We track mandatory corporate actions for you and provide the list here.  Where we can, we add the details that we have received.  Please note that many of these actions evolve over time and additional details will be added as we receive them.

December 20, 2024

Tractor Supply Co. (TSCO) 5-for-1 split

December 19, 2024

The Lion Electric Company (LEV) demotion to OTC Markets, symbol change to LEVGQ

December 18, 2024

Akoustis Technologies, Inc. (AKTS) demotion to OTC Markets, symbol change to AKTSQ

Aptiv PLC (APTV) corporate reorganization and CUSIP change, no symbol change

Catalent, Inc. (CTLT) cash merger / acquisition at $63.50 per share

December 16, 2024

Invesco BulletShares 2024 Corporate Bond ETF (BSCO) delisting - pending fund liquidation at $21.11928 per share

Pieris Pharmaceuticals, Inc. (PIRS) company name & symbol change to Palvella Therapeutics, Inc. (PVLA)

December 13, 2024

Atlantica Sustainable Infrastructure PLC (AY) delisting - cash merger / buyout at $22.00 per share

Bluebird Bio, Inc. (BLUE) 1-for-20 reverse split. Fractions retained

Momentus, Inc. (MNTS) 1-for-14 reverse split. Fractions rounded up to the next whole share

December 12, 2024

Bowlero Corporation (BOWL) company name & symbol change to Lucky Strike Entertainment Corporation (LUCK)

December 11, 2024

Biora Therapeutics, Inc. (BIOR) demotion to OTC Markets, no symbol change

Chord Energy Corp. warrants (OASPW) expired - positions removed as worthless

Enviva Partners, LP (EVVAQ) delisting - bankruptcy reorganization, positions removed as worthless

December 10, 2024

The Container Store Group, Inc. (TCS) demotion to OTC Markets, symbol change to TCSG

December 6, 2024

Bayerische Motoren Werke AG (a.k.a. BMW Automobiles) previous termination of old ADRs (BMWYY) - cash out at $25.0267 per share

Mondee Holdings, Inc. (MOND) demotion to OTC Markets, no symbol change

December 5, 2024

Ideanomics, Inc. (IDEX) demotion to OTC Markets, symbol change to IDEXQ

December 4, 2024

Arista Networks, Inc. (ANET) 4-for-1 split

Independence Contract Drilling, Inc. (ICDI) demotion to OTC Markets, symbol change to ICDIQ

December 3, 2024

TechTarget, Inc. (TTGT) merger with UK-based Informa PLC to form Informa TechTarget. Holders will receive $11.695 cash and 1 share of new TTGT for every old share.

December 2, 2024

DBV Technologies S.A. (DBVT) 1-for-5 reverse split. Fractions retained

Vroom, Inc. (VRM) demotion to OTC Markets, symbol change to VRMMQ

November 27, 2024

Select Medical Holdings Corporation (SEM) spinoff of Concentra Group Holdings Parent, Inc. (CON). Holders keep their SEM shares, will receive an additional 0.806971 share CON for every SEM share.

Tradr 2x Short Innovation Daily ETF (SARK) 1-for-3 reverse split. Fractions retained

U-BX Technology Ltd. (UBXG) 1-for-16 reverse split. Fractions rounded up to the next whole share

Vista Outdoor, Inc. (VSTO) delisting - acquisition / cash & stock merger into Revelyst, Inc. (GEAR). Holders will receive 1 share GEAR and $25.75 cash for each share of VSTO.

November 25, 2024

Hyperscale Data, Inc. (GPUS) 1-for-35 reverse split. Fractions retained

November 22, 2024

Dragonfly Energy Holdings Corp. (DFLI) 1-for-9 reverse split. Fractions rounded up to the next whole share

Haynes International, Inc. (HAYN) delisting - cash merger / buyout at $61.00 per share

Marathon Oil Corp. (MRO) delisting - acquisition / stock merger into ConocoPhillips Co. (COP) at 0.255 COP for every MRO share

November 21, 2024

Luminar Technologies, Inc. (LAZR) 1-for-15 reverse split. Fractions retained

Perimeter Solutions S.A. (PRM) redomicile to U.S. from Luxembourg, now Perimeter Solutions, Inc. No symbol change

November 20, 2024

Grayscale Bitcoin Mini Trust (BTC) 1-for-5 reverse split. Fractions retained

Grayscale Ethereum Mini Trust (ETH) 1-for-10 reverse split. Fractions retained

R1 RCM, Inc. (RCM) delisting - cash merger / buyout at $14.30 per share

November 19, 2024

Polar Power, Inc. (POLA) 1-for-7 reverse split. Allocation date and fractional share treatment TBD

Spirit Airlines, Inc. (SAVE) demotion to OTC Markets, symbol change to SAVEQ

SOS Limited (SOS) 1-for-15 reverse split. Fractions retained

November 18, 2024

Axonics Modulation Technologies, Inc. (AXNX) delisting - cash merger / buyout at $71.00 per share

November 14, 2024

Akanda Corp. (AKAN) 1-for-2 reverse split. Fractions dropped to 5 decimal places

Thoughtworks Holding, Inc. (TWKS) delisting - cash merger / buyout at $4.40 per share

November 13, 2024

Danimer Scientific, Inc. (DNMR) 1-for-40 reverse split. Fractions retained

Nationwide Risk-Managed Income ETF (NUSI) sponsor company change to NEOS Investments, now the NEOS Nasdaq-100 Hedged Equity Income ETF. Symbol remains NUSI

Instructure Holdings, Inc. (INST) delisting - cash merger / buyout at $23.60 per share

Primo Water Corporation (PRMW) delisting - merger with BlueTriton Brands, Inc. to form Primo Brands Corporation (PRMB)

November 11, 2024

FuelCell Energy, Inc. (FCEL) 1-for-30 reverse split. Fractions retained

SVB Financial Group (SIVBQ) delisting - bankruptcy restructuring, positions removed as worthless

Volcon, Inc. (VLCN) 1-for-8 reverse split, fractions rounded up to the next whole share

November 8, 2024

Sonendo, Inc. (SONX) 1-for-200 reverse split. Fractions retained

November 7, 2024

ProShares Short Bitcoin Strategy ETF (BITI) 1-for-5 reverse split. Fractions retained

ProShares UltraPro Short (-3x) Dow30 (SDOW) 1-for-5 reverse split. Fractions retained

ProShares Short S&P500 (SH) 1-for-4 reverse split. Fractions retained

ProShares UltraPro Short (-3x) QQQ (SQQQ) 1-for-5 reverse split. Fractions retained

ProShares UltraShort (-2x) Russell2000 (TWM) 1-for-5 reverse split. Fractions retained

ProShares Short-Term VIX Futures ETF (VIXY) 1-for-4 reverse split. Fractions retained

November 6, 2024

Lilium N.V. (LILM) demotion to OTC Markets, symbol change to LILMF

Lilium N.V. warrants (LILMW) demotion to OTC Markets, symbol change to LILWF

Novo Integrated Sciences, Inc. (NVOS) demotion to OTC Markets, no symbol change

Update: ClearBridge Focus Value ETF (CFCV) final distribution:

Principal Distribution: $37.021942

Short-Term Capital Gains Distribution: $0.263500

Long-Term Capital Gains Distribution: $0.845340

Total Payout Rate: $38.130782

November 5, 2024

Aqua Metals, Inc. (AQMS) 1-for-20 reverse split. Fractions retained

Qualigen Therapeutics, Inc. (QLGN) 1-for-50 reverse split. Fractions retained

Stericycle, Inc. (SRCL) delisting - cash merger / buyout at $62.00 per share

November 4, 2024

Direxion Daily FTSE China Bear 3X ETF (YANG) 1-for-20 reverse split. Fractions retained

November 1, 2024

MDU Resources Group, Inc. (MDU) spin-off of construction services division into Everus Construction Group, Inc. (ECG). Holders will receive 1 ECG for every 4 shares of MDU.

October 31, 2024

NuZee, Inc. (NUZE) company name & symbol change to CIMG, Inc. (IMG)

Vicinity Motor Corp. (VEV) demotion to OTC Markets, symbol change to VEVMQ

October 30, 2024

ClearBridge Focus Value ETF (CFCV) delisting - pending fund liquidation at rate TBD

Terran Orbital Corp. (LLAP) delisting - cash merger / buyout at $0.25 per share

October 28, 2024

Amyris, Inc. escrow shares ("A064240") delisting - cash out at $0.0089 per share

Ashford Hospitality Trust, Inc. (AHT) 1-for-10 reverse split. Fractions retained

New York Community Bancorp, Inc. (NYCB) company name & symbol change to Flagstar Financial, Inc. (FLG)

PETIQ, Inc. (PETQ) delisting - cash merger / buyout at $31.00 per share

Zapata Computing Holdings, Inc. (ZPTA) demotion to OTC Markets, symbol remains ZPTA

October 25, 2024

Seaport Entertainment Group, Inc. rights (SEG-RT) delisting - rights expired, positions removed as worthless

October 24, 2024

Nebius Group N.V. (NBIS) Exchange suspension lifted, back to trading as normal

VictoryShares Nasdaq Next 50 ETF (QQQN) delisting - pending fund liquidation at $31.27903194 per share

October 23, 2024

Sharecare, Inc. (SHCR) delisting - cash merger / buyout at $1.43 per share

October 22, 2024

Gritstone Oncology, Inc. (GRTS) demotion to OTC Markets. Symbol change to GRTSQ

Kintara Therapeutics, Inc. (KTRA) delisting - acquisition / merger into TuHURA Biosciences, Inc. (HURA) then 1-for-35 reverse split. Fractions rounded up to next whole share

October 21, 2024

Fisker, Inc. (FSRNQ) delisting from OTC Markets, further details TBD

The Gabelli Utility Trust rights (GUT-RT) expired - positions removed as worthless

Orgenesis, Inc. (ORGS) demotion to OTC Markets. Symbol remains ORGS

October 18, 2024

Alpine 4 Holdings, Inc. (ALPP) demotion to OTC Markets. Symbol remains ALPP

Biora Therapeutics, Inc. (BIOR) 1-for-10 reverse split. Fractions retained

Orange S.A. (ORAN) demotion to OTC Markets. Symbol change to ORANY

October 17, 2024

Squarespace, Inc. (SQSP) delisting - pending cash merger / acquisition at $46.50 per share

October 16, 2024

Dolphin Entertainment, Inc. (DLPN) 1-for-2 reverse split. Fractions rounded up to next whole share

23andMe Holding Co. (ME) 1-for-20 reverse split. Fractions rounded up to next whole share

October 15, 2024

SMART Global Holdings, Inc. (SGH) company name & symbol change to Penguin Solutions, Inc. (PENG)

AgEagle Aerial Systems, Inc. (UAVS) 1-for-50 reverse split. Fractions retained

October 14, 2024

NV5 Global, Inc. (NVEE) 4-for-1 split

October 11, 2024

Schwab Fundamental US Small Company ETF (FNDA) 2-for-1 split

Schwab Fundamental US Large Company ETF (FNDX) 2-for-1 split

Schwab US Small-Cap ETF (SCHA) 2-for-1 split

Schwab US Broad Market ETF (SCHB) 3-for-1 split

Schwab US Dividend Equity ETF (SCHD) 3-for-1 split

Schwab US Large-Cap Growth ETF (SCHG) 4-for-1 split

Schwab US Mid-Cap ETF (SCHM) 3-for-1 split

Schwab Short-Term US Treasury ETF (SCHO) 2-for-1 split

Schwab US TIPS ETF (SCHP) 2-for-1 split

Schwab US Large-Cap Value ETF (SCHV) 3-for-1 split

Sharing Services Global Corp. (SHRGD) symbol change back to SHRG

Pacer BioThreat Strategy ETF (VIRS) delisting - pending fund liquidation. Terms: $39.97457 cash and $0.0519 dividends per share

October 9, 2024

Maxeon Solar Technologies, Ltd. (MAXN) 1-for-100 reverse split. Fractions retained

Sony Group Corporation (SONY) 5-for-1 split

Sequans Communications S.A. (SQNS) 1-for-2.5 reverse split. Fractions retained

Tellurian, Inc. (TELL) delisting - cash merger / buyout at $1.00 per share

October 8, 2024

Agrify Corp. (AGFY) 1-for-15 reverse split. Fractions retained

Safe & Green Development Corp. (SGD) 1-for-20 reverse split. Fractions retained

Trevena, Inc. (TRVN) demotion to OTC Markets, symbol remains TRVN

Vision Marine Technologies, Inc. (VMAR) 1-for-9 reverse split. Fractions rounded up to next whole share

Vertex Energy, Inc. (VTNR) demotion to OTC Markets, symbol change to VTNRQ

October 7, 2024

Calliditas Therapeutics AB (CALT) delisting - cash merger / buyout at $39.52228 per share. Allocation date TBD

Defiance Next Gen H2 ETF (HDRO) 1-for-8 reverse split. Fractions retained

Enviva Partners, LP (EVA) demotion to OTC Markets, symbol change to EVVAQ

Vector Group Ltd. (VGR) delisting - cash merger / buyout at $15.00 per share

October 4, 2024

Aaron's, Inc. (AAN) delisting - cash merger / buyout at $10.10 per share

Sify Technologies Limited (SIFY) 1-for-6 reverse split. Fractional treatment TBD

October 3, 2024

BIOLASE, Inc. (BIOL) demotion to OTC Markets, symbol change to BIOLQ

Eagle Pharmaceuticals, Inc. (EGRX) demotion to OTC Markets, symbol remains EGRX

Lam Research Corp. (LRCX) 10-for-1 split

Perficient, Inc. (PRFT) delisting - cash merger / buyout at $76.00 per share

October 2, 2024

BlackRock, Inc. (BLK) completed acquisition of Global Infrastructure Partners to form "new" BlackRock. Old shares will be automatically converted on a 1-for-1 basis, symbol remains BLK

Chesapeake Energy Corp. (CHK) company name / symbol change to Expand Energy Corporation (EXE)

SoFi Select 500 ETF (SFY) 1-for-5 reverse split. Fractions retained

Yamaha Corp. (YAMCY) 3-for-1 split

October 1, 2024

Audacy, Inc. (AUDAQ) delisting from OTC Markets, pending removal as worthless

PowerSchool Holdings, Inc. (PWSC) delisting - cash merger / buyout at $22.80 per share

Super Micro Computer, Inc. (SMCI) 10-for-1 split

Southwestern Energy Co. (SWN) delisting - acquisition / stock merger into Chesapeake Energy Corp. (CHK) at 0.0867 CHK for every SWN share

Teekay Corporation (TK) corporate reorganization / CUSIP change. Symbol remains TK

September 30, 2024

Fangdd Network Group Ltd. (DUO) termination of ADR facility, 1-for-1 exchange into Nasdaq-listed shares. Symbol remains DUO

Ecofin Global Water ESG Fund (EBLU) company name / symbol change to Tortoise Global Water ESG Fund (TBLU)

Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-8 reverse split. Fractions retained

September 27, 2024

Bayerische Motoren Werkes AG (a.k.a. BMW Automotive - BMWYY) delisting - pending ADR termination, further details TBD

Doma Holdings, Inc. (DOMA) delisting - cash merger / buyout at $6.29 per share

September 25, 2024

Orgenesis, Inc. (ORGS) 1-for-10 reverse split. Fractions retained

September 24, 2024

E-Home Household Service Holdings Ltd. (EJH) 1-for-10 reverse split. Fractions rounded up to next whole share

September 23, 2024

Bowflex, Inc. (BFXXQ) delisting from OTC Markets, positions removed as worthless

Burgerfi International, LLC (BFI) demotion to OTC Markets, symbol change to BFICQ

Vertical Aerospace Ltd. (EVTL) 1-for-10 reverse split. Fractions retained

MultiPlan Corp. (MPLN) 1-for-40 reverse split. Fractions retained

Ontrak, Inc. (OTRK) 1-for-15 reverse split. Fractions rounded up to next whole share

VapoTherm, Inc. (VAPO) delisting - cash merger / buyout at $2.18 per share

September 19, 2024

Bright Green Corporation (BGXX) demotion to OTC Markets, symbol remains BGXX

G1 Therapeutics, Inc. (GTHX) delisting - cash merger / buyout at $7.15 per share

Hawaiian (Airlines) Holdings, Inc. (HA) delisting - cash merger / buyout at $18.00 per share

Markforged Holding Corp. (MKFG) 1-for-10 reverse split. Fractions rounded up to next whole share

Silvergate Capital Corp. (SICP) demotion to OTC Markets, symbol change to SICPQ

Tupperware Brands, Inc. (TUP) demotion to OTC Markets, symbol change to TUPBQ

September 18, 2024

Edgio, Inc. (EGIO) demotion to OTC Markets, symbol change to EGIOQ

Silk Road Medical, Inc. (SILK) delisting - cash merger / buyout at $27.50 per share

Chord Energy Corp. warrants (WLLBW) expired, positions removed as worthless

September 17, 2024

Alimera Sciences, Inc. (ALIM) delisting - merger / acquisition by Ani Pharmaceuticals, Inc. Holders will receive $5.50 cash and one non-tradable contingent value right per share of ALIM held. Further information HERE

Deckers Outdoor Corp. (DECK) 6-for-1 split

Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share

Nuvve Holding Corp. (NVVE) 1-for-10 reverse split. Fractions rounded up to next whole share

September 16, 2024

iSpecimen, Inc. (ISPC) 1-for-20 reverse split. Fractions rounded up to next whole share

Knightscope, Inc. (KSCP) 1-for-50 reverse split. Fractions retained

2U, Inc. (TWOUQ) delisting from OTC Markets. Further details TBD

September 13, 2024

Digital Media Solutions, Inc. (DMSL) demotion to OTC Markets, symbol change to DMSLQ

Sharing Services Global Corporation (SHRG) symbol change to SHRGD. 1-for-1400 reverse split , fractions rounded up to next whole share

September 12, 2024

Cintas Corp. (CTAS) 4-for-1 split

Solaris Oilfield Infrastructure, Inc. (SOI) company name / symbol change to Solaris Energy Infrastructure, Inc. (SEI)

September 11, 2024

Hyzon Motors, Inc. (HYZN) 1-for-50 reverse split. Fractions retained

UTime Ltd. (WTO) 1-for-25 reverse split. Fractions rounded up to next whole share

Velo3D, Inc. (VLD) demotion to OTC Markets, symbol change to VLDX

September 10, 2024

Ault Alliance, Inc. (AULT) company name / symbol change to Hyperscale Data, Inc. (GPUS)

Big Lots, Inc. (BIG) demotion to OTC Markets, symbol change to BIGGQ

Liberty Media SiriusXM Series A (LSXMA) delisting - merger into new Sirius XM Holdings, Inc. (SIRI) at 0.8375 SIRI for each LSXMA share

Liberty Media SiriusXM Series C (LXSMK) delisting - merger into new Sirius XM Holdings, Inc. (SIRI) at 0.8375 SIRI for each LSXMK share

Sirius XM Holdings, Inc. (SIRI) 1-for-10 reverse split. Fractions retained

September 9, 2024

BlackSky Technology, Inc. (BKSY) 1-for-8 reverse split. Fractions retained

Tetra Tech, Inc. (TTEK) 5-for-1 split

September 6, 2024

Brookfield Reinsurance Ltd. (BNRE) delisting - corporate reorganization / company name change to Brookfield Wealth Solutions Ltd. (BNT)

Amplify Emerging Markets FinTech ETF (EMFQ) delisting - pending fund liquidation at rate TBD

Amplify Treatments, Testing and Advancements ETF (GERM) delisting - pending fund liquidation at rate TBD

September 5, 2024

Allbirds, Inc. (BIRD) 1-for-20 reverse split. Fractions retained

Draganfly Innovations, Inc. (DPRO) 1-for-25 reverse split. Fractions retained

Natura &Co Holding S.A. (NTCOY) - update - ADS termination, payout at $5.043659 per share

September 4, 2024

Diamond Offshore Drilling (DO) delisting - cash & stock merger into Noble Corporation (NE) at $5.65 cash and 0.2316 NE for each DO share

Rite Aid Corporation (RADCQ) delisting - bankruptcy restructuring, shares removed as worthless

The Container Store Group, Inc. (TCS) 1-for-15 reverse split. Fractions retained

September 3, 2024

Ebix, Inc. (EBIXQ) delisting from OTC Markets, shares removed as worthless

August 29, 2024

Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol change to FRBKQ

Independence Contract Drilling, Inc. (ICD) demotion to OTC Markets, symbol change to ICDI

August 28, 2024

Acorda Therapeutics, Inc. (ACORQ) delisting - bankruptcy restructuring, positions removed as worthless

August 26, 2024

Allego N.V. (ALLG) symbol change to ALLGF

Capital Product Partners L.P. (CPLP) company name / symbol change to Capital Clean Energy Carriers Corp. (CCEC)

ESS Tech, Inc. (GWH) 1-for-15 reverse split. Fractions retained

BiomX, Inc. (PHGE) 1-for-10 reverse split. Fractions rounded up to next whole share

August 24, 2024

Allego N.V. (ALLG) symbol change to ALLGF

Capital Product Partners L.P. (CPLP) company name / symbol change to Capital Clean Energy Carriers Corp. (CCEC)

ESS Tech, Inc. (GWH) 1-for-15 reverse split. Fractions retained

BiomX, Inc. (PHGE) 1-for-10 reverse split. Fractions rounded up to next whole share

August 23, 2024

Allego N.V. (ALLG) voluntary delisting from U.S. exchanges, further details TBD

August 22, 2024

Asensus Surgical, Inc. (ASXC) delisting - cash merger / buyout at $0.35 per share

BioCardia, Inc. Warrants (BCDAW) expired, positions removed as worthless

Gap, Inc. (GPS) symbol change to GAP

Vision Marine Technologies, Inc. (VMAR) 1-for-15 reverse split. Fractions rounded up to next whole share

August 21, 2024

Meta Materials, Inc. (MMAT) demotion to OTC Markets, symbol change to MMATQ

Yandex N.V. (YNDX) delisting - European company has divested Russian assets. Company name / symbol change to Nebius Group N.V. (NBIS). Stock remains suspended currently by U.S. exchanges, placeholder symbol "Y003650".

August 20, 2024

Ginkgo Bioworks Holdings, Inc. (DNA) 1-for-40 reverse split. Fractions retained

August 19, 2024

Collective Audience, Inc. (CAUD) demotion to OTC Markets, symbol remains CAUD

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-40 reverse split. Fractions rounded up to next whole share

Surf Air Mobility, Inc. (SRFM) 1-for-7 reverse split. Fractions retained

August 16, 2024

Collective Audience, Inc. (CAUD) demotion to OTC Markets, symbol remains CAUD

Genius Group Ltd. (GNS) 1-for-20 reverse split. Fractions dropped

Grindrod Shipping Holdings, Ltd. (GRIN) delisting - pending cash merger / buyout at $14.25 per share

Invitae Corporation (NVTAQ) delisting - bankruptcy restructuring, positions removed as worthless

EightCo Holdings, Inc. (OCTO) 1-for-5 reverse split. Fractions retained

SunPower Corporation (SPWR) demotion to OTC Markets, symbol change to SPWRQ

August 13, 2024

Trevena, Inc. (TRVN) 1-for-25 reverse split. Fractions retained

August 12, 2024

iShares Robotics and AI Multisector ETF (IRBO) delisting - fund name & symbol change to iShares Future AI & Tech ETF (ARTY)

August 9, 2024

Casa Systems, Inc. (CASSQ) delisting from OTC Markets, positions removed as worthless

August 8, 2024

Camber Energy, Inc. (CEI) demotion to OTC Markets, symbol change to CEIN

International Media Acquisition Corp. (IMAQ) demotion to OTC Markets, symbol remains IMAQ

MicroStrategy, Inc. (MSTR) 10-for-1 split

Natura &Co Holding S.A. (NTCOY) delisting - corporate reorganization, further details TBD

Sunshine Biopharma, Inc. (SBFM) 1-for-20 reverse split. Fractions rounded up to next whole share

VBI Vaccines, Inc. (VBIV) demotion to OTC Markets, symbol change to VBIVQ

August 7, 2024

Spectaire Holdings, Inc. (SPEC) demotion to OTC Markets, symbol remains SPEC

2U, Inc. (TWOU) demotion to OTC Markets, symbol change to TWOUQ

August 6, 2024

Conn's, Inc. (CONN) demotion to OTC Markets, symbol change to CONNQ

Whole Earth Brands, Inc. (FREE) delisting - cash merger / buyout at $4.875 per share

United Community Banks, Inc. (UCBI) symbol change to UCB

August 5, 2024

Greenlane Holdings, Inc. (GNLN) 1-for-11 reverse split. Fractions rounded up to next whole share

MorphoSys AG (MOR) delisting - pending merger / acquisition, further details TBD

PNM Resources, Inc. (PNM) company name & symbol change to TXNM Energy, Inc. (TXNM)

August 2, 2024

Scorpius Holdings, Inc. (SCPXD) re-listing up to NYSE exchange, symbol change to SCPX

August 1, 2024

Ferguson PLC (FERG) corporate reorganization into Ferguson Enterprises, Inc. Symbol remains FERG

Howard Hughes Holdings, Inc. (HHH) spinoff of new Seaport Entertainment Group, Inc. (SEG) at 1 SEG for every 9 HHH shares held

U.S. Silica Holdings, Inc. (SLCA) delisting - cash merger / buyout at $15.50 per share

Summit Midstream Partners, LP (SMLP) delisting - corporate reorganization into Summit Midstream Corporation (SMC)

July 30, 2024

Grayscale Bitcoin Trust (GBTC) spinoff of Grayscale Bitcoin Mini Trust (BTC) at 1-for-1

July 26, 2024

Ashford, Inc. (AINC) delisting - company will no longer be SEC-reporting, cash out current holders at $5.00 per share

Finance of America Equity Capital LLC (FOA) 1-for-10 reverse split. Fractions retained

Hibbett Sports, Inc. (HIBB) delisting - cash merger / buyout at $87.50 per share

July 25, 2024

Evogene Ltd. (EVGN) 1-for-10 reverse split. Resulting fractions 0.5+ rounded up to next whole share

Spark Networks SE (LOVLQ) delisting from OTC Markets, positions removed as worthless

July 24, 2024

MyMD Pharmaceuticals, Inc. (MYMD) company name / symbol change to TNF Pharmaceuticals, Inc. (TNFA)

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split. Fractions retained

July 23, 2024

CURO Group Holdings Corp. (CUROQ) delisting - bankruptcy restructuring complete, holders will receive one contingent value right for each share held (placeholder symbol "C142626")

Grayscale Ethereum Trust (ETHE) spinoff of Grayscale Ethereum Mini Trust (ETH). Holders will receive 1 ETH for every ETHE share.

July 22, 2024

Equitrans Midstream Corporation (ETRN) delisting - acquisition / stock merger into EQT Corporation (EQT) at 0.3504 EQT for every ETRN share

Defiance 5G Next Gen Connectivity ETF (FIVG) fund name / symbol change to Defiance Connective Technologies ETF (SIXG)

The Gabelli Multimedia Trust, Inc. rights (GGTRT) expired - positions removed as worthless

Direxion Moonshot Innovators ETF (MOON) delisting - pending fund liquidation at $10.33444 per share, anticipated allocation date TBD

July 19, 2024

Astra Space, Inc. (ASTR) delisting - cash merger / buyout at $0.50 per share

Benson Hill, Inc. (BHIL) 1-for-35 reverse split. Fractions retained

Sify Technologies Ltd. rights (SIFYR) expired - positions removed as worthless

July 18, 2024

Scorpius Holdings, Inc. (SCPX) 1-for-200 reverse split. Fractions retained. Also demotion to OTC Markets, symbol change to SCPXD

Sonim Technologies, Inc. (SONM) 1-for-10 reverse split. Fractions rounded up to next whole share

July 17, 2024

Shapeways, Inc. (SHPW) demotion to OTC Markets. Symbol change to SHPWQ

July 15, 2024

Broadcom, Inc. (AVGO) 10-for-1 split

Euronav N.V. (EURN) delisting - company name / symbol change to CMB.TECH (CMBT)

Monterey Capital Acquisition Corp. (MCAC) delisting - stock merger into ConnectM Technology Solutions, Inc. (CNTM) at 1-for-1

United States Lime & Minerals, Inc. (USLM) 5-for-1 split

Catheter Precision, Inc. (VTAK) 1-for-10 reverse split. Fractions retained

July 12, 2024

Farfetch Limited (FTCHF) demotion to OTC Markets. Symbol change to FTCHQ

New York Community Bancorp, Inc. (NYCB) 1-for-3 reverse split. Fractions retained

July 11, 2024

American Well Corp. (AMWL) 1-for-20 reverse split. Fractions retained

Calumet Specialty Products Partners, LP (CLMT) corporate reorganization into a C-corp. (Calumet, Inc.) Symbol remains CLMT

Ideanomics, Inc. (IDEX) demotion to OTC Markets. Symbol remains IDEX

W. R. Berkley Corporation (WRB) 3-for-2 split

July 10, 2024

AFC Gamma, Inc. (AFCG) spinoff of commercial real estate portfolio into new Sunrise Realty Trust, Inc. (SUNS). Holders will receive 1 SUNS for every 3 AFCG shares.

Pulse Biosciences, Inc. (PLSE) rights expired - positions removed as worthless

July 9, 2024

Williams-Sonoma, Inc. (WSM) 2-for-1 split

July 8, 2024

WestRock Co. (WRK) delisting - cash & stock merger with Smurfit Kappa into Smurfit Westrock plc (SW). Holders will receive $5.00 cash and 1 share SW for each WRK share.

