We track mandatory corporate actions for you and provide the list here.  Where we can, we add the details that we have received.  Please note that many of these actions evolve over time and additional details will be added as we receive them.

April 17, 2024​

Kandi Technologies Group, Inc. (KNDI) trade halt pending corporate redomicile. Anticipated allocation of new shares April 17, 2024.

Sunshine Biopharma, Inc. (SBFM) 1-for-100 reverse split. Fractions rounded up to next whole share.

April 15, 2024​

Gorilla Technology Group, Inc. (GRRR) 1-for-10 reverse split. Fractions retained

Marin Software, Inc. (MRIN) 1-for-6 reverse split. Fractions retained

Sorrento Therapeutics, Inc. (SRNEQ) symbol change to SRNE

April 12, 2024​

Acorda Therapeutics, Inc. (ACOR) demotion to OTC Markets, symbol change to ACORQ

Agenus, Inc. (AGEN) 1-for-20 reverse split. Fractions retained

Fluent, Inc. (FLNT) 1-for-6 reverse split. Fractions rounded up to next whole share

April 11, 2024​

Eiger BioPharmaceuticals, Inc. (EIGR) demotion to OTC Markets, symbol change to EIGRQ

Sunlight Financial Holdings, Inc. (SUNLQ) delisted from OTC Markets, positions removed as worthless

ProShares Short VIX Short-Term Futures (SVXY) 2-for-1 split

ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-5 reverse split. Fractions retained

April 10, 2024​

ProShares Short QQQ (PSQ) 1-for-5 reverse split. Fractions retained

ProShares UltraShort QQQ (QID) 1-for-5 reverse split. Fractions retained

ProShares UltraPro Short S&P500 (SPXU) 1-for-5 reverse split. Fractions retained

April 9, 2024​

Eagle Bulk Shipping, Inc. (EGLE) delisting - acquisition / stock merger into Star Bulk Carriers Corp. (SBLK) at 2.6211 SBLK for each EGLE share

Impel Pharmaceuticals, Inc. (IMPLQ) delisting from OTC Markets, no further information at this time

Societal CDMO, Inc. (SCTL) delisting - cash merger / buyout at $1.10 per share

April 8, 2024​

Casa Systems, Inc. (CASA) demotion to OTC Markets, symbol change to CASSQ

NGM Biopharmaceuticals, Inc. (NGM) delisting - cash merger / buyout at $1.55 per share

Sarcos Technology and Robotics Corp. (STRC) company name / symbol change to Palladyne AI Corp. (PDYN)

View, Inc. (VIEW) demotion to OTC Markets, symbol change to VIEWQ

April 5, 2024​

Gladstone Capital Corp. (GLAD) 1-for-2 reverse split. Fractions retained

April 4, 2024​

Steakholder Foods Ltd. (STKH) 1-for-10 reverse split. Fractions retained

April 3, 2024​

Waitr Holdings, Inc. (ASAP) demotion to OTC Markets, symbol change to ASAPQ

Rent the Runway, Inc. (RENT) 1-for-20 reverse split. Fractions retained

April 2, 2024​

Tritium DCFC Ltd. (DCFC) 1-for-200 reverse split. Fractions rounded up to next whole share.

Daseke, Inc. (DSKE) delisting - cash merger / buyout at $8.30 per share

General Electric, Inc. (GE) spinoff of GE Vernova, Inc. (GEV). Holders will receive 1 GEV share for every 4 GE shares held.

Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split

Panasonic Holdings Corp. ADR (PCRFY) symbol change to PCRHY

Pennsylvania Real Estate Investment Trust (PRETQ) delisting from OTC Markets, fund liquidation at $0.55624 per share

Suzuki Motor Corp. (SZKMY) 4-for-1 split

April 1, 2024​

3M Corporation (MMM) spinoff of Solventum Corporation (SOLV) at 1 SOLV for every 4 MMM

Panasonic Holdings Corp. ADR (PCRFY) delisting with no further information at this time

Pluri, Inc. (PLUR) 1-for-8 reverse split. Fractions rounded up to next whole share.

Global X Data Center REITs & Digital Infrastructure ETF (VPN) symbol change to DTCR

March 28, 2024​

DouYu International Holdings Ltd. (DOYU) 1-for-10 reverse split. Fractions retained

JOANN, Inc. (JOAN) demotion to OTC Markets, symbol change to JOANQ

Old Dominion Freight Line, Inc. (ODFL) 2-for-1 split

PGT Innovations, Inc. (PGTI) delisting - cash merger / buyout at $42.00 per share

March 27, 2024​

Longeveron, Inc. (LGVN) 1-for-10 reverse split. Fractions rounded up to next whole share.

Electrameccanica Vehicles Corp. (SOLO) delisting - acquisition / stock merger into Xos, Inc. (XOS) at 0.0143739 XOS for every SOLO share

Texas Pacific Land Trust (TPL) 3-for-1 split

March 26, 2024​

Agile Therapeutics, Inc. (AGRX) demotion to OTC Markets, symbol remains AGRX

CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol changed to CUROQ

Digital World Acquisition Corp. (DWAC) delisting - merger into Trump Media & Technology Group, Inc. (DJT)

Fisker, Inc. (FSR) demotion to OTC Markets, symbol changed to FSRN

MiX Telematics Limited (MIXT) delisting - acquisition / stock merger into PowerFleet, Inc. (PWFL) at 3.1905 PWFL for every MIXT share

March 25, 2024​

CymaBay Therapeutics, Inc. (CBAY) delisting - cash merger / buyout at $32.50 per share

FleetCor Technology Inc. (FLT) company name / symbol change to Corpay, Inc. (CPAY)

Interlink Electronics, Inc. (LINK) stock dividend at 0.5 additional shares for every share held

March 22, 2024​

Aterian, Inc. (ATER) 1-for-12 reverse split. Fractions retained

March 21, 2024​

Better Choice Company, Inc. (BTTR) 1-for-44 reverse split. Fractions rounded up to next whole share.

March 20, 2024​

Proterra, Inc. (PTRAQ) delisted from OTC Markets, positions removed as worthless

March 19, 2024​

Aeva Technologies, Inc. (AEVA) 1-for-5 reverse split. Fractions retained

Alteryx, Inc. (AYX) delisting - cash merger / buyout at $48.25 per share

Blackrock Capital Investment Corp. (BKCC) delisting - stock merger into BlackRock TCP Capital Corp. (TCPC) at 0.3834 TCPC for every BKCC share

Karuna Therapeutics, Inc. (KRTX) delisting - cash merger / buyout at $330.00 per share

LianBio (LIAN) demotion to OTC Markets, symbol changed to LIANY

Splunk, Inc. (SPLK) delisting - cash merger / buyout at $157.00 per share

March 18, 2024​

Better Therapeutics, Inc. (BTTX) demotion to OTC Markets, symbol remains BTTX

Yatsen Holding Limited (YSG) 1-for-5 reverse split. Fractions retained

March 15, 2024​

ReWalk Robotics Ltd. dba Lifeward (LFWD) 1-for-7 reverse split. Fractions retained

March 14, 2024​

Bowflex, Inc. (BFX) demotion to OTC Markets, symbol change to BFXXQ

Lordstown Motors Corp. (RIDEQ) company name / symbol change to Nu Ride, Inc. (NRDE)

March 13, 2024​

Sigma Additive Solutions, Inc. (SASI) company name / symbol change to NextTrip, Inc. (NTRP)

Science 37 Holdings, Inc. (SNCE) delisting - cash merger / buyout at $5.75 per share

Sovos Brands, Inc. (SOVO) delisting - cash merger / buyout at $23.00 per share

March 12, 2024​

CURO Group Holdings Corp. (CURO) demotion to OTC Markets, symbol remains CURO

March 11, 2024​

FaZe Holdings, Inc. (FAZE) delisting - acquisition / stock merger into GameSquare Holdings, Inc. (GAME) at 0.13091 GAME for every FAZE share

March 8, 2024​

Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol change to CRGEQ

Canoo, Inc. (GOEV) 1-for-23 reverse split. Fractions retained

Pagaya Technologies Ltd. (PGY) 1-for-12 reverse split. Fractions retained

March 7, 2024​

Express, Inc. (EXPR) demotion to OTC Markets, symbol remains EXPR

iShares North American Tech ETF (IGM) 6-for-1 split

iShares US Healthcare Providers ETF (IHF) 5-for-1 split

iShares U.S. Transportation ETF (IYT) 4-for-1 split

iShares PHLX Semiconductor ETF (SOXX) 3-for-1 split

March 4, 2024​

The Beachbody Company, Inc. (BODY) rebranding / symbol change to BODI

Healthpeak Properties, Inc. (PEAK) symbol change to DOC

March 1, 2024​

Physicians Realty Trust (DOC) delisting - acquisition / stock merger into Healthpeak Properties, Inc. (PEAK) at 0.674 PEAK for every DOC share

Edgio, Inc. (EGIO) 1-for-40 reverse split. Fractions retained.

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-3 reverse split. Fractions rounded up to next whole share.

Luther Burbank Corp. (LBC) delisting - acquisition / stock merger into WaFd, Inc. (WAFD) at 0.3353 WAFD for every LBC share

Veradigm, Inc. (MDRX) demotion to OTC Markets, symbol remains MDRX

February 29, 2024​

Celularity, Inc. (CELU) 1-for-10 reverse split. Fractions retained

Charge Enterprises, Inc. (CRGE) demotion to OTC Markets, symbol remains CRGE

February 28, 2024​

Landcadia Holdings II, Inc. (LCA) delisting - pending fund liquidation at rate TBD

Rover Group, Inc. (ROVR) delisting - cash merger / buyout at $11.00 per share

February 27, 2024​

CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol change to CORRQ

Phunware, Inc. (PHUN) 1-for-50 reverse split. Fractions rounded up to next whole share.

Timkensteel Corp. (TMST) company name / symbol change to Metallus, Inc. (MTUS)

February 26, 2024​

Apollo Medical Holdings, Inc. (AMEH) company name / symbol change to Astrana Health, Inc. (ASTH)

Wal-Mart, Inc. (WMT) 3-for-1 split

February 22, 2024​

Breakwave Dry Bulk Shipping ETF (BDRY) change of sponsor from ETF Manager's Trust to Amplify ETFs, no symbol change

iShares Core S&P Mid-Cap ETF (IJH) 5-for-1 stock split

AXS Cannabis ETF (THCX) delisting - fund liquidation at rate TBD

February 21, 2024​

Creatd, Inc. (VOCLD) symbol change to CRTD

Esports Entertainment Group, Inc. (GMBL) demotion to OTC Markets, symbol remains GMBL

SoFi Weekly Income ETF (TGIF) delisting - fund liquidation at $97.08926703 & income $0.18582286 per share

SoFi Weekly Dividend ETF (WKLY) delisting - fund liquidation at $49.25082364 & income $0.12167556 per share

February 20, 2024​

Aurora Cannabis, Inc. (ACB) 1-for-10 reverse split. Fractions retained.

Cooper Companies (COO) 4-for-1 stock split

Global X Health & Wellness Thematic ETF (BFIT) delisting - fund liquidation at rate TBD

Global X Next Emerging & Frontier ETF (EMFM) delisting - fund liquidation at rate TBD

Global X Cannabis ETF (POTX) delisting - fund liquidation at rate TBD

February 15, 2024​

Invitae Corporation (NVTA) symbol change to NVTAQ

MyMD Pharmaceuticals, Inc. (MYMD) 1-for-30 reverse split. Fractions rounded up to next whole share.

SunWorks, Inc. (SUNW) demotion to OTC Markets, symbol change to SUNWQ

February 14, 2024​

Precision Biosciences, Inc. (DTIL) 1-for-30 reverse split. Fractions retained.

E-Home Household Service Holdings Ltd. (EJH) 1-for-5 reverse split. Fractions rounded up to next whole share.

SharpLink Gaming Ltd. (SBET) corporate reorganization / redomicile from Israel to U.S. SharpLink Gaming, Inc. symbol remains SBET.

Vroom, Inc. (VRM) 1-for-80 reverse split. Fractions retained.

February 13, 2024​

ADDvantage Technologies Group, Inc. (AEY) demotion to OTC Markets, symbol change to AEYGQ

ImmunoGen, Inc. (IMGN) delisting - cash merger / buyout at $31.26 per share

SeaWorld Entertainment, Inc. (SEAS) company name / symbol change to United Parks & Resorts, Inc. (PRKS)

February 12, 2024​

Natura & Co Holding S.A. (NTCO) demotion to OTC Markets, symbol change to NTCOY

Quantum FinTech Acquisition Corp. (QFTA) delisting - stock merger into AtlasClear Holdings, Inc. (ATCH) at 1-for-1

February 9, 2024​

Central Garden & Pet Company (CENT) stock dividend / distribution of 1 class A share (CENTA) for every 4 CENT shares held

Tusimple Holdings, Inc. (TSP) symbol change to TSPH
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AgEagle Aerial Systems, Inc. (UAVS) 1-for-20 reverse split. Fractions retained.

February 7, 2024​

Invitae Corporation (NVTA) demotion to OTC Markets, symbol remains NVTA

February 6, 2024​

Cano Health, Inc. (CANO) demotion to OTC Markets, symbol change to CANOQ

NightHawk Biosciences, Inc. (NHWK) delisting - company name / symbol change to Scorpius Holdings, Inc. (SCPX)

February 5, 2024​

Volcon, Inc. (VLCN) 1-for-45 reverse split. Fractions retained

February 2, 2024​

BioSig Technologies, Inc. (BSGM) 1-for-10 reverse split. Fractions rounded up to next whole share.

Genprex, Inc. (GNPX) pending 1-for-40 reverse split. Fractions rounded up to next whole share. Allocation date TBD

February 1, 2024​

Ceridian HCM Holding Inc. (CDAY) delisting - company name change (d/b/a) and symbol change to Dayforce (DAY)

January 31, 2024​

COMSovereign Holding Corp. (COMS) demotion to OTC Markets, symbol remains COMS

January 30, 2024​

Arrival Ltd. (ARVL) delisting - demotion to OTC Markets, symbol change to ARVLF

Qiagen NV (QGEN) share consolidation and return of principal payment - 24.25-for-25 reverse split and $1.28 cash per old share (more information HERE)

ReWalk Robotics Ltd. (RWLK) delisting - company name change (d/b/a) and symbol change to Lifeward (LFWD)

January 29, 2024​

GroupOn, Inc. rights ("G035440") expired - positions removed as worthless

Hub Group, Inc. (HUBG) 2-for-1 stock split

Meta Materials, Inc. (MMAT) 1-for-100 reverse split. Fractions rounded up to next whole share.

Flutter Entertainment plc (PDYPF) exchange update from OTC Markets to NYSE, symbol change to FLUT

The following ETFs have changed sponsors from ETFMG to Amplify ETFs, no symbol change:

January 25, 2024​

Core Scientific, Inc. (CORZQ) delisting - bankruptcy reorganization completed. Holders will receive 0.1 new CORZ stock, 0.253244 CORZW warrant, 0.211037 CORZZ warrant and 1 escrow share for each share of CORZQ

Inovio Pharmaceuticals, Inc. (INO) 1-for-12 reverse split. Fractions retained.

