of SSO for every 1 share previously held.
ProShares Ultra 20+ Year Treasury (UBT) performed a 2:1 split, meaning that shareholders will be receiving 2 shares of UBT for every 1 share previously held.
August 5, 2020
Occidental Petroleum (OXY) distributed warrants. Shareholders will receive 0.125 warrants (OXYW) for each share currently held.
August 4, 2020
Brookfield Renewable (BEP) performed a spinoff of BEPC, which means that for every 4 shares of BEPC held, shareholders will receive 1 share of BEPC.
Denbury (DNR) performed a ticker change to DNRCQ and was delisted to OTC.
August 3, 2020
Terraform Power (TERP) was been delisted pending a merger with Brookfield Renewable Corp. (BEP). In exchange for every 1 share of TERP held, shareholders will be receiving 0.47625 shares of BEP.
July 24, 2020
Legg Mason Inc (LM) was delisted pending a cash merger. Customers received cash in exchange for their shares at a rate of $50 per share.
July 21, 2020
Eldorado Resorts (ERI) performed a ticker change to CZR and changed its name to Caesars Entertainment.
Caesars Entertainment ( the old CZR) was delisted pending a merger with the new CZR (previously ERI).
July 15, 2020
Ashford Hospitality Trust, Inc. (AHT) performed a 1:10 reverse split, meaning that shareholders received 1 share of AHT for every 10 shares previously held. Fractional shares were paid as cash in lieu.
July 7, 2020
Catasys, Inc (CATS) performed a name change to Ontrak, Inc. and changed its symbol to OTRK.
July 1, 2020
Office Depot Inc. (ODP) performed a 1:10 reverse split, meaning that shareholders received 1 share of ODP for every 10 shares previously held. Fractional shares were paid as cash in lieu.
June 30, 2020
Chesapeake Energy (CHK) performed a ticker change to CHKAQ and the security was delisted to OTC.
June 25, 2020
Act II Global Acquisition (ACTT) performed a ticker change to FREE and changed its name to Whole Earth Brands.
June 23, 2020
Anixter International (AXE) was delisted pending a merger. Additional details are still pending.
June 17, 2020
EQM Midstream Partners, LP (EQM) performed a stock merger in which shareholders received 2.44 shares of ETRN for each share of EQM previously held. Fractional shares were paid as cash-in-lieu.
June 16, 2020
FS KKR Capital Corp (FSK) performed a 1:4 reverse split, meaning that shareholders received 1 share of FSK for every 4 shares previously held. Fractional shares were paid as cash in lieu.
June 15, 2020
Kemet Corporation (KEM) was delisted pending a merger. Additional details are still pending.
Pyxus International (PYX) was delisted from the NYSE and is not currently trading.
June 11, 2020
Groupon (GRPN) performed a 1:20 reverse stock split, meaning that shareholders will be receiving 1 share of GRPN for every 20 shares previously held.
June 9, 2020
Apache Corporation (APA) is moving from the NYSE to NASDAQ.
FGL Holdings (FG) performed a stock merger in which shareholders received 0.2558 shares of FNF for each share of FG previously held. Fractional shares were paid as cash in lieu.
June 4, 2020
VectoIQ (VTIQ) performed a ticker change to NKLA and changed its corporate name to Nikola Corporation. VTIQ shareholders will be receiving an equal number of NKLA shares in exchange for their VTIQ shares.
June 2, 2020
TiVo (TIVO) was delisted pending a stock merger. Shareholders will receive 0.455 shares of XPER for each share of TiVo previously held. Fractional shares will be paid as cash in lieu.
June 1, 2020
Edwards Lifesciences (EW) performed a 3:1 stock split, meaning for every 1 share held, shareholders will now hold 3 shares.
Spartan Motors (SPAR) performed a ticker change to SHYF and changed its corporate name to The Shyft Group, Inc.
American Outdoor Brands Corporation (AOBC) performed a ticker change to SWBI and changed its corporate name to Smith & Wesson Brands Inc.
May 20, 2020
Overstock.com Inc. (OSTK) performed a spinoff in which shareholders received a digital dividend at a rate of 1:10, meaning that for every 10 shares of OSTK owned, shareholders received one digital dividend (OSTKO). Fractional shares will be paid as cash in lieu.
May 18, 2020
Alerian MLP ETF (AMLP) performed a 1:5 reverse split. Shareholders received 1 share for every 5 previously held. Cash in lieu was paid out for fractional shares.
May 11, 2020
FTS International, Inc. (FTSI) performed a 1:20 reverse split, which means that shareholders received 1 share of FTSI for every 20 shares previously held. Fractional shares were paid as cash in lieu.
May 8, 2020
Aurora Cannabis (ACB) performed a 1:12 reverse split. Meaning that shareholders will receive 1 share for every 12 shares of ACB previously owned.
Allergan Plc (AGN) has been delisted pending a merger. Additional details are still pending
May 6, 2020
The Stars Group Inc. (TSG) has been delisted pending a stock merger. Additional details are still pending.
May 1, 2020
Market Vectors India Small-Cap ETF (SCIF) performed a symbol change to GLIN.
iPath S&P GSCI Crude Oil TR ETN (OILNF) performed a 1:40 reverse split and changed its symbol to OILND, meaning that shareholders will receive 1 share of OILND for every 40 shares of OILNF previously owned. Fractional shares will be paid as cash in lieu.
April 29, 2020
United States Oil (USO) performed a 1:8 reverse split, meaning that shareholders will receive 1 share of USO for every 8 shares previously held.
April 28, 2020
Global X MLP ETF (MLPA) performed a 1:6 reverse split, meaning that shareholders will be receiving 1 share of MLPA for every 6 shares previously held. Fractional shares will be paid as cash in lieu.
April 27, 2020
iPath® S&P GSCI® Crude Oil Total Return Index ETN (OIL) has been delisted and shareholders received a payout of $2.65 per share.
April 24, 2020
Diamond Eagle Acquisition (DEAC) performed a stock merger. Shareholders will be receiving 1 share of DKNG for each share of DEAC previously held.
April 22, 2020
Direxion Daily Jr. Gold Miners Bear 3X ETF (JDST) performed a 1:25 reverse split. This means that shareholders will now hold 1 share of JDST for every 25 shares previously held. Fractional shares will be paid as cash in lieu.
Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) performed a 1:10 reverse split. This means that shareholders will now hold 1 share of JNUG for every 10 shares previously held. Fractional shares will be paid as cash in lieu.
Direxion Daily Retail Bull 3x ETF (RETL) performed a 1:10 reverse split. This means that shareholders will now hold 1 share of RETL for every 10 shares previously held.