July 3, 2024

CorEnergy Infrastructure Trust, Inc. (CORRQ) bankruptcy restructuring, positions removed as worthless

Chicken Soup for the Soul Entertainment, Inc. (CSSE) demotion to OTC Markets, symbol change to CSSEQ

Everbridge, Inc. (EVBG) delisting - cash merger / buyout at $35.00 per share

Encore Wire Corp. (WIRE) delisting - cash merger / buyout at $290.00 per share

July 2, 2024​

Cano Health, Inc. (CANOQ) delisted from OTC Markets, final outcome TBD

Cedar Fair, LP (FUN) acquisition / stock merger into new Six Flags Entertainment Corp. (FUN) at 1-for-1

Delta Apparel, Inc. (DLA) demotion to OTC Markets, symbol change to DLAPQ

Six Flags Entertainment Corp. (SIX) delisting - merger with Cedar Fair, LP (FUN) into new corporate entity. Holders will receive 0.58 new FUN for each SIX share.

July 1, 2024​

Direxion Daily Jr. Gold Miners Bear 3x ETF (JDST) 1-for-10 reverse split. Fractions retained

Kore Group Holdings, Inc. (KORE) 1-for-5 reverse split. Fractions rounded up to next whole share

Powerfleet, Inc. (PWFL) symbol change to AIOT

June 28, 2024​

Apartment Income REIT Corp (AIRC) delisting - cash merger / buyout at $39.12 per share

HireRight Holdings Corp. (HRT) delisting - cash merger / buyout at $14.35 per share

iPath Bloomberg Coffee Subindex Total Return ETN (JJOFF) delisting - fund liquidation at $24.2546 per share

Kiniksa Pharmaceuticals, Ltd. (KNSA) corporate reorganization & CUSIP change, symbol remains KNSA

NanoString Technologies, Inc. (NSTGQ) delisting - bankruptcy reorganization into escrow shares (placeholder symbol "N017440")

June 27, 2024​

Fortuna Silver Mines, Inc. (FSM) corporate reorg. into Fortuna Mining Corp. Symbol remains FSM

DermTech, Inc. (DMTK) demotion to OTC Markets, symbol change to DMTKQ

June 26, 2024​

Chipotle Mexican Grill, Inc. (CMG) 50-for-1 stock split

Staffing 360 Solutions, Inc. (STAF) 1-for-10 reverse split. Fractions rounded up to next whole share

June 25, 2024​

Crown ElectroKinetics Corp. (CRKN) 1-for-150 reverse split. Fractions rounded up to next whole share

Illumina, Inc. (ILMN) spinoff of GRAIL, LLC (GRAL) at 1 GRAL for every 6 shares ILMN. Cash-in-lieu of fractional shares

IMV, Inc. (IMVIQ) symbol change to IMVIF

Nikola Corp. (NKLA) 1-for-30 reverse split. Fractions retained

June 24, 2024​

Clockwise Core Equity & Innovation ETF (TIME) primary fund sponsor change from Capitol Series Trust to Tidal ETF Trust II, symbol remains TIME

June 21, 2024​

AVROBIO, Inc. (AVRO) 1-for-12 reverse split. Company name / symbol change to Tectonic Therapeutic, Inc. (TECX)

WeWork, Inc. (WEWKQ) bankruptcy restructuring, positions removed as worthless

June 20, 2024​

Atara Biotherapeutics, Inc. (ATRA) 1-for-25 reverse split. Fractions retained

BIOLASE, Inc. (BIOL) demotion to OTC Markets, symbol remains BIOL

Fisker, Inc. (FSRN) demotion to OTC Markets, symbol change to FSRNQ

Sify Technologies Limited rights (placeholder symbol "S091572") expired, positions removed as worthless

June 17, 2024​

Global X Hydrogen ETF (HYDR) 1-for-5 reverse split. Fractions retained

Scorpius Holdings, Inc. (SCPX) demotion to OTC Markets, symbol remains SCPX

Virgin Galactic Holdings, Inc. (SPCE) 1-for-20 reverse split. Fractions retained

Workhorse Group, Inc. (WKHS) 1-for-20 reverse split. Fractions rounded up to next whole share

June 14, 2024​

Barnes & Noble Education rights (placeholder symbol "B119895") delisting - expired, positions removed as worthless

CorEnergy Infrastructure Trust, Inc. (CORRQ) delisting - bankruptcy restructuring, new symbol TBD

2U, Inc. (TWOU)1-for-30 reverse split. Fractions retained

June 13, 2024​

Vicarious Surgical, Inc. (RBOT) 1-for-30 reverse split. Fractions retained

Velo3D, Inc. (VLD) 1-for-35 reverse split. Fractions rounded up to next whole share

June 12, 2024​

Amphenol Corp. (APH) 2-for-1 split. Fractions retained

Barnes & Noble Education, Inc. (BNED) 1-for-100 reverse split. Fractions retained

BioSig Technologies, Inc. (BSGM) demotion to OTC Markets. Symbol remains BSGM

June 11, 2024​

Canadian Natural Resources Ltd. (CNQ) 2-for-1 split. Fractions retained

Desktop Metal, Inc. (DM) 1-for-10 reverse split. Fractions retained

June 10, 2024​

SeaStar Medical Holding Corp. (ICU) 1-for-25 reverse split. Fractions rounded up to next whole share

Nvidia Corp. (NVDA) 10-for-1 split. Fractions retained

Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-32 reverse split. Fractions rounded up to next whole share

June 7, 2024​

DBV Technologies S.A. (DBVT) 1-for-2 reverse split. Fractions retained

Volcon, Inc. (VLCN) 1-for-100 reverse split. Fractions rounded up to next whole share

June 6, 2024​

Cue Health, Inc. (HLTH) demotion to OTC Markets, symbol change to HLTHQ

SilverSun Technologies, Inc. (SSNT) delisting - company name / symbol change to QXO, Inc. (QXO) and 1-for-8 reverse split.

June 5, 2024​

CNS Pharmaceuticals, Inc. (CNSP) 1-for-50 reverse split. Fractions rounded up to next whole share

Spark Networks SE (ISUN) demotion to OTC Markets, symbol change to ISUNQ

June 4, 2024​

Li-Cycle Holdings Corporation (LICY) 1-for-8 reverse split. Resulting fractional shares dropped.

June 3, 2024​

ShockWave Medical, Inc. (SWAV) delisting - cash merger / buyout at $355.00 per share

May 31, 2024​

Enerplus Corporation (ERF) delisting - cash / stock merger into Chord Energy Corporation (CHRD) at $1.84 cash and 0.10125 CHRD for every ERF share

Franklin Liberty US Low Volatility ETF (FLLV) name and symbol change to Franklin Income Equity Focus ETF (INCE)

May 30, 2024​

BioCardia, Inc. (BCDA) 1-for-15 reverse split. Fractions retained

May 29, 2024​

Applied UV, Inc. (AUVI) demotion to OTC Markets, symbol change to AUVIQ

May 28, 2024​

View, Inc. (VIEWQ) delisting from OTC Markets, positions removed as worthless

May 23, 2024​

Akanda Corp. (AKAN) 1-for-40 reverse split. Fractions retained

Jaguar Health, Inc. (JAGX) 1-for-60 reverse split. Fractions retained

Innovation Shares NextGen Protocol ETF (KOIN) delisting - pending fund liquidation at $33.2822 per share

Spark Networks SE (ISUN) demotion to OTC Markets, symbol remains ISUN

May 22, 2024​

Chimera Investment Corp. (CIM) 1-for-3 reverse split. Fractions retained

May 21, 2024​

Fathom Digital Manufacturing, Inc. (FATH) delisting - cash merger / buyout at $4.75 per share

Imperalis Holding Corp. (IMHC) company name / symbol change to TurnOnGreen, Inc. (TOGI)

Scinai Immunotherapeutics Ltd. (SCNI) 1-for-10 reverse split. Fractions retained

May 20, 2024​

The Baldwin Insurance Group, Inc. (BRP) symbol change to BWIN

CNH Industrial N.V. (CNHI) symbol change to CNH

Global X Next Emerging & Frontier ETF (EMFM) delisting - fund liquidation at $18.6648 per share

Labcorp Holdings, Inc. (LH) corporate reorg. and CUSIP change, symbol remains LH

May 17, 2024​

Orchard Therapeutics plc CVR (placeholder symbol "P062774") cash payout at $0.10 per share

May 16, 2024​

Lakeland Bancorp, Inc. (LBAI) delisting - acquisition / stock merger into Provident Financial Services, Inc. (PFS) at 0.8319 PFS for every LBAI share

Carrols Restaurant Group, Inc. (TAST) delisting - cash merger / buyout at $9.55 per share

May 15, 2024​

Crescent Point Energy Corp. (CPG) company name / symbol change to Veren, Inc. (VRN)

May 14, 2024​

Advent Technologies Holdings, Inc. (ADN) 1-for-30 reverse split. Fractions retained

Tian Ruixiang Holdings Ltd. (TIRX) 1-for-5 reverse split. Fractions rounded up to next whole share

May 13, 2024​

Cassava Sciences warrants (SAVAW) expired - positions removed as worthless

ContextLogic, Inc. (WISH) symbol change to LOGC

ZeroFox Holdings, Inc. (ZFOX) delisting - cash merger / buyout at $1.14 per share

May 10, 2024​

Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, positions removed as worthless

May 9, 2024​

Acutus Medical, Inc. (AFIB) demotion to OTC Markets, symbol remains AFIB

Vaxxinity, Inc. (VAXX) demotion to OTC Markets, symbol remains VAXX

May 7, 2024​

Charge Enterprises, Inc. (CRGEQ) delisting from OTC Markets, further details TBD

May 6, 2024​

Buzzfeed, Inc. (BZFD) 1-for-4 reverse split. Fractions rounded up to next whole share

IronNet, Inc. (IRNTQ) delisting from OTC Markets, positions removed as worthless

May 3, 2024​

American Equity Investment Life Holding Co. (AEL) delisting - acquisition / merger into Brookfield Asset Mgmt. (BAM) at $38.50 cash and 0.45464 BAM for each AEL share

NuStar Energy LP (NS) delisting - acquisition / merger into Sunoco LP (SUN) at 0.4 SUN for each NS share

Pioneer Natural Resources Co. (PXD) delisting - acquisition / merger into Exxon Mobil Corp. (XOM) at 2.3234 XOM for each PXD share

May 2, 2024​

Endo International Plc (ENDPQ) delisting from OTC Markets, positions removed as worthless

Safe & Green Holdings Corp. (SGBX) 1-for-20 reverse split. Fractions retained

May 1, 2024​

Arcimoto, Inc. (FUV) demotion to OTC Markets, symbol change to FUVV

Joann, Inc. (JOANQ) delisting from OTC Markets, positions removed as worthless

April 29, 2024​

Bakkt Holdings, Inc. (BKKT) 1-for-25 reverse split. Fractions retained

April 25, 2024​

Applied DNA Sciences, Inc. (APDN) 1-for-20 reverse split. Fractions rounded up to next whole share

Sono Group N.V. (SEVCQ) symbol change to SEVCF

April 23, 2024​

Express, Inc. (EXPR) demotion to OTC Markets, symbol change to EXPRQ

ProShares S&P 500 Bond ETF (SPXB) delisting - pending fund liquidation at $73.0323 per share, allocation date TBD

April 22, 2024​

Tritium DCFC Ltd. (DCFC) demotion to OTC Markets, symbol change to DCFCQ

April 19, 2024​

MDC Holdings, Inc. (MDC) delisting - cash merger / buyout at $63.00 per share

Swedish Match AB escrow shares (placeholder symbol "S089553") delisted - positions removed as worthless

April 17, 2024​

Kandi Technologies Group, Inc. (KNDI) trade halt pending corporate redomicile. Anticipated allocation of new shares April 17, 2024

Sunshine Biopharma, Inc. (SBFM) 1-for-100 reverse split. Fractions rounded up to next whole share

April 15, 2024​

Gorilla Technology Group, Inc. (GRRR) 1-for-10 reverse split. Fractions retained

Marin Software, Inc. (MRIN) 1-for-6 reverse split. Fractions retained

Sorrento Therapeutics, Inc. (SRNEQ) symbol change to SRNE

April 12, 2024​

Acorda Therapeutics, Inc. (ACOR) demotion to OTC Markets, symbol change to ACORQ

Agenus, Inc. (AGEN) 1-for-20 reverse split. Fractions retained

Fluent, Inc. (FLNT) 1-for-6 reverse split. Fractions rounded up to next whole share

April 11, 2024​

Eiger BioPharmaceuticals, Inc. (EIGR) demotion to OTC Markets, symbol change to EIGRQ

Sunlight Financial Holdings, Inc. (SUNLQ) delisted from OTC Markets, positions removed as worthless

ProShares Short VIX Short-Term Futures (SVXY) 2-for-1 split

ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-5 reverse split. Fractions retained

April 10, 2024​

ProShares Short QQQ (PSQ) 1-for-5 reverse split. Fractions retained

ProShares UltraShort QQQ (QID) 1-for-5 reverse split. Fractions retained

ProShares UltraPro Short S&P500 (SPXU) 1-for-5 reverse split. Fractions retained

April 9, 2024​

Eagle Bulk Shipping, Inc. (EGLE) delisting - acquisition / stock merger into Star Bulk Carriers Corp. (SBLK) at 2.6211 SBLK for each EGLE share

Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, no further information at this time

Societal CDMO, Inc. (SCTL) delisting - cash merger / buyout at $1.10 per share

April 8, 2024​

Casa Systems, Inc. (CASA) demotion to OTC Markets, symbol change to CASSQ

NGM Biopharmaceuticals, Inc. (NGM) delisting - cash merger / buyout at $1.55 per share

Sarcos Technology and Robotics Corp. (STRC) company name / symbol change to Palladyne AI Corp. (PDYN)

View, Inc. (VIEW) demotion to OTC Markets, symbol change to VIEWQ

April 5, 2024​

Gladstone Capital Corp. (GLAD) 1-for-2 reverse split. Fractions retained

April 4, 2024​

Steakholder Foods Ltd. (STKH) 1-for-10 reverse split. Fractions retained

April 3, 2024​

Waitr Holdings, Inc. (ASAP) demotion to OTC Markets, symbol change to ASAPQ

Rent the Runway, Inc. (RENT) 1-for-20 reverse split. Fractions retained

April 2, 2024​

Tritium DCFC Ltd. (DCFC) 1-for-200 reverse split. Fractions rounded up to next whole share.

Daseke, Inc. (DSKE) delisting - cash merger / buyout at $8.30 per share

General Electric, Inc. (GE) spinoff of GE Vernova, Inc. (GEV). Holders will receive 1 GEV share for every 4 GE shares held.

Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split

Panasonic Holdings Corp. ADR (PCRFY) symbol change to PCRHY

Pennsylvania Real Estate Investment Trust (PRETQ) delisting from OTC Markets, fund liquidation at $0.55624 per share

Suzuki Motor Corp. (SZKMY) 4-for-1 split

April 1, 2024​

3M Corporation (MMM) spinoff of Solventum Corporation (SOLV) at 1 SOLV for every 4 MMM

Panasonic Holdings Corp. ADR (PCRFY) delisting with no further information at this time

Pluri, Inc. (PLUR) 1-for-8 reverse split. Fractions rounded up to next whole share.

Global X Data Center REITs & Digital Infrastructure ETF (VPN) symbol change to DTCR

March 28, 2024​

DouYu International Holdings Ltd. (DOYU) 1-for-10 reverse split. Fractions retained

JOANN, Inc. (JOAN) demotion to OTC Markets, symbol change to JOANQ

Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split

PGT Innovations, Inc. (PGTI) delisting - cash merger / buyout at $42.00 per share

March 27, 2024​

Longeveron, Inc. (LGVN) 1-for-10 reverse split. Fractions rounded up to next whole share.

Electrameccanica Vehicles Corp. (SOLO) delisting - acquisition / stock merger into Xos, Inc. (XOS) at 0.0143739 XOS for every SOLO share

Texas Pacific Land Trust (TPL) 3-for-1 split

March 26, 2024​

Agile Therapeutics, Inc. (AGRX) demotion to OTC Markets, symbol remains AGRX

CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol changed to CUROQ

Digital World Acquisition Corp. (DWAC) delisting - merger into Trump Media & Technology Group, Inc. (DJT)

Fisker, Inc. (FSR) demotion to OTC Markets, symbol changed to FSRN

MiX Telematics Limited (MIXT) delisting - acquisition / stock merger into PowerFleet, Inc. (PWFL) at 3.1905 PWFL for every MIXT share

March 25, 2024​

CymaBay Therapeutics, Inc. (CBAY) delisting - cash merger / buyout at $32.50 per share

FleetCor Technology Inc. (FLT) company name / symbol change to Corpay, Inc. (CPAY)

Interlink Electronics, Inc. (LINK) stock dividend at 0.5 additional shares for every share held

March 22, 2024​

Aterian, Inc. (ATER) 1-for-12 reverse split. Fractions retained

March 21, 2024​

Better Choice Company, Inc. (BTTR) 1-for-44 reverse split. Fractions rounded up to next whole share.

March 20, 2024​

Proterra, Inc. (PTRAQ) delisted from OTC Markets, positions removed as worthless

March 19, 2024​

Aeva Technologies, Inc. (AEVA) 1-for-5 reverse split. Fractions retained

Alteryx, Inc. (AYX) delisting - cash merger / buyout at $48.25 per share

Blackrock Capital Investment Corp. (BKCC) delisting - stock merger into BlackRock TCP Capital Corp. (TCPC) at 0.3834 TCPC for every BKCC share

Karuna Therapeutics, Inc. (KRTX) delisting - cash merger / buyout at $330.00 per share

LianBio (LIAN) demotion to OTC Markets, symbol changed to LIANY

Splunk, Inc. (SPLK) delisting - cash merger / buyout at $157.00 per share

March 18, 2024​

Better Therapeutics, Inc. (BTTX) demotion to OTC Markets, symbol remains BTTX

Yatsen Holding Limited (YSG) 1-for-5 reverse split. Fractions retained

March 15, 2024​

ReWalk Robotics Ltd. dba Lifeward (LFWD) 1-for-7 reverse split. Fractions retained

March 14, 2024​

Bowflex, Inc. (BFX) demotion to OTC Markets, symbol change to BFXXQ

Lordstown Motors Corp. (RIDEQ) company name / symbol change to Nu Ride, Inc. (NRDE)

March 13, 2024​

Sigma Additive Solutions, Inc. (SASI) company name / symbol change to NextTrip, Inc. (NTRP)

Science 37 Holdings, Inc. (SNCE) delisting - cash merger / buyout at $5.75 per share

Sovos Brands, Inc. (SOVO) delisting - cash merger / buyout at $23.00 per share

March 12, 2024​

CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol remains CURO

March 11, 2024​

FaZe Holdings, Inc. (FAZE) delisting - acquisition / stock merger into GameSquare Holdings, Inc. (GAME) at 0.13091 GAME for every FAZE share

March 8, 2024​

Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol change to CRGEQ

Canoo, Inc. (GOEV) 1-for-23 reverse split. Fractions retained

Pagaya Technologies Ltd. (PGY) 1-for-12 reverse split. Fractions retained

March 7, 2024​

Express, Inc. (EXPR) demotion to OTC Markets, symbol remains EXPR

iShares North American Tech ETF (IGM) 6-for-1 split

iShares US Healthcare Providers ETF (IHF) 5-for-1 split

iShares U.S. Transportation ETF (IYT) 4-for-1 split

iShares PHLX Semiconductor ETF (SOXX) 3-for-1 split

March 4, 2024​

The Beachbody Company, Inc. (BODY) rebranding / symbol change to BODI

Healthpeak Properties, Inc. (PEAK) symbol change to DOC

March 1, 2024​

Physicians Realty Trust (DOC) delisting - acquisition / stock merger into Healthpeak Properties, Inc. (PEAK) at 0.674 PEAK for every DOC share

Edgio, Inc. (EGIO) 1-for-40 reverse split. Fractions retained.

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-3 reverse split. Fractions rounded up to next whole share.

Luther Burbank Corp. (LBC) delisting - acquisition / stock merger into WaFd, Inc. (WAFD) at 0.3353 WAFD for every LBC share

Veradigm, Inc. (MDRX) demotion to OTC Markets, symbol remains MDRX

February 29, 2024​

Celularity, Inc. (CELU) 1-for-10 reverse split. Fractions retained

Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol remains CRGE

February 28, 2024​

Landcadia Holdings II, Inc. (LCA) delisting - pending fund liquidation at rate TBD

Rover Group, Inc. (ROVR) delisting - cash merger / buyout at $11.00 per share

February 27, 2024​

CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol change to CORRQ

Phunware, Inc. (PHUN) 1-for-50 reverse split. Fractions rounded up to next whole share.

Timkensteel Corp. (TMST) company name / symbol change to Metallus, Inc. (MTUS)

February 26, 2024​

Apollo Medical Holdings, Inc. (AMEH) company name / symbol change to Astrana Health, Inc. (ASTH)

Wal-Mart, Inc. (WMT) 3-for-1 split

February 22, 2024​

Breakwave Dry Bulk Shipping ETF (BDRY) change of sponsor from ETF Manager's Trust to Amplify ETFs, no symbol change

iShares Core S&P Mid-Cap ETF (IJH) 5-for-1 stock split

AXS Cannabis ETF (THCX) delisting - fund liquidation at $16.71871 per share

February 21, 2024​

Creatd, Inc. (VOCLD) symbol change to CRTD

Esports Entertainment Group, Inc. (GMBL) demotion to OTC Markets, symbol remains GMBL

SoFi Weekly Income ETF (TGIF) delisting - fund liquidation at $97.08926703 & income $0.18582286 per share

SoFi Weekly Dividend ETF (WKLY) delisting - fund liquidation at $49.25082364 & income $0.12167556 per share

February 20, 2024​

Aurora Cannabis, Inc. (ACB) 1-for-10 reverse split. Fractions retained.

Cooper Companies (COO) 4-for-1 stock split

Global X Health & Wellness Thematic ETF (BFIT) delisting - fund liquidation at rate TBD

Global X Cannabis ETF (POTX) delisting - fund liquidation at rate TBD

February 15, 2024​

Invitae Corporation (NVTA) symbol change to NVTAQ

MyMD Pharmaceuticals, Inc. (MYMD) 1-for-30 reverse split. Fractions rounded up to next whole share.

SunWorks, Inc. (SUNW) demotion to OTC Markets, symbol change to SUNWQ

February 14, 2024​

Precision Biosciences, Inc. (DTIL) 1-for-30 reverse split. Fractions retained.

E-Home Household Service Holdings Ltd. (EJH) 1-for-5 reverse split. Fractions rounded up to next whole share.

SharpLink Gaming Ltd. (SBET) corporate reorganization / redomicile from Israel to U.S. SharpLink Gaming, Inc. symbol remains SBET.

Vroom, Inc. (VRM) 1-for-80 reverse split. Fractions retained.

February 13, 2024​

ADDvantage Technologies Group, Inc. (AEY) demotion to OTC Markets, symbol change to AEYGQ

ImmunoGen, Inc. (IMGN) delisting - cash merger / buyout at $31.26 per share

SeaWorld Entertainment, Inc. (SEAS) company name / symbol change to United Parks & Resorts, Inc. (PRKS)

February 12, 2024​

Natura & Co Holding S.A. (NTCO) demotion to OTC Markets, symbol change to NTCOY

Quantum FinTech Acquisition Corp. (QFTA) delisting - stock merger into AtlasClear Holdings, Inc. (ATCH) at 1-for-1

February 9, 2024​

Central Garden & Pet Company (CENT) stock dividend / distribution of 1 class A share (CENTA) for every 4 CENT shares held

Tusimple Holdings, Inc. (TSP) symbol change to TSPH
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AgEagle Aerial Systems, Inc. (UAVS) 1-for-20 reverse split. Fractions retained.

February 7, 2024​

Invitae Corporation (NVTA) demotion to OTC Markets, symbol remains NVTA

February 6, 2024​

Cano Health, Inc. (CANO) demotion to OTC Markets, symbol change to CANOQ

NightHawk Biosciences, Inc. (NHWK) delisting - company name / symbol change to Scorpius Holdings, Inc. (SCPX)

February 5, 2024​

Volcon, Inc. (VLCN) 1-for-45 reverse split. Fractions retained

February 2, 2024​

BioSig Technologies, Inc. (BSGM) 1-for-10 reverse split. Fractions rounded up to next whole share.

Genprex, Inc. (GNPX) pending 1-for-40 reverse split. Fractions rounded up to next whole share. Allocation date TBD

February 1, 2024​

Ceridian HCM Holding Inc. (CDAY) delisting - company name change (d/b/a) and symbol change to Dayforce (DAY)

January 31, 2024​

COMSovereign Holding Corp. (COMS) demotion to OTC Markets, symbol remains COMS

January 30, 2024​

Arrival Ltd. (ARVL) delisting - demotion to OTC Markets, symbol change to ARVLF

Qiagen NV (QGEN) share consolidation and return of principal payment - 24.25-for-25 reverse split and $1.28 cash per old share (more information HERE)

ReWalk Robotics Ltd. (RWLK) delisting - company name change (d/b/a) and symbol change to Lifeward (LFWD)

January 29, 2024​

GroupOn, Inc. rights ("G035440") expired - positions removed as worthless

Hub Group, Inc. (HUBG) 2-for-1 stock split

Meta Materials, Inc. (MMAT) 1-for-100 reverse split. Fractions rounded up to next whole share.

Flutter Entertainment plc (PDYPF) exchange update from OTC Markets to NYSE, symbol change to FLUT

The following ETFs have changed sponsors from ETFMG to Amplify ETFs, no symbol change:

January 25, 2024​

Core Scientific, Inc. (CORZQ) delisting - bankruptcy reorganization completed. Holders will receive 0.1 new CORZ stock, 0.253244 CORZW warrant, 0.211037 CORZZ warrant and 1 escrow share for each share of CORZQ

Inovio Pharmaceuticals, Inc. (INO) 1-for-12 reverse split. Fractions retained.

Lizhi, Inc. (LIZI) delisting - company name / symbol change to Sound Group, Inc. (SOGP)

Orchard Therapeutics plc (ORTX) delisting - acquired at $15.90 cash and 10 contingent value rights per share of ORTX

January 24, 2024​

Inseego Corp. (INSG) 1-for-10 reverse split. Fractions retained.

Mirati Therapeutics, Inc. (MRTX) delisting - merger / buyout at $58.00 cash and 1 contingent value right per share of MRTX

United States Natural Gas Fund, LP (UNG) 1-for-4 reverse split. Fractions retained.

Creatd, Inc. (VOCL) symbol change to VOCLD, pending 1-for-500 reverse split

January 22, 2024​

Nuvve Holding Corp. (NVVE) 1-for-40 reverse split. Fractions rounded up to next whole share.

Spirit Realty Capital, Inc. (SRC) delisting - acquisition / stock merger into Realty Income Corporation (O) at 0.762 O for every SRC share held

January 18, 2024​

Pennsylvania Real Estate Investment Trust (PRET) demotion to OTC Markets, symbol change to PRETQ

January 17, 2024​

Ault Alliance, Inc. (AULT) 1-for-25 reverse split. Fractions retained.

Bluegreen Vacations Holding Corp. (BVH) delisting - cash merger / buyout at $75.00 per share

January 10, 2024​
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Tremor International Ltd. (TRMR) delisting - company name / symbol change to Nexxen International Ltd. (NEXN)

January 9, 2024​
​

Audacy, Inc. (AUDA) demotion to OTC Markets, symbol change to AUDAQ

Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at $7.60 per share

Titan Pharmaceuticals, Inc. (TTNP) 1-for-20 reverse split. Fractions rounded up to next whole share. Allocation date TBD

January 8, 2024​
​

Eiger BioPharmaceuticals, Inc. (EIGR) 1-for-30 reverse split. Fractions retained.

Oncternal Therapeutics, Inc. (ONCT) 1-for-20 reverse split. Fractions retained.

January 5, 2024​

AppHarvest, Inc. (APPHQ) delisted from OTC Markets. Positions removed as worthless

Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at rate TBD

Document Security Systems, Inc. (DSS) 1-for-20 reverse split. Fractions rounded up to next whole share.

Nemaura Medical, Inc. (NMRD) demotion to OTC Markets, symbol remains NMRD

RumbleON rights (placeholder symbol R049447) expired, Positions removed as worthless

January 4, 2024​

Livent Corp. (LTHM) delisting - merger with Allkem Ltd. to form new Arcadium Lithium plc (ALTM) . Holders will receive 2.406 shares ALTM for every LTHM share.

January 3, 2024​

Flex Ltd. (FLEX) spinoff of remaining stake in Nextracker, Inc. (NXT) at rate TBD

January 2, 2024

Dish Network Corp. (DISH) delisting - stock merger into EchoStar Corp. (SATS) at 0.350877 SATS for every DISH share

FREYR Battery (FREY) incorporation redomiciled to the United States from Luxembourg and CUSIP change. Symbol remains FREY

Lazard Ltd. (LAZ) conversion from limited partnership to C-corporation and CUSIP change. Symbol remains LAZ

December 29, 2023

Avalo Therapeutics, Inc. (AVTX) 1-for-240 reverse split. Fractions rounded up to next whole share.

Eneti, Inc. (NETI) delisting - cash merger / buyout at $11.36755 per share

December 28, 2023

Ebix, Inc. (EBIX) demotion to OTC Markets, symbol change to EBIXQ

December 27, 2023

AEye, Inc. (LIDR) 1-for-30 reverse split. Fractions retained.