Lizhi, Inc. (LIZI) delisting - company name / symbol change to Sound Group, Inc. (SOGP)

Orchard Therapeutics plc (ORTX) delisting - acquired at $15.90 cash and 10 contingent value rights per share of ORTX

January 24, 2024​

Inseego Corp. (INSG) 1-for-10 reverse split. Fractions retained.

Mirati Therapeutics, Inc. (MRTX) delisting - merger / buyout at $58.00 cash and 1 contingent value right per share of MRTX

United States Natural Gas Fund, LP (UNG) 1-for-4 reverse split. Fractions retained.

Creatd, Inc. (VOCL) symbol change to VOCLD, pending 1-for-500 reverse split

January 22, 2024​

Nuvve Holding Corp. (NVVE) 1-for-40 reverse split. Fractions rounded up to next whole share.

Spirit Realty Capital, Inc. (SRC) delisting - acquisition / stock merger into Realty Income Corporation (O) at 0.762 O for every SRC share held

January 18, 2024​

Pennsylvania Real Estate Investment Trust (PRET) demotion to OTC Markets, symbol change to PRETQ

January 17, 2024​

Ault Alliance, Inc. (AULT) 1-for-25 reverse split. Fractions retained.

Bluegreen Vacations Holding Corp. (BVH) delisting - cash merger / buyout at $75.00 per share

January 10, 2024​
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Tremor International Ltd. (TRMR) delisting - company name / symbol change to Nexxen International Ltd. (NEXN)

January 9, 2024​
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Audacy, Inc. (AUDA) demotion to OTC Markets, symbol change to AUDAQ

Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at $7.60 per share

Titan Pharmaceuticals, Inc. (TTNP) 1-for-20 reverse split. Fractions rounded up to next whole share. Allocation date TBD

January 8, 2024​
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Eiger BioPharmaceuticals, Inc. (EIGR) 1-for-30 reverse split. Fractions retained.

Oncternal Therapeutics, Inc. (ONCT) 1-for-20 reverse split. Fractions retained.

January 5, 2024​

AppHarvest, Inc. (APPHQ) delisted from OTC Markets. Positions removed as worthless

Chico's FAS, Inc. (CHS) delisting - cash merger / buyout at rate TBD

Document Security Systems, Inc. (DSS) 1-for-20 reverse split. Fractions rounded up to next whole share.

Nemaura Medical, Inc. (NMRD) demotion to OTC Markets, symbol remains NMRD

RumbleON rights (placeholder symbol R049447) expired, Positions removed as worthless

January 4, 2024​

Livent Corp. (LTHM) delisting - merger with Allkem Ltd. to form new Arcadium Lithium plc (ALTM) . Holders will receive 2.406 shares ALTM for every LTHM share.

January 3, 2024​

Flex Ltd. (FLEX) spinoff of remaining stake in Nextracker, Inc. (NXT) at rate TBD

January 2, 2024

Dish Network Corp. (DISH) delisting - stock merger into EchoStar Corp. (SATS) at 0.350877 SATS for every DISH share

FREYR Battery (FREY) incorporation redomiciled to the United States from Luxembourg and CUSIP change. Symbol remains FREY

Lazard Ltd. (LAZ) conversion from limited partnership to C-corporation and CUSIP change. Symbol remains LAZ

December 29, 2023

Avalo Therapeutics, Inc. (AVTX) 1-for-240 reverse split. Fractions rounded up to next whole share.

Eneti, Inc. (NETI) delisting - cash merger / buyout at $11.36755 per share

December 28, 2023

Ebix, Inc. (EBIX) demotion to OTC Markets, symbol change to EBIXQ

December 27, 2023

AEye, Inc. (LIDR) 1-for-30 reverse split. Fractions retained.

​December 26, 2023

LiveVox Holdings, Inc. (LVOX) delisting - cash merger / buyout at $3.74 per share

December 22, 2023

Dune Acquisition Corp. (DUNE) delisting - stock merger into Global Gas Corporation (HGAS) at 1-for-1

Esports Entertainment Group, Inc. (GMBL) 1-for-400 reverse split. Fractions rounded up to next whole share.

December 21, 2023

Impel Pharmaceuticals, Inc. (IMPL) symbol change to IMPLQ

Mullen Automotive, Inc. (MULN) 1-for-100 reverse split. Fractions rounded up to next whole share.

December 20, 2023

Bone Biologics Corp. (BBLG) 1-for-8 reverse split. Fractions retained.

Canopy Growth Corp. (CGC) 1-for-10 reverse split. Resulting fractional shares dropped.

Farfetch Limited (FTCH) demotion to OTC Markets, symbol change to FTCHF

Micromobility.com, Inc. (MCOM) demotion to OTC Markets, symbol remains MCOM

comScore, Inc. (SCOR) 1-for-20 reverse split. Fractions retained.

Sidus Space, Inc. (SIDU) 1-for-100 reverse split. Fractions rounded up to next whole share.

December 19, 2023

Neoleukin Therapeutics, Inc. (NLTX) delisting - 1-for-4 reverse split, then 1-for-1 merger into Neurogene, Inc. (NGNE) and 1 non-tradable CVR

TFF Pharmaceuticals, Inc. (TFFP) 1-for-25 reverse split. Fractions retained.

​December 18, 2023

Cyclacel Pharmaceuticals, Inc. (CYCC) 1-for-15 reverse split. Fractions retained.

Impel Pharmaceuticals, Inc. (IMPL) demotion to OTC Markets, symbol remains IMPL

Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) delisting - fund merger into Virtus Stone Harbor Emerging Markets Income Fund (EDF) at 1.153733 EDF for each EDI share

Vapotherm, Inc. (VAPO) demotion to OTC Markets, symbol remains VAPO

17 Education & Technology Group, Inc. (YQ) 1-for-5 reverse split. Fractions retained.

December 15, 2023

Lufax Holding Ltd. (LU) 1-for-4 reverse split. Fractions retained.

December 14, 2023

Arlington Asset Investment Corp. (AAIC) delisting - cash & stock merger at $0.09 cash and 0.3619 share of Ellington Financial, Inc. (EFC) for every AAIC share

Navios Maritime, Inc. (NM) delisting - cash merger / buyout at $2.28 per share

RumbleOn, Inc. rights (placeholder symbol "R049447") expired - positions removed as worthless

Seagen, Inc. (SGEN) delisting - cash merger / buyout at $229.00 per share

​December 12, 2023

Applied UV, Inc. (AUVI) 1-for-25 reverse split. Fractions rounded up to next whole share.

UpHealth, Inc. (UPH) demotion to OTC Markets, symbol change to UPHL

December 11, 2023

Aurora Mobile Limited (JG) 1-for-20 reverse split. Fractions retained.

Synchronoss Technologies, Inc. (SNCR) 1-for-9 reverse split. Fractions rounded up to next whole share.

December 8, 2023

BSQUARE Corporation (BSQR) delisting - cash merger / buyout at $1.90 per share

CF Acquisition IV Corp. (CFIV) delisting - fund liquidation at $10.57052954 per share

Science 37 Holdings, Inc. (SNCE) 1-for-20 reverse split. Fractions rounded up to next whole share.

Instil Bio, Inc. (TIL) 1-for-20 reverse split. Fractions retained.

​December 7, 2023

PAVmed, Inc. (PAVM) 1-for-15 reverse split. Fractions rounded up to next whole share.

December 6, 2023

Abcam plc (ABCM) delisting - cash merger / buyout at $24.00 per share

Cazoo Group Ltd. (CZOO) 1-for-100 reverse split. Fractions retained.

ContraFect Corporation (CFRX) demotion to OTC Markets, symbol change to CFRXQ

December 4, 2023

CorEnergy Infrastructure Trust, Inc. (CORR) demotion to OTC Markets, symbol remains CORR

Hut 8 Mining Corp. (HUT) 1-for-5 reverse split. Fractions retained.

Direxion Daily S&P Biotech Bull 3X Shares (LABU) 1-for-20 reverse split. Cash in lieu of fractional shares.

Micromobility.com, Inc. (MCOM) 1-for-150 reverse split. Fractions rounded up to next whole share.

Direxion Daily 20+ Yr Treasury Bull 3X ETF (TMF) 1-for-10 reverse split. Fractions retained.

December 1, 2023

Incannex Healthcare Ltd. (IXHL) 1-for-4 reverse split. Fractions retained.

Holly Energy Partners, L.P. (HEP) delisting - merger at 0.315 HF Sinclair Corp. (DINO) and $4.00 cash for every HEP share

Worthington Industries, Inc. (WOR) spinoff of new Worthington Steel, Inc. (WS) at 1-for-1

Kelly CRISPR Gene Editing Technology ETF (XDNA) delisting - pending fund liquidation as $7.2911 per share return of principal and $0.0935 per share income

​November 30, 2023

CF Acquisition Corp. VIII (CFFE) delisting - stock merger at 1-for-1 into XBP Europe Holdings, Inc. (XBP)

Ikonics Corporation CVR (symbol "H093205") payout at $0.6833 per share

Veritiv Corp. (VRTV) delisting - cash merger / buyout at $170.00 per share

November 29, 2023

iBio, Inc. (IBIO) 1-for-20 reverse split. Fractions retained.

November 28, 2023

Aeglea BioTherapeutics, Inc. (AGLE) company name / symbol change to Spyre Therapeutics, Inc. (SYRE)

Hersha Hospitality Trust (HT) delisting - cash merger / buyout at $10.00 per share

November 27, 2023

ZIVO Bioscience, Inc. (ZIVO) demotion to OTC Markets. Symbol remains ZIVO

November 24, 2023

Sonendo, Inc. (SONX) demotion to OTC Markets. Symbol remains SONX

​November 22, 2023

Acer Therapeutics, Inc. (ACER) delisting - acquisition stock merger into Zevra Therapeutics, Inc. (ZVRA) at 0.121 ZVRA and 1 non-tradable CVR for every ACER share

The Beachbody Company, Inc. (BODY) 1-for-50 reverse split. Fractions retained.

NeuroMetrix, Inc. (NURO) 1-for-8 reverse split. Fractions retained.

November 21, 2023

Spark Networks SE (LOVLY) symbol change to LOVLQ

​November 17, 2023

Mallinckrodt PLC (MNKTQ) delisting from OTC Markets, positions removed as worthless

Moxian, Inc. (MOXC) company name / symbol change to Abits Group, Inc. (ABTS)

PetroChina Co. Ltd. (formerly PTRCY) payout on ADS termination at $66.536476 per share, allocation date unknown

Sculptor Capital Management, Inc. (SCU) delisting - cash merger / buyout at $12.70 per share

Trivago N.V. (TRVG) 1-for-5 reverse split. Fractions retained.

November 16, 2023

ADDvantage Technologies Group, Inc. (AEY) 1-for-10 reverse split. Fractions retained.

November 15, 2023

Celsius Holdings, Inc. (CELH) 3-for-1 split

Rail Vision Ltd. (RVSN) 1-for-8 reverse split. Fractions rounded up to next whole share.

Cabana Target Drawdown 5 ETF (TDSA) delisting - pending fund liquidation at rate TBD

November 14, 2023

Blue Apron Holdings, Inc. (APRN) delisting - cash merger / buyout at $13.00 per share​

November 13, 2023

Global X Founder-Run Companies ETF (BOSS) delisting - pending fund liquidation at rate TBD

Party City Holdco Inc. (PRTYQ) delisting from OTC Markets. Positions removed as worthless

Viper Energy Partners LP (VNOM) corporate reorg. and CUSIP change. Symbol remains VNOM

Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) delisting - pending fund liquidation at rate TBD

November 10, 2023

Acer Therapeutics Inc. (ACER) exchange update to OTC Markets, symbol remains ACER

November 9, 2023

ContraFect Corporation (CFRX) exchange update to OTC Markets, symbol remains CFRX

Federated National Holding Co. (FNHCQ) delisting from OTC Markets, final details TBD

HelioGen, Inc. (HLGN) exchange update to OTC Markets, symbol remains HLGN

Intercept Pharmaceuticals, Inc. (ICPT) delisting - cash merger / buyout at $19.00 per share

November 8, 2023

Avid Technology Inc. (AVID) delisting - cash merger / buyout at $27.05 per share

New Relic, Inc. (NEWR) delisting - cash merger / buyout at rate TBD

Hostess Brands, Inc. (TWNK) delisting - pending cash & stock merger at rate TBD

WeWork, Inc. (WE) demotion to OTC Markets, symbol change to WEWKQ

November 7, 2023

Novo Integrated Sciences, Inc. (NVOS) 1-for-10 reverse split. Fractions rounded up to next whole share.

PolyMet Mining Corp. (PLM) delisting - cash merger / buyout at $2.11 per share

November 6, 2023

Overstock.com, Inc. (OSTK) delisting - company name / symbol change to Beyond, Inc. (BYON)

Tabula Rasa Healthcare, Inc. (TRHC) delisting - cash merger / buyout at $10.50 per share

November 3, 2023

Cano Health, Inc. (CANO) 1-for-100 reverse split. Fractions retained.

Crestwood Equity Partners LP (CEQP) delisting - stock merger into Energy Transfer LP (ET) at 2.07 ET for every CEQP share

Logiq, Inc. (LGIQ) spinoff of DLQ, Inc. then DLQ merger with Abri SPAC I, Inc. (ASPA) to form Collective Audience, Inc. (CAUD)

November 2, 2023

Bunge Ltd. (BG) merger with Viterra, Inc. to form Bunge Global SA. Symbol remains BG

Denbury, Inc. (DEN) delisting - acquisition by Exxon Mobil (XOM). Holders will receive 0.84 XOM for every DEN share

WP Carey, Inc. (WPC) spinoff of Net Lease Office Properties (NLOP) at 1 NLOP for every 15 WPC shares

​November 1, 2023

Earthstone Energy, Inc. (ESTE) delisting - stock merger into Permian Resources Corp. (PR) at 1.446 PR shares for every ESTE share

Nautilus, Inc. (NLS) company name / symbol change to Bowflex, Inc. (BFX)

Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets, symbol change to SUNLQ

​October 31, 2023

Fiesta Restaurant Group, Inc. (FRGI) delisting - cash merger / buyout at $8.50 per share

October 30, 2023

Enthusiast Gaming Holdings Inc. (EGLX) symbol change to EGLXF, exchange update to OTC Markets

October 27, 2023

ZIVO Bioscience, Inc. (ZIVO) 1-for-6 reverse split. Fractions retained.

October 23, 2023

Mueller Industries, Inc. (MLI) 2-for-1 split

WisdomTree Growth Leaders Fund (PLAT) delisting - pending fund liquidation at $30.251576 per share

October 20, 2023

Otonomo Technologies Ltd. (OTMO) delisting - stock merger into Urgent.ly Inc. (ULY) at 0.51756 ULY for each OTMO share held. Fractional shares 0.5+ rounded up to next whole share.