Nabors Industries Ltd. (NBR) performed a 1:50 reverse split. This means that shareholders will now hold 1 share of NBR for every 50 shares previously held.
April 17, 2020
Cypress Semiconductor (CY) performed a cash merger. This means that shares were removed and shareholders will receive $23.85 per share in cash.
Tallgrass Energy (TGE) performed a cash merger. This means that shares were removed and shareholders will receive $22.45 per share in cash.
April 15, 2020
Chesapeake Energy Corporation (CHK) performed a 1:200 reverse split. This means that shareholders will now hold 1 share of of CHK for every 200 shares previously owned. Fractional shares will be paid as cash in lieu.
Vectors Rare Earth ETF (REMX) performed a 1:3 reverse split. This means that shareholders will now hold 1 share of REMX for every 3 shares previously held. Fractional shares will be paid as cash in lieu.
April 14, 2020
LSC Communications, Inc. (LKSD) changed its ticker symbol to LKSDQ.
April 3, 2020
Raytheon Company (RTN) and United Technologies (UTX) have completed their merger effective 04/03/2020. Each outstanding share of Raytheon Company will be converted into 2.3348 shares of the new Raytheon Technologies Corporation (RTX). Shares of UTX, will be renamed as a share of Raytheon Technologies Corporation (RTX).
April 1, 2020
T-Mobile (TMUS) performed a merger with Sprint (S). Sprint is no longer trading and Sprint shareholders will receive 0.10256 T-Mobile shares (TMUS) for each full Sprint share. Fractional shareholders will receive Cash-in-Lieu for their shares.
Rubicon Project (RUBI) and Telaria (TLRA) have completed their merger effective on 04/01/2020. For those of you who own Telaria (TLRA) shares, each share of Telaria common stock issued and outstanding will be converted into 1.082 shares of Rubicon Project (RUBI) common stock. Fractional TLRA shareholders will receive cash in lieu of their fractional shares.
March 18, 2020
Telus Corporation (TU) performed a 2 for 1 forward split, meaning that shareholders now hold 2 shares of TU for every 1 share that was previously held.
March 6, 2020
Health Insurance Innovations (HIIQ) performed a ticker change to symbol BFYT, and its corporate name changed to Benefytt Technologies.
February 24, 2020
Insys Therapeutics (INSYQ) delisted pending reorganization liquidation details. More information coming soon.
February 13, 2020
Diplomat Pharmacy (DPLO) performed a cash merger. This means that shares were removed and shareholders will receive $4 per share in cash.
February 7, 2020
Alcentra Capital (ABDC) performed a cash and stock merger. Shareholders will receive $2.3784 and 0.4041 shares of CCAP for each share of ABDC previously held.
Innophos (IPHS) performed a cash merger. This means that shares were removed and shareholders will receive $32 per share in cash.
February 4, 2020
Liberty Property Trust (LPT) performed a stock merger. Shareholders will receive 0.6750 shares of PLD for each share of LPT previously held.
February 3, 2020
Aqua America (WTR) performed a ticker change to WTRG and changed its corporate name to Essential Utilities.
Intrexon (XON) performed a ticker change to PGEN and changed its corporate name to Precigen.
January 27, 2020
EnCana Corporation (ECA) performed a 1 for 5 Reverse Split, and changed its ticker to OVV. This means shareholders will now hold 1 share of OVV for every 5 shares of ECA previously held.
January 24, 2020
WellCare (WCG) performed a cash and stock merger. Shareholders shall receive $120 to be paid in cash and 3.38 shares of CNC for each share of WCG previously held.
January 13, 2020
AXA Equitable Holdings (EQH) changed its corporate name to Equitable Holdings.
January 7, 2020
Senior Housing Properties Trust (SNH) performed a ticker change to DHC, and changed its name to Diversified Healthcare Trust.
Senior Housing Properties Trust (SNH) performed a spinoff of FVE. For every 1 shares of SNH held, shareholders will receive 0.0678 shares of FVE
January 2, 2020
Pivotal Software (PVTL) performed a cash merger. This means that shares were removed and shareholders will receive $15 per share in cash.
Genesee & Wyoming (GWR) performed a cash merger. This means that shares were removed and shareholders will receive $112 per share in cash.
The Carlyle Group (CG) performed a 1:1 CUSIP change.
December 31, 2019
Carbonite (CARB) was liquidated. This means that shares were removed and shareholders will receive $23 per share in cash.
December 28, 2019
Owens Illinois (OI) changed its corporate name to O-I Glass and changed its CUSIP number.
December 20, 2019
Superior Energy Services (SPNV) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SPNV for every 10 shares previously held. Fractional shares will be paid as cash in lieu.
Presidio (PSDO) was delisted pending a merger. This means that the shares were removed and shareholders will receive $16.60 per share in cash.
Spark Therapeutics (ONCE) performed a cash merger. This means that shares were removed and shareholders will receive $114.50 per share in cash.
December 18, 2019
Ascena Retail Group (ASNA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ASNA for every 20 shares previously held. Fractional shares will be paid as cash in lieu.
December 17, 2019
Vitamin Shoppe (VSI) performed a cash merger. This means that shares were removed and shareholders will receive $6.50 per share in cash.
December 6, 2019
BB&T (BBT) performed a ticker change to TFC and changed its corporate name to Truist Financial.
SunTrust Bank (STI) performed a stock merger. Shareholders will receive 1.295 shares of TFC for each share of STI previously held. Fractional shares will be paid as cash in lieu.
December 5, 2019
Viacom Inc. Class A Common Stock (VIA) performed a stock merger. Shareholders will receive 0.5962 shares of VIACA for each share of VIA previously held. Fractional shares will be paid as cash in lieu.
December 4, 2019
CBS Corporation Class B (CBS) performed a ticker change to VIAC and changed its corporate name to ViacomCBS Inc. Class B Common Stock.
Cambrex (CBM) performed a cash merger. This means that shares were removed and shareholders will receive $60 per share in cash.
December 3, 2019
China Rapid Finance (XRF) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of XRF for every 10 shares previously held. Fractional shares will be paid as cash in lieu.
November 21, 2019
Gannett Co. (GCI) performed a cash merger. This means that original shares were removed and shareholders will receive $6.24 per share in cash AND 0.542 for each share owned in shares.
Celgene (CELG) performed a cash and stock merger. Shareholders will receive $50 and 1 share of BMY for each share of CELG previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.
November 5, 2019
HCP (HCP) performed a ticker change to PEAK and changed its corporate name to Healthpeak Properties.
November 1, 2019
Buckeye (BPL) performed a cash merger. This means that shares were removed and shareholders will receive $41.50 per share in cash.