​December 26, 2023

LiveVox Holdings, Inc. (LVOX) delisting - cash merger / buyout at $3.74 per share

December 22, 2023

Dune Acquisition Corp. (DUNE) delisting - stock merger into Global Gas Corporation (HGAS) at 1-for-1

Esports Entertainment Group, Inc. (GMBL) 1-for-400 reverse split. Fractions rounded up to next whole share.

December 21, 2023

Impel Pharmaceuticals, Inc. (IMPL) symbol change to IMPLQ

Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share.

December 20, 2023

Bone Biologics Corp. (BBLG) 1-for-8 reverse split. Fractions retained.

Canopy Growth Corp. (CGC) 1-for-10 reverse split. Resulting fractional shares dropped.

Farfetch Limited (FTCH) demotion to OTC Markets, symbol change to FTCHF

Micromobility.com, Inc. (MCOM) demotion to OTC Markets, symbol remains MCOM

comScore, Inc. (SCOR) 1-for-20 reverse split. Fractions retained.

Sidus Space, Inc. (SIDU) 1-for-100 reverse split. Fractions rounded up to next whole share.

December 19, 2023

Neoleukin Therapeutics, Inc. (NLTX) delisting - 1-for-4 reverse split, then 1-for-1 merger into Neurogene, Inc. (NGNE) and 1 non-tradable CVR

TFF Pharmaceuticals, Inc. (TFFP) 1-for-25 reverse split. Fractions retained.

​December 18, 2023

Cyclacel Pharmaceuticals, Inc. (CYCC) 1-for-15 reverse split. Fractions retained.

Impel Pharmaceuticals, Inc. (IMPL) demotion to OTC Markets, symbol remains IMPL

Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) delisting - fund merger into Virtus Stone Harbor Emerging Markets Income Fund (EDF) at 1.153733 EDF for each EDI share

Vapotherm, Inc. (VAPO) demotion to OTC Markets, symbol remains VAPO

17 Education & Technology Group, Inc. (YQ) 1-for-5 reverse split. Fractions retained.

December 15, 2023

Lufax Holding Ltd. (LU) 1-for-4 reverse split. Fractions retained.

December 14, 2023

Arlington Asset Investment Corp. (AAIC) delisting - cash & stock merger at $0.09 cash and 0.3619 share of Ellington Financial, Inc. (EFC) for every AAIC share

Navios Maritime, Inc. (NM) delisting - cash merger / buyout at $2.28 per share

RumbleOn, Inc. rights (placeholder symbol "R049447") expired - positions removed as worthless

Seagen, Inc. (SGEN) delisting - cash merger / buyout at $229.00 per share

​December 12, 2023

Applied UV, Inc. (AUVI) 1-for-25 reverse split. Fractions rounded up to next whole share.

UpHealth, Inc. (UPH) demotion to OTC Markets, symbol change to UPHL

December 11, 2023

Aurora Mobile Limited (JG) 1-for-20 reverse split. Fractions retained.

Synchronoss Technologies, Inc. (SNCR) 1-for-9 reverse split. Fractions rounded up to next whole share.

December 8, 2023

BSQUARE Corporation (BSQR) delisting - cash merger / buyout at $1.90 per share

CF Acquisition IV Corp. (CFIV) delisting - fund liquidation at $10.57052954 per share

Science 37 Holdings, Inc. (SNCE) 1-for-20 reverse split. Fractions rounded up to next whole share.

Instil Bio, Inc. (TIL) 1-for-20 reverse split. Fractions retained.

​December 7, 2023

PAVmed, Inc. (PAVM) 1-for-15 reverse split. Fractions rounded up to next whole share.

December 6, 2023

Abcam plc (ABCM) delisting - cash merger / buyout at $24.00 per share

Cazoo Group Ltd. (CZOO) 1-for-100 reverse split. Fractions retained.

ContraFect Corporation (CFRX) demotion to OTC Markets, symbol change to CFRXQ

December 4, 2023

CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol remains CORR

Hut 8 Mining Corp. (HUT) 1-for-5 reverse split. Fractions retained.

Direxion Daily S&P Biotech Bull 3X Shares (LABU) 1-for-20 reverse split. Cash in lieu of fractional shares.

Micromobility.com, Inc. (MCOM) 1-for-150 reverse split. Fractions rounded up to next whole share.

Direxion Daily 20+ Yr Treasury Bull 3X ETF (TMF) 1-for-10 reverse split. Fractions retained.

December 1, 2023

Incannex Healthcare Ltd. (IXHL) 1-for-4 reverse split. Fractions retained.

Holly Energy Partners, L.P. (HEP) delisting - merger at 0.315 HF Sinclair Corp. (DINO) and $4.00 cash for every HEP share

Worthington Industries, Inc. (WOR) spinoff of new Worthington Steel, Inc. (WS) at 1-for-1

Kelly CRISPR Gene Editing Technology ETF (XDNA) delisting - pending fund liquidation as $7.2911 per share return of principal and $0.0935 per share income

​November 30, 2023

CF Acquisition Corp. VIII (CFFE) delisting - stock merger at 1-for-1 into XBP Europe Holdings, Inc. (XBP)

Ikonics Corporation CVR (symbol "H093205") payout at $0.6833 per share

Veritiv Corp. (VRTV) delisting - cash merger / buyout at $170.00 per share

November 29, 2023

iBio, Inc. (IBIO) 1-for-20 reverse split. Fractions retained.

November 28, 2023

Aeglea BioTherapeutics, Inc. (AGLE) company name / symbol change to Spyre Therapeutics, Inc. (SYRE)

Hersha Hospitality Trust (HT) delisting - cash merger / buyout at $10.00 per share

November 27, 2023

ZIVO Bioscience, Inc. (ZIVO) demotion to OTC Markets. Symbol remains ZIVO

November 24, 2023

Sonendo, Inc. (SONX) demotion to OTC Markets. Symbol remains SONX

​November 22, 2023

Acer Therapeutics, Inc. (ACER) delisting - acquisition stock merger into Zevra Therapeutics, Inc. (ZVRA) at 0.121 ZVRA and 1 non-tradable CVR for every ACER share

The Beachbody Company, Inc. (BODY) 1-for-50 reverse split. Fractions retained.

NeuroMetrix, Inc. (NURO) 1-for-8 reverse split. Fractions retained.

November 21, 2023

Spark Networks SE (LOVLY) symbol change to LOVLQ

​November 17, 2023

Mallinckrodt PLC (MNKTQ) delisting from OTC Markets, positions removed as worthless

Moxian, Inc. (MOXC) company name / symbol change to Abits Group, Inc. (ABTS)

PetroChina Co. Ltd. (formerly PTRCY) payout on ADS termination at $66.536476 per share, allocation date unknown

Sculptor Capital Management, Inc. (SCU) delisting - cash merger / buyout at $12.70 per share

Trivago N.V. (TRVG) 1-for-5 reverse split. Fractions retained.

November 16, 2023

ADDvantage Technologies Group, Inc. (AEY) 1-for-10 reverse split. Fractions retained.

November 15, 2023

Celsius Holdings, Inc. (CELH) 3-for-1 split

Rail Vision Ltd. (RVSN) 1-for-8 reverse split. Fractions rounded up to next whole share.

Cabana Target Drawdown 5 ETF (TDSA) delisting - pending fund liquidation at rate TBD

November 14, 2023

Blue Apron Holdings, Inc. (APRN) delisting - cash merger / buyout at $13.00 per share​

November 13, 2023

Global X Founder-Run Companies ETF (BOSS) delisting - pending fund liquidation at rate TBD

Party City Holdco Inc. (PRTYQ) delisting from OTC Markets. Positions removed as worthless

Viper Energy Partners LP (VNOM) corporate reorg. and CUSIP change. Symbol remains VNOM

Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) delisting - pending fund liquidation at rate TBD

November 10, 2023

Acer Therapeutics Inc. (ACER) exchange update to OTC Markets, symbol remains ACER

November 9, 2023

ContraFect Corporation (CFRX) exchange update to OTC Markets, symbol remains CFRX

Federated National Holding Co. (FNHCQ) delisting from OTC Markets, final details TBD

HelioGen, Inc. (HLGN) exchange update to OTC Markets, symbol remains HLGN

Intercept Pharmaceuticals, Inc. (ICPT) delisting - cash merger / buyout at $19.00 per share

November 8, 2023

Avid Technology Inc. (AVID) delisting - cash merger / buyout at $27.05 per share

New Relic, Inc. (NEWR) delisting - cash merger / buyout at rate TBD

Hostess Brands, Inc. (TWNK) delisting - pending cash & stock merger at rate TBD

WeWork, Inc. (WE) demotion to OTC Markets, symbol change to WEWKQ

November 7, 2023

Novo Integrated Sciences, Inc. (NVOS) 1-for-10 reverse split. Fractions rounded up to next whole share.

PolyMet Mining Corp. (PLM) delisting - cash merger / buyout at $2.11 per share

November 6, 2023

Overstock.com, Inc. (OSTK) delisting - company name / symbol change to Beyond, Inc. (BYON)

Tabula Rasa Healthcare, Inc. (TRHC) delisting - cash merger / buyout at $10.50 per share

November 3, 2023

Cano Health, Inc. (CANO) 1-for-100 reverse split. Fractions retained.

Crestwood Equity Partners LP (CEQP) delisting - stock merger into Energy Transfer LP (ET) at 2.07 ET for every CEQP share

Logiq, Inc. (LGIQ) spinoff of DLQ, Inc. then DLQ merger with Abri SPAC I, Inc. (ASPA) to form Collective Audience, Inc. (CAUD)

PhaseBio Pharmaceuticals, Inc. (PHAS) demotion to OTC Markets, symbol change to PHASQ

November 2, 2023

Bunge Ltd. (BG) merger with Viterra, Inc. to form Bunge Global SA. Symbol remains BG

Denbury, Inc. (DEN) delisting - acquisition by Exxon Mobil (XOM). Holders will receive 0.84 XOM for every DEN share

WP Carey, Inc. (WPC) spinoff of Net Lease Office Properties (NLOP) at 1 NLOP for every 15 WPC shares

​November 1, 2023

Earthstone Energy, Inc. (ESTE) delisting - stock merger into Permian Resources Corp. (PR) at 1.446 PR shares for every ESTE share

Nautilus, Inc. (NLS) company name / symbol change to Bowflex, Inc. (BFX)

Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets, symbol change to SUNLQ

​October 31, 2023

Fiesta Restaurant Group, Inc. (FRGI) delisting - cash merger / buyout at $8.50 per share

October 30, 2023

Enthusiast Gaming Holdings Inc. (EGLX) symbol change to EGLXF, exchange update to OTC Markets

October 27, 2023

ZIVO Bioscience, Inc. (ZIVO) 1-for-6 reverse split. Fractions retained.

October 23, 2023

Mueller Industries, Inc. (MLI) 2-for-1 split

WisdomTree Growth Leaders Fund (PLAT) delisting - pending fund liquidation at $30.251576 per share

October 20, 2023

Otonomo Technologies Ltd. (OTMO) delisting - stock merger into Urgent.ly Inc. (ULY) at 0.51756 ULY for each OTMO share held. Fractional shares 0.5+ rounded up to next whole share.

​October 19, 2023

Perception Capital Corp. II units (PCCTU) delisting - stock merger into 1 Spectaire Holdings, Inc. (SPEC) and 0.5 Spectaire warrant (SPECW) for each PCCTU share held

Shift Technologies, Inc. (SFT) demotion to OTC Markets, symbol change to SFTGQ

October 18, 2023

Oriental Culture Holding Ltd. (OCG) 1-for-5 reverse split. Fractions rounded up to next whole share.

REE Automotive Ltd. (REE) 1-for-30 reverse split. Fractions rounded up to next whole share.

October 17, 2023

Inspirato, Inc. (ISPO) 1-for-20 reverse split. Cash in lieu of fractional shares

NCR Corporation (NCR) delisting - company name and symbol change to NCR Voyix Corporation (VYX) and spinoff of new NCR Atleos Corporation (NATL) at 0.5 NATL for every VYX share

Rite Aid Corporation (RAD) demotion to OTC Markets, symbol change to RADCQ

October 16, 2023

Activision Blizzard, Inc. (ATVI) delisting - cash merger / buyout at $95.00 per share

AquaBounty Technologies, Inc. (AQB) 1-for-20 reverse split. Fractions rounded up to next whole share.

EBET, Inc. (EBET) demotion to OTC Markets, symbol remains EBET

IronNet, Inc. (IRNT) demotion to OTC Markets, symbol change to IRNTQ

Volcon, Inc. (VLCN) 1-for-5 reverse split. Cash in lieu of fractional shares

October 13, 2023

T2 Biosystems, Inc. (TTOO) 1-for-100 reverse split. Cash in lieu of fractional shares

October 12, 2023

Zynerba Pharmaceuticals, Inc. (ZYNE) delisting - pending merger at rate TBD

October 11, 2023

Edesa Biotech, Inc. (EDSA) 1-for-7 reverse split. Cash in lieu of fractional shares

National Instruments Corp. (NATI) delisting - cash merger / buyout at $60.00 per share

October 10, 2023

Fortress Biotech, Inc. (FBIO) 1-for-15 reverse split. Cash in lieu of fractional shares

October 9, 2023

Spruce Power Holding Corp. (SPRU) 1-for-8 reverse split. Cash in lieu of fractional shares

October 6, 2023

Horizon Therapeutics plc (HZNP) delisting - cash merger / buyout at $116.50 per share

VivoPower International plc (VVPR) 1-for-10 reverse split. Fractions rounded up to next whole share.

October 5, 2023

AngloGold Ashanti plc (AU) corporate reorg. / CUSIP change. Symbol remains AU

Aethlon Medical, Inc. (AEMD) 1-for-10 reverse split

Kaleyra, Inc. (KLR) delisting - cash merger / buyout at $7.25 per share. Anticipated allocation date Oct 11

October 4, 2023

Denbury, Inc. Class B warrants (DNRRW) expired, positions removed as worthless.

Lithium Americas Corp. (LAC) corporate reorg. / split into new Lithium Americas Corp. (LAC) and Lithium Americas (Argentina) Corp. (LAAC). Holders will receive 1 share of new LAC and 1 share of LAAC for each old LAC share held.

Longeveron, Inc. rights (LGVNR) expired, positions removed as worthless.

Novartis AG (NVS) spinoff of Sandoz Group AG (OTC: SDZNY). Holders will receive 0.2 SDZNY for every NVS share held.