​October 19, 2023

Perception Capital Corp. II units (PCCTU) delisting - stock merger into 1 Spectaire Holdings, Inc. (SPEC) and 0.5 Spectaire warrant (SPECW) for each PCCTU share held

Shift Technologies, Inc. (SFT) demotion to OTC Markets, symbol change to SFTGQ

October 18, 2023

Oriental Culture Holding Ltd. (OCG) 1-for-5 reverse split. Fractions rounded up to next whole share.

REE Automotive Ltd. (REE) 1-for-30 reverse split. Fractions rounded up to next whole share.

October 17, 2023

Inspirato, Inc. (ISPO) 1-for-20 reverse split. Cash in lieu of fractional shares

NCR Corporation (NCR) delisting - company name and symbol change to NCR Voyix Corporation (VYX) and spinoff of new NCR Atleos Corporation (NATL) at 0.5 NATL for every VYX share

Rite Aid Corporation (RAD) demotion to OTC Markets, symbol change to RADCQ

October 16, 2023

Activision Blizzard, Inc. (ATVI) delisting - cash merger / buyout at $95.00 per share

AquaBounty Technologies, Inc. (AQB) 1-for-20 reverse split. Fractions rounded up to next whole share.

EBET, Inc. (EBET) demotion to OTC Markets, symbol remains EBET

IronNet, Inc. (IRNT) demotion to OTC Markets, symbol change to IRNTQ

Volcon, Inc. (VLCN) 1-for-5 reverse split. Cash in lieu of fractional shares

October 13, 2023

T2 Biosystems, Inc. (TTOO) 1-for-100 reverse split. Cash in lieu of fractional shares

October 12, 2023

Zynerba Pharmaceuticals, Inc. (ZYNE) delisting - pending merger at rate TBD

October 11, 2023

Edesa Biotech, Inc. (EDSA) 1-for-7 reverse split. Cash in lieu of fractional shares

National Instruments Corp. (NATI) delisting - cash merger / buyout at $60.00 per share

October 10, 2023

Fortress Biotech, Inc. (FBIO) 1-for-15 reverse split. Cash in lieu of fractional shares

October 9, 2023

Spruce Power Holding Corp. (SPRU) 1-for-8 reverse split. Cash in lieu of fractional shares

October 6, 2023

Horizon Therapeutics plc (HZNP) delisting - cash merger / buyout at $116.50 per share

VivoPower International plc (VVPR) 1-for-10 reverse split. Fractions rounded up to next whole share.

October 5, 2023

AngloGold Ashanti plc (AU) corporate reorg. / CUSIP change. Symbol remains AU

Aethlon Medical, Inc. (AEMD) 1-for-10 reverse split

Kaleyra, Inc. (KLR) delisting - cash merger / buyout at $7.25 per share. Anticipated allocation date Oct 11

October 4, 2023

Denbury, Inc. Class B warrants (DNRRW) expired, positions removed as worthless.

Lithium Americas Corp. (LAC) corporate reorg. / split into new Lithium Americas Corp. (LAC) and Lithium Americas (Argentina) Corp. (LAAC). Holders will receive 1 share of new LAC and 1 share of LAAC for each old LAC share held.

Longeveron, Inc. rights (LGVNR) expired, positions removed as worthless.

Novartis AG (NVS) spinoff of Sandoz Group AG (OTC: SDZNY). Holders will receive 0.2 SDZNY for every NVS share held.

Smile Direct Club (SDC) demotion to OTC Markets, symbol change to SDCCQ

October 3, 2023

Atlas Energy Solutions Inc. (AESI) corporate reorg. / CUSIP change. Symbol remains AESI

Athenex, Inc. (ATNXQ) delisting from OTC Markets, no further information at this time

IRSA Inversiones y Representaciones S.A. (IRS) corporate reorg. and 0.907804514-for-1 reverse split. Symbol remains IRS

Vacasa, Inc. (VCSA) 1-for-20 reverse split

October 2, 2023

Aegon N.V. (AEG) corporate reorg. / CUSIP change. Symbol remains AEG

Aramark Corporation (ARMK) spinoff of Vestis Corporation (VSTS). Holders will receive 1 VSTS for every 2 ARMK shares held

Armour Residential REIT (ARR) 1-for-5 reverse split

Danaher Corporation (DHR) spinoff of Veralto Corporation (VLTO). Holders will receive 1 VLTO for every 3 DHR shares held

EBET, Inc. (EBET) 1-for-30 reverse split

Kellogg Co. (K) name change to Kellanova, Inc. and spinoff of WK Kellogg Co. (KLG). Holders will receive 1 KLG for every 4 K shares held

PhenomeX, Inc. (CELL) delisting - cash merger / buyout at $1.00 per share

Skillsoft Corp. (SKIL) 1-for-20 reverse split

September 29, 2023
​
Fathom Digital Manufacturing (FATH) 1-for-20 reverse split
​
​September 28, 2023
​
Safe & Green Holdings Corp. (SGBX) spinoff of Safe & Green Development Corp. (SGD). Holders will receive 0.1862 SGD for every SGBX share held.

Synlogic Inc (SYBX) 1-for-15 reverse split

XWELL, Inc. (XWEL) 1-for-20 reverse split
​
​September 27, 2023
​
Triton International Limited (TRTN) delisting - cash and stock merger. Holders will receive $54.61 cash and 0.758545 shares Brookfield Infrastructure Corp. (BIPC) for each TRTN share
​
​September 26, 2023
​
Decibel Therapeutics, Inc. (DBTX) delisting - cash merger / buyout at $4.00 cash and one non-tradable CVR per DBTX share held
​
Digital Media Solutions, Inc. (DMS) symbol change to DMSL

Reata Pharmaceuticals Inc (RETA) delisting - cash merger / buyout at $172.50 per share

Sunlight Financial Holdings, Inc. (SUNL) demotion to OTC Markets. Symbol remains SUNL

​September 25, 2023
​
Magellan Midstream Partners, L.P. (MMP) delisting - cash & stock merger at $25.00 cash and 0.667 shares OKE for every MMP share held
​
Neoleukin Therapeutics, Inc. (NLTX) 1-for-25 reverse split. Cash in lieu will be paid for fractional share holder level.
​
AngloGold Ashanti Ltd ADR (AU) - Holders to receive 1:1 Share of new cusip G0378L100 - Symbol remained the same.
​
​September 22, 2023
​
Cepton Technologies, Inc. (CPTN) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.
​
Precipio, Inc. (PRPO) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.
​
Sigma Additive Solutions, Inc. (SASI) 1-for-20 reverse split. Fractions are rounded up for next full share.
​
​September 21, 2023
​
Sonder Holdings, Inc. (SOND) 1-for-20 reverse split. Cash in lieu will be paid for fractional share holder level.
​
​September 20, 2023

Novo Nordisk A/S (NVO) 2-for-1 split.
​
Lizhi Inc. (LIZI) 1-for-10 reverse split. Cash in lieu will be paid for fractional share holder level.
​
Wejo Group Ltd. - Symbol Change from (WEJOQ) to (WEJOF)
​

September 19, 2023
​
Lightning eMotors, Inc. Symbol Change from (ZEV) to (ZEVY)
​
​September 18, 2023
​
Ayro, inc. (AYRO) 1-for-8 reverse split. The fractional shares will be rounded up to the next whole share on a beneficial holder level.
​
Planet 13 Holdings Inc. (PLNHF) Stock Merger 1:1 - Symbol Change - (PLNH)
​
​September 14, 2023

Astra Space, Inc. (ASTR) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

September 13, 2023

The Necessity Retail REIT, Inc. (RTL) delisting - stock merger into Global Net Lease, Inc. (GNL) at 0.67 GNL for each RTL share. Cash-in-lieu of fractional shares

September 12, 2023

World Wrestling Entertainment, Inc. (WWE) delisting - stock merger at 1-for-1 into TKO Group Holdings, Inc. (TKO)

September 11, 2023

American Battery Technology Co. (ABML) symbol change to ABMLD and 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Drive Shack, Inc. rights (placeholder symbol "D054057") expired - positions removed as worthless

Super League Gaming, Inc. (SLGG) company name / symbol change to Super League Enterprise, Inc. (SLE) and 1-for-20 reverse split

Surface Oncology, Inc. (SURF) delisting - merger into Coherus Biosciences, Inc. (CHRS) at 0.196 CHRS and 1 non-tradable CVR per SURF share

September 8, 2023

Aeglea BioTherapeutics, Inc. (AGLE) 1-for-25 reverse split

iBET Sports Betting & Gaming ETF (IBET) delisting - pending fund liquidation at $10.33727 per share

Spark Networks SE (LOV) demotion to OTC Markets, symbol change to LOVLY

September 7, 2023

BiondVax Pharmaceuticals Ltd. (BVXV) delisting - company name / symbol change to Scinai Immunotherapeutics Ltd. (SCNI)

September 6, 2023

Springbig Holdings, Inc. (SBIG) demotion to OTC Markets, symbol remains SBIG

September 5, 2023

Black Knight, Inc. (BKI) delisting - cash merger at $75.867 per share

WeWork, Inc. (WE) 1-for-40 reverse split

September 1, 2023

Heliogen, Inc. (HLGN) 1-for-35 reverse split

Schnitzer Steel Industries, Inc. (SCHN) delisting - company name / symbol change to Radius Recycling, Inc. (RDUS)

Sonnet BioTherapeutics Holdings, Inc. (SONN) 1-for-22 reverse split

August 31, 2023

Express, Inc. (EXPR) 1-for-20 reverse split

Spire Global, Inc. (SPIR) 1-for-8 reverse split

August 30, 2023

AmerisourceBergen Corp. (ABC) delisting - company name / symbol change to Cencora, Inc. (COR)

Genius Group Ltd. (GNS) pending stock spinoff - details TBD

August 29, 2023

Digital Media Solutions, Inc. (DMS) 1-for-15 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Mallinckrodt PLC (formerly MNK) re-listed on OTC Markets, symbol change to MNKTQ

Orbital Infrastructure Group, Inc. (OIG) demotion to OTC Markets, symbol change to OIGBQ

Rush Enterprises, Inc. (RUSHA) 3-for-2 split

August 28, 2023

Faraday Future Intelligent Electric, Inc. (FFIE) 1-for-80 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Invesco Dynamic Market ETF (PWC) fund name / symbol change to Invesco Bloomberg MVP Multi-factor ETF (BMVP)

Invesco Dynamic Networking ETF (PXQ) fund name / symbol change to Invesco Next Gen Connectivity ETF (KNCT)

August 25, 2023

AMC Entertainment Preferred Equity Units (APE) delisting - conversion into common AMC stock at 0.1 AMC per APE share

Ideanomics, Inc. (IDEX) 1-for-125 reverse split

August 24, 2023

AMC Entertainment Holdings, Inc. (AMC) 1-for-10 reverse split

Momentus, Inc. (MNTS) 1-for-50 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Republic First Bancorp, Inc. (FRBK) demotion to OTC Markets, symbol remains FRBK

August 23, 2023

ForgeRock, Inc. (FORG) delisting - cash merger / buyout at $23.25 per share

Sunlight Financial Holdings, Inc. (SUNL) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

August 22, 2023

Copart, Inc. (CPRT) 2-for-1 split

Sempra Energy (SRE) 2-for-1 split

August 21, 2023

Amyris, Inc. (AMRS) demotion to OTC Markets, symbol change to AMRSQ

August 18, 2023

Arconic Corporation (ARNC) delisting - cash merger / buyout at $30.00 per share

Ra Medical Systems, Inc. (RMED) company name / symbol change to Catheter Precision, Inc. (VTAK)

Urstadt Biddle Properties, Inc. (UBA) delisting - stock merger into Regency Centers Corp. (REG) at 0.347 REG for each UBA share

VapoTherm, Inc. (VAPO) 1-for-8 reverse split

August 17, 2023

Proterra, Inc. (PTRA) demotion to OTC Markets, symbol change to PTRAQ

Yellow Corporation (YELL) demotion to OTC Markets, symbol change to YELLQ

August 16, 2023

Energous Corporation (WATT) 1-for-20 reverse split

August 15, 2023

Crown ElectroKinetics Corp. (CRKN) 1-for-60 reverse split

Diebold Nixdorf, Inc. (DBDQQ) delisting - bankruptcy restructuring, positions removed as worthless

August 14, 2023

The Howard Hughes Corporation (HHC) company name / symbol change to Howard Hughes Holdings, Inc. (HHH)

August 11, 2023

Mullen Automotive, Inc. (MULN) 1-for-9 reverse split

August 10, 2023

QualTek Services, Inc. (QTEKQ) delisted from OTC Markets - positions removed as worthless

Lottery.com (LTRY) 1-for-20 reverse split

August 9, 2023

AXS Cannabis ETF (THCX) 1-for-10 reverse split

DICE Therapeutics Inc. (DICE) delisting - cash merger / buyout at $48.00 per share

August 7, 2023

Bionano Genomics, Inc. (BNGO) 1-for-10 reverse split

PDC Energy, Inc. (PDCE) delisting - stock merger into Chevron Corp. (CVX) at 0.4638 CVX for each share of PDCE

August 4, 2023

Fangdd Network Group Ltd. (DUO) 1-for-15 reverse split

ExlService Holdings, Inc. (EXLS) 5-for-1 split

Formula One Group series A (FWONA) corporate reorg. - holders will receive 1 share of new Formula One series A (FWONA) and 0.0428 share of new Liberty Live Group series A (LLYVA) for each old share

Formula One Group series C (FWONK) corporate reorg. - holders will receive 1 share of new Formula One series C (FWONK) and 0.0428 share of new Liberty Live Group series C (LLYVK) for each old share

Liberty SiriusXM Group series A (LSXMA) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series A (LSXMA) and 0.25 share of new Liberty Live Group series A (LLYVA) for each old share

Liberty SiriusXM Group series C (LSXMK) corporate reorg. - holders will receive 1 share of new Liberty SiriusXM Group series C (LSXMK) and 0.25 share of new Liberty Live Group series C (LLYVK) for each old share

Otonomo Technologies Ltd. (OTMO) 1-for-15 reverse split

August 3, 2023

Embark Technology, Inc. (EMBK) delisting - cash merger / buyout at $2.88 per share

Virgin Orbit Holdings, Inc. (VORBQ) delisted - pending bankruptcy proceedings

August 2, 2023

AppHarvest, Inc. (APPH) demotion to OTC Markets, symbol change to APPHQ

ExlService Holdings, Inc. (EXLS) 5-for-1 stock split

Home Point Capital, Inc. (HMPT) delisting - cash merger / buyout, details TBD

August 1, 2023

Spectrum Pharmaceuticals, Inc. (SPPI) delisting - stock merger into Assertio Holdings, Inc. (ASRT) at 0.1783 ASRT and one non-tradable CVR for each share of SPPI

July 31, 2023

Audacy, Inc. (AUDAD) symbol change back to AUDA

July 28, 2023

Aerojet Rocketdyne Holdings, Inc. (AJRD) delisting - cash merger / buyout at $58.00 per share

BIOLASE, Inc. (BIOL) 1-for-100 reverse split

Katapult Holdings, Inc. (KPLT) 1-for-25 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Ontrak, Inc. (OTRK) 1-for-6 reverse split. Fractions rounded up to next full share on beneficiary holder level.