October 28, 2019
Social Capital Hedosophia (IPOA) performed a ticker change to SPCE, and changed its corporate name to Virgin Galactic Holdings.
October 25, 2019
Alder BioPharmaceuticals (ALDR) performed a cash merger. This means that shares were removed and shareholders will receive $18 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.
Nanometrics (NANO) performed a ticker change to ONTO and changed its corporate name to Onto Innovation.
October 23, 2019
Alder BioPharmaceuticals (ALDR) was delisted pending a cash merger. Details are still pending.
October 21, 2019
International Speedway (ISCA) performed a cash merger. Shares were removed and shareholders will receive $45 per share in cash.
October 11, 2019
Monotype Imaging (TYPE) was delisted pending upcoming merger. Details have yet to be released.
October 9, 2019
Carbon Black (CBLK) was liquidated. This means that shares were removed and shareholders will receive $26 per share in cash.
October 7, 2019
Versum Materials (VSM) performed a cash merger. Shares were removed and shareholders will receive $53 per share in cash.
Altaba (AABA) performed a ticker change to AABAZZ.
October 3, 2019
Sotheby's (BID) performed a cash merger. This means that shares were removed and shareholders will receive $57 per share in cash.
October 2, 2019
Oaktree Capital Group (OAK) performed a cash and stock merger. Shareholders will receive $34.96 and 0.3086 shares of BAM for each share of OAK previously held.
September 30, 2019
Weight Watchers International (WW) changed its corporate name to WW International, and changed its CUSIP number.
September 27, 2019
Finisar (FNSR) performed a cash and stock merger. Shareholders will receive $15.60 and 0.2218 shares of IIVI for each share of FNSR previously held.
September 19, 2019
Tribune Media (TRCO) performed a cash merger. This means that shares were removed and shareholders will receive $46.6874 per share in cash.
September 6, 2019
Presidio Inc. (PSDO) has entered into a definitive agreement to be acquired by funds advised by BC Partners, a leading international investment firm, in an all-cash merger. All PSDO common stock holders will receive $16.00 per share of PSDO common stock held.
September 6, 2019
iPath® S&P GSCI® Crude Oil Total Return Index (OIL) is undergoing a forward stock split at a ratio of 5 for 1 (5:1). OIL common stock will begin trading on a forward split-adjusted basis on payable date 9/11/2019.
September 6, 2019
Brookfield Asset Management Inc. (BAM) is acquiring Oaktree Capital Group LLC (OAK) class A units. Please email corpactions@stockpile.com for more information.
September 6, 2019
Abbott Laboratories (ABT) has announced a voluntary offering that allows shareholders as of the record date of 08/05/2019 that own less that 100 shares. Please email corpactions@stockpile.com for more information.
August 22, 2019
SPS Commerce (SPSC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SPSC for every 1 share previously held.
August 8, 2019
Anadarko Petroleum (APC) was bought by Occidental Petroleum. APC is no longer on available. All APC common stock holders have received $59.00 in cash and 0.2934 shares of Occidental common stock per share of Anadarko common stock in the transaction.
August 8, 2019
Barnes & Noble (BKS) was delisted pending a cash merger. Details are still pending.
August 7, 2019
pdvWireless (ATEX) changed its corporate name to Anterix and changed its CUSIP number.
August 6, 2019
Tableau (DATA) performed a stock merger. Shareholders will receive 1.103 shares of CRM for each share of DATA previously held. Fractional shares will be paid as cash in lieu.
July 31, 2019
TravelCenters of America LLC (TA) has undergone a 1:5 stock split. Meaning owners of TA will now own 1 share for previously owned 5 shares. Accounts will be updated accordingly. Since the share fell below our $6 minimum, additional share can not be purchased. You can still sell these shares. Please email support@stockpile.com for further assistance.
July 30, 2019
Andeavor Logistics LP (ANDX) has performed a stock merger. Shareholders will receive 1.135 shares of MLPX for each share of ANDX previously held. Fractional shares will be paid as cash. Please allow a 2-5 business days for processing.
July 30, 2019
Array BioPharma (ARRY) was delisted pending a cash merger with Pfizer. The stock has been disabled so there will be no trading in the stock until the transition has taken place which may take 3 to 5 business days.
July 30, 2019
UGI Corporation (UGI) and AmeriGas Partners LP (APU) have entered into an agreement and planned merger.Pursuant to the terms of the merger agreement each holder of AmeriGas (APU) may voluntarily choose to receive. Please notify our Corporate Actions Department via email at corpactions@stockpile.com by Tuesday, August 20, 2019 for more information.
July 29, 2019
We received notice that Barnes and Noble (BKS) intends to be acquired in a cash merger. All BKS common stockholders will receive $6.50 per share of BKS common stock held.
CUTOFF INSTRUCTION: 08/02/19 Please email corpactions@stockpile.com for more details. This is a voluntary action, if you do choose to sell a $50 fee would be charged.
July 29, 2019
First Data shareholders (FND) will receive 0.303 of a Fiserv share for each share of First Data common stock they own prior to market open as of July 29, 2019. The all-stock transaction is intended to be tax-free to First Data shareholders. The combined company will carry the Fiserv brand and will continue to trade on The Nasdaq Global Select Market under the ticker symbol FISV.
July 22, 2019
Salesforce (CRM), the global leader in CRM, and Tableau Software (DATA), the leading analytics platform, have entered into a definitive agreement under which Salesforce will acquire Tableau in an all-stock transaction, pursuant to which each share of Tableau Class A and Class B common stock will be exchanged for 1.103 shares of Salesforce common stock,
July 19, 2019
Aratana Therapeutics (PETX) has performed a stock merger. Shareholders will receive 0.1481 shares of ELAN for each share of PETX previously held, with fractional shares paid as cash.
July 17, 2019
Edgewell Personal Care Company (EPC) is performing a voluntary program through which shareholders on the record date of 6/12/19 may participate. Please email corpactions@stockpile.com for more details by 07/24/2019.
July 16, 2019
Corning Incorporated (GLW) is performing a voluntary program through which shareholders on the record date of 6/14/19. Please email corpactions@stockpile.com for more details by 07/17/2019.
July 11, 2019
Softbank (SFTBY) is undergoing a forward stock split at a ratio of 2 for 1. For every one stock owned you will now own two at market price.
July 10, 2019
Red Hat (RHT) has now performed a cash merger. This means that shares were removed and shareholders will now receive $190 per share in cash. This will appear as available cash in your account.
July 9, 2019
Red Hat (RHT) is now delisted pending a merger. Details are still pending. Update to come soon.