Smile Direct Club (SDC) demotion to OTC Markets, symbol change to SDCCQ

October 3, 2023

Atlas Energy Solutions Inc. (AESI) corporate reorg. / CUSIP change. Symbol remains AESI

Athenex, Inc. (ATNXQ) delisting from OTC Markets, no further information at this time

IRSA Inversiones y Representaciones S.A. (IRS) corporate reorg. and 0.907804514-for-1 reverse split. Symbol remains IRS

Vacasa, Inc. (VCSA) 1-for-20 reverse split

October 2, 2023

Aegon N.V. (AEG) corporate reorg. / CUSIP change. Symbol remains AEG

Aramark Corporation (ARMK) spinoff of Vestis Corporation (VSTS). Holders will receive 1 VSTS for every 2 ARMK shares held

Armour Residential REIT (ARR) 1-for-5 reverse split

Danaher Corporation (DHR) spinoff of Veralto Corporation (VLTO). Holders will receive 1 VLTO for every 3 DHR shares held

EBET, Inc. (EBET) 1-for-30 reverse split

Kellogg Co. (K) name change to Kellanova, Inc. and spinoff of WK Kellogg Co. (KLG). Holders will receive 1 KLG for every 4 K shares held

PhenomeX, Inc. (CELL) delisting - cash merger / buyout at $1.00 per share

Skillsoft Corp. (SKIL) 1-for-20 reverse split

September 29, 2023
​
Fathom Digital Manufacturing (FATH) 1-for-20 reverse split
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​September 28, 2023
​
Safe & Green Holdings Corp. (SGBX) spinoff of Safe & Green Development Corp. (SGD). Holders will receive 0.1862 SGD for every SGBX share held.

Synlogic Inc (SYBX) 1-for-15 reverse split

XWELL, Inc. (XWEL) 1-for-20 reverse split
​
​September 27, 2023
​
Triton International Limited (TRTN) delisting - cash and stock merger. Holders will receive $54.61 cash and 0.758545 shares Brookfield Infrastructure Corp. (BIPC) for each TRTN share
​
​September 26, 2023
​
Decibel Therapeutics, Inc. (DBTX) delisting - cash merger / buyout at $4.00 cash and one non-tradable CVR per DBTX share held
​
Digital Media Solutions, Inc. (DMS) symbol change to DMSL

Reata Pharmaceuticals Inc (RETA) delisting - cash merger / buyout at $172.50 per share

Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets. Symbol remains SUNL

​September 25, 2023
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Magellan Midstream Partners, L.P. (MMP) delisting - cash & stock merger at $25.00 cash and 0.667 shares OKE for every MMP share held
​
Neoleukin Therapeutics, Inc. (NLTX) 1-for-25 reverse split. Cash in lieu will be paid for fractional share holder level.
​
AngloGold Ashanti Ltd ADR (AU) - Holders to receive 1:1 Share of new cusip G0378L100 - Symbol remained the same.
​
​September 22, 2023
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Cepton Technologies, Inc. (CPTN) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.
​
Precipio, Inc. (PRPO) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.
​
Sigma Additive Solutions, Inc. (SASI) 1-for-20 reverse split. Fractions are rounded up for next full share.
​
​September 21, 2023
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Sonder Holdings, Inc. (SOND) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.
​
​September 20, 2023

Novo Nordisk A/S (NVO) 2-for-1 split.
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Lizhi Inc. (LIZI) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.
​
Wejo Group Ltd. - Symbol Change from (WEJOQ) to (WEJOF)
​

September 19, 2023
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Lightning eMotors, Inc. Symbol Change from (ZEV) to (ZEVY)
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​September 18, 2023
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Ayro, inc. (AYRO) 1-for-8 reverse split. The fractional shares will be rounded up to the next whole share on a beneficial holder level.
​
Planet 13 Holdings Inc. (PLNHF) Stock Merger 1:1 - Symbol Change - (PLNH)
​
​September 14, 2023

Astra Space, Inc. (ASTR) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

September 13, 2023

The Necessity Retail REIT, Inc. (RTL) delisting - stock merger into Global Net Lease, Inc. (GNL) at 0.67 GNL for each RTL share. Cash-in-lieu of fractional shares

September 12, 2023

World Wrestling Entertainment, Inc. (WWE) delisting - stock merger at 1-for-1 into TKO Group Holdings, Inc. (TKO)

September 11, 2023

American Battery Technology Co. (ABML) symbol change to ABMLD and 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Drive Shack, Inc. rights (placeholder symbol "D054057") expired - positions removed as worthless

Super League Gaming, Inc. (SLGG) company name / symbol change to Super League Enterprise, Inc. (SLE) and 1-for-20 reverse split

Surface Oncology, Inc. (SURF) delisting - merger into Coherus Biosciences, Inc. (CHRS) at 0.196 CHRS and 1 non-tradable CVR per SURF share

September 8, 2023

Aeglea BioTherapeutics, Inc. (AGLE) 1-for-25 reverse split

iBET Sports Betting & Gaming ETF (IBET) delisting - pending fund liquidation at $10.33727 per share

Spark Networks SE (LOV) demotion to OTC Markets, symbol change to LOVLY

September 7, 2023

BiondVax Pharmaceuticals Ltd. (BVXV) delisting - company name / symbol change to Scinai Immunotherapeutics Ltd. (SCNI)

September 6, 2023

Springbig Holdings, Inc. (SBIG) demotion to OTC Markets, symbol remains SBIG

September 5, 2023

Black Knight, Inc. (BKI) delisting - cash merger at $75.867 per share

WeWork, Inc. (WE) 1-for-40 reverse split

September 1, 2023

Heliogen, Inc. (HLGN) 1-for-35 reverse split

Schnitzer Steel Industries, Inc. (SCHN) delisting - company name / symbol change to Radius Recycling, Inc. (RDUS)

Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-22 reverse split

August 31, 2023

Express, Inc. (EXPR) 1-for-20 reverse split

Spire Global, Inc. (SPIR) 1-for-8 reverse split

August 30, 2023

AmerisourceBergen Corp. (ABC) delisting - company name / symbol change to Cencora, Inc. (COR)

Genius Group Ltd. (GNS) pending stock spinoff - details TBD

August 29, 2023

Digital Media Solutions, Inc. (DMS) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Mallinckrodt PLC (formerly MNK) re-listed on OTC Markets, symbol change to MNKTQ

Orbital Infrastructure Group, Inc. (OIG) demotion to OTC Markets, symbol change to OIGBQ

Rush Enterprises, Inc. (RUSHA) 3-for-2 split

August 28, 2023

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-80 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Invesco Dynamic Market ETF (PWC) fund name / symbol change to Invesco Bloomberg MVP Multi-factor ETF (BMVP)

Invesco Dynamic Networking ETF (PXQ) fund name / symbol change to Invesco Next Gen Connectivity ETF (KNCT)

August 25, 2023

AMC Entertainment Preferred Equity Units (APE) delisting - conversion into common AMC stock at 0.1 AMC per APE share

Ideanomics, Inc. (IDEX) 1-for-125 reverse split

August 24, 2023

AMC Entertainment Holdings, Inc. (AMC) 1-for-10 reverse split

Momentus, Inc. (MNTS) 1-for-50 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol remains FRBK

August 23, 2023

ForgeRock, Inc. (FORG) delisting - cash merger / buyout at $23.25 per share

Sunlight Financial Holdings, Inc. (SUNL) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

August 22, 2023

Copart, Inc. (CPRT) 2-for-1 split

Sempra Energy (SRE) 2-for-1 split

August 21, 2023

Amyris, Inc. (AMRS) demotion to OTC Markets, symbol change to AMRSQ

August 18, 2023

Arconic Corporation (ARNC) delisting - cash merger / buyout at $30.00 per share

Ra Medical Systems, Inc. (RMED) company name / symbol change to Catheter Precision, Inc. (VTAK)

Urstadt Biddle Properties, Inc. (UBA) delisting - stock merger into Regency Centers Corp. (REG) at 0.347 REG for each UBA share

VapoTherm, Inc. (VAPO) 1-for-8 reverse split

August 17, 2023

Proterra, Inc. (PTRA) demotion to OTC Markets, symbol change to PTRAQ

Yellow Corporation (YELL) demotion to OTC Markets, symbol change to YELLQ

August 16, 2023

Energous Corporation (WATT) 1-for-20 reverse split

August 15, 2023

Crown ElectroKinetics Corp. (CRKN) 1-for-60 reverse split

Diebold Nixdorf, Inc. (DBDQQ) delisting - bankruptcy restructuring, positions removed as worthless

August 14, 2023

The Howard Hughes Corporation (HHC) company name / symbol change to Howard Hughes Holdings, Inc. (HHH)

August 11, 2023

Mullen Automotive, Inc. (MULN) 1-for-9 reverse split

August 10, 2023

QualTek Services, Inc. (QTEKQ) delisted from OTC Markets - positions removed as worthless

Lottery.com (LTRY) 1-for-20 reverse split

August 9, 2023

AXS Cannabis ETF (THCX) 1-for-10 reverse split

DICE Therapeutics Inc. (DICE) delisting - cash merger / buyout at $48.00 per share

August 7, 2023

Bionano Genomics, Inc. (BNGO) 1-for-10 reverse split

PDC Energy, Inc. (PDCE) delisting - stock merger into Chevron Corp. (CVX) at 0.4638 CVX for each share of PDCE

August 4, 2023

Fangdd Network Group Ltd. (DUO) 1-for-15 reverse split

ExlService Holdings, Inc. (EXLS) 5-for-1 split

Formula One Group series A (FWONA) corporate reorg. - holders will receive 1 share of new Formula One series A (FWONA) and 0.0428 share of new Liberty Live Group series A (LLYVA) for each old share

Formula One Group series C (FWONK) corporate reorg. - holders will receive 1 share of new Formula One series C (FWONK) and 0.0428 share of new Liberty Live Group series C (LLYVK) for each old share

Liberty SiriusXM Group series A (LSXMA) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series A (LSXMA) and 0.25 share of new Liberty Live Group series A (LLYVA) for each old share

Liberty SiriusXM Group series C (LSXMK) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series C (LSXMK) and 0.25 share of new Liberty Live Group series C (LLYVK) for each old share

Otonomo Technologies Ltd. (OTMO) 1-for-15 reverse split

August 3, 2023

Embark Technology, Inc. (EMBK) delisting - cash merger / buyout at $2.88 per share

Virgin Orbit Holdings, Inc. (VORBQ) delisted - pending bankruptcy proceedings

August 2, 2023

AppHarvest, Inc. (APPH) demotion to OTC Markets, symbol change to APPHQ

ExlService Holdings, Inc. (EXLS) 5-for-1 stock split

Home Point Capital, Inc. (HMPT) delisting - cash merger / buyout, details TBD

August 1, 2023

Spectrum Pharmaceuticals, Inc. (SPPI) delisting - stock merger into Assertio Holdings, Inc. (ASRT) at 0.1783 ASRT and one non-tradable CVR for each share of SPPI

July 31, 2023

Audacy, Inc. (AUDAD) symbol change back to AUDA

July 28, 2023

Aerojet Rocketdyne Holdings, Inc. (AJRD) delisting - cash merger / buyout at $58.00 per share

BIOLASE, Inc. (BIOL) 1-for-100 reverse split

Katapult Holdings, Inc. (KPLT) 1-for-25 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Ontrak, Inc. (OTRK) 1-for-6 reverse split. Fractions rounded up to next full share on beneficiary holder level.

July 27, 2023

View, Inc. (VIEW) 1-for-60 reverse split

July 26, 2023

Clovis Oncology, Inc. (CLVSQ) delisted from OTC Markets, positions removed as worthless

ViewRay, Inc (VRAY) demotion to OTC Markets, symbol change to VRAYQ

July 24, 2023

Sono Group N.V. (SEV) demotion to OTC Markets, symbol change to SEVCQ

July 21, 2023

BTCS, Inc. (BTCS) distribution of Series V preferred stock at 1-for-1. Shares will not be exchange-listed, further information HERE

Berkshire Grey, Inc. (BGRY) delisting - cash merger / buyout at $1.40 per share

Life Storage, Inc. (LSI) delisting - stock merger into Extra Space Storage, Inc. (EXR) at 0.895 EXR for every LSI share

July 20, 2023

Colombier Acquisition Corp. (CLBR) delisting - merger / acquisition to become PSQ Holdings, Inc. (PSQH)

Liberty Media Corp. - Formula 1 series A (FWONA) and series C (FWONK) holders will receive a distribution of 0.02896 Atlanta Braves Holdings, Inc. series C (BATRK) shares for each Formula 1 share held

July 19, 2023

Liberty Media Corp. - Braves Group (BATRA) corporate reorg. / company name change to Atlanta Braves Holdings, Inc. Symbol remains BATRA

Liberty Media Corp. - Braves Group series C (BATRK) corporate reorg. / company name change to Atlanta Braves Holdings, Inc (series C). Symbol remains BATRK

July 17, 2023

Invesco NASDAQ Internet ETF (PNQI) 5-for-1 split

Invesco S&P Small-Cap Energy ETF (PSCE) 1-for-5 reverse split

Invesco Dynamic Semiconductors ETF (PSI) 3-for-1 split

Invesco Global-Listed Private Equity ETF (PSP) 1-for-5 reverse split

Invesco DWA Healthcare Momentum ETF (PTH) 3-for-1 split

Invesco Dynamic Market ETF (PWC) 3-for-1 split

Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RSPD) 3-for-1 split

Invesco S&P 500® Equal Weight Healthcare ETF (RSPH) 10-for-1 split

Invesco S&P 500® Equal Weight Materials ETF (RSPM) 5-for-1 split

Invesco S&P 500® Equal Weight Industrials ETF (RSPN) 5-for-1 split

Invesco S&P 500® Equal Weight Consumer Staples ETF (RSPS) 5-for-1 split

Invesco S&P 500® Equal Weight Technology ETF (RSPT) 10-for-1 split

Invesco S&P 500® Equal Weight Utilities ETF (RSPU) 2-for-1 split

July 13, 2023

Azure Power Global Ltd. (AZRE) demotion to OTC Markets, symbol change to AZREF

July 12, 2023

Accelerate Diagnostics, Inc. (AXDX) 1-for-10 reverse split

Hive Blockchain Technologies Ltd. (HIVE) corporate reorg. / company name change to HIVE Digital Technologies Ltd. Symbol remains HIVE

Lannett Company, Inc. (LCINQ) delisting from OTC Markets, positions removed as worthless

Tattooed Chef, Inc. (TTCF) demotion to OTC Markets, symbol change to TTCFQ

July 10, 2023

BorgWarner, Inc. (BWA) spinoff of PHINIA, Inc. (PHIN) at 1 PHIN for every 5 BWA shares

Everest Re Group, Ltd. (RE) company name / symbol change to Everest Group, Ltd. (EG)

July 7, 2023

Lordstown Motors Corp. (RIDE) demotion to OTC Markets, symbol change to RIDEQ

Organigram Holdings, Inc. (OGI) 1-for-4 reverse split

July 6, 2023

Owl Rock Capital Corporation (ORCC) company name / symbol change to Blue Owl Capital Corporation (OBDC)