July 27, 2023

View, Inc. (VIEW) 1-for-60 reverse split

July 26, 2023

Clovis Oncology, Inc. (CLVSQ) delisted from OTC Markets, positions removed as worthless

ViewRay, Inc (VRAY) demotion to OTC Markets, symbol change to VRAYQ

July 24, 2023

Sono Group N.V. (SEV) demotion to OTC Markets, symbol change to SEVCQ

July 21, 2023

BTCS, Inc. (BTCS) distribution of Series V preferred stock at 1-for-1. Shares will not be exchange-listed, further information HERE

Berkshire Grey, Inc. (BGRY) delisting - cash merger / buyout at $1.40 per share

Life Storage, Inc. (LSI) delisting - stock merger into Extra Space Storage, Inc. (EXR) at 0.895 EXR for every LSI share

July 20, 2023

Colombier Acquisition Corp. (CLBR) delisting - merger / acquisition to become PSQ Holdings, Inc. (PSQH)

Liberty Media Corp. - Formula 1 series A (FWONA) and series C (FWONK) holders will receive a distribution of 0.02896 Atlanta Braves Holdings, Inc. series C (BATRK) shares for each Formula 1 share held

July 19, 2023

Liberty Media Corp. - Braves Group (BATRA) corporate reorg. / company name change to Atlanta Braves Holdings, Inc. Symbol remains BATRA

Liberty Media Corp. - Braves Group series C (BATRK) corporate reorg. / company name change to Atlanta Braves Holdings, Inc (series C). Symbol remains BATRK

July 17, 2023

Invesco NASDAQ Internet ETF (PNQI) 5-for-1 split

Invesco S&P Small-Cap Energy ETF (PSCE) 1-for-5 reverse split

Invesco Dynamic Semiconductors ETF (PSI) 3-for-1 split

Invesco Global-Listed Private Equity ETF (PSP) 1-for-5 reverse split

Invesco DWA Healthcare Momentum ETF (PTH) 3-for-1 split

Invesco Dynamic Market ETF (PWC) 3-for-1 split

Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RSPD) 3-for-1 split

Invesco S&P 500® Equal Weight Healthcare ETF (RSPH) 10-for-1 split

Invesco S&P 500® Equal Weight Materials ETF (RSPM) 5-for-1 split

Invesco S&P 500® Equal Weight Industrials ETF (RSPN) 5-for-1 split

Invesco S&P 500® Equal Weight Consumer Staples ETF (RSPS) 5-for-1 split

Invesco S&P 500® Equal Weight Technology ETF (RSPT) 10-for-1 split

Invesco S&P 500® Equal Weight Utilities ETF (RSPU) 2-for-1 split

July 13, 2023

Azure Power Global Ltd. (AZRE) demotion to OTC Markets, symbol change to AZREF

July 12, 2023

Accelerate Diagnostics, Inc. (AXDX) 1-for-10 reverse split

Hive Blockchain Technologies Ltd. (HIVE) corporate reorg. / company name change to HIVE Digital Technologies Ltd. Symbol remains HIVE

Lannett Company, Inc. (LCINQ) delisting from OTC Markets, positions removed as worthless

Tattooed Chef, Inc. (TTCF) demotion to OTC Markets, symbol change to TTCFQ

July 10, 2023

BorgWarner, Inc. (BWA) spinoff of PHINIA, Inc. (PHIN) at 1 PHIN for every 5 BWA shares

Everest Re Group, Ltd. (RE) company name / symbol change to Everest Group, Ltd. (EG)

July 7, 2023

Lordstown Motors Corp. (RIDE) demotion to OTC Markets, symbol change to RIDEQ

Organigram Holdings, Inc. (OGI) 1-for-4 reverse split

July 6, 2023

Owl Rock Capital Corporation (ORCC) company name / symbol change to Blue Owl Capital Corporation (OBDC)

Sarcos Technology & Robotics Corp. (STRC) 1-for-6 reverse split

July 5, 2023

Agrify Corp. (AGFY) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

BioFrontera, Inc. (BFRI) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Laboratory Corp. of America (LH) spinoff of new Fortrea Holdings, Inc. (FTRE) at 1-for-1

July 3, 2023

BGC Partners, Inc. (BGCP) corporate reorg., name / symbol change to BGC Group, Inc. (BGC)

Monitronics International, Inc. (SCTYQ) delisting - cash merger / buyout complete, final payout of $0.12906 per share

U.S. Xpress Enterprises, Inc. (USX) delisting - cash merger / buyout at $6.15 per share

June 30, 2023

Advanced Human Imaging Ltd. (AHI) 1-for-4 reverse split

Audacy, Inc. (AUDA) 1-for-30 reverse split

Doma Holdings, Inc. (DOMA) 1-for-25 reverse split

Loyalty Ventures, Inc. (LYLT) bankruptcy reorganization - shares removed as worthless

June 29, 2023

BELLUS Health, Inc. (BLU) delisting - pending cash merger / buyout at $14.75 per share

Qualtrics International, Inc. (XM) delisting - cash merger / buyout at $18.15 per share

June 27, 2023

China Petroleum & Chemical Corp. Ltd. (placeholder symbol "C008452", formerly SNPTY) ADR termination - final payout at $61.615444 per share

June 26, 2023

Genius Brands International, Inc. (GNUS) company name / symbol change to Kartoon Studios, Inc. (TOON)

Invesco Conservative Multi-Asset Allocation ETF (PSMC) delisting - pending fund liquidation at $12.06432 per share

Invesco Growth Multi-Asset Allocation ETF (PSMG) delisting - pending fund liquidation at $16.64029 per share (full list HERE)

Skillz, Inc. (SKLZ) 1-for-20 reverse split

June 23, 2023

Ault Alliance, Inc. (AULT) spin-off of Imperalis Holding Corp. shares, details TBD

Hexo Corp. (HEXO) delisting - merger into TLRY stock at 0.4352-for-1

Shapeways, Inc. (SHPW) 1-for-8 reverse split

ProShares Ultra VIX Short-Term Futures ETF (UVXY) 1-for-10 reverse split

ProShares VIX Short-Term Futures (VIXY) 1-for-5 reverse split

Thomson Reuters, Inc. (TRI) corporate reorg. / cash distribution. Holders will receive $4.67 cash and 0.963957 new TRI shares for each old share. Further details HERE

June 22, 2023

Pulse Biosciences, Inc. (PLSE) warrants expired - Payout at $0.01 per warrant

Ramaco Resources, Inc. (METC) corporate reorg. / spinoff of new shares - Class A shares, symbol remains METC, new Class B shares symbol METCB at 0.2-for-1.

Further details HERE

June 21, 2023

illumin Holdings, Inc. (ILLM) official name change / corporate reorg. Symbol remains ILLM

Ranger Oil Corp. (ROCC) delisting - merger into Baytex Energy Corp. (BTE) at 7.49 BTE for each ROCC and $13.31 per share cash in lieu of fractions

June 20, 2023

Harsco Corp. (HSC) company name / symbol change to Enviri Corp. (NVRI)

June 19, 2023

The following Digital Assets will be set to "Sell Only" on June 29th and will be Delisted from trading on September 12, 2023.

Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full. Proceeds from any sales will be distributed back to your Stockpile account.

Cardano (ADA)

Polygon (MATIC)

Solana (SOL)

June 16, 2023

IZEA Worldwide, Inc. (IZEA) 1-for-4 reverse split. Fractions rounded up to next full share on beneficiary holder level.

June 15, 2023

Boxlight Corporation (BOXL) 1-for-8 reverse split

China Life Insurance Co. Ltd. (placeholder symbol "C013731") ADR termination - final payout at $8.53089 per share

DCP Midstream, LP (DCP) delisting - cash merger / buyout at $41.75 per share

Neubase Therapeutics, Inc. (NBSE) 1-for-20 reverse split

Oxford Square Capital Corp. rights (OXSQ-R) expired, removed as worthless

Ruth's Hospitality Group, Inc. (RUTH) delisting - cash merger / buyout at $21.50 per share

June 14, 2023

Heska Corporation (HSKA) delisting - cash merger / buyout at $120.00 per share

Orphazyme A/S (placeholder symbol "P054274") ADR termination - final payout at $0.1411 per share

June 13, 2023

Offerpad Solutions, Inc. (OPAD) 1-for-15 reverse split

June 12, 2023

Credit Suisse Group AG (CS) delisting - merger into UBS Group AG (UBS) at 1 UBS for every 22.48 CS shares

Jounce Therapeutics CVR (symbol "J060373") cash distribution of $0.021236 per share

SPDR S&P 600® Small Cap ETF (SLY) delisting - merger into SPDR Portfolio S&P 600® Small Cap ETF (SPSM) at 2.22299-for-1

June 9, 2023

Global Cord Blood Corp. (CO) symbol change to CORBF. Closing orders only.

Flora Growth Corp. (FLGC) 1-for-20 reverse split

Wejo Group Ltd. (WEJO) demotion to OTC Markets, symbol change to WEJOQ. Closing orders only.

June 8, 2023

Blue Apron Holdings, Inc. (APRN) 1-for-12 reverse split

iPath Series B Bloomberg Livestock Subindex Total Return ETN (COW) delisting - notes called for redemption

iPath Series B Bloomberg Coffee Subindex Total Return ETN (JO) delisting - notes called for redemption

iPath Pure Beta Crude Oil ETN (OIL) delisting - notes called for redemption

OceanPal, Inc. (OP) 1-for-20 reverse split

Wheels Up Experience, Inc. (UP) 1-for-10 reverse split

June 7, 2023

Bone Biologics Corp. (BBLG) 1-for-30 reverse split

Hull Tactical ETF (HTUS) company sponsor change from Exchange Traded Concepts to Capitol Series Trust. Symbol remains HTUS

Fiserv, Inc. (FISV) symbol change to FI

Greenlane Holdings, Inc. (GNLN) 1-for-10 reverse split

Invesco S&P 500® Equal Weight Communication Services ETF (EWCO) symbol change to RSPC

Invesco S&P 500® Equal Weight Consumer Discretionary ETF (RCD) symbol change to RSPD

Invesco S&P 500® Equal Weight Industrials ETF (RGI) symbol change to RSPN

Invesco S&P 500® Equal Weight Consumer Staples ETF (RHS) symbol change to RSPS

Invesco S&P 500® Equal Weight Materials ETF (RTM) symbol change to RSPM

Invesco S&P 500® Equal Weight Energy ETF (RYE) symbol change to RSPG

Invesco S&P 500® Equal Weight Financials ETF (RYF) symbol change to RSPF

Invesco S&P 500® Equal Weight Health Care ETF (RYH) symbol change to RSPH

Invesco S&P 500® Equal Weight Technology ETF (RYT) symbol change to RSPT

Invesco S&P 500® Equal Weight Utilities ETF (RYU) symbol change to RSPU

June 6, 2023

Aptose Biosciences Inc. (APTO) 1-for-15 reverse split

Diebold Nixdorf, Inc. (DBD) demotion to OTC Markets. Symbol change to DBDQQ

Grove Collaborative, Inc. (GROV) 1-for-5 reverse split

Westport Fuel Systems, Inc. (WPRT) 1-for-10 reverse split

June 5, 2023

Acorda Therapeutics, Inc. (ACOR) 1-for-20 reverse split

The following Digital Assets have been set to "Sell Only" and will be Delisted from trading on September 19, 2023.

Any positions held in these assets at the deadline of September 19th will be automatically liquidated in full.

Proceeds from any sales will be distributed back to your Stockpile account.

Aave (AAVE)

ApeCoin (APE)

Avalanche (AVAX)

Bancor Network Token (BNT)

Basic Attention Token (BAT)

Chainlink (LINK)

Chiliz (CHZ)

Compound Token (COMP)

Cosmos (ATOM)

Curve DAO (CRV)

Enjin Coin (ENJ)

Fantom (FTM)

Filecoin (FIL)

GALA (GALA)

The Graph (GRT)

Internet Computer (ICP)

Loopring (LRC)

Maker DAO (MKR)

Republic (REN)

Stellar (XLM)

Sushiswap (SUSHI)

Synthetix (SNX)

Tezos (XTZ)

Uniswap (UNI)

Yearn Finance (YFI)

June 2, 2023

MoneyGram International, Inc. (MGI) delisting - cash merger / buyout at $11.00 per share

QualTek Services, Inc. (QTEK) demotion to OTC Markets. Symbol change to QTEKQ

June 1, 2023

Calyxt, Inc. (CLXT) delisting - stock merger and symbol change to CBUS and 1-for-5 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Ikonics Corp. CVR shares (symbol "H093205") - cash distribution at $2.85 per share

MDU Resources Group, Inc. (MDU) spinoff of Knife River Corporation (KNF) - holders will receive 1 KNF for every 4 MDU shares held

Momentive Global, Inc. (MNTV) delisting - cash merger / buyout at $9.46 per share

Sinclair Broadcast Group, Inc. (SBGI) corporate reorg. / name change to Sinclair, Inc. Symbol remains SBGI

May 31, 2023

Applied UV, Inc. (AUVI) 1-for-5 reverse split

Broadmark Realty Capital, Inc. (BRMK) delisting - pending stock merger, details TBD

KraneShares Global Carbon ETF (KRBN) delisting - fund liquidation at $24.7633 per share

May 26, 2023

Athenex, Inc. (ATNX) demotion to OTC Markets. Symbol change to ATNXQ

May 24, 2023

Evoqua Water Technologies Corp. (AQUA) delisting - stock merger into Xylem, Inc. (XYL). Holders will receive 0.48 XYL for every AQAU share held

Lordstown Motors Corp. (RIDE) 1-for-15 reverse split

May 23, 2023

ABB Ltd. (ABB) market change from NYSE to OTC Markets. Symbol change to ABBNY

Ritchie Bros. Auctioneers, Inc. (RBA) corporate reorg. / name change to RB Global, Inc. Symbol remains RBA

SeaChange International, Inc. (SEAC) 1-for-20 reverse split

May 22, 2023

Churchill Downs, Inc. (CHDN) 2-for-1 split

May 18, 2023

Audacy, Inc. (AUD) symbol change to AUDA

Ault Alliance, Inc. (AULT) 1-for-300 reverse split

Nisun International Enterprise Development Group (NISN) 1-for-10 reverse split

May 16, 2023

Cyclerion Therapeutics, Inc. (CYCN) 1-for-20 reverse split

Greenidge Generation Holdings, Inc. (GREE) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Monitronics International, Inc. (SCTY) demotion to OTC Markets, symbol change to SCTYQ

PerkinElmer, Inc. (PKI) company name / symbol change to Revvity, Inc. (RVTY)

Stronghold Digital Mining, Inc. (SDIG) 1-for-10 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Travel Centers of America, Inc. (TA) delisting - cash merger / buyout at $86.00 per share

May 15, 2023

Alpine 4 Holdings, Inc. (ALPP) 1-for-8 reverse split. Fractions rounded up to next full share on beneficiary holder level.