March 27, 2019
VLKAY ADR Program Termination
We received news some time ago that Volkswagen AG (OTC: VLKAY) has terminated its ADR program as of August 13th, 2018. As a result, there was no longer a liquid market for VLKAY and the shares have since stopped trading. JP Morgan—acting as the depositary—has sold the securities represented by VLKAY and has distributed the proceeds. As a result, all holders of the ADR have received $34.90 per share held. Please review the distribution in your Stockpile account.
March 26, 2019
LUXTY ADR Stopped Trading
We received news that Luxottica Group S.p.A., which is listed over-the-counter under the ticker symbol “LUXTY”, has stopped trading as of market close on Friday, March 22nd, 2019. As a result, all holders of the LUXTY ADR have received $55.89 per share. The distribution is already reflected in your Stockpile account.
March 21, 2019
FOX/FOXA-DIS Merger
We received news that Twenty-First Century Fox, Inc. (NASDAQ: FOX, FOXA) has successfully merged with The Walt Disney Company (NYSE: DIS) and spun off a few of its other businesses as a standalone company, Fox Corporation (NASDAQ: FOX, FOXA). As a result of the merger, you have received Fox Corporation (FOX/FOXA) at a rate of 0.33333 and Disney (DIS) at a rate of 0.33282 per share of FOX/FOXA previously held. Your Stockpile account already reflects this distribution. For more information, please see the following press releases:
IPO: LEVI
Levi Strauss & Co is public today! The company has conducted an initial public offering of its common stock on the New York Stock Exchange under the ticker symbol “LEVI”. Don’t forget to place an order today by 3:00PM ET if you wish to own Levi Strauss & Co (NYSE: LEVI) on its first public trading day!
Can I purchase LEVI through my Stockpile account?
Yes, we are happy to announce that Stockpile customers are able to purchase LEVI on its first day of trading.
Can I purchase LEVI at IPO price?
Since Stockpile facilitates trades between investors and the secondary market, we are unable to provide LEVI at the IPO price (between $14.00 and $16.00 per share); however, all orders will still be filled as it is normally filled—on market-on-close price.
Where can I get more information?
LEVI Press Release
What is an IPO?
March 6, 201≈
FMC-LTHM Spin-Off
We received news that FMC Corporation (NYSE: FMC) has completed a successful spin-off of Livent Corporation (NYSE: LTHM) on March 1st, 2019. As a result of this spin-off, all FMC holders of record on February 25th, 2019 will receive 0.935301 shares of LTHM common stock. Your account already reflects this distribution. For more information, please see the following press release: FMC Corporation Announces Distribution Ratio for Final Separation of Livent Corporation
BNCL-WSFS Merger
We received news that Beneficial Bancorp, Inc. (Nasdaq: BNCL) has been acquired by WSFS Financial Corporation (Nasdaq: WSFS) as of March 1st, 2019. Under the terms of the merger, all BNCL holders have received a cash payout at a rate of $2.93 per share and a stock payout at a rate of 0.3013 shares of WSFS common stock per share of BNCL owned. Your Stockpile account already reflects these distributions. For more information, please see the following press release: WSFS Financial Corporation Completes Acquisition of Beneficial Bancorp, Inc.
BPY Offer
We have received notice that Brookfield Property Partners L.P. (NASDAQ: BPY) is offering to purchase up to $405 million of its limited partnership units from BPY shareholders for cash at a purchase price of not less $19.00 and not more than $21.00 per unit in increments of $0.10 per unit. Since you are a holder of this stock, we wanted to bring this offer to your attention. Listed below are your following options:
OPTION 1: Odd-lot holders (99 shares or less) will tender shares at an unspecifying price
OPTION 2: Round-lot holders (100 shares and more) will tender shares at an unspecifying price
OPTION 3: Odd-lot holders (99 shares or less) will tender shares at a specifying price
OPTION 4: Round-lot holders (100 shares and more) will tender shares at a specifying price
Please note, that if you wish to participate in this offer there is a $50.00 fee charged if your conversion value is greater than $100 and/or greater than 100 shares. Participation in the offer is completely voluntary. If you wish to participate in this offer, please respond to this message with your election and any additional instructions by March 13th, 2019. For more information on the offer, please see the following press release: Brookfield Property Partners Announces Commencement and Terms of Substantial Issuer Bid
FNSR-IIVI Merger
On November 9th, 2018, Finisar Corporation (NASDAQ: FNSR) was acquired by II-VI Incorporated (NASDAQ: IIVI) in a cash and stock merger valued at approximately $3.2 billion. Since you are a holder of this stock, we wanted to bring this news to your attention. Under the terms of the merger, holders of FNSR may elect to receive one of the following:
CASH ELECTION: At a rate of $26.00 per share of FNSR common stock owned
STOCK ELECTION: At a rate of 0.5546 shares of IIVI per share of FNSR common stock owned
MIXED ELECTION: At a rate of $15.60 and 0.2218 shares of II-VI common stock per share of FNSR common stock owned
Please note, there is a $50.00 fee charged to make an election if the conversion value of your shares is greater than $100. Participation is this offer is completely voluntary as you are not required to make any election. If no election is made, the default election will be deemed to be the mixed election. For more information on the offer, please see the following press release: II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors If you would like to participate in the offer, please respond to this email with your election by May 14th, 2019.
GE-WAB Spin-off
We received news that General Electric Company (NYSE: GE) has successfully completed the spin-off and subsequent merger of its transportation business with Wabtec Corporation (NYSE: WAB). All GE shareholders will receive 0.005371 shares of WAB per share of common stock owned. For more information, please see the following press release: GE Announces Completion of GE Transportation and Wabtec Merger
COTY Tender Offer
We received notice that JAB Cosmetics B.V. is commencing a tender offer to acquire up to $150 million additional shares of Coty Inc. (NYSE: COTY) Class A common stock at a price of $11.65 per share in cash without interest and less any applicable withholding taxes. If you wish to tender your shares, please respond to this message by March 26th, 2019. For more information, please see the following press release: JAB Proposes Partial Tender Offer to Acquire Additional Shares of Coty
February 22, 2019
MB Cash Merger
We received news that MINDBODY, Inc. (NASDAQ: MB) has been acquired by Vista Equity Partners. Under the terms of the agreement, MINDBODY shareholders will receive $36.50 in cash per share. For more information, please see the following press release: MINDBODY Enters into Definitive Agreement to be Acquired by Vista Equity Partners for $1.9 Billion
AIV 1:1.03119 Reverse Stock Split
We received news that Apartment Investment and Management Company (NYSE: AIV) has undergone a reverse stock split at a ratio of 1:1.03119. For example, if holders of the stock owned 1.03119 shares pre-split, holders would own 1 share post-split. AIV common stock will begin trading on a split-adjusted basis on the NYSE on February 21st, 2019. For more information, please see the following press release: APARTMENT INVESTMENT AND MANAGEMENT COMPANY SETS RATIO FOR REVERSE STOCK SPLIT
LLY-ELAN Divestiture
We received news that Eli Lilly and Company (NYSE: LLY) is offering to divest its remaining interest in Elanco Animal Health (NYSE: ELAN) as of February 8th, 2019. The exchange offer is designed to permit Lilly shareholders to exchange their shares of Lilly common stock for shares of Elanco common stock at a 7% discount, subject to an upper limit of 4.5262 shares of Elanco common stock per share of Lilly common stock. If the upper limit is not in effect, for each $100 of shares of Lilly common stock accepted in the exchange offer, tendering shareholders would receive approximately $107.53 of Elanco common stock. If you would like to participate in this offer, please take a moment to review the terms and details of the offer here: Lilly Will Initiate Divestiture of its Remaining Interest in Elanco Animal Health.