Sarcos Technology & Robotics Corp. (STRC) 1-for-6 reverse split

July 5, 2023

Agrify Corp. (AGFY) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

BioFrontera, Inc. (BFRI) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Laboratory Corp. of America (LH) spinoff of new Fortrea Holdings, Inc. (FTRE) at 1-for-1

July 3, 2023

BGC Partners, Inc. (BGCP) corporate reorg., name / symbol change to BGC Group, Inc. (BGC)

Monitronics International, Inc. (SCTYQ) delisting - cash merger / buyout complete, final payout of $0.12906 per share

U.S. Xpress Enterprises, Inc. (USX) delisting - cash merger / buyout at $6.15 per share

June 30, 2023

Advanced Human Imaging Ltd. (AHI) 1-for-4 reverse split

Audacy, Inc. (AUDA) 1-for-30 reverse split

Doma Holdings, Inc. (DOMA) 1-for-25 reverse split

Loyalty Ventures, Inc. (LYLT) bankruptcy reorganization - shares removed as worthless

June 29, 2023

BELLUS Health, Inc. (BLU) delisting - pending cash merger / buyout at $14.75 per share

Qualtrics International, Inc. (XM) delisting - cash merger / buyout at $18.15 per share

June 27, 2023

China Petroleum & Chemical Corp. Ltd. (placeholder symbol "C008452", formerly SNPTY) ADR termination - final payout at $61.615444 per share

June 26, 2023

Genius Brands International, Inc. (GNUS) company name / symbol change to Kartoon Studios, Inc. (TOON)

Invesco Conservative Multi-Asset Allocation ETF (PSMC) delisting - pending fund liquidation at $12.06432 per share

Invesco Growth Multi-Asset Allocation ETF (PSMG) delisting - pending fund liquidation at $16.64029 per share (full list HERE)

Skillz, Inc. (SKLZ) 1-for-20 reverse split

June 23, 2023

Ault Alliance, Inc. (AULT) spin-off of Imperalis Holding Corp. shares, details TBD

Hexo Corp. (HEXO) delisting - merger into TLRY stock at 0.4352-for-1

Shapeways, Inc. (SHPW) 1-for-8 reverse split

ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-10 reverse split

ProShares VIX Short-Term Futures (VIXY) 1-for-5 reverse split

Thomson Reuters, Inc. (TRI) corporate reorg. / cash distribution. Holders will receive $4.67 cash and 0.963957 new TRI shares for each old share. Further details HERE

June 22, 2023

Pulse Biosciences, Inc. (PLSE) warrants expired - Payout at $0.01 per warrant

Ramaco Resources, Inc. (METC) corporate reorg. / spinoff of new shares - Class A shares, symbol remains METC, new Class B shares symbol METCB at 0.2-for-1.

Further details HERE

June 21, 2023

illumin Holdings, Inc. (ILLM) official name change / corporate reorg. Symbol remains ILLM

Ranger Oil Corp. (ROCC) delisting - merger into Baytex Energy Corp. (BTE) at 7.49 BTE for each ROCC and $13.31 per share cash in lieu of fractions

June 20, 2023

Harsco Corp. (HSC) company name / symbol change to Enviri Corp. (NVRI)

June 19, 2023

The following Digital Assets will be set to "Sell Only" on June 29th and will be Delisted from trading on September 12, 2023.

Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full. Proceeds from any sales will be distributed back to your Stockpile account.

Cardano (ADA)

Polygon (MATIC)

Solana (SOL)

June 16, 2023

IZEA Worldwide, Inc. (IZEA) 1-for-4 reverse split. Fractions rounded up to next full share on beneficiary holder level.

June 15, 2023

Boxlight Corporation (BOXL) 1-for-8 reverse split

China Life Insurance Co. Ltd. (placeholder symbol "C013731") ADR termination - final payout at $8.53089 per share

DCP Midstream, LP (DCP) delisting - cash merger / buyout at $41.75 per share

Neubase Therapeutics, Inc. (NBSE) 1-for-20 reverse split

Oxford Square Capital Corp. rights (OXSQ-R) expired, removed as worthless

Ruth's Hospitality Group, Inc. (RUTH) delisting - cash merger / buyout at $21.50 per share

June 14, 2023

Heska Corporation (HSKA) delisting - cash merger / buyout at $120.00 per share

Orphazyme A/S (placeholder symbol "P054274") ADR termination - final payout at $0.1411 per share

June 13, 2023

Offerpad Solutions, Inc. (OPAD) 1-for-15 reverse split

June 12, 2023

Credit Suisse Group AG (CS) delisting - merger into UBS Group AG (UBS) at 1 UBS for every 22.48 CS shares

Jounce Therapeutics CVR (symbol "J060373") cash distribution of $0.021236 per share

SPDR S&P 600® Small Cap ETF (SLY) delisting - merger into SPDR Portfolio S&P 600® Small Cap ETF (SPSM) at 2.22299-for-1

June 9, 2023

Global Cord Blood Corp. (CO) symbol change to CORBF. Closing orders only.

Flora Growth Corp. (FLGC) 1-for-20 reverse split

Wejo Group Ltd. (WEJO) demotion to OTC Markets, symbol change to WEJOQ. Closing orders only.

June 8, 2023

Blue Apron Holdings, Inc. (APRN) 1-for-12 reverse split

iPath Series B Bloomberg Livestock Subindex Total Return ETN (COW) delisting - notes called for redemption

iPath Series B Bloomberg Coffee Subindex Total Return ETN (JO) delisting - notes called for redemption

iPath Pure Beta Crude Oil ETN (OIL) delisting - notes called for redemption

OceanPal, Inc. (OP) 1-for-20 reverse split

Wheels Up Experience, Inc. (UP) 1-for-10 reverse split

June 7, 2023

Bone Biologics Corp. (BBLG) 1-for-30 reverse split

Hull Tactical ETF (HTUS) company sponsor change from Exchange Traded Concepts to Capitol Series Trust. Symbol remains HTUS

Fiserv, Inc. (FISV) symbol change to FI

Greenlane Holdings, Inc. (GNLN) 1-for-10 reverse split

Invesco S&P 500® Equal Weight Communication Services ETF (EWCO) symbol change to RSPC

Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RCD) symbol change to RSPD

Invesco S&P 500® Equal Weight Industrials ETF (RGI) symbol change to RSPN

Invesco S&P 500® Equal Weight Consumer Staples ETF (RHS) symbol change to RSPS

Invesco S&P 500® Equal Weight Materials ETF (RTM) symbol change to RSPM

Invesco S&P 500® Equal Weight Energy ETF (RYE) symbol change to RSPG

Invesco S&P 500® Equal Weight Financials ETF (RYF) symbol change to RSPF

Invesco S&P 500® Equal Weight Health Care ETF (RYH) symbol change to RSPH

Invesco S&P 500® Equal Weight Technology ETF (RYT) symbol change to RSPT

Invesco S&P 500® Equal Weight Utilities ETF (RYU) symbol change to RSPU

June 6, 2023

Aptose Biosciences Inc. (APTO) 1-for-15 reverse split

Diebold Nixdorf, Inc. (DBD) demotion to OTC Markets. Symbol change to DBDQQ

Grove Collaborative, Inc. (GROV) 1-for-5 reverse split

Westport Fuel Systems, Inc. (WPRT) 1-for-10 reverse split

June 5, 2023

Acorda Therapeutics, Inc. (ACOR) 1-for-20 reverse split

The following Digital Assets have been set to "Sell Only" and will be Delisted from trading on September 19, 2023.

Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full.

Proceeds from any sales will be distributed back to your Stockpile account.

Aave (AAVE)

ApeCoin (APE)

Avalanche (AVAX)

Bancor Network Token (BNT)

Basic Attention Token (BAT)

Chainlink (LINK)

Chiliz (CHZ)

Compound Token (COMP)

Cosmos (ATOM)

Curve DAO (CRV)

Enjin Coin (ENJ)

Fantom (FTM)

Filecoin (FIL)

GALA (GALA)

The Graph (GRT)

Internet Computer (ICP)

Loopring (LRC)

Maker DAO (MKR)

Republic (REN)

Stellar (XLM)

Sushiswap (SUSHI)

Synthetix (SNX)

Tezos (XTZ)

Uniswap (UNI)

Yearn Finance (YFI)

June 2, 2023

MoneyGram International, Inc. (MGI) delisting - cash merger / buyout at $11.00 per share

QualTek Services, Inc. (QTEK) demotion to OTC Markets. Symbol change to QTEKQ

June 1, 2023

Calyxt, Inc. (CLXT) delisting - stock merger and symbol change to CBUS and 1-for-5 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Ikonics Corp. CVR shares (symbol "H093205") - cash distribution at $2.85 per share

MDU Resources Group, Inc. (MDU) spinoff of Knife River Corporation (KNF) - holders will receive 1 KNF for every 4 MDU shares held

Momentive Global, Inc. (MNTV) delisting - cash merger / buyout at $9.46 per share

Sinclair Broadcast Group, Inc. (SBGI) corporate reorg. / name change to Sinclair, Inc. Symbol remains SBGI

May 31, 2023

Applied UV, Inc. (AUVI) 1-for-5 reverse split

Broadmark Realty Capital, Inc. (BRMK) delisting - pending stock merger, details TBD

KraneShares Global Carbon Transformation ETF (KGHG) delisting - fund liquidation at $24.7633 per share

May 26, 2023

Athenex, Inc. (ATNX) demotion to OTC Markets. Symbol change to ATNXQ

May 24, 2023

Evoqua Water Technologies Corp. (AQUA) delisting - stock merger into Xylem, Inc. (XYL). Holders will receive 0.48 XYL for every AQAU share held

Lordstown Motors Corp. (RIDE) 1-for-15 reverse split

May 23, 2023

ABB Ltd. (ABB) market change from NYSE to OTC Markets. Symbol change to ABBNY

Ritchie Bros. Auctioneers, Inc. (RBA) corporate reorg. / name change to RB Global, Inc. Symbol remains RBA

SeaChange International, Inc. (SEAC) 1-for-20 reverse split

May 22, 2023

Churchill Downs, Inc. (CHDN) 2-for-1 split

May 18, 2023

Audacy, Inc. (AUD) symbol change to AUDA

Ault Alliance, Inc. (AULT) 1-for-300 reverse split

Nisun International Enterprise Development Group (NISN) 1-for-10 reverse split

May 16, 2023

Cyclerion Therapeutics, Inc. (CYCN) 1-for-20 reverse split

Greenidge Generation Holdings, Inc. (GREE) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Monitronics International, Inc. (SCTY) demotion to OTC Markets, symbol change to SCTYQ

PerkinElmer, Inc. (PKI) company name / symbol change to Revvity, Inc. (RVTY)

Stronghold Digital Mining, Inc. (SDIG) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Travel Centers of America, Inc. (TA) delisting - cash merger / buyout at $86.00 per share

May 15, 2023

Alpine 4 Holdings, Inc. (ALPP) 1-for-8 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Sumo Logic, Inc. (SUMO) delisting - cash merger / buyout at $12.05 per share

May 12, 2023

Avaya Holdings Corp. (AVYAQ) delisted from OTC Markets. Positions removed as worthless.

Silvergate Capital Corporation (SI) demotion to OTC Markets, symbol change to SICP

May 11, 2023

Vinco Ventures, Inc. (BBIG) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

May 10, 2023

Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-6.25 reverse split. Fractions rounded up to next full share on beneficiary holder level.

May 9, 2023

Allied Healthcare Products, Inc. (AHPI) demotion to OTC Markets, symbol change to AHPIQ

VanEck Semiconductor ETF (SMH) 2-for-1 split

May 5, 2023

Jounce Therapeutics, Inc. (JNCE) delisted - cash merger / buyout at rate TBD

VanEck Semiconductor ETF (SMH) 2-for-1 split

May 4, 2023

DSS, Inc. (DSS) spinoff of Sharing Services Global Corporation (SHRG). Holders will receive 2 shares of SHRG for each DSS share held

Lannett Company, Inc. (LCIN) demotion to OTC Markets, symbol change to LCINQ

Mullen Automotive, Inc. (MULN) 1-for-25 reverse split

GeneDx Holdings Corp. (WGS) 1-for-33 reverse split

May 3, 2023

Bed Bath & Beyond Inc. (BBBY) demotion to OTC Markets, symbol change to BBBYQ

First Republic Bank (FRC) demotion to OTC Markets, symbol change to FRCB

Maxar Technologies Inc. (MAXR) delisting - cash merger / buyout at $53.00

May 2, 2023

Invesco BLDRS Emerging Markets 50 ADR Index Fund escrow shares ("H108558") - final distribution at $0.04256 per share

May 1, 2023

First Republic Bank (FRC) suspended - FDIC seizure and pending acquisition

Revlon Cosmetics (REVRQ) bankruptcy restructuring, delisted from OTC Markets. Positions removed as worthless

Simplify Nasdaq 100 PLUS Convexity ETF (QQC) delisting - pending fund liquidation at $23.24396 per share

Simplify Volt Cloud and Cybersecurity Disruption ETF (VCLO) delisting - pending fund liquidation $4.49046 per share

Vislink Technologies, Inc. (VISL) 1-for-20 reverse split

April 28, 2023

Chembio Diagnostics, Inc. (CEMI) delisting - cash merger / buyout at $0.45 per share. Anticipated allocation 5/12/23.

Provention Bio, Inc. (PRVB) delisting - cash merger / buyout at $25.00 per share

Lightning eMotors, Inc. (ZEV) 1-for-20 reverse split

April 27, 2023

Impac Mortgage Holdings, Inc. (IMH) demotion to OTC Markets, symbol change to IMPM

April 26, 2023

Agenus, Inc. (AGEN) special dividend of Mink Therapeutics stock (INKT) at 0.0146 INKT for every AGEN share. Allocation date ~ 5/01/23

Horizon Acquisition Corporation II (HZON) delisting - pending fund liquidation at $11.3283 per share

NewHold Investment Corp. (NHIC) delisting - pending fund liquidation at ~ $10.29 per share

SharpLink Gaming Ltd. (SBET) 1-for-10 reverse split

April 25, 2023

Calyxt, Inc. (CLXT) 1-for-10 reverse split

MoneyLion, Inc. (ML) 1-for-30 reverse split

ObsEva SA (OBSVF) corporate reorg. & delisting from OTC Markets. Change to placeholder symbol "P061259". Further details TBD

April 24, 2023

Direxion Breakfast Commodities Strategy ETF (BRKY) delisting - pending fund liquidation at $21.20633 per share

Predictive Oncology, Inc. (POAI) 1-for-20 reverse split

April 21, 2023

Foresight Autonomous Holdings Ltd. (FRSX) 1-for-6 reverse split

Madison Square Garden Entertainment Corp. spinoff - details TBD

Orbital Infrastructure Group, Inc. (OIG) 1-for-40 reverse split

Ouster, Inc. (OUST) 1-for-10 reverse split

April 20, 2023

Atlas Technical Consultants, Inc. (ATCX) delisting - cash merger / buyout at $12.25 per share

Lannett Company, Inc. (LCI) demoted to OTC Markets, symbol change to LCIN

April 18, 2023

Canadian Pacific Railway Ltd. (CP) corporate reorg. - merger with Kansas City Southern Railway to become CPKC Ltd. Symbol remains CP

April 17, 2023

AcuityAds Holdings, Inc. (ATY) company name / symbol change to illumin Inc. (ILLM)

DavidsTea, Inc. (DTEA) demotion to OTC Markets, symbol change to DTEAF

April 14, 2023

Arrival Ltd. (ARVL) 1-for-50 reverse split

Blue Safari Group Acquisition Corp. (BSGA) delisting - stock merger into Bitdeer Technologies Group (BTDR)

PLx Pharma, Inc. (PLXP) demotion to OTC Markets, symbol change to PLXPQ

Virgin Orbit Holdings, Inc. (VORB) demotion to OTC Markets, symbol change to VORBQ

April 12, 2023

VBI Vaccines, Inc. (VBIV) 1-for-30 reverse split

ContextLogic, Inc. (WISH) 1-for-30 reverse split

April 11, 2023

Agile Therapeutics, Inc. (AGRX) 1-for-50 reverse split

Engine Media Holdings, Inc. (GAME) 1-for-4 reverse split, company name change to GameSquare Holdings, Inc.