Sumo Logic, Inc. (SUMO) delisting - cash merger / buyout at $12.05 per share

May 12, 2023

Avaya Holdings Corp. (AVYAQ) delisted from OTC Markets. Positions removed as worthless.

Silvergate Capital Corporation (SI) demotion to OTC Markets, symbol change to SICP

May 11, 2023

Vinco Ventures, Inc. (BBIG) 1-for-20 reverse split. Fractions rounded up to next full share on beneficiary holder level.

May 10, 2023

Tonix Pharmaceuticals Holding Corp. (TNXP) 1-for-6.25 reverse split. Fractions rounded up to next full share on beneficiary holder level.

May 9, 2023

Allied Healthcare Products, Inc. (AHPI) demotion to OTC Markets, symbol change to AHPIQ

VanEck Semiconductor ETF (SMH) 2-for-1 split

May 5, 2023

Jounce Therapeutics, Inc. (JNCE) delisted - cash merger / buyout at rate TBD

VanEck Semiconductor ETF (SMH) 2-for-1 split

May 4, 2023

DSS, Inc. (DSS) spinoff of Sharing Services Global Corporation (SHRG). Holders will receive 2 shares of SHRG for each DSS share held

Lannett Company, Inc. (LCIN) demotion to OTC Markets, symbol change to LCINQ

Mullen Automotive, Inc. (MULN) 1-for-25 reverse split

GeneDx Holdings Corp. (WGS) 1-for-33 reverse split

May 3, 2023

Bed Bath & Beyond Inc. (BBBY) demotion to OTC Markets, symbol change to BBBYQ

First Republic Bank (FRC) demotion to OTC Markets, symbol change to FRCB

Maxar Technologies Inc. (MAXR) delisting - cash merger / buyout at $53.00

May 2, 2023

Invesco BLDRS Emerging Markets 50 ADR Index Fund escrow shares ("H108558") - final distribution at $0.04256 per share

May 1, 2023

First Republic Bank (FRC) suspended - FDIC seizure and pending acquisition

Revlon Cosmetics (REVRQ) bankruptcy restructuring, delisted from OTC Markets. Positions removed as worthless

Simplify Nasdaq 100 PLUS Convexity ETF (QQC) delisting - pending fund liquidation at $23.24396 per share

Simplify Volt Cloud and Cybersecurity Disruption ETF (VCLO) delisting - pending fund liquidation $4.49046 per share

Vislink Technologies, Inc. (VISL) 1-for-20 reverse split

April 28, 2023

Chembio Diagnostics, Inc. (CEMI) delisting - cash merger / buyout at $0.45 per share. Anticipated allocation 5/12/23.

Provention Bio, Inc. (PRVB) delisting - cash merger / buyout at $25.00 per share

Lightning eMotors, Inc. (ZEV) 1-for-20 reverse split

April 27, 2023

Impac Mortgage Holdings, Inc. (IMH) demotion to OTC Markets, symbol change to IMPM

April 26, 2023

Agenus, Inc. (AGEN) special dividend of Mink Therapeutics stock (INKT) at 0.0146 INKT for every AGEN share. Allocation date ~ 5/01/23

Horizon Acquisition Corporation II (HZON) delisting - pending fund liquidation at $11.3283 per share

NewHold Investment Corp. (NHIC) delisting - pending fund liquidation at ~ $10.29 per share

SharpLink Gaming Ltd. (SBET) 1-for-10 reverse split

April 25, 2023

Calyxt, Inc. (CLXT) 1-for-10 reverse split

MoneyLion, Inc. (ML) 1-for-30 reverse split

ObsEva SA (OBSVF) corporate reorg. & delisting from OTC Markets. Change to placeholder symbol "P061259". Further details TBD

April 24, 2023

Direxion Breakfast Commodities Strategy ETF (BRKY) delisting - pending fund liquidation at $21.20633 per share

Predictive Oncology, Inc. (POAI) 1-for-20 reverse split

April 21, 2023

Foresight Autonomous Holdings Ltd. (FRSX) 1-for-6 reverse split

Madison Square Garden Entertainment Corp. spinoff - details TBD

Orbital Infrastructure Group, Inc. (OIG) 1-for-40 reverse split

Ouster, Inc. (OUST) 1-for-10 reverse split

April 20, 2023

Atlas Technical Consultants, Inc. (ATCX) delisting - cash merger / buyout at $12.25 per share

Lannett Company, Inc. (LCI) demoted to OTC Markets, symbol change to LCIN

April 18, 2023

Canadian Pacific Railway Ltd. (CP) corporate reorg. - merger with Kansas City Southern Railway to become CPKC Ltd. Symbol remains CP

April 17, 2023

AcuityAds Holdings, Inc. (ATY) company name / symbol change to illumin Inc. (ILLM)

DavidsTea, Inc. (DTEA) demotion to OTC Markets, symbol change to DTEAF

April 14, 2023

Arrival Ltd. (ARVL) 1-for-50 reverse split

Blue Safari Group Acquisition Corp. (BSGA) delisting - stock merger into Bitdeer Technologies Group (BTDR)

PLx Pharma, Inc. (PLXP) demotion to OTC Markets, symbol change to PLXPQ

Virgin Orbit Holdings, Inc. (VORB) demotion to OTC Markets, symbol change to VORBQ

April 12, 2023

VBI Vaccines, Inc. (VBIV) 1-for-30 reverse split

ContextLogic, Inc. (WISH) 1-for-30 reverse split

April 11, 2023

Agile Therapeutics, Inc. (AGRX) 1-for-50 reverse split

Engine Media Holdings, Inc. (GAME) 1-for-4 reverse split, company name change to GameSquare Holdings, Inc.

April 5, 2023

Retail Value, Inc. (RVIC) delisting - pending company dissolution and various shareholder payouts. More information HERE

April 4, 2023

BEST, Inc. (BEST) 1-for-4 reverse split

Crane Holdings Co. (CR) spin-off of Crane NXT (CXT) at 1-for-1

Mustang Bio, Inc. (MBIO) 1-for-15 reverse split

Shaw Communications, Inc. (SJR) delisting - cash merger / buyout at $29.8759 per share

Cryptyde, Inc. (TYDE) company name / symbol change to EightCo Holdings, Inc. (OCTO) then 1-for-50 reverse split

April 3, 2023

AgroFresh Solutions, Inc. (AGFS) delisting - cash merger / buyout at $3.00 per share

Yamana Gold, Inc. (AUY) delisting - cash & stock merger - $1.0406 cash, 0.0376 shares AEM and 0.1598 shares PAAS for each AUY share held

Creatd, Inc. (CRTD) company name / symbol change to Vocal Media (VOCL)

Aries I Acquisition Corp. (RAM) delisting - fund liquidation at $10.434 per share

March 31, 2023

Invesco BLDRS Emerging Markets 50 ADR Index Fund (ADRE) delisting - fund liquidation at $38.16503 cash and 1:1 into escrow shares- (symbol "H108558")

Invesco Select Growth ETF (IVSG) delisting - fund liquidation at $10.17102 per share

Duck Creek Technologies, Inc. (DCT) delisting - casher merger / buyout at $19.00 per share

Helbiz, Inc. (HLBZ) company name / symbol change to Micromobility.com, Inc. (MCOM) and 1-for-50 reverse split

Volta Inc. (VLTA) delisting - casher merger / buyout at $0.86 per share

March 29, 2023

Rockley Photonics Holdings Ltd. (RKLYQ) delisted from OTC Markets - positions removed as worthless

Signify Health, Inc. (SGFY) delisting - cash merger / buyout at $30.50 per share

March 28, 2023

Altra Industrial Motion Corp. (AIMC) delisting - cash merger / buyout at $62.00 per share

Atlas Corp. (ATCO) delisting - cash merger / buyout at $15.50 per share

PSYK ETF (PSYK) delisting - fund liquidation at $16.4332 principal and $0.02489 income per share held

Monster Beverage Group (MNST) 2-for-1 split

Signature Bank demotion to OTC Markets. Symbol remains SBNY

SVB Financial Group (SIVB) demotion to OTC Markets, symbol change to SIVBQ

March 27, 2023

EVO Payments, Inc. (EVOP) delisting - cash merger / buyout at $34.00 per share

March 24, 2023

Cuentas, Inc. (CUEN) 1-for-13 reverse split

Greene County Bancorp, Inc. (GCBC) 2-for-1 split

Swedish Match AB ADR (SWMAY) delisting - final details TBD

March 23, 2023

ObsEva SA (OBSV) demotion to OTC Markets, symbol change to OBSVF

Oyster Point Pharmaceuticals, Inc. contingent value rights ("P060489") expired as worthless

March 22, 2023

Berkeley Lights, Inc. (BLI) company name / symbol change to PhenomeX, Inc. (CELL)

Casi Pharmaceuticals, Inc. (CASI) corporate reorg. and CUSIP change, symbol remains CASI

Loyalty Ventures, Inc. (LYLT) demotion to OTC Markets, symbol change to LYLTQ

March 21, 2023

Aleris Life, Inc. (ALR) delisting - cash merger / buyout at $1.31 per share

March 20, 2023

Atlas Air Worldwide Holdings, Inc. (AAWW) delisting - cash merger / buyout at $102.50 per share

Fast Radius, Inc. (FSRDQ) delisted from OTC Markets, positions removed as worthless

Fresh Vine Wine, Inc. Rights ("F043944") expired - removed as worthless

Membership Collective Group, Inc. (MCG) company name / symbol change to SoHo House & Co. Ltd. (SHCO)

March 17, 2023

Cian PLC ADR's (CIAN) - trading suspended by exchange effective immediately

March 16, 2023

América Móvil, S.A.B. de C.V. (AMX) corporate reorg. and CUSIP change. Symbol remains AMX

March 14, 2023

First Eagle Alternative Capital BDC, Inc. (FCRD) delisting - cash & stock merger at $1.1697 cash and 0.22087035 shares Crescent Capital BDC, Inc. (CCAP)

Vanguard S&P Mid-Cap 400 Growth Index Fund ETF (IVOG) 2-for-1 split

March 13, 2023

Fast Retailing Co., Ltd. (FRCOY) 3-for-1 split

SiriusPoint Ltd. CVR (symbol "S084904") final payout at $8.4095 per share

March 10, 2023

Myovant Sciences Ltd. (MYOV) delisting - cash merger / buyout at $27.00 per share

Orchard Therapeutics plc (ORTX) 1-for-10 reverse split

Vivint Smart Home, Inc. (VVNT) delisting - cash merger / buyout at $12.00 per share

March 9, 2023

Akanda Corp. (AKAN) 1-for-10 reverse split

Fast Retailing Co. Ltd. (FRCOY) 3-for-1 split

Kaleyra, Inc. (KLR) 1-for-3.5 reverse split. Fractions rounded up to next full share on beneficiary holder level.

New York Mortgage Trust, Inc. (NYMT) 1-for-4 reverse split

March 8, 2023

Shift Technologies, Inc. (SFT) 1-for-10 reverse split

Sesen Bio, Inc. (SESN) delisting - corporate reorg. / merger into Carisma Therapeutics, Inc. (CARM), then 1-for-20 reverse split

Zagg, Inc. (placeholder symbol "Y009107") officially delisted - positions removed as worthless

March 7, 2023

Canon, Inc. (CAJ) demotion to OTC Markets, symbol change to CAJPY

Concert Pharmaceuticals, Inc. (CNCE) delisting - cash merger / buyout at $8.00 cash and 1 non-tradable CVR per old share. More information HERE

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) 1-for-4 reverse split

March 6, 2023

O2Micro International Limited (OIIM) delisting - cash merger / buyout at $4.95 per share

March 2, 2023

Cowen, Inc. (COWN) delisting - cash merger / buyout at $39.00 per share

Linde plc (LIN) corporate reorg. Symbol remains LIN

Umpqua Holdings Corp. (UMPQ) delisting - stock merger into Columbia Banking System, Inc. (COLB) at 0.5958 COLB for every UMPQ share

March 1, 2023

Coupa Software, Inc. (COUP) delisting - cash merger / buyout at $81.00 per share

KemPharm, Inc. (KMPH) company name / symbol change to Zevra Therapeutics, Inc. (ZVRA)

Resolute Forest Products, Inc. (RFP) delisting - cash & stock merger at $20.50 cash and 1 non-tradable CVR per old share

Arcadia Biosciences, Inc. (RKDA) 1-for-40 reverse split

February 28, 2023

Elevate Credit, Inc. (ELVT) delisting - cash merger / buyout at $1.87 per share

February 27, 2023

CinCor Pharma, Inc. (CINC) delisting - cash merger / buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "C131056") per share held. More information HERE

Genius Group, Ltd. (GNS) potential NFT spin-off, more information HERE

Regional Health Properties, Inc. (RHE) spin-off of Series E preferred stock at 0.001 preferred share for every common share held

Rent-A-Center, Inc. (RCII) company name / symbol change to Upbound Group, Inc. (UPBD)

Zogenix, Inc. (ZGNX) delisting - cash merger / buyout at $2.00 per share

February 23, 2023

LHC Group, Inc. (LHCG) delisting - cash merger / buyout at $170.00 per share

1Life Healthcare, Inc. (ONEM) delisting - cash merger / buyout at $18.00 per share

Paya Holdings, Inc. (PAYA) delisting - cash merger / buyout at $9.75 per share

Sorrento Therapeutics, Inc. (SRNE) demotion to OTC Markets. Symbol change to SRNEQ

Starry Group Holdings, Inc. (STRY) symbol change to STRYQ

February 22, 2023

ESports Entertainment Group, Inc. (GMBL) 1-for-100 reverse split

February 21, 2023

Playboy Group, Inc. rights ("P060429") expired - removed as worthless

Weber, Inc. (WEBR) delisting - cash merger / buyout at $8.05 per share

February 15, 2023

Athenex, Inc. (ATNX) 1-for-20 reverse split

ContraFect Corporation (CFRX) 1-for-80 reverse split

February 14, 2023

Corbus Pharmaceuticals Holdings, Inc. (CRBP) 1-for-30 reverse split

Velodyne Lidar, Inc. (VLDR) delisted - stock merger into Ouster, Inc. (OUST) at 0.8204 OUST for every VLDR share

February 13, 2023

Genius Brands International, Inc. (GNUS) 1-for-10 reverse split

VYNE Therapeutics, Inc. (VYNE) 1-for-18 reverse split

February 10, 2023

COMSovereign Holding Corp. (COMS) 1-for-100 reverse split

February 9, 2023

Cazoo Group Ltd. (CZOO) 1-for-20 reverse split

February 8, 2023

Digital Ally, Inc. (DGLY) 1-for-20 reverse split

Horizon Global Corporation (HZN) delisting - cash merger / buyout at $1.75 per share

PACCAR, Inc. (PCAR) special stock dividend at 0.5 new shares for every share held

February 7, 2023

Lannett Company, Inc. (LCI) 1-for-4 reverse split

February 3, 2023

Store Capital Corp. (STOR) delisting - cash merger / buyout at $32.25 per share

February 2, 2023

Knowbe4, Inc. (KNBE) delisting - cash merger / buyout at $24.90 per share

February 1, 2023

Future FinTech Group, Inc. (FTFT) 1-for-5 reverse split

Liminal BioSciences Inc. (LMNL) 1-for-10 reverse split

Meridian Bioscience, Inc. (VIVO) delisting - cash merger / buyout at $34.00 per share

South Jersey Industries, Inc. (SJI) delisting - cash merger / buyout at $36.00 per share

January 31, 2023

Micro Focus International plc (MFGP) delisting - ADR pending termination, cash out at $6.4255 per share

January 26, 2023

Rockley Photonics Holdings Limited (RKLY) demotion to OTC Markets, symbol change to RKLYQ

Swvl Holdings Corp. (SWVL) 1-for-25 reverse split. Fractional shares will be rounded up to the next whole share on a beneficial holder level.