February 14, 2019
GGBXF Offers to buy APHA
We received news that Green Growth Brands Inc. (GGBXF) announced that it will formally commence its offer to acquire all issued and outstanding common shares of Aphria Inc. (NYSE: APHA) on the basis of 1.5714 common shares of GGBXF. Since you are a holder of this stock, we wanted to bring this to your attention. However, since GGBXF does not meet Stockpile trade requirements (Stockpile is unable to carry foreign stocks or stocks trading below $6.00 per share), we are unable to make this offer available to APHA holders. Please note, in the event this takeover bid is successful, Stockpile will liquidate your APHA stock at a predetermined price in close proximity to the prevailing market price. On the other hand, if the bid is unsuccessful, APHA shares will continue to trade normally. This offer is due to expire on May 9th, 2019. For more information, please see the following press releases:
NFX Stock Merger
We received news that Newfield Exploration Company (NYSE: NFX) has been acquired by Encana Corporation (NYSE: ECA) in an all-stock merger valued at approximately $5.5 billion. Since you are a holder of this stock, we wanted to bring this to your attention. Under the terms of the merger agreement, Newfield shareholders will receive 2.6719 Encana common shares for each share of Newfield common stock within the next couple of days. For more information on the acquisition, please see the following press release: Encana announces strategic combination with Newfield Exploration Company
February 12, 2019
DNB Cash Merger
We received news that The Dun & Bradstreet Corporation (NYSE: DNB) has been acquired by an investor group led by CC Capital Partners, LLC (“CC Capital”), Cannae Holdings, Inc. (NYSE: CNNE), Bilcar, LLC, Black Knight, Inc. (NYSE: BKI), etc. Holders of the stock have received $145.00 per share owned. For more information on the acquisition, please see the following press release: Investor Group Led by CC Capital, Cannae Holdings, Bilcar, Black Knight and Thomas H. Lee Partners Completes Acquisition of Dun & Bradstreet
ATHN Cash Merger
We received news that athenahealth, Inc. (NASDAQ: ATHN) has been acquired by an affiliate of Veritas Capital ("Veritas") and Evergreen Coast Capital ("Evergreen") for approximately $5.7 billion in cash. Since you are a holder of this stock, we wanted to bring this to your attention. Holders will be receiving $135.00 per share of ATHN held. For more information, please see the following press release: Veritas Capital Completes Acquisition of athenahealth
CNC 2:1 Stock Split
We received notice that Centene Corporation (NYSE: CNC) has announced a 2-for-1 stock split as of February 7th, 2019. For example, if you owned 2 shares of CNC pre-split, you now own 4 shares of CNC post-split. Your Stockpile account already reflects this change. For more information, please see the following press release: Centene Corporation Announces Two-For-One Stock Split Is Effective
January 30, 2019
CHDN 3:1 Stock Split
We received notice that Churchill Downs Incorporated (NASDAQ: CHDN) has announced a 3:1 stock split. The stock split will be effectuated for every outstanding share held as of January 11th, 2019. For more information, please see the following links: Churchill Downs Incorporated Confirms 3-for-1 Stock Split Record Date of January 11, 2019
CVRR Cash Merger
We have recently received news of the successful acquisition of CVR Refining, LP (NYSE: CVRR) by CVR Energy, Inc. (NYSE: CVI) as of January 29th, 2019. Under the terms of the merger, all CVRR shareholders will receive $10.50 per share in cash. As a result of the closing of the transaction, CVRR common stock has ceased trading as of January 29th, 2019 on the New York Stock Exchange and has been delisted. For more information, please see the following press release: CVR Refining Announces CVR Energy’s Completion of Purchase of Common Units
BOJA Acquisition
We have recently received news of the successful acquisition of Bojangles', Inc. (NASDAQ: BOJA) by Durational Capital Management LP and The Jordan Company, L.P. as of January 28th, 2019. Under the terms of the merger, all BOJA shareholders will receive $16.10 per share in cash. As a result of the closing of the transaction, Bojangles’ common stock has ceased trading as of January 28th, 2019 on the NASDAQ Global Select Market and will be delisted. For more information, please see the following press release: Bojangles’, Inc., Durational Capital Management and The Jordan Company Complete Acquisition
January 29, 2019
DM-D Merger
We received notice that Dominion Energy Midstream Partners, LP (NYSE: DM) has successfully merged with Dominion Energy, Inc. (NYSE: D). Under the terms of the merger, Dominion Energy will acquire all shares of Dominion Energy Midstream at a ratio of 0.2492. For more information, please see the following press release: Dominion Energy, Dominion Energy Midstream Announce Definitive Merger Agreement
January 25, 2019
LOXO Tender Offer
We have received news that Eli Lilly and Company (NYSE: LLY) is offering to purchase all outstanding shares of common stock of Loxo Oncology, Inc. (NASDAQ: LOXO) at a purchase price of $235.00 per share. If you wish to participate in the offer, simply respond to this message by February 11th, 2019.
January 17, 2019
IHG Reverse Split
We recently received notice that InterContinental Hotels Group PLC (NYSE: IHG) has undergone a reverse stock split at a rate of 0.95.
CTL Voluntary Program
We received notice that CenturyLink, Inc. (NYSE: CTL) has announced a voluntary program through which shareholders on the record date of December 14th, 2018, owning fewer than 100 shares of CTL common stock may conveniently sell all their shares or purchase enough additional shares to increase their holding to 100 shares.