April 5, 2023

Retail Value, Inc. (RVIC) delisting - pending company dissolution and various shareholder payouts. More information HERE

April 4, 2023

BEST, Inc. (BEST) 1-for-4 reverse split

Crane Holdings Co. (CR) spin-off of Crane NXT (CXT) at 1-for-1

Mustang Bio, Inc. (MBIO) 1-for-15 reverse split

Shaw Communications, Inc. (SJR) delisting - cash merger / buyout at $29.8759 per share

Cryptyde, Inc. (TYDE) company name / symbol change to EightCo Holdings, Inc. (OCTO) then 1-for-50 reverse split

April 3, 2023

AgroFresh Solutions, Inc. (AGFS) delisting - cash merger / buyout at $3.00 per share

Yamana Gold, Inc. (AUY) delisting - cash & stock merger - $1.0406 cash, 0.0376 shares AEM and 0.1598 shares PAAS for each AUY share held

Creatd, Inc. (CRTD) company name / symbol change to Vocal Media (VOCL)

Aries I Acquisition Corp. (RAM) delisting - fund liquidation at $10.434 per share

March 31, 2023

Invesco BLDRS Emerging Markets 50 ADR Index Fund (ADRE) delisting - fund liquidation at $38.16503 cash and 1:1 into escrow shares- (symbol "H108558")

Invesco Select Growth ETF (IVSG) delisting - fund liquidation at $10.17102 per share

Duck Creek Technologies, Inc. (DCT) delisting - casher merger / buyout at $19.00 per share

Helbiz, Inc. (HLBZ) company name / symbol change to Micromobility.com, Inc. (MCOM) and 1-for-50 reverse split

Volta Inc. (VLTA) delisting - casher merger / buyout at $0.86 per share

March 29, 2023

Rockley Photonics Holdings Ltd. (RKLYQ) delisted from OTC Markets - positions removed as worthless

Signify Health, Inc. (SGFY) delisting - cash merger / buyout at $30.50 per share

March 28, 2023

Altra Industrial Motion Corp. (AIMC) delisting - cash merger / buyout at $62.00 per share

Atlas Corp. (ATCO) delisting - cash merger / buyout at $15.50 per share

PSYK ETF (PSYK) delisting - fund liquidation at $16.4332 principal and $0.02489 income per share held

Monster Beverage Group (MNST) 2-for-1 split

Signature Bank demotion to OTC Markets. Symbol remains SBNY

SVB Financial Group (SIVB) demotion to OTC Markets, symbol change to SIVBQ

March 27, 2023

EVO Payments, Inc. (EVOP) delisting - cash merger / buyout at $34.00 per share

March 24, 2023

Cuentas, Inc. (CUEN) 1-for-13 reverse split

Greene County Bancorp, Inc. (GCBC) 2-for-1 split

Swedish Match AB ADR (SWMAY) delisting - final details TBD

March 23, 2023

ObsEva SA (OBSV) demotion to OTC Markets, symbol change to OBSVF

Oyster Point Pharmaceuticals, Inc. contingent value rights ("P060489") expired as worthless

March 22, 2023

Berkeley Lights, Inc. (BLI) company name / symbol change to PhenomeX, Inc. (CELL)

Casi Pharmaceuticals, Inc. (CASI) corporate reorg. and CUSIP change, symbol remains CASI

Loyalty Ventures, Inc. (LYLT) demotion to OTC Markets, symbol change to LYLTQ

March 21, 2023

Aleris Life, Inc. (ALR) delisting - cash merger / buyout at $1.31 per share

March 20, 2023

Atlas Air Worldwide Holdings, Inc. (AAWW) delisting - cash merger / buyout at $102.50 per share

Fast Radius, Inc. (FSRDQ) delisted from OTC Markets, positions removed as worthless

Fresh Vine Wine, Inc. Rights ("F043944") expired - removed as worthless

Membership Collective Group, Inc. (MCG) company name / symbol change to SoHo House & Co. Ltd. (SHCO)

March 17, 2023

Cian PLC ADR's (CIAN) - trading suspended by exchange effective immediately

March 16, 2023

América Móvil, S.A.B. de C.V. (AMX) corporate reorg. and CUSIP change. Symbol remains AMX

March 14, 2023

First Eagle Alternative Capital BDC, Inc. (FCRD) delisting - cash & stock merger at $1.1697 cash and 0.22087035 shares Crescent Capital BDC, Inc. (CCAP)

Vanguard S&P Mid-Cap 400 Growth Index Fund ETF (IVOG) 2-for-1 split

March 13, 2023

Fast Retailing Co., Ltd. (FRCOY) 3-for-1 split

SiriusPoint Ltd. CVR (symbol "S084904") final payout at $8.4095 per share

March 10, 2023

Myovant Sciences Ltd. (MYOV) delisting - cash merger / buyout at $27.00 per share

Orchard Therapeutics plc (ORTX) 1-for-10 reverse split

Vivint Smart Home, Inc. (VVNT) delisting - cash merger / buyout at $12.00 per share

March 9, 2023

Akanda Corp. (AKAN) 1-for-10 reverse split

Fast Retailing Co. Ltd. (FRCOY) 3-for-1 split

Kaleyra, Inc. (KLR) 1-for-3.5 reverse split. Fractions rounded up to next full share on beneficiary holder level.

New York Mortgage Trust, Inc. (NYMT) 1-for-4 reverse split

March 8, 2023

Shift Technologies, Inc. (SFT) 1-for-10 reverse split

Sesen Bio, Inc. (SESN) delisting - corporate reorg. / merger into Carisma Therapeutics, Inc. (CARM), then 1-for-20 reverse split

Zagg, Inc. (placeholder symbol "Y009107") officially delisted - positions removed as worthless

March 7, 2023

Canon, Inc. (CAJ) demotion to OTC Markets, symbol change to CAJPY

Concert Pharmaceuticals, Inc. (CNCE) delisting - cash merger / buyout at $8.00 cash and 1 non-tradable CVR per old share. More information HERE

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split

March 6, 2023

O2Micro International Limited (OIIM) delisting - cash merger / buyout at $4.95 per share

March 2, 2023

Cowen, Inc. (COWN) delisting - cash merger / buyout at $39.00 per share

Linde plc (LIN) corporate reorg. Symbol remains LIN

Umpqua Holdings Corp. (UMPQ) delisting - stock merger into Columbia Banking System, Inc. (COLB) at 0.5958 COLB for every UMPQ share

March 1, 2023

Coupa Software, Inc. (COUP) delisting - cash merger / buyout at $81.00 per share

KemPharm, Inc. (KMPH) company name / symbol change to Zevra Therapeutics, Inc. (ZVRA)

Resolute Forest Products, Inc. (RFP) delisting - cash & stock merger at $20.50 cash and 1 non-tradable CVR per old share

Arcadia Biosciences, Inc. (RKDA) 1-for-40 reverse split

February 28, 2023

Elevate Credit, Inc. (ELVT) delisting - cash merger / buyout at $1.87 per share

February 27, 2023

CinCor Pharma, Inc. (CINC) delisting - cash merger / buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "C131056") per share held. More information HERE

Genius Group, Ltd. (GNS) potential NFT spin-off, more information HERE

Regional Health Properties, Inc. (RHE) spin-off of Series E preferred stock at 0.001 preferred share for every common share held

Rent-A-Center, Inc. (RCII) company name / symbol change to Upbound Group, Inc. (UPBD)

Zogenix, Inc. (ZGNX) delisting - cash merger / buyout at $2.00 per share

February 23, 2023

LHC Group, Inc. (LHCG) delisting - cash merger / buyout at $170.00 per share

1Life Healthcare, Inc. (ONEM) delisting - cash merger / buyout at $18.00 per share

Paya Holdings, Inc. (PAYA) delisting - cash merger / buyout at $9.75 per share

Sorrento Therapeutics, Inc. (SRNE) demotion to OTC Markets. Symbol change to SRNEQ

Starry Group Holdings, Inc. (STRY) symbol change to STRYQ

February 22, 2023

ESports Entertainment Group, Inc. (GMBL) 1-for-100 reverse split

February 21, 2023

Playboy Group, Inc. rights ("P060429") expired - removed as worthless

Weber, Inc. (WEBR) delisting - cash merger / buyout at $8.05 per share

February 15, 2023

Athenex, Inc. (ATNX) 1-for-20 reverse split

ContraFect Corporation (CFRX) 1-for-80 reverse split

February 14, 2023

Corbus Pharmaceuticals Holdings, Inc. (CRBP) 1-for-30 reverse split

Velodyne Lidar, Inc. (VLDR) delisted - stock merger into Ouster, Inc. (OUST) at 0.8204 OUST for every VLDR share

February 13, 2023

Genius Brands International, Inc. (GNUS) 1-for-10 reverse split

VYNE Therapeutics, Inc. (VYNE) 1-for-18 reverse split

February 10, 2023

COMSovereign Holding Corp. (COMS) 1-for-100 reverse split

February 9, 2023

Cazoo Group Ltd. (CZOO) 1-for-20 reverse split

February 8, 2023

Digital Ally, Inc. (DGLY) 1-for-20 reverse split

Horizon Global Corporation (HZN) delisting - cash merger / buyout at $1.75 per share

PACCAR, Inc. (PCAR) special stock dividend at 0.5 new shares for every share held

February 7, 2023

Lannett Company, Inc. (LCI) 1-for-4 reverse split

February 3, 2023

Store Capital Corp. (STOR) delisting - cash merger / buyout at $32.25 per share

February 2, 2023

Knowbe4, Inc. (KNBE) delisting - cash merger / buyout at $24.90 per share

February 1, 2023

Future FinTech Group, Inc. (FTFT) 1-for-5 reverse split

Liminal BioSciences Inc. (LMNL) 1-for-10 reverse split

Meridian Bioscience, Inc. (VIVO) delisting - cash merger / buyout at $34.00 per share

South Jersey Industries, Inc. (SJI) delisting - cash merger / buyout at $36.00 per share

January 31, 2023

Micro Focus International plc (MFGP) delisting - ADR pending termination, cash out at $6.4255 per share

January 26, 2023

Rockley Photonics Holdings Limited (RKLY) demotion to OTC Markets, symbol change to RKLYQ

Swvl Holdings Corp. (SWVL) 1-for-25 reverse split. Fractional shares will be rounded up to the next whole share on a beneficial holder level.

January 25, 2023

Benefitfocus, Inc. (BNFT) delisting - cash merger / buyout at $10.50 per share

January 24, 2023

iPath S&P GSCI Crude Oil Total Return Index ETN (OILNF) delisting - notes called for redemption. More information HERE

January 23, 2023

Aveo Pharmaceuticals, Inc. (AVEO) delisting - cash merger / buyout at $15.00 per share

American Virtual Cloud Technologies, Inc. (AVCT) symbol change to AVCTQ, demotion to OTC Markets

Jaguar Health, Inc. (JAGX) 1-for-75 reverse split

Oaktree Specialty Lending Corp. (OCSL) 1-for-3 reverse split

The Cannabis ETF (THCX) company sponsor change from Spinnaker ETFs to AXS Investments. Symbol remains THCX

Tata Motors Ltd. (TTM) delisting - ADR pending termination, details TBD

January 19, 2023

Party City HoldCo, Inc. (PRTY) demotion to OTC Markets, symbol change to PRTYQ

January 17, 2023

AXS FOMO ETF (FOMO) delisting - pending fund liquidation at $16.7489 per share

Jefferies Financial Group, Inc. (JEF) spin-off of Vitesse Energy, Inc. (VTS) at ~ 0.11769 VTS for each JEF share

Sorrento Therapeutics, Inc. (SNRE) spin-off of restricted Scilex Holding Co. stock (SCLX) at 0.1410365 SCLX for each SRNE share

January 13, 2023

Pioneer Merger Corp. (PACX) delisting - pending fund liquidation at $10.1392 per share

Sierra Wireless, Inc. (SWIR) delisting - cash merger / buyout at rate $31.00 per share

January 12, 2023

SPDR® S&P® 500 Fossil Fuel Reserves-Free ETF (SPYX) 3-for-1 split

January 11, 2023

UserTesting, Inc. (USER) delisting - cash merger / buyout at $7.50 per share

January 10, 2023

Sema4 Holdings Corp. (SMFR) company name / symbol change to GeneDx Holdings Corp. (WGS)

January 6, 2023

Aytu Biopharma, Inc. (AYTU) 1-for-20 reverse split

Dave, Inc. (DAVE) 1-for-32 reverse split

Poshmark, Inc. (POSH) delisting - cash merger / buyout at $17.90 per share

January 4, 2023

Core Scientific, Inc. (CORZ) demotion to OTC Markets, symbol change to CORZQ

Drive Shack, Inc. (DS) symbol change to DSHK

General Electric Co. (GE) spinoff of GE Healthcare Technologies, Inc. (GEHC). Final rate TBD

GTT Communications, Inc. (GTTNQ) delisting - bankruptcy reorganization, stock becomes warrants at 0.01245025 per share

Oyster Point Pharma, Inc. (OYST) delisting - pending cash merger / buyout at $11.00 cash and 1 non-tradable Contingent Value Right per share

January 3, 2023

Biora Therapeutics, Inc. (BIOR) 1-for-25 reverse split

Frontline Ltd. (FRO) corporate reorg. / structure change to Frontline plc. Symbol remains FRO

BitNile Holdings, Inc. (NILE) symbol change to AULT

December 29, 2022

Brigham Minerals, Inc. (MNRL) delisting - pending merger with Sitio Royalties Corp. (STR). Holders will receive 1.133 STR for each MNRL share