January 25, 2023

Benefitfocus, Inc. (BNFT) delisting - cash merger / buyout at $10.50 per share

January 24, 2023

iPath S&P GSCI Crude Oil Total Return Index ETN (OILNF) delisting - notes called for redemption. More information HERE

January 23, 2023

Aveo Pharmaceuticals, Inc. (AVEO) delisting - cash merger / buyout at $15.00 per share

American Virtual Cloud Technologies, Inc. (AVCT) symbol change to AVCTQ, demotion to OTC Markets

Jaguar Health, Inc. (JAGX) 1-for-75 reverse split

Oaktree Specialty Lending Corp. (OCSL) 1-for-3 reverse split

The Cannabis ETF (THCX) company sponsor change from Spinnaker ETFs to AXS Investments. Symbol remains THCX

Tata Motors Ltd. (TTM) delisting - ADR pending termination, details TBD

January 19, 2023

Party City HoldCo, Inc. (PRTY) demotion to OTC Markets, symbol change to PRTYQ

January 17, 2023

AXS FOMO ETF (FOMO) delisting - pending fund liquidation at $16.7489 per share

Jefferies Financial Group, Inc. (JEF) spin-off of Vitesse Energy, Inc. (VTS) at ~ 0.11769 VTS for each JEF share

Sorrento Therapeutics, Inc. (SNRE) spin-off of restricted Scilex Holding Co. stock (SCLX) at 0.1410365 SCLX for each SRNE share

January 13, 2023

Pioneer Merger Corp. (PACX) delisting - pending fund liquidation at $10.1392 per share

Sierra Wireless, Inc. (SWIR) delisting - cash merger / buyout at rate $31.00 per share

January 12, 2023

SPDR® S&P® 500 Fossil Fuel Reserves-Free ETF (SPYX) 3-for-1 split

January 11, 2023

UserTesting, Inc. (USER) delisting - cash merger / buyout at $7.50 per share

January 10, 2023

Sema4 Holdings Corp. (SMFR) company name / symbol change to GeneDx Holdings Corp. (WGS)

January 6, 2023

Aytu Biopharma, Inc. (AYTU) 1-for-20 reverse split

Dave, Inc. (DAVE) 1-for-32 reverse split

Poshmark, Inc. (POSH) delisting - cash merger / buyout at $17.90 per share

January 4, 2023

Core Scientific, Inc. (CORZ) demotion to OTC Markets, symbol change to CORZQ

Drive Shack, Inc. (DS) symbol change to DSHK

General Electric Co. (GE) spinoff of GE Healthcare Technologies, Inc. (GEHC). Final rate TBD

GTT Communications, Inc. (GTTNQ) delisting - bankruptcy reorganization, stock becomes warrants at 0.01245025 per share

Oyster Point Pharma, Inc. (OYST) delisting - pending cash merger / buyout at $11.00 cash and 1 non-tradable Contingent Value Right per share

January 3, 2023

Biora Therapeutics, Inc. (BIOR) 1-for-25 reverse split

Frontline Ltd. (FRO) corporate reorg. / structure change to Frontline plc. Symbol remains FRO

BitNile Holdings, Inc. (NILE) symbol change to AULT

December 29, 2022

Brigham Minerals, Inc. (MNRL) delisting - pending merger with Sitio Royalties Corp. (STR). Holders will receive 1.133 STR for each MNRL share

December 28, 2022

USHG Acquisition Corp. (HUGS) delisting - fund liquidation at $10.04 per share

December 27, 2022

Hall of Fame Resort & Entertainment Co. (HOFV) 1-for-22 reverse split

December 23, 2022

Abiomed, Inc. (ABMD) delisting - acquisition by Johnson & Johnson at $380 cash and 1 contingent value right per share (more info HERE)

BIT Mining Ltd. (BTCM) 1-for-10 reverse split

December 22, 2022

Clovis Oncology, Inc. (CLVS) demotion to OTC Markets, symbol change to CLVSQ

Diana Shipping, Inc. (DSX) special dividend / spinoff of OceanPal, Inc. (OP) at 0.1152527 OP for every DSX share

Hennessy Capital Investment Corp. V (HCIC) delisting - pending fund liquidation at $10.072 per share

Remark Holdings, Inc. (MARK) 1-for-10 reverse split

December 21, 2022

Altimeter Growth Corp. II (AGCB) delisting - pending fund liquidation at ~ $10.1172 per share

Camber Energy, Inc. (CEI) 1-for-50 reverse split

Sprott Uranium Miners ETF (URNM) 2-for-1 split

December 19, 2022

BTRS Holdings, Inc. (BTRS) delisting - cash merger / buyout at $9.50 per share

HEXO Corp. (HEXO) 1-for-14 reverse split

Pennsylvania Real Estate Investment Trust (PEI) symbol change to PRET

Global X Blockchain & Bitcoin Strategy ETF (BITS) 1-for-4 reverse split
Global X Blockchain ETF (BKCH) 1-for-4 reverse split
Global X Super Dividend ETF (SDIV) 1-for-3 reverse split

Global X SuperDividend REIT ETF (SRET) 1-for-3 reverse split

Esoterica NextG Economy ETF (WUGI) acquisition by AXS Investments, symbol remains WUGI

December 16, 2022

Starry Group Holdings, Inc. (STRY) demotion to OTC Markets, closing orders only

December 15, 2022

51Talk Online Education Group (COE) 1-for-4 reverse split

(Old) Brookfield Asset Management, Inc. (BAM) company name / symbol change to Brookfield Corporation (BN)

Fortune Brands Home & Security, Inc. (FBHS) company name / symbol change to Fortune Brands Innovations, Inc. (FBIN)

Fortune Brands Innovations, Inc. (FBIN) spinoff of Masterbrand, Inc. (MBC) at 1:1

December 14, 2022

Brookfield Asset Management Reinsurance Partners Ltd. (BAMR) company name / symbol change to Brookfield Reinsurance Ltd. (BNRE)

Federated National Holding Co. (FNHC) demotion to OTC Markets, symbol change to FNHCQ

December 13, 2022

Bright Lights Acquisition Corp. (BLTS) delisting - pending fund liquidation at rate TBD

IMV, Inc. (IMV) 1-for-10 reverse split

PaySafe Ltd. (PSFE) 1-for-12 reverse split

December 12, 2022

Brookfield Asset Management Inc. (BAM) pending reorg. / spinoff, details TBD

Brookfield Asset Management Reinsurance Partners Ltd. (BAMR) pending reorg. / spinoff, details TBD

Concord Acquisition Corp. (CND) delisting - pending fund liquidation at ~ $10.17719 per share, anticipated allocation date 12/28/22

CarLotz, Inc. (LOTZ) delisting - corporate reorg. / stock merger at 0.705241 into Shift Technologies, Inc. (SFT)

VectoIQ Acquisition Corp. (VTIQ) delisting - pending fund liquidation at rate TBD

December 9, 2022

Fintech Acquisition Corp. V (FTCV) delisting - pending fund liquidation at ~ $10.078 per share

UpHealth, Inc. (UPH) 1-for-10 reverse split

December 6, 2022

Checkpoint Therapeutics, Inc. (CKPT) 1-for-10 reverse split

Switch Inc. (SWCH) delisting - cash merger / buyout at $34.25 per share

December 5, 2022

America First Multifamily Investors, LP (ATAX) company name / symbol change to Greystone Housing Impact Investors, LP (GHI)

China Petroleum & Chemical Corp. (SNPTY) delisted - pending ADR termination, final details TBD

December 2, 2022

Triumph Bancorp, Inc. (TBK) company name / symbol change to Triumph Financial, Inc. (TFIN)

December 1, 2022

Allied E-Sports Entertainment, Inc. (AESE) company name / symbol change to Allied Gaming & Entertainment, Inc. (AGAE)

Diginex Limited (EQOS) demotion to OTC Markets, symbol change to EQOSQ

Flagstar Bancorp, Inc. (FSB) delisting - pending merger, details TBD

Fidelity National Financial, Inc. (FNF) spinoff of F&G Annuities & Life, Inc. (FG) - holders keep their FNF stock and will receive 0.068 FG for each FNF share held

PBF Logistics LP (PBFX) delisting - pending merger, details TBD

November 30, 2022

Arcimoto, Inc. (FUV) 1-for-20 reverse split

Bio-Techne Corp. (TECH) 4-for-1 split

November 29, 2022

Applied Genetics Technologies, Inc. (AGTC) delisted - pending merger, details TBD

CNS Pharmaceuticals, Inc. (CNSP) 1-for-30 reverse split

RADA Electronic Industries Ltd. (RADA) stock merger / name change into Leonardo DRS, Inc. (DRS)

November 28, 2022

Ecofin Digital Payments Infrastructure Fund (ETPA) delisting - fund liquidation at $0.077448 dividend and $25.11 per share

November 25, 2022

BiondVax Pharmaceuticals Ltd. (BVXV) 1-for-10 reverse split

November 23, 2022

Continental Resources, Inc. (CLR) delisting - cash merger / buyout at $74.28 per share

Qualigen Therapeutics, Inc. (QLGN) 1-for-10 reverse split

November 22, 2022

Ebang International Holdings Inc. (EBON) 1-for-30 reverse split

Waitr Holdings Inc. (WTRH) 1-for-20 reverse split, company name / symbol change to ASAP, Inc. (ASAP)

Zendesk, Inc. (ZEN) delisting - cash merger / buyout, details TBD

November 21, 2022

Fast Radius, Inc. (FSRD) demotion to OTC Markets, symbol change to FSRDQ

November 18, 2022

GoHealth, Inc. (GOCO) 1-for-15 reverse split

November 17, 2022

Tenneco Inc. (TEN) delisting - cash merger / buyout at $20.00 per share

November 16, 2022

Tian Ruixiang Holdings Ltd. (TIRX) 1-for-5 reverse split. Fractional shares rounded up to the next whole share on a beneficial holder level.

November 15, 2022

ChannelAdvisor Corp. (ECOM) delisting - cash merger / buyout at $23.10 per share. Allocation date still TBD

November 14, 2022

East Stone Acquisition Corp. (ESSC) delisting - corporate reorg. / merger into NWTN, Inc. (NWTN)

iClick Interactive Asia Group Ltd. (ICLK) 1-for-10 reverse split

XL Fleet Corp. (XL) company name / symbol change to Spruce Power Holding Corp. (SPRU)

November 11, 2022

China Life Insurance Company Ltd. (LFCHY) delisting - pending ADR termination, details TBD

Fortress Transportation and Infrastructure Investors LLC (FTAI) merger into FTAI Aviation, Ltd. Symbol remains FTAI

November 10, 2022

Trevena, Inc. (TRVN) 1-for-25 reverse split

Amerco, Inc. (UHAL) spinoff into new Class N (non-voting) shares at +9 shares for each old UHAL share

November 9, 2022

Diamond Offshore Drilling escrow shares (formerly DOFSQ) delisting - positions removed as worthless

November 8, 2022

Norton LifeLock, Inc. (NLOK) acquisition of Avast plc - company name / symbol change to Gen Digital, Inc. (GEN)

November 7, 2022

Copart, Inc. (CPRT) 2-for-1 split

100 ironSource Ltd. (IS) acquisition / stock merger into Unity Software, Inc. (U) at 0.1089 U for every IS share held

WisdomTree Investments, Inc. (WETF) symbol change to WT

November 2, 2022

Ligand Pharmaceuticals, Inc. (LGND) spinoff of OmniAb, Inc. (OABI) - holders keep their LGND, will receive 4.9 shares OABI for every LGND share held

ProFrac Holding Corp. (PFHC) symbol change to ACDC

Two Harbors Investment Corp. (TWO) 1-for-4 reverse split

November 1, 2022

Sprague Resources, LP (SRLP) delisting - cash merger / buyout at $20.00 per share

XPO Logistics, Inc. (XPO) of RXO, Inc. (RXO) - holders keep their XPO, will receive 1 RXO for every XPO share held

October 31, 2022

The following ETFs have symbol changes:

AllianzIM U.S. Large Cap Buffer10 Jan ETF (AZAJ) is now JANT

AllianzIM U.S. Large Cap Buffer20 Jan ETF (AZBJ) is now JANW

AllianzIM U.S. Large Cap Buffer10 Apr ETF (AZAA) is now APRT

AllianzIM U.S. Large Cap Buffer20 Apr ETF (AZBA) is now APRW

AllianzIM U.S. Large Cap Buffer10 Jul ETF (AZAL) is now JULT

AllianzIM U.S. Large Cap Buffer20 Jul ETF (AZBL) is now JULW

AllianzIM U.S. Large Cap Buffer10 Oct ETF (AZAO) is now OCTT

AllianzIM U.S. Large Cap Buffer20 Oct ETF (AZBO) is now OCTW

Benessere Capital Acquisition Corp. (BENE) delisting - pending fund liquidation at ~$10.4739 per share

October 28, 2022

Pine Island Acquisition Corp. (PIPP) delisting - pending liquidation at ~ $10.05476 per share. Anticipated allocation Nov 10

Solid Biosciences, Inc. (SLDB) 1-for-15 reverse split

Twitter, Inc. (TWTR) delisting - cash merger / buyout at $54.20 per share

October 25, 2022

Alfi, Inc. (ALF) delisting - bankruptcy proceedings

John Hancock Multifactor Utilities ETF (JHMU) delisting - pending fund liquidation at ~$32.088 per share

XpresSpa Group, Inc. (XSPA) company name / symbol change to XWELL, Inc. (XWEL)

October 21, 2022

Chemocentryx, Inc. (CCXI) delisting - cash merger / buyout at $52.00 per share

Kala Pharmaceuticals, Inc. (KALA) 1-for-50 reverse split

Manning & Napier, Inc. (MN) delisting - cash merger / buyout at $12.85 per share

Revlon, Inc. (REV) demotion to OTC Markets. New symbol REVRQ

October 20, 2022

Emles Made-in-America ETF (AMER) delisting - pending fund liquidation at ~ $26.1871 per share