January 11, 2019
NTGR-ARLO Spin-off
We have received notice that all NETGEAR, Inc. (NASDAQ: NTGR) holders have received 1.9280295 shares of Arlo Technologies, Inc. (NYSE: ARLO) per share of NTGR owned due to Arlo’s recent spin-off from NETGEAR. For more information on the spin-off, please see the following press release: Arlo Announces Completion of Spin-Off from NETGEAR
HDP-CLDR Merger
We recently received notice that Hortonworks, Inc. (NASDAQ: HDP) has merged with Cloudera, Inc. (NYSE: CLDR). As a result, for every share of HDP owned, shareholders will receive 1.305 shares of CLDR. For more information on the merger, please see the following link: Cloudera and Hortonworks Complete Planned Merger
January 4, 2019
GOV-SIR Merger | Name Change into OPI | 1:4 Reverse Split
We have just received news that Government Properties Income Trust (NASDAQ: GOV) has completed its merger with Select Income REIT (NASDAQ: SIR) and has started trading under the new stock, Office Properties Income Trust (NASDAQ: OPI). In addition, the new stock has undergone a 1:4 reverse split of its outstanding common share. For example, if you owned 8 shares of GOV pre-split, you will own 2 shares of OPI post-split. For more details on the reorganization, please reference the following article: Government Properties Income Trust Announces the Completion of its Merger with Select Income REIT
ABX-GOLD Stock Merger
We received notice that Barrick Gold Corporation (NYSE: ABX) has merged with Randgold Resources Limited (NYSE: GOLD) and will be trading under the symbol, GOLD. If you log in to your Stockpile account, you will notice your shares of ABX replaced by shares of GOLD. For more information on the following merger, please see the following press release: Barrick-Randgold Merger Consummated as Trading Starts in New Company’s Shares
January 3, 2019
FOX/FOXA-DIS Merger
We have received notice that Twenty-First Century Fox, Inc. (NASDAQ: FOXA, FOX) has been acquired by The Walt Disney Company (NYSE: DIS). Under the merger agreement, Twenty-First Century Fox stockholders may elect to receive $38 per share in either cash or shares of New Disney, a new holding company that will become the parent of both Disney and Twenty-First Century Fox. Participation in this corporate action is voluntary. Please note that if you do wish to make an election, there is a $50 fee passed on from our clearing broker to process your selection. Any holders not making an election will receive the cash consideration, stock consideration, or a combination of both. If you do wish to make an election, please reply to this message with which option you’d like to proceed with by 1/17/19. For more information on the acquisition as well as specific transaction details, please read the following press release: The Walt Disney Company Signs Amended Acquisition Agreement To Acquire Twenty-First Century Fox, Inc., For $71.3 Billion In Cash And Stock
VXX Maturation
We recently received notice that iPath S&P 500 VIX ST Futures ETN (VXX) is scheduled to mature in January 30, 2019. Since you are a holder of the note, we just wanted to give you a friendly reminder that VXX is due to mature in the near future. Until then, you are free to sell the stock in the secondary market. If no action is taken by the maturity date, you will receive a cash payment in U.S. dollars per ETN equal to the applicable closing indicative value on the final valuation date.
KORS Name Change
We received notice that Michael Kors Holdings Limited (NYSE: KORS) has changed its name to Capri Holdings Limited (NYSE: CPRI). For more details on the name and symbol change, please see the following press release: MICHAEL KORS HOLDINGS LIMITED TO BE RENAMED CAPRI HOLDINGS LIMITED
DVMT-DELL Merger
We recently received notice that Class V shares of Dell Technologies Inc. (NYSE: DVMT) have ceased trading prior to the opening of trading on December 28, 2018, and is being replaced by Class C shares of Dell Technologies Inc. (NYSE: DELL). As a result, all common stockholders have received stock distributions of DELL at a rate of 1:1.8066. For more information on the merger, please see the following link: DELL TECHNOLOGIES COMPLETES CLASS V TRANSACTION
SCG-D Merger
We recently received notice that SCANA Corporation (NYSE: SCG) has merged with Dominion Energy, Inc. (NYSE: D). As a result, for every share of SCG owned, shareholders have received 0.6690 shares of Dominion Energy. For more information on the merger, please see the following link: Dominion Energy Combines With SCANA Corporation
December 28, 2018
ESRX/CI Cash and Stock Acquisition
We recently received notice that Express Scripts Holding Company (ESRX) has been acquired by Cigna Corporation (NYSE: CI). As a result, all common stockholders have received a cash payout of $48.75 and 0.2434 shares of stock of the combined company per share of ESRX owned. For more information on the merger, please see the following news release: Cigna to Acquire Express Scripts for $67 Billion
MZOR Cash Merger
We recently received notice that Mazor Robotics Ltd. (MZOR) has merged with wholly-owned subsidiaries of Medtronic plc (NYSE:MDT). As a result, all common stockholders have received a cash payout of $58.50 per share of MZOR owned. For more information on the merger, please see the following news release: Mazor Robotics Shareholders Approve Merger Agreement With Medtronic
December 20, 2018
SEP Acquisition
We recently received notice that Spectra Energy Partners, LP (NYSE: SEP) has been acquired by Enbridge Inc. (NYSE: ENB). As a result, all common stockholders will have their shares of SEP converted to shares of ENB at a rate of 1:1.111. You should already see this change reflected in your Stockpile account. For more information on the merger, please see the following link: Enbridge Inc. and Spectra Energy Partners, LP Complete Merger
December 12, 2018
OCLR Acquisition
We recently received notice that Oclaro, Inc. (OCLR) has been acquired by Lumentum Holdings Inc. (LITE). As a result, all common stockholders have received a cash payout of $5.60 and 0.0636 shares of LITE per share of OCLR owned; in addition, the OCLR stock will no longer be trading. For more information on the merger, please see the following link: Lumentum Announces Completion Of Oclaro Acquisition
December 11, 2018
SONC Cash Merger
We recently received notice that Sonic Corp. (NYSE: SONC) has been acquired by Inspire Brands, a private multi-brand restaurant company, as of December 7th, 2018. As a result, all common stockholders have received a cash distribution of $43.50 per share of SONC owned; in addition, the SONC stock will no longer be trading.
November 30, 2018
DVMT Offer
We have recently received notice that Dell Technologies Inc. has increased its offer to Class V shareholders of its tracking stock (NYSE: DVMT) to a final offer price of $120.00 per share. For more information on the offer, please refer to the following press release: DELL TECHNOLOGIES ANNOUNCES SIGNIFICANT ENHANCEMENTS TO CLASS V TRANSACTION
COL/UTX Stock and Cash Merger
We recently received notice that Rockwell Collins, Inc. (NYSE: COL) has been acquired by United Technologies Corporation (NYSE: UTX). As a result, all common stockholders have received a cash payout of $93.33 in cash and 0.37525 shares of UTX per share of COL owned. You should already see the cash and stock distributions made to your account. For more information on the merger, please see the following link: United Technologies To Acquire Rockwell Collins For $30 Billion
AET/CVS Stock and Cash Merger
We have recently received notice that Aetna, Inc. (NYSE: AET) has been acquired by CVS Health Corporation (NYSE: CVS). As a result, all common stockholders have received a cash payout of $145.00 in cash and 0.8378 shares of CVS per share of AET owned. You should already see the cash and stock distributions made to your account. For more information on the merger, please see the following link: CVS Health Completes Acquisition of Aetna, Marking the Start of Transforming the Consumer Health Experience
November 27, 2018
ZOES Cash Merger
We recently received notice that Zoe’s Kitchen, Inc. (NYSE: ZOES) has been acquired by CAVA Group, Inc. As a result, all common stockholders have received a cash payout of $12.75 per share of ZOES owned; in addition, the ZOES stock will no longer be trading. You should already see the cash distributions made to your account. Since this is a mandatory corporate action, no further action is needed on your part. For more information on the merger, please see the following link: Cava Buys Zoe’s Kitchen in $300 Million Deal
November 7, 2018
TJX 2:1 Stock Split
On September 17, 2018, the Board of Directors of The TJX Companies, Inc. (TJX)
approved a 2-for-1 stock split, expected to occur on November 6, 2018. Press Release
November 6, 2018
CA Cash Merger
We received notice that Broadcom Inc. (NASDAQ: AVGO) has recently completed its acquisition of CA, Inc. (NASDAQ: CA). Since you are a holder of the CA stock, we wanted to bring this news to your attention. As of November 5th, 2018, CA, Inc. has ceased trading on the NASDAQ. As a result of the acquisition, all CA stockholders have received $44.50 per share distributed to their accounts. Please find these changes reflected in your account, and no further action is needed on your part. Feel free to reach out if you have any questions or concerns. For more information on the Broadcom Inc. acquisition, please see the following news release: Broadcom Inc. Completes Acquisition of CA Technologies
November 1, 2018
PX/LIN Stock Merger → LIN
We have received notice that Praxair, Inc. (NYSE: PX) is merging with Linde AG and will be trading under a new holding company, Linde plc (NYSE: LIN). Since you are a PX stockholder, we wanted to bring this event to your attention. All PX stockholders will receive a 1:1 stock distribution of the LIN stock, and as of October 30th, 2018, PX has ceased trading. You should see the new LIN stock in your account on November 1st, 2018. For more information on the merger, please see the following press release: Praxair Shareholders Vote in Favor of Merger with Linde AG
October 22, 2018
PERY Cash Merger
We have received notice that Perry Ellis International, Inc. (PERY) has been acquired by an entity controlled by George Feldenkreis through a $437 million transaction. Since you are a PERY stockholder, we wanted to bring this event to your attention. All PERY stockholders will receive $27.50 per share in cash, and as of October 22, 2018, PERY will cease trading in the market. You should already see the cash distributions in your account. For more information on the acquisition, please see the following press release: Perry Ellis Shareholders Approve Proposed Transaction with George Feldenkreis
SVU Cash Merger
We recently received notice that SuperValu Inc. (NYSE: SVU) has been acquired by United Natural Foods, Inc. (NASDAQ: UNFI). As a result, all common stockholders have received a cash payout of $32.50 per share of SVU owned; in addition, the SVU stock will no longer be trading. You should already see the cash distributions made to your account. For more information on the merger, please see here: UNFI To Acquire SUPERVALU In Transformative Combination Creating North America's Premier Food Wholesaler
October 19, 2018
ETP/ETE → ET Merger and Name Change
We have received notice that ETE and ETP have completed their previously announced merger. As a result, all holders of ETF has received 1.28 common units of ETE. In addition, ETE has changed its name to Energy Transfer, L.P. (NYSE: ET)—thus, ETP and ETE have ceased trading and will now be trading under the new symbol, ET.
For more information on the merger and name change, please see the following link: Energy Transfer Equity, L.P. and Energy Transfer Partners, L.P. Complete Merger, Simplify Structure
October 10, 2018
SYNT Cash Merger
We recently received notice that Syntel, Inc. (SYNT) has been acquired by Atos S.E. As a result, all common stockholders have received a cash payout of $41.00 per share of SYNT owned; in addition, the SYNT stock will no longer be trading.
September 18, 2018
UVXY 1:5 Reverse Split
We were recently notified that the ETF ProShares Short VIX Short-Term Futures (SVXY) has undergone a 1:5 reverse split. For example, for every five shares of UVXY owned pre-split, investors will receive one share of UVXY post-split. You should already see the new, post-split shares of UVXY in your account.
SVXY 1:4 Reverse Split
We were recently notified that the ETF ProShares Short VIX Short-Term Futures (SVXY) has undergone a 1:4 reverse split. For example, for every four shares of SVXY owned pre-split, investors will receive one share of SVXY post-split. You should already see the new, post-split shares of SVXY in your account.
September 12, 2018
XL Cash Merger
We recently received notice that XL Group Ltd (NYSE: XL) has been acquired by AXA. As a result, all common stockholders have received a cash payout of $57.60 per share of XL owned; in addition, the XL stock will no longer be trading. All cash distributions should already be reflected in customer accounts.
September 6, 2018
ILG is being acquired by VAC
We have received notice that ILG, Inc. (ILG) has been acquired by Marriott Vacations Worldwide (NYSE: VAC) as of September 1st, 2018.
All ILG stockholders will receive $14.75 in cash and 0.165 shares of VAC common stock for each share of ILG common stock owned. You should already see the distributions in your account, and no further action is needed on your part. For more information on the acquisition, please see the following press release: Marriott Vacations Worldwide Completes Acquisition of ILG, Inc.
September 4, 2018
ANDV and MPC Merger
We have received notice that as of August 3rd, 2018, Andeavor (NYSE: ANDV) and Marathon Petroleum Corp (NYSE: MPC) filed a joint definitive proxy statement and prospectus regarding the pending merger in which MPC will be acquiring all ANDV outstanding shares. The options of the merger consist of:
Cash consideration of $152.27 per share (subject to proration). 22,885,359 shares (15% total outstanding) of ANDV common stock will be the total amount accepted for cash
Stock consideration of 1.87 shares of MPC common stock per share
Because the merger is pending and subject to allocation and proration procedures, there is no assurance that shareholders will receive their election choices. For more information, please see the following press release: Marathon Petroleum Corp. and Andeavor announce filing of definitive proxy statement
August 30, 2018
GGP (GGP) is performing a cash merger.