Emles @Home ETF (LIV) delisting - pending fund liquidation at ~ $15.7348 per share

PetroChina Co. Ltd. (PTRCY) delisting - pending ADR termination, details TBD

Unity Biotechnology, Inc. (UBX) 1-for-10 reverse split

Washington Real Estate Investment Trust (WRE) company name / symbol change to Elme Communities, Inc. (ELME)

October 19, 2022

Avalara, Inc. (AVLR) delisting - cash merger / buyout at $93.50 per share

Shell Midstream Partners, LP (SHLX) delisting - cash merger / buyout at $15.85 per share

Alleghany Corp. (Y) delisting - acquisition by Berkshire Hathaway (BRK/B) at $848.02 per share

October 18, 2022

Agrify Corp. (AGFY) 1-for-10 reverse split

Blackrock Income Trust (BKT) 1-for-3 reverse split

9 Meters Biopharma, Inc. (NMTR) 1-for-20 reverse split

Ping Identity Holding Corp. (PING) delisting - cash merger / buyout at $28.50 per share

October 17, 2022

Brooklyn ImmunoTherapeutics Inc. (BTX) company name / symbol change to Eterna Therapeutics Inc. (ERNA) and 1-for-20 reverse split

Forma Therapeutics Holdings, Inc. (FMTX) delisting - cash merger / buyout at $20.00 per share

Romeo Power, Inc. (RMO) delisting - stock merger at 0.1186 into Nikola Corp. (NKLA)

Social Capital Hedosophia Holdings Corp. IV (IPOD) delisting - fund liquidation at ~ $10.056 per share

Social Capital Hedosophia Holdings Corp. VI (IPOF) delisting - fund liquidation at ~ $10.0595 per share

October 13, 2022

Covetrus, Inc. (CVET) delisting - cash merger / buyout at $21.00 per share

Exterran Corp. (EXTN) delisting - acquisition / stock merger at 1.021 into

Enerflex Ltd. (EFXT)

T2 Biosystems, Inc. (TTOO) 1-for-50 reverse split

October 12, 2022

Nielsen Holdings plc. (NLSN) delisting - cash merger / buyout at $28.00 per share

Terminix Global Holdings, Inc. (TMX) delisting - acquisition / stock merger at 1.4899 into Rentokil Initial plc (RTO)

October 10, 2022

iBio, Inc. (IBIO) 1-for-25 reverse split

Infrastructure and Energy Alternatives, Inc. (IEA) delisting - merger / buyout at $10.50 cash and 0.0483 shares MTZ for each IEA share

TPG Pace Beneficial Finance Corp. (TPGY) delisting - fund liquidation at rate TBD

October 5, 2022

BlueRock Residential Growth REIT, Inc. (BRG) delisting - cash merger / buyout at $24.25 per share. Anticipated allocation date Oct. 11

CPI Aerostructures, Inc. (CVUA) symbol change to CVU

Global Blood Therapeutics, Inc. (GBT) delisted - cash merger / buyout at $68.50 per share

October 4, 2022

Nintendo Co. Ltd. ADR (NTDOY) 4-for-1 forward split

October 3, 2022

Allegiance Bancshares, Inc. (ABTX) stock merger with Comm. Bank of Texas (CBTX) to become Stellar Bancorp, Inc. (STEL). Holders will receive 1.4184 shares of STEL for every ABTX share

American Virtual Cloud Technologies, Inc. (AVCT) 1-for-15 reverse split

Bluerock Residential Growth REIT, Inc. (BRG) spinoff of Bluerock Homes Trust, Inc. (BHM) - holders keep their BRG shares, and will receive 1 BHM share for every 8 BRG shares held

Change Healthcare, Inc. (CHNG) delisting - cash merger / buyout at $25.75 per share

Citrix Systems, Inc. (CTXS) delisting - cash merger / buyout at $104.00 per share

Duke Realty Corp. (DRE) delisting - stock merger / acquisition by Prologis, Inc. (PLD). Holders will receive 0.475 shares PLD for each DRE share held

Xperi Holding Corp. (XPER) corp. reorg - current XPER stock becomes Adeia, Inc. (ADEA), with spinoff of new XPER stock at 4 XPER for every 10 shares ADEA

September 30, 2022

Noble Corporation plc (NE) merger with Maersk Drilling, symbol remains NE

September 28, 2022

BBQ Holdings, Inc. (BBQ) delisting - cash merger / buyout at $17.25 per share

Virtus Total Return Fund rights (placeholder symbol V014583) expired worthless

September 27, 2022

AEA-Bridges Impact Corp. (IMPX) delisting - stock merger into LiveWire Group (LVWR)

Credit Suisse X-Links Crude Oil covered-call ETN (USOI) 1-for-20 reverse split

Höegh LNG Partners LP (HMLP) delisting - cash merger / buyout at $9.25 per share

Note: pass-through processing fee of $0.02 per ADS for GSK reverse split from 07/22

September 26, 2022

Annaly Capital Management (NLY) 1-for-4 reverse split

September 21, 2022

Celsion Corporation (CLSN) company name / symbol change to Imunon, Inc. (IMNN)

September 20, 2022

Petrochina Co. Ltd. (PTR) demotion to OTC Markets, symbol change to PTRCY

China Petroleum & Chemical Corporation (SNP) demotion to OTC Markets, symbol change to SNPTY

September 19, 2022

CF Acquisition Corp. VI (CFVI) delisting - name change / stock merger into Rumble, Inc. (RUM)

Mercedes-Benz Group AG (DMLRY) symbol change to MBGYY

Sonnet Biotherapeutics Holdings, Inc. (SONN) 1-for-14 reverse split

Tyme Technologies, Inc. (TYME) delisting - stock merger into Syros Pharmaceuticals, Inc. (SYRS) at 0.04312 SYRS for every TYME share held

September 16, 2022

USA Truck, Inc. (USAK) delisting - cash merger / buyout at $31.72 per share

September 15, 2022

CatchMark Timber Trust, Inc. (CTT) delisting - stock merger into PotlatchDeltic Corporation (PCH) at 0.23 PCH for every CTT share

ManTech International Corp. (MANT) delisting - cash merger / buyout at $96.00 per share

September 14, 2022

Palo Alto Networks, Inc. (PANW) 3-for-1 forward split

September 13, 2022

Mudrick Capital Acquisition Corp. II (MUDS) delisted - pending fund liquidation at

~ $10.183 per share

September 12, 2022

Mandiant, Inc. (MNDT) delisted - cash merger / buyout at $23.00 per share

September 9, 2022

Petrochina Co. Ltd. (PTR) delisted with no further details

China Petroleum & Chemical Corporation (SNP) delisted with no further details

September 8, 2022

IIVI, Inc. (IIVI) company name / symbol change to Coherent, Inc. (COHR)

September 7, 2022

Callaway Golf Co. (ELY) company name / symbol change to Topgolf Callaway Brands Corp. (MODG)

September 2, 2022

Centennial Resource Development, Inc. (CDEV) name / symbol change to Permian Resources Corp. (PR)

Cheetah Mobile, Inc. ADR (CMCM) 1-for-5 reverse split

China Life Insurance Company Ltd. (LFC) symbol change to LFCHY

August 31, 2022

Orchid Island Capital (ORC) 1-for-5 reverse split

Plantronics, Inc. (POLY) delisting - cash merger / buyout at $40.00 per share

August 30, 2022

Defiance Next Gen Altered Experience ETF (PSY) delisting - fund liquidation at $5.933 per share

Defiance Next Gen SPAC Derived ETF (SPAK) delisting - fund liquidation at rate TBD

NatWest Group plc (NWG) 13-for-14 reverse split

August 29, 2022

Jacobs Engineering Group, Inc. (J) corporate reorg. / name change to Jacobs Solutions, Inc. Symbol remains J

Mind Medicine (MindMed), Inc. (MNMD) 1-for-15 reverse split

Nasdaq OMX Group, Inc. (NDAQ) 3-for-1 split

August 26, 2022

Endo International plc (ENDP) bankruptcy filing, demotion to OTC Markets, symbol change to ENDPQ

Fast Acquisition Corp. (FST) delisting - fund liquidation at $10.027 per share

August 25, 2022

Digital Ally, Inc. (DGLY) corporate reorg. - holders will receive new DGLY stock, anticipated allocation 8/25

Rattler Midstream LP (RTLR) delisting - pending buyout / stock merger into Diamondback Energy (FANG) at 0.133 FANG for each RTLR share

Tesla, Inc. (TSLA) 3-for-1 forward split

August 23, 2022

iShares MSCI Argentina and Global Exposure ETF (AGT) delisting - pending fund liquidation at $26.417 per share

iShares MSCI Japan Equal Weighted ETF (EWJE) delisting - pending fund liquidation at $32.00 per share

iShares Evolved U.S. Innovative Healthcare ETF (IEIH) delisting - pending fund liquidation at $41.3929 per share

DigitalBridge Group (DBRG) 1-for-4 reverse split

August 22, 2022

AMC Entertainment (AMC) special dividend of preferred equity unit (APE) (more details HERE)

August 18, 2022

Morgan Creek - Exos SPAC Originated ETF (SPXZ) delisting - fund liquidation at ~$11.022 per share

August 17, 2022

Embark Technology, Inc. (EMBK) 1-for-20 reverse split

GO Acquisition Corp. (GOAC) delisting - pending liquidation at $10.0189 per share

RedBall Acquisition Corp. (RBAC) delisting - pending liquidation at $10.0303 per share

August 15, 2022

Apollo Investment Corp. (AINV) company name / symbol change to MidCap Financial Investment Corp. (MFIC)

Epizyme, Inc. (EPZM) delisting - cash merger / buyout at $1.45 per share

Root, Inc. (ROOT) 1-for-18 reverse split

SailPoint Technologies Holdings, Inc. (SAIL) delisting - cash merger / buyout at $65.25 per share

August 12, 2022

Epizyme, Inc. (EPZM) delisting - cash merger / buyout at $1.45 per share

Greenlane Holdings, Inc. (GNLN) 1-for-20 reverse split

Redbox Entertainment Inc. (RDBX) delisting - stocker merger into Chicken Soup for the Soul Inc. (CSSE) at 0.087 CSSE for every RDBX share

August 10, 2022

American Campus Communities, Inc. (ACC) delisting - cash merger / buyout at $65.47 per share

August 8, 2022

DPCM Capital Inc. (XPOA) company name / symbol change to D-Wave Quantum Inc. (QBTS)

REX American Resources Corp. (REX) 3-for-1 stock split

August 3, 2022

MeaTech 3D Ltd. (MITC) company name / symbol change to Steakholder Foods Ltd. (STKH)

Meritor Inc. (MTOR) delisting - cash merger / buyout at $36.50 per share

Neophotonics Corp. (NPTN) delisting - cash merger / buyout at $16.00 per share

August 2, 2022

Fortress Transportation and Infrastructure Investors LLC (FTAI) spinoff of FTAI Infrastructure, Inc. (FIP) at 1-for-1

August 1, 2022

Cortexyme, Inc. (CRTX) company name / symbol change to Quince Therapeutics, Inc. (QNCX)

First Trust Global Engineering & Construction ETF (FLM) fund objective / name change to First Trust Alerian U.S. NextGen Infrastructure ETF (RBLD)

New Residential Investment Corp. (NRZ) company name / symbol change to Rithm Capital Corp. (RITM)

Orbital Energy Group, Inc. (OEG) company name / symbol change to Orbital Infrastructure Group, Inc. (OIG)

July 29, 2022

MetroMile, Inc. (MILE) delisting - stock merger into Lemonade, Inc. (LMND) at 0.05263 LMND for every MILE share

Welbilt, Inc. (WBT) delisting - cash merger / buyout at $24.00 per share, anticipated allocation 8/01

July 27, 2022

ARK Transparency ETF (CTRU) delisting - pending fund liquidation, details TBD

July 26, 2022

Pluristem Therapeutics Inc. (PSTI) company name / symbol change to Pluri Inc. (PLUR)

Pershing Square Tontine Holdings, Ltd. (PSTH) delisting - details TBD

July 22, 2022

Gamestop Inc. (GME) 4-for-1 forward split

Cornerstone Building Brands, Inc. (CNR) delisting - cash merger / buyout at $24.65 per share

GlaxoSmithKline plc (GSK) company reorg. - 4-for-5 reverse split

Natus Medical Inc. (NTUS) delisting - cash merger / buyout at $33.50 per share

Sanderson Farms, Inc. (SAFM) delisting - cash merger / buyout at $203.00 per share

SonicShares Airlines, Hotels, Cruise Lines ETF (TRYP) delisting - pending fund liquidation at ~ $3.656 per share

Vonage, Inc. (VG) delisting - cash merger / buyout at $21.00 per share

July 21, 2022

GlaxoSmithKline plc (GSK) spinoff of consumer health business into Haleon plc (HLN) - holders will receive 1 share HLN for every GSK

July 20, 2022

Macquarie Infrastructure Corp (MIC) delisting - cash merger / buyout at $4.11 per share

Healthcare Trust of America, Inc. (HTA) delisting - merger into Healthcare Realty Trust Inc. (HR)

B. Riley Principal 150 Merger Corp. III (BRPM) merger / name change to FaZe Clan, Inc. (FAZE)

PS Business Parks Inc. (PSB) delisting - cash merger / buyout, details TBD

July 19, 2022

ITHAX Acquisition Corp. (ITHX) merger / name change to Mondee Holdings, Inc. (MOND)

GlaxoSmithKline plc (GSK) pending spin-off, details TBD

July 18, 2022

Alphabet, Inc. (GOOG & GOOGL) 20-for-1 forward split

July 15, 2022

Ecofin Digital Payments Infrastructure Fund (TPAY) symbol change to ETPA
​

Enveric Biosciences, Inc. (ENVB) 1-for-50 reverse split

July 13, 2022

Mobile TeleSystems PJSC (MBT) official delisting - pending ADR termination, details TBD

July 8, 2022

Avalo Therapeutics, Inc. (AVTX) 1-for-12 reverse split

Vectrus, Inc. (VEC) delisting - company name / symbol change to V2X, Inc. (VVX)

July 7, 2022

CDK Global, Inc. (CDK) delisting - pending cash merger / buyout at $54.87 per share

CMC Materials, Inc. (CCMP) delisting - cash/stock merger into Entegris, Inc. (ENTG). Holders will receive $133.00 & 0.4506 ENTG for every CCMP share

July 6, 2022

Neenah Paper, Inc. (NP) delisting - merger into SWM at 1.358 SWM for every NP share

Schweitzer-Mauduit International, Inc. (SWM) name / symbol change to Mativ, Inc. (MATV)

SOS Limited (SOS) 1-for-50 reverse split

July 5, 2022

Abeona Therapeutics, Inc. (ABEO) 1-for-25 reverse split

Oasis Petroleum (OAS) merger with Whiting Petroleum (WLL) to form Chord Energy Corp. (CHRD)

Coherent, Inc. (COHR) delisting - acquisition - holders will receive 0.91 shares IIVI and $220.00 cash for every COHR share

July 1, 2022

CTO Realty Growth, Inc. (CTO) 3-for-1 forward split

Encompass Health Corp. (EHC) spinoff of Enhabit, Inc. (EHAB) - holders keep EHC stock, will receive 0.5 EHAB for every EHC share

Whiting Petroleum Corp. (WLL) delisting - cash / stock merger with Oasis Petroleum to form Chord Energy Corp. (CHRD). Holders will receive $6.25 & 0.5774 CHRD for every WLL share

June 30, 2022

Vinco Ventures, Inc. (BBIG) spinoff of Cryptyde, Inc. (TYDE) - holders keep BBIG stock, will receive 0.10 shares TYDE for every BBIG share. Cash-in-lieu of fractional positions

June 29, 2022

Tivity Health, Inc. (TVTY) delisting - cash merger / buyout at $32.50 per share

Shopify, Inc. (SHOP) 10-for-1 forward split

June 28, 2022

Datto Holding Corp. (MSP) delisting - cash merger / buyout at $35.50 per share

Anthem, Inc. (ATNM) company name / symbol change to Elevance Health (ELV)

June 27, 2022

Mallinckrodt plc (MNKKQ) delisting - bankruptcy proceedings, removed as worthless

Simplify Volt Fintech Disruption ETF (VFIN) delisting - liquidation at NAV

Simplify Volt Pop Culture Disruption ETF (VPOP) delisting - liquidation at NAV

June 24, 2022

Gores Guggenheim, Inc. (GGPI) stock merger / name change to Polestar Automotive Holding UK PLC (PSNY)

Preferred Apartment Communities, Inc. (APTS) delisting - cash merger / buyout at $25.00 per share

Staffing 360 Solutions, Inc. (STAF) 1-for-10 reverse split

June 23, 2022

EJF Acquisition Corp. (EJFA) stock merger / name change to Pagaya

Technologies Ltd. (PGY)

Fortinet, Inc. (FTNT) 5-for-1 forward split

O'Shares U.S. Quality Dividend ETF (OUSA) sponsorship / name change to ALPS O'Shares U.S. Quality Dividend ETF

O'Shares U.S. Small-Cap Quality Dividend ETF (OUSM) sponsorship / name change to ALPS O'Shares U.S. Small-Cap Quality Dividend ETF

O'Shares Global Internet Giants ETF (OGIG) sponsorship / name change to ALPS O'Shares Global Internet Giants ETF

June 22, 2022

Anaplan, Inc. (PLAN) delisting - cash merger / buyout, details TBD

June 21, 2022

Minerva Neurosciences, Inc. (NERV) 1-for-8 reverse split

June 16, 2022

Limelight Networks, Inc. (LLNW) company name / symbol change to Edgio, Inc. (EGIO)

Pennsylvania Real Estate Investment Trust (PEI) 1-for-15 reverse split

June 15, 2022

Overstock.com Preferred Digital Voting Series A-1 (OSTKO) delisting - converted at 0.9 into common stock (OSTK)

Tuatara Capital Acquisition Corp. (TCAC) stock merger / name change to Springbig Holdings, Inc. (SBIG)

June 13, 2022

Renewable Energy Group, Inc. (REGI) delisting - cash merger / buyout at $61.50 per share

Global X Cannabis ETF (POTX) 1-for-6 reverse split

DexCom, Inc. (DXCM) 4-for-1 forward split

Didi Global Ltd. (DIDI) symbol change to DIDIY, demotion to OTC Markets

Brookfield Infrastructure Partners L.P. (BIP) 3-for-2 forward split

Brookfield Infrastructure Corp (BIPC) 3-for-2 forward split

June 9, 2022

Meta Platforms (FB) official symbol change to META

Realogy Holdings Corp. (RLGY) company name / symbol change to Anywhere Real Estate (HOUS)

June 8, 2022

Cerner Corp. (CERN) cash merger / buyout at $95.00 per share, anticipated allocation 06/10/22

June 7, 2022

FangDD Network Group Ltd. ADR (DUO) 1-for-15 reverse split

June 6, 2022

Amazon Inc. (AMZN) 20-for-1 forward split

Invesco Mortgage Capital Inc. (IVR) 1-for-10 reverse split

Falcon Minerals (FLMN) & Desert Peak Minerals (DPM) delisting - merger to form Sitio Royalties Corp. (STR) and 1-for-4 reverse split

June 2, 2022

Casi Pharmaceuticals, Inc. (CASI) 1-for-10 reverse split

BHP Group Ltd. (BHP) merger / spinoff of Woodside Energy Group Ltd. (WDS) - holders keep their BHP stock, and receive 0.3614 WDS for every BHP share

June 1, 2022

Dominion Energy 2019 Series A Corporate Units (DCUE) delisting - called for redemption/exchanged into common stock (symbol D) at 1.2037 D for each DCUE

May 31, 2022

Direxion Daily Energy Bear 2X Shares (ERY) 1-for-10 reverse split

Direxion Daily CSI China Internet Index Bull 2X Shares (CWEB) 1-for-10 reverse split

Direxion Daily FTSE China Bull 3X Shares (YINN) 1-for-20 reverse split

Quidel Corp. (QDEL) acquired Ortho Clinical Diagnostics (OCDX) to form QuidelOrtho Corp. Symbol remains QDEL

Apollo Strategic Growth Capital (APSG) delisting - merger with American Express Global Business Travel to form Global Business Travel Group, Inc. (GBTG)

IRSA Propiedades Comerciales S.A. (IRCP) corporate reorg., name & symbol change to IRSA Inversiones y Representaciones S.A. (IRS) at 0.56 IRS for every IRCP share

May 27, 2022

Luby's, Inc. (LUB) delisting - sale to private party and bankruptcy liquidation, final distribution at $0.20 per share

May 25, 2022

Intricon Corporation (IIN) delisting - cash merger / buyout at $24.25 per share

May 24, 2022

Hive Blockchain Technologies (HIVE) 1-for-5 reverse split

Zynga, Inc. (ZNGA) delisting - merger / buyout, holders will receive $3.50 cash and 0.0406 shares of Take Two Interactive (TTWO) for every share of ZNGA

May 23, 2022

CPI Aerostructures, Inc. (CVU) - symbol change to CVUA, demotion to OTC Markets

May 20, 2022

Saba Capital Income & Opportunities Fund (BRW) 1-for-2 reverse split

BEST, Inc. (BEST) 1-for-5 reverse split

ION Geophysical Corp. (IO) - symbol change to IOGPQ, demotion to OTC Markets

Mimecast Ltd. (MIME) delisting - cash merger / buyout at $80.00 per share

May 19, 2022

Sigma Labs, Inc. (SGLB) company name / symbol change to Sigma Additive Solutions, Inc. (SASI)

May 17, 2022

Aspen Technology, Inc. (AZPN) partial merger - holders will receive approximately $87 per share in cash, and 0.42 shares of new AZPN stock for each old share

May 16, 2022

Canadian Imperial Bank of Commerce (CM) 2-for-1 forward split

Bottomline Technologies (DE), Inc. (EPAY) delisting - cash merger at $57.00 per share

May 9, 2022

Progenity, Inc. (PROG) company name / symbol change to Biora Therapeutics (BIOR)

May 5, 2022

eSports Technologies, Inc. (EBET) company name change to EBET, Inc., symbol remains EBET

Golden Nugget Online Gaming, Inc. (GNOG) delisting - stock merger into DraftKings, Inc. (DKNG) at 0.365 DKNG for each GNOG share

May 3, 2022

Heat Biologics, Inc. (HTBX) company name / symbol change to NightHawk Biosciences, Inc. (NHWK)

The Gabelli Utility Trust - Rights (GUT-RT) expired as worthless

US Ecology, Inc. (ECOL) delisting - cash merger / buyout at $48.00 per share

April 29, 2022

Scientific Games, Inc. (SGMS) company name / symbol change to Light & Wonder (LNW)

MGM Growth Properties LLC (MGP) delisting - stock merger at 1.366 into Vici Properties (VICI)

April 27, 2022

Agile Therapeutics, Inc. (AGRX) 1-for-40 reverse split

April 18, 2022

Kaleido Biosciences, Inc. (KLDO) delisting - company ceasing operations, further details TBD

April 13, 2022

Applied Blockchain, Inc. (APLD) 1-for-6 reverse split

April 11, 2022

Discovery, Inc. series A (DISCA) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)

Discovery, Inc. series B (DISCB) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)

Discovery, Inc. series C (DISCK) delisting - stock merger 1:1 into Warner Bros. Discovery (WBD)

AT&T (T) spinoff of Warner Bros. Discovery (WBD) - holders will receive 0.24 WBD for every T share, allocation date 4/12/22

Spirit of TX Bancshares (STXB) delisting - stock merger at 1.0016722 into Simmons First National Corp. (SFNC)

Colfax Corporation (CFX) corporate reorg. - name change & 1-for-3 reverse split into Enovis Corporation (ENOV)

April 8, 2022

New Oriental Education & Technology Group Inc. (EDU) 1-for-10 reverse split

April 7, 2022

Investors Bancorp (ISBC) merger into Citizens Financial Group (CFG) - holders will receive $1.46 cash and 0.297 CFG for every ISBC share

Roundhill MVP ETF (MVP) fund delisted - pending liquidation, details TBD

Roundhill Streaming Services & Technology ETF (SUBZ) fund delisted - pending liquidation, details TBD

RVI Corp. (RVI) symbol change to RVIC, demoted to OTC Markets

SOC Telemed (TLMD) delisting - cash merger at $3.00 per share

April 6, 2022

Fluidigm Corp. (FLDM) company name / symbol change to Standard BioTools, Inc. (LAB)

April 5, 2022

BP Midstream Partners LP (BPMP) stock merger at 0.575 into BP plc (BP)

Colfax Corporation (CFX) corporate reorg. / spinoff, holders will receive 1 Esab Corp. (ESAB) share for every 3 CFX

MFA Financial, Inc. (MFA) 1-for-4 reverse split

People's United Financial, Inc. (PBCT) stock merger at 0.118 into M&T Bank Corp. (MBT)

April 4, 2022

Alliance Data Systems, Inc. (ADS) company name / symbol change to Bread Financial Holdings, Inc. (BFH)

Boulder Growth & Income Fund (BIF) company name / symbol change to SRH Total Return Fund (STEW)

April 1, 2022

Clockwise Capital Innovation ETF (CWC) symbol change to TIME

SLR Senior Investment Corp. (SUNS) stock merger at 0.7796 into SLR Investment Corp. (SLRC)

March 31, 2022

Verso Corporation (VRS) delisting - cash merger / buyout at TBD

March 28, 2022

CyrusOne, Inc. (CONE) delisting - cash merger / buyout at $90.50 per share

March 24, 2022

ACM Research, Inc. (ACMR) 3-for-1 stock split

W.R. Berkley Corporation (WRB) 3-for-2 stock split

March 23, 2022

BioDelivery Sciences International, Inc. (BDSI) delisting - cash merger / buyout, details TBD

March 22, 2022

Recro Pharma, Inc. (REPH) name / symbol change to Societal CDMO (SCTL)

Forterra, Inc. (FRTA) delisting - cash merger / buyout at $24.00 per share

March 17, 2022

Spartan Energy Acquisition Corp. III (SPAQ) stocker merger / name change to Allego N.V. (ALLG)

March 15, 2022

Brookfield Business Partners (BBU) corporate reorg. / spinoff - 0.5 BBUC for every BBU share

Kraton Corporation (KRA) delisting - cash merger / buyout at $46.50 per share

HollyFrontier Corp. (HFC) stock merger / symbol change to HF Sinclair Corp. (DINO)

March 14, 2022

GrubHub, Inc. (GRUB) company name / symbol change to JustEatTakeaway.com (JTKWY)

March 11, 2022

Schwab U.S. Small-Cap ETF (SCHA) 2-for-1 forward split

Schwab U.S. Broad Market ETF (SCHB) 2-for-1 forward split

Schwab U.S. REIT ETF (SCHH) 2-for-1 forward split

BellRing Brands, Inc. (BRBR) corporate reorg. / spinoff - new BRBR stock and $2.97 cash for every (old) BRBR share

Zimmer Biomet Holdings (ZBH) corporate reorg. / spinoff - 0.1 ZIMV for every ZBH share

Arena Pharmaceuticals, Inc. (ARNA) delisting - cash merger / buyout at $100 per share

March 9, 2022

Del Taco, Inc. (TACO) delisting - cash merger/buyout at $12.51 per share

Phillips 66 Partners LP (PSXP) delisting - stock merger into PSX at 0.5 PSX for every PSXP share

FTS International warrants (symbol "F040166") expired - cash payout at $3.97 per share

FTS International warrants (symbol "F040168") expired - cash payout at $3.04 per share

March 8, 2022

Zogenix, Inc. (ZGNX) delisting - cash merger/buyout at $26.00 cash and 1 non-tradable contingent value right (symbol "Y006594") per ZGNX share

March 7, 2022

Nuance Communications (NUAN) delisting - cash merger/buyout at $56.00 per share

March 4, 2022

Alder BioPharmaceuticals CVR (symbol "A055913") final payout at $2.00 per share

FTS International, Inc. (FTSI) delisting - cash merger/buyout at $26.52 per share

March 3, 2022

CorePoint Lodging, Inc. (CPLG) delisting - cash merger/buyout at $15.99 per share

March 2, 2022

Lument Finance Trust rights (LFTRT) expired - removed as worthless

McAfee Corp. (MCFE) delisting - stock merger / buyout at $26.00 per share

March 1, 2022

Celsion Corp. (CLSN) 1-for-15 reverse split

February 28, 2022

Great Elm Capital Corp. (GECC) 1-for-6 reverse split

IHS Markit Ltd. (INFO) delisting - stock merger into S&P Global, Inc. (SPGI) at 0.2838 SPGI for every INFO share

Monmouth Real Estate Investment Corp. (MNR) delisting - cash merger/buyout at $21.00 per share

Vocera Communications, Inc. (VCRA) delisting - cash merger/buyout at $79.25 per share

February 25, 2022

R.R. Donnelley & Sons (RRD) delisting - cash merger / buyout at $10.85 per share, anticipated allocation date March 2, 2022

February 23, 2022

Afterpay Ltd. (AFTPY) delisting - cash merger / buyout at $40.926 per share

February 22, 2022

Boston Omaha Corporation (BOMN) symbol change to BOC

February 18, 2022

Intelsat SA (INTEQ) delisting - bankruptcy proceedings, stock removed as worthless

February 17, 2022

Viacom CBS, Inc. (VIAC) name / symbol change to Paramount Global, Inc. (PARA)

February 16, 2022

First Midwest Bancorp (FMBI) delisting - stock merger into Old National Bancorp (ONB) at 1.1336 ONB for every FMBI share

February 15, 2022

American Finance Trust (AFIN) name / symbol change to Necessity Retail REIT, Inc. (RTL)