August 14, 2018
Volkswagen AG Ordinary Shares ADR Termination Program (old symbol: VLKAY)
Summary
At the end of trading on Monday, August 13, Volkswagen AG terminated its sponsored ADR program.
VLKAY shares are no longer trading as there is no liquid market for this ADR.
Stockpile is no longer accepting or able to fill trades on VLKAY due to the lack of a market for the shares.
Current Stockpile clients holding VLKAY ADR will only be offered the default cash option.
Terms of the Default cash option:
On or after February 11, 2019 JP Morgan, acting as the depository, will sell the securities represented by VLKAY and distribute the proceeds for the pro rata benefit of the registered holders of the VLKAY ADR that have not be surrendered.
August 1, 2018
Foundation Medical (FMI - F017956) - Shares of Foundation Medical were purchased by Roche for $137.00 in cash.
July 27, 2018
Quality Care Properties (QCP) performed a cash merger. Shareholders will receive $20.75 cash per 1 share held.
July 24, 2018
Involuntary Reorganization - Helios & Matheson Analytics 1:250 Reverse Split
If you own 250 shares you now have 1 share. We anticipate the shares may arrive in the next 2-3 business days.
July 16, 2018
Valeant Pharmaceuticals International (VRX) performed a ticker change to BHC. - Press Release
Bank of the Ozarks (OZRK) performed a ticker change to OZK. - Press Release
July 9, 2018
Keurig and Dr Pepper Announce Merger between Keurig Green Mountain and Dr Pepper Snapple Group
Stockpile accounts will be updated with the special cash dividend and the stock symbol change to KDP on July 13, 2018.
June 18, 2018
Voluntary Corporate Action - Frequently makes less sense for Stockpile customer given the small size of position and $50 Reorg fee assessed by APEX.
Expiration Date: Wednesday, July 11, 2018 Br. Instruct. Cutoff Date: Monday, July 09, 2018 5:00 PM
Security: A045813 (ALTABA INC)
CUSIP: 021346101
Symbol: AABA
June 18, 2018
Mandatory Corporate Action
Allocation Date: Monday, June 18, 2018
Security: B026362 (BLACKHAWK NETWORK HOLDINGS INC)
CUSIP: 09238E104
Symbol: HAWK
REORG TYPE: Cash Merger
RATE: @ $45.25
June 18, 2018
Mandatory Corporate Action
Allocation Date: Monday, June 18, 2018
Security: F227999 (FINISH LINE INC-CL A)
CUSIP: 317923100
Symbol: FINL
REORG TYPE: Cash Merger
RATE: @ $13.50
June 15, 2018
Mandatory Corporate Action
Allocation Date: Friday, June 15, 2018
Security: T011724 (TIME WARNER INC)
CUSIP: 887317303
Symbol: TWX
REORG TYPE: Cash and Stock Merger
RATE: Cash 53.75 & Stock @ 1.437 of ATT (symbol: T)
Time Warner stock ceased trading as of the close of business June 14, 2018. Holders of Time Warner stock will received Cash 53.75 & Stock @ 1.437 of ATT (symbol: T).
June 15, 2018
Mandatory Corporate Action
Security: L013032 (LAYNE CHRISTENSEN CO)
Symbol: LAYN
REORG TYPE: STOCK MERGER
RATE: @ 0.27
Layne Christensen Company (NASDAQ: LAYN) ("Layne" or the "Company") announced that its merger with Granite Construction Incorporated (NYSE: GVA) ("Granite") has now been completed. As a result of the transaction, Layne's common stock will no longer be traded on the Nasdaq Stock Market, effective immediately. One share of Layne shares are being exchanged for 0.27 Granite shares.
June 11, 2018
Mandatory Corporate Action
Security: A046464 (ARO LIQUIDATION INC)
CUSIP: 00215Q103
REORG TYPE: POSITION DELETION AS WORTHLESS
RATE: : @ 0.00
June 7, 2018
Bayer completed the acquisition of Monsanto on June 7, 2018. Bayer is now the sole owner of Monsanto.
Security: M006754 (MONSANTO CO)
CUSIP: 61166W101
Symbol: MON
REORG TYPE: CASH MERGER
RATE: @ $128.00, one share of Monsanto would receive $128. Fractional shares will receive the cash equivalent to their fractional share.
For more details you can visit:
June 4, 2018
Starting June 4 the follow "Original Name" ETF's will change to the Invesco branded under the "New Name" column.
Tickers: Unchanged
CUT and DBC will be added as new securities as these ones added by a position transfer.
May 25, 2018
(WINDSTREAM HOLDINGS INC)
Mandatory Corporate Action
Allocation Date: 25th MAY, 2018
Security: W012388 (WINDSTREAM HOLDINGS INC) Old Cusip #: 97382A200
Type: Reverse split into 97382A309
Rate: 1:5
Note: The symbol will remain
May 24, 2018
Allocation Date: Thursday, May 24, 2018
Security: L323457 (LEUCADIA NATIONAL CORP)
CUSIP: 527288104
Symbol: LUK
REORG TYPE: NAME CHANGE
RATE: @ 1
May 18, 2018
Allocation Date: 18 May. 2018
Security: S012318 (***STATOIL ASA)
Cusip#: 85771P102
Type: 1:1 NAME CHANGE INTO 29446M102
Stock Rate: @ 1
May 18, 2018
PRoShares ETF share splits
The below securities will undergo reverse splits effective 5/24. On the evening 5/23, investor accounts will be adjusted overnight with new positions. Any reports that are created prior to the adjustment will not reflect the post-split positions. The trading symbols will not change.
The below securities will undergo forward splits with an ex-date of 5/24. The accounts will be adjusted with the split shares on the morning of the ex-date.
May 17, 2018
Allocation Date: Thursday, May 17, 2018
Security: E002116 (ELEVEN BIOTHERAPEUTICS INC)
CUSIP: 286221106
Symbol: EBIO
REORG TYPE: Name Change
RATE: 1
Mandatory Corporate Action
May 16, 2018
Allocation Date: Wednesday, May 16, 2018
Security: R023641 (REAL INDUSTRY INC)
CUSIP: 75601W104
REORG TYPE: BANKRUPTCY DISTRIBUTION
RATE: @ 0.0050
Mandatory Corporate Action
May 4, 2018
Allocation Date: Friday, May 04, 2018
Security: M051943 (MULESOFT INC)
CUSIP: 625207105
REORG TYPE: Cash and Stock Merger
RATE: CASH @ $36.00 & STOCK @ 0.0711
Mandatory Corporate